Abstract
Diverse explanations or theories
of consciousness are arrayed on a roughly physicalist-to-nonphysicalist
landscape of essences and mechanisms. Categories: Materialism Theories (philosophical,
neurobiological, electromagnetic
field, computational and informational, homeostatic and affective, embodied and enactive,
relational, representational, language, phylogenetic
evolution); Non-Reductive Physicalism; Quantum
Theories; Integrated Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous
and Altered States Theories; Challenge Theories. There are many subcategories, especially for
Materialism Theories. Each explanation is self-described by its adherents, critique is minimal and
only for clarification, and there is no attempt to adjudicate among theories. The implications of
consciousness explanations or theories are assessed with respect to four questions:
meaning/purpose/value (if any); AI consciousness; virtual immortality; and survival beyond death. A
Landscape of Consciousness, I suggest, offers perspective.
Explanations of consciousness abound and the radical diversity of theories is telling. Explanations,
or theories, are said to work at astonishingly divergent orders of magnitude and putative realms of
reality. My purpose here must be humble: collect and categorize, not assess and adjudicate.1 Seek insights, not answers.
Unrealistically, I'd like to get them all, at least all contemporary theories that are sufficiently
distinct with explanations that can surmount an arbitrary hurdle of rationality or conceivability.2 Falsification or verification is
not on the agenda. I'm less concerned about the ontological truth of explanations/theories3 than in identifying them and
then locating them on a “Landscape”4 to enable categorization and
assess relationships. Next, I assess implications of categories for “big questions.” Thus, this
Landscape is not about how consciousness is measured or evolved or even works, but about what
consciousness is and what difference it makes.
It's the classic “mind-body problem:” How do the felt experiences in our minds relate to the neural
processes in our brains? How do mental states, whether sensory, cognitive, emotional, or even noumenal
(selfless) awareness, correlate with brain states? The Landscape of Consciousness explanations or
theories I want to draw is as broad as possible, including those that cannot be subsumed by, and
possibly not even accessed by, the scientific method. This freedom from constraint, as it were, is no
excuse for wooly thinking. Standards of rationality and clarity of argument must be maintained even more
tenaciously, and bases of beliefs must be specified even more clearly.
I have two main aims: (i) gather and describe the various theories and array them in some kind of
meaningful structure of high-level or first-order categories (and under Materialism, subcategories); and
(ii) assess their implications, with respect to four big questions: meaning/purpose/value (if any);
artificial intelligence (AI) consciousness; virtual immortality; and survival beyond death.
Theories overlap; some work together. Moreover, while a real-world landscape of consciousness, even
simplified, would be drawn with three dimensions (at least), with multiple kinds and levels of
nestings—a combinatorial explosion (and likely no closer to truth)—I satisfice with a one-dimensional
toy-model. I array all the theories on a linear spectrum, simplistically and roughly, from the “most
physical” on the left (at the beginning) to the “least physical” on the right (near the end).5 (I have two final categories
after this spectrum.) The physicalism assumed in Materialism Theories of consciousness is characterized
by naturalistic, science-based perspectives, while non-materialism theories have various degrees of
nonphysicalist perspectives outside the ambit of current science and in some cases not subject to the
scientific method of experimentation and replicability.
Please do not ascribe the relative importance of a theory to the relative size of its description.
The shortest can be the strongest. It sometimes takes more words to describe lesser-known theories. For
each description I feel the tension between conciseness and completeness. Moreover, several are not
complete theories in themselves but ways to think about consciousness that strike me as original and
perhaps insightful.
I have followed consciousness studies in its various forms for my entire life. My PhD is in
neurophysiology (thalamocortical evoked potentials).6 I am creator and host of
Closer To Truth,7 the long-running public
television series and web resource on science and philosophy, roughly one-third of which focuses on
consciousness and brain/mind topics.8 I have discussed consciousness
with over 200 scientists and philosophers who work on or think about consciousness and related fields
(Closer To Truth YouTube; Closer To Truth website).9
I use these Closer To Truth discussions as resources. I want to give feel and flavor, as
well as propositions and arguments, for the astonishingly diverse attitudes and approaches to
consciousness coming from radically diverse perspectives and worldviews. That's why I use spontaneous
quotes from verbal conversations along with meticulous quotes from academic papers.
In one early Closer To Truth episode, “What are the Big Questions of Science,” philosopher
Patricia Churchland gave the bluntest answer: “Out of meat, how do you get thought? That's the grandest
question.” She distinguishes two major questions. One is whether psychological states—our mental life of
remembering, thinking, creating—are really a subset of brain activity? The other is how do high-level
psychological processes come about from basic neurophysiological actions? “How do brain cells, organized
in their complex ways, give rise to my watching something move, or seeing color, or smelling a rose”(Churchland, 2000; Kuhn, 2000a, 2000b).
Philosopher David Papineau distinguishes three questions related to consciousness: How?,
Where?, and What? “First, how does consciousness relate to other features of
reality? Second, where are conscious phenomena located in reality? And, third, what is
the nature of consciousness?” (Papineau, 2020a). Because this Landscape
is structured by theories of consciousness, not by philosophical questions, each theory sets its own
agenda for dealing with the three questions, mostly, of course, focusing on the How?
Philosopher Thomas Nagel sees more a fundamental conundrum and he frames it crisply. “We have at
present no conception of how a single event or thing could have both physical or phenomenological
aspects, or how if it did they could be related” (Nagel, 1986). In his influential paper,
“What Is It Like to Be a Bat?,” Nagel offers, “Without consciousness the mind-body problem would be much
less interesting. With consciousness it seems hopeless” (Nagel, 1974).
“Hopeless,” to me, is invigorating; I'm up for the “hopeless challenge.” Take all that follows as my
personal journey of consciousness; idiosyncratic, to be sure; not all for everyone, not set in cement.
1. Chalmers’s “hard problem” of consciousness
Philosopher David Chalmers famously characterized the core conundrum of explaining
consciousness—accounting for “qualia,” our qualitatively rendered interior experience of
motion-picture-like perception and cognitive awareness—by memorializing the pithy, potent phrase, “the
hard problem.” This is where most contemporary theories commence and well they should (Section: Chalmers, 1995b, 1996, 2007; 2014a; 2014b; 2016b).
It is no exaggeration to say that Chalmer's 1995 paper, “Facing up to the problem of consciousness”
(Chalmers, 1995b) and his 1996 book,
The Conscious Mind: In Search of a Fundamental Theory (Chalmers, 1996), were watershed moments
in consciousness studies, challenging the conventional wisdom of the prevailing
materialist-reductionist worldview and altering the dynamics of the field. His core argument against
materialism, in its original form, is deceptively (and delightfully) simple:
- 1.
In our world, there are conscious experiences.
- 2.
There is a logically possible world physically identical to ours, in which the positive facts about consciousness in our world do not hold.
- 3.
Therefore, facts about consciousness are further facts about our world, over and above the physical facts.
- 4.
So, materialism is false.
This is the famous “Zombie Argument” (infamous to some): whether creatures absolutely identical to
us in every external measure, but with no internal light, no inner subjective experience, are
“conceivable”—the argument turning on the meaning and implications of “conceivable” and the difference
between conceivable and possible. (It can be claimed that the Zombie Argument for consciousness being
nonphysical, like the Ontological Argument for God actually existing, sneaks the conclusion into one
of the premises.)
Chalmers asks, “Why does it feel like something inside? Why is our brain processing—vast neural
circuits and computational mechanisms—accompanied by conscious experience? Why do we have this
amazing, entertaining inner movie going on in our minds?” (All quotes not referenced are from Closer
To Truth videos on www.closertotruth.com, including 2007, 2014a, 2014b,
2016b.)
Key indeed are qualia, our internal, phenomenological, felt experience—the sight of your newborn daughter,
bundled up; the sound of Mahler's Second Symphony, fifth movement, choral finale; the smell of garlic,
cooking in olive oil. Qualia—the felt qualities of inner experience—are the crux of the mind-body
problem.
Chalmers describes qualia as “the raw sensations of experience.” He says, “I see colors—reds,
greens, blues—and they feel a certain way to me. I see a red rose; I hear a clarinet; I smell
mothballs. All of these feel a certain way to me. You must experience them to know what they're like.
You could provide a perfect, complete map of my brain [down to elementary particles]—what's going on
when I see, hear, smell—but if I haven't seen, heard, smelled for myself, that brain map is not going
to tell me about the quality of seeing red, hearing a
clarinet, smelling mothballs. You must experience it.”
Since qualia constitutes the core of the “hard problem,” and since the hard problem has come to so
dominate consciousness studies such that almost every theorist must confront it, seeking either to
explain it or refute it—and since the hard problem is a leitmotiv of this Landscape—I asked Dave about
its backstory.
“I first remember presenting the hard problem in a talk at the first Tucson ‘Toward a Science of Consciousness’ consciousness in 1994. When did I first use it? Did I use it in writing before then? I’ve looked in my writing and have not found it [i.e., not prior to the 1994 talk]. The hard problem was part of the talk. I remember speaking with some students beforehand, saying I’m going to talk about ‘hard problems, easy problems.’ I had been already talking this way in my seminar the previous year, so maybe it was already becoming part of my thinking. But I didn’t think about it as an ‘insight.’ I just thought it a way of stating the obvious. ‘Yeah, there’s a really hard problem here.’ So, as part of the first couple of minutes of my talk, I said something like ‘everyone knows there is a hard problem’ …. And people took it and said ‘it’s this great insight’ … Well, it did become a catchy meme; it became a way of encapsulating the problem of consciousness in a way that made it difficult to ignore, and I’m grateful for that role. I had no idea at the time that it would catch on, but it’s good because the problem of consciousness is really easy to ignore or to sidestep, and having this phrase, ‘the hard problem,’ has made it difficult to do that. There’s now just a very natural response whenever that happens. You say, ‘Well, that’s addressing the easy problem, but it’s not addressing the hard problem.’ I think this helps in getting both scientists and philosophers to take consciousness seriously. But I can’t take credit for the idea. Everyone knew that consciousness was a hard problem way before me—my colleagues, Tom Nagel and Ned Block; philosophers like C.D. Broad almost 100 years ago; Thomas Huxley back in the 19th century; even Leibniz and Descartes—they all knew that consciousness was a hard problem” (Chalmers, 2016b).
Over the years, while Chalmers has played a leading role in expanding and enriching the field of
consciousness studies (Chalmers, 2018), his overarching
views have not changed: “I don't think the hard problem of consciousness can be solved purely in
terms of neuroscience.”
As science journalist George Musser puts it, “By ‘hard,’ Chalmers meant impossible. Science as we
now practice it, he argued, ‘is inherently unable to explain consciousness’” (Musser, 2023a, Musser, 2023b).
This does not mean, of course, that Chalmers is making a case for “substance dualism,” some
nonphysical stuff (like the immortal souls of many religions). Chalmers is postulating a “naturalistic
dualism,” where perhaps “information” is the connective, because while information is not material, it
is embedded in the physical world. He notes, “We can also find information realized in our phenomenology.”
This is a “naturalistic dualism,” a kind of property dualism (15.1).
To Chalmers, “It is natural to hope that there will be a materialist solution to the hard problem
and a reductive explanation of consciousness, just as there have been reductive explanations of many
other phenomena in many other domains. But consciousness seems to resist materialist explanation in a
way that other phenomena do not.” He encapsulates this resistance in three related arguments against
materialism: (i) The Explanatory Argument (“explaining structure and function does not suffice to
explain consciousness”); (ii) The Conceivability Argument (“it is conceivable that there be a system
that is physically identical to a conscious being, but that lacks at least some of that being's
conscious states”); (iii) The Knowledge Argument (“someone could know all the physical facts … and
still be unable to know all the facts about consciousness”) (Chalmers, 2003).
“Physicalists, of course, resist these arguments,” says Philosopher Frank Jackson. “Some deny
the modal and epistemic claims the arguments use as premises. They may grant (as they should) the
intuitive appeal of the claim that a zombie physical duplicate of me is possible, but insist that,
when one looks at the matter more closely, one can see that a zombie physical duplicate of me is not
in fact possible. Any physical duplicate of me must feel pain when they stub their toe, have things
look green to them on occasion, and so on” (Jackson, 2023).
Philosopher Daniel Stoljar targets the conceivability argument (“CA”). Strictly speaking, he says,
“CA is an argument against the truth of physicalism. However, since it presupposes the existence of
consciousness, it may be regarded also as an argument for the incompatibility of physicalism and the
existence of consciousness.” Stoljar's epistemic view offers a two-part response. “The first part
supposes that there is a type of physical fact or property that is relevant to consciousness but of
which we are ignorant.” He calls this the ignorance hypothesis. The second part “argues that,
if the ignorance hypothesis is true, CA is unpersuasive” for reasons of logic (Kind and Stoljar, 2023, pp. 92, 95).
Philosopher Yujin Nagasawa calls “The Knowledge Argument” (Jackson, 1982, 1986, 1995, 1998) “among the strongest arguments (or
possibly the strongest argument) for the claim that there is [in consciousness] something beyond the
physical” (Nagasawa, 2012a). Based on a thought
experiment by Frank Jackson, it imagines “Mary, a brilliant scientist,” who lives entirely in
a black-and-white room, who acquires all physical, scientific knowledge about color—wavelengths of
light in all detail—“but it seems obvious that when she comes outside her room, she learns something
completely new, namely, what is like to see color.” Prior to seeing the color, “she doesn't have
phenomenal knowledge of conscious experience.” While Jackson himself no longer endorses the
argument, it is still regarded as one of the most important arguments against physicalism, though of
course it has its critics (Garfield, 1996). Nagasawa, who did his
PhD under Jackson, responds to critics of the argument (Nagasawa, 2010), but also offers his own
objections and novel proposals (Nagasawa, 2008).
Frank Jackson himself has much of the contemporary literature on consciousness revolving around
three questions. “Does the nature of conscious experience pose special problems for physicalism? Is
the nature of conscious experience exhausted by functional role? Is the nature of conscious experience
exhausted by the intentional contents or representational nature of the relevant kinds of mental
states?” (Jackson, 1997).
To philosopher Philip Goff, there are two aspects of consciousness that give rise to the hard
problem, qualitivity and subjectivity: qualitivity meaning that experiences involve sensory
qualities, whether in real-time or via memory recall; subjectivity meaning that there is a
subject who has those experiences, that “these experiences are for someone: there is something that
it’s like for me to experience that deep red.” Goff argues that these two aspects of consciousness
give rise to two “hard problems.” While either problem would be sufficient to refute materialism, he
says, the hard problem of qualitivity is more pronounced—or at least easier to argue for—because the
vocabulary of the physical sciences, which tell a purely quantitative story of causal structures,
cannot articulate the qualities of experience; the language of physics entails an explanatory
limitation (Goff, 2021).
Philosopher Colin McGinn provides a culinary perspective: “Matter is just the wrong kind of thing
to give birth to consciousness … You might as well assert, without further explanation, that numbers
emerge from biscuits, or ethics from rhubarb” (McGinn, 1993).
Philosopher Jerry Fodor put the problem into what he thought would be perpetual perspective. “[We
don't know], even to a first glimmer, how a brain (or anything else that is physical) could manage to
be a locus of conscious experience. This … is, surely, among the ultimate metaphysical mysteries;
don't bet on anybody ever solving it” (Fodor, 1998).
2. Initial thoughts
Consciousness has been a founding and primary theme of Closer To Truth, broadcast on PBS
stations since 2000 and now a global resource on the Closer To Truth website and Closer To Truth
YouTube channel. What is consciousness? What is the deep essence of consciousness? What is the deep
cause of consciousness? (These are not the same question.) Again, it is the core of the mind-body
problem—how thoughts in our minds and sensations of our experiences interrelate with activities in our
brains.
What does the word “consciousness” mean? What is its referent? “Consciousness” has multiple
definitions, which has been part of the problem in its study. There are clear categories of
consciousness, uncontroversially recognized. For example, distinguishing “creature consciousness”
(the somatic
condition of being awake and responding to stimuli) and “mental state consciousness” (the cognitive
condition of experiential engagement with the environment and oneself). More importantly,
distinguishing “phenomenal consciousness” (“what it is like”) and “cognitive consciousness”
(Humphrey, 2023a, Humphrey, 2023b) or “access
consciousness”10 (Block, 2023), which are more about
function than phenomenology.
Philosopher Ned Block sees “the border between perception and cognition” as a “joint in nature,”
primed for exploration. He says he was drawn to this subject because of the realization that the
difference between what he calls “access consciousness (cognitive access to phenomenally conscious
states)” and what he calls “phenomenal consciousness (what it is like to experience)” was rooted “in a
difference between perception—whether conscious or unconscious—and cognitive access to perception” (Block, 2023).
With respect to “information,” it is suggested that “the word ‘consciousness’ conflates two
different types of information-processing computations in the brain: the selection of information for
global broadcasting, thus making it flexibly available for computation and report,” and “the
self-monitoring of those computations, leading to a subjective sense of certainty or error” (Dehaene et al., 2017). But, again, the
issue is phenomenal consciousness, and to the extent that each type of consciousness comes with inner
experience, the same issues obtain.
Artificial intelligence pioneer Marvin Minsky calls consciousness “a suitcase term,” meaning that
all sorts of separate or mildly related concepts can be packed into it. “Consciousness,” he says, “is
a clever trick that we use to keep from thinking about how thinking works. And what we do is we take a
lot of different phenomena and we give them all the same name, and then you think you've got it.”
Minsky enjoys dissecting consciousness: “When people use the word ‘consciousness,’ it's a very strange
idea that there's some wonderful property of the brain that can do so many different things—at least
four or five major things and dozens of others. For example, if I ask, ‘were you conscious that you
touched your ear?’ You might say ‘no, I didn't know I did that.’ You might say, ‘yes.’ If you say yes,
it's because some part of your mind, the part that talks, has access to something that remembers
what's happened recently with your arm and your ear.” Minsky notes “there are hundreds of kinds of
awarenesses. There's remembering something as an image. There's remembering something as a string of
words. There's remembering the tactile feeling of something” (Minsky, 2007a).
Minsky says there is no harm in having consciousness as a suitcase term for social purposes. When a
word has multiple meanings, that ambiguity is often very valuable, he says. “But if you're trying to
understand those processes and you've put them all in one box, then you say, where in the brain is
consciousness located? There's a whole community of scientists who are trying to find the place in the
brain where consciousness is. But if it's ‘a suitcase’ and it's just a word for many different
processes, they're wasting their time. They should try to find out how each of those processes works
and how they're related” (Minsky, 2007a).
Philosopher Massimo Pigliucci points out that “you do not need phenomenal consciousness in order to
react to the environment. Plants do it, bacteria do it, all sorts of stuff do it.” But when it comes
to emotion, he says, “Yes, you do need consciousness – in fact, that is what an emotion is. Emotion
implies some level of internal perception of what's going on, some awareness of the phenomenal
experience” (Pigliucci, 2023a, Pigliucci, 2023b).
Suffice it to say that the hard problem refers to phenomenal consciousness. (This is not to say, of
course, that cognitive or access consciousness is an “easy problem.”)
To Alex Gomez-Marin, a theoretical physicist turned behavioral neurobiologist, “Ask not
what neuroscience
can do for consciousness but what consciousness can do for neuroscience.”
He laments, “When it comes to serious proposals that offer an alternative to materialism, the
mainstream has its doors wide shut … I believe the underlying issue of this debate is a
tectonic clash
about the nature of reality … In other words, the dominant physicalist paradigm can tolerate many
things (including its own internal contradictions and empirical anomalies), but not panpsychism,
idealism, dual-aspect monism, or any other view … Any nonmaterialist whiff in the consciousness
hunger games is punished. Challenge the core foundations, and you shall be stigmatized; propose a
cutting-edge new color to the walls of the old building, you will be cheered (Gomez-Marin, 2023).
On the other hand, philosopher Simon Blackburn cautions against overinflating consciousness as a
concept. “I wouldn't try to approach it by definition,” he said. “That's going to be just a can of
worms. Leibniz said that if we could blow the brain up to the size of a mill and walk around in it, we
still wouldn't find consciousness” (Blackburn, 2012).
To Blackburn, the hard problem is not what Chalmers says it is. “I think the really hard
problem is trying to convince ourselves that this [consciousness problem] is, as it were, an
artifact of a bad way of thinking. The philosopher who did the most to try to persuade us of that
was Ludwig Wittgenstein; the central exhibit in his armory was a thing called the private language
argument [i.e., a language understandable by only one person is incoherent]. Wittgenstein said if
you think in terms of consciousness in that classical way, we meet the problem of other minds. Why
should I think that you're conscious? I know that I am, but what about you? And if consciousness in
some sense floats free, it
might sort of just come and go all over the place. As I say, the hard problem is getting rid of the
hard problem” (Blackburn, 2012).
Physicist-visionary Paul Davies disagrees. “Many scientists think that life and consciousness are
just irrelevant byproducts in a universe; they're just other sorts of things. I don't like that idea.
I think we're deeply significant. I've always been impressed by the fact that human beings are not
only able to observe the universe, but they've also come to understand it through science and
mathematics. And the fact that we can glimpse the rules on which the universe runs—we can, as it were,
decode the cosmic code—seems to me to point to something of extraordinary and fundamental
significance” (Davies, 2006a).
To computer scientist-philosopher Jaron Lanier, “Fundamentally, we know very little about
consciousness and the process of doing science is best served by humility. So, until we can explain
this subjective experience, I think we should accept it as being there” (Lanier, 2007a).
I should note that the mind-body problem is hardly the only problem in consciousness studies: there
are myriad mind-related problems. Topping the list of others, perhaps, is the problem of mental
causation: How can mental states affect physical states? How can thoughts make actions?
Physicist Uzi Awret argues that explaining how consciousness acts on the matter of the brain to
“proclaim its existence” is just as hard as explaining how matter can give rise to consciousness. In
fact, the two questions constrain each other. (For example, must panpsychists consider phenomenal
powers and dualists kinds of interactionism?) Awret makes the insightful point that one reason the two
questions should be conjoined is that they can be complementary in the sense that explaining one makes
it harder to explain the other (Awret, 2024).
Mental causation is an issue for every theory of consciousness: a serious one for Dualism, less of
so for monistic theories—Materialism, Monisms, Idealisms, perhaps Panpsychism-—in that everything
would be made of the same stuff. Yet, still, mental causation needs explanation. But that is not my
task here.
While precise definitions of consciousness are challenging, almost everyone agrees that the real
challenge is phenomenal consciousness. Phenomenal consciousness is the only consciousness in this
Landscape.
3. Philosophical tensions
Two types of philosophical tensions pervade all efforts to understand consciousness: (i)
epistemological versus ontological perspectives, and (ii) the nexus between correlation and causation.
The former distinguishes what we can know from what really exists; they can be the same, of course,
but that determination may not be a superficial one and in fact may not be possible, in practice or
even in principle. The latter has an asymmetrical relationship in that causation must involve
correlation whereas correlation does not necessarily involve causation; the dyadic entities that
correlate might each be caused by an unknown hidden factor that just so happens to cause each of them
independently.
In addition, there are questions about the phylogenetic
evolution of consciousness (9.10). Is it a gradual gradient, from simple single-cells seeking
homeostasis
via stimulus-response to environmental pressures, relatively smoothly up the phylogenetic
tree to human-level consciousness (as is conventional wisdom)? Or is consciousness more like a
step-function with spurts and stops? Is there a cut-off, as it were? Others, of course, maintain
that consciousness is irreducible, even fundamental and primordial.
I give “Philosophical Tensions” its own section, however short, to stress the explanatory burden of
which every theory
of consciousness must keep cognizant: the epistemology-ontology distinction and the
correlation-causation conundrum.
4. Surveys & typologies
Philosopher Tim Bayne suggests three ways to think about what consciousness is: (i)
experience, awareness and their synonyms (Nagel's “what-its-like-to-be”); (ii) paradigms and
examples, using specifics to induce the general; and (iii) initial theories to circumscribe the
borders of the concept, such that a more complete definition falls out of the theory. Examples of
(iii) are conducting surveys and organizing typologies (see below) and constructing taxonomies
(which is the intent of this
paper) (Bayne, 2007).
To appreciate theories of consciousness, there are superb surveys and typologies, scientific and
philosophical, that organize the diverse offerings.
David Chalmers offers that “the most important views on the metaphysics of consciousness can be
divided almost exhaustively into six classes,” which he labels “type A” through “type F.” The first
three (A through C) involve broadly reductive views, seeing consciousness as a physical process that
involves no expansion of a physical ontology [Materialism Theories, 9]. The other three (D through F)
involve broadly nonreductive views, on which consciousness involves something irreducible in nature,
and requires expansion or reconception of a physical ontology [D = Dualism, 15; E = Epiphenomenalism,
9.1.2; F = Monism, 14] (Chalmers, 2003).
PhilPapers (David Bourget and David Chalmers, general editors) feature hundreds of papers on
Theories of Consciousness, organized into six categories: Representationalism; Higher-Order Theories
of Consciousness; Functionalist Theories of Consciousness; Biological Theories of Consciousness;
Panpsychism; Miscellaneous Theories of Consciousness (including Eliminativism, Illusionism, Monisms,
Dualism, Idealism) (Bourget and Chalmers,
PhilPapers). In presenting a case for panpsychism, Chalmers arrays and assesses materialism,
dualism and monism as well as panpsychism (Chalmers, 2016a).
Neuroscientist Anil Seth and Tim Bayne gather and summarize a wide range of candidate theories of
consciousness seeking to explain the biological and physical basis of consciousness (22 theories that
are essentially neurobiological) (Seth and Bayne, 2022). They review
four prominent theories—higher-order theories; global workspace theories; reentry
and predictive
processing theories; and integrated information theory—and they assert that “the iterative
development, testing and comparison of theories of consciousness will lead to a deeper
understanding of this most central of mysteries.” However, Seth and Bayne intensify the mystery by
observing, “Notably, instead of ToCs [theories of consciousness] progressively being ‘ruled out’
as empirical data accumulates, they seem to be proliferating.” This seems telling.
An engagingly novel kind of survey of the mind-body problem is an insightful (and delightfully
idiosyncratic) book by science writer John Horgan (2018). Rejecting
“hard-core materialists” who insist “it is a pseudo-problem, which vanishes once you jettison
archaic concepts like ‘the self’ and ‘free will’,” Horgan states that “the mind-body problem is
quite real, simple and urgent. You face it whenever
you wonder who you really are.” Recognizing that we can't escape our subjectivity when we try to
solve the riddle of ourselves, he explores his thesis by delving into the professional and personal
lives of nine mind-body experts. (He admits it is odd to offer “my subjective takes on my subjects'
subjective takes on subjectivity.”) (Horgan, 2019).
While greater understanding of the biological (and material) basis of consciousness will no doubt
be achieved, the deeper question is whether such biological understanding will be sufficient to
explain, even in principle, the essence of consciousness, ever. While most adherents at both
ends of the Landscape of Consciousness—materialists and idealists—are confident of the ultimate
vindication of their positions, others, including me, take this deeper question as remaining an open
question.
My high-bar attempt here is to generate a landscape that is universally exhaustive, in that
whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded in this
Landscape of theories (perhaps in multiple places)—even if we have no way, now or in the foreseeable
future, to discern it from its cohort Landscapees.
5. Opposing worldviews
At the highest level of abstraction, there are two ways to frame competing theories of
consciousness. One way pits monism, where only one kind of stuff is fundamental (though manifest in
ostensibly different forms), against dualism, where both physical and mental realms are equally
fundamental, without either being reducible to the other.11
There are two kinds of monism, each sitting at opposite ends of the Landscape of Consciousness: at
one end, materialism or physicalism,12 where the only real
things are products of, or subject to, the laws of physics, and can be accessed reliably and
reproducibly only by the natural sciences; and at the other end, idealism, where only the mental is
fundamental, and all else, including all physical existence, is derivative, a manifestation of the
mental. (Nondualism, from philosophical and religious traditions originating on the Indian
subcontinent, avers that consciousness and only consciousness, which is cosmic, is fundamental
and primitive. 16.1.)
The second way to frame opposing explanations of consciousness is simply the classic physical vs.
nonphysical distinction, though certain explanations, such as panpsychism, may blur the boundary.
6. Is consciousness primitive/fundamental?
A first foundational question is whether consciousness is primitive or fundamental, meaning that it
cannot be totally explained by, or “reduced” to, a deeper level of reality. (“Totally” is the
operative word, because consciousness can be explained by, or reduced to, neuroscience, biology,
chemistry and physics, certainly in large part, at least.)
If consciousness is primitive or fundamental, we can try to explore what this means, what
alternative concepts of ultimate reality may follow—though, if this were the case, there is probably
not much progress to be made.
On the other hand, if consciousness is not primitive or fundamental, there is much further work to
be done and progress to be made. To begin, there are (at least) three next questions:
First, is consciousness “real,” or, on the other hand, is it sufficiently an “illusion,” a brain
trick, as it were, which would render consternation over the conundrum moot, if not meaningless?
Second, if consciousness is real (and not primitive), then since in some sense it would be
emergent, would this emergence of consciousness be “weak,” meaning that in principle it could be
explained by, or reduced to, more fundamental science (even if in practice, it could not be, for a
long time, if ever)?
Third, if weak emergence has insufficient resources, would this emergence of consciousness be
“strong,” meaning that it would be forever impossible to totally explain consciousness, even in
principle, by reducing it to more fundamental levels of scientific explanation (9.1.4).
Finally, is there an intermediate position, where consciousness was not fundamental ab initio, but
when it evolved or emerged, consciousness came to become somehow inevitable, more than an accidental
byproduct of physical processes? Some see in the grand evolution of the cosmos a process where
elements in the cosmos—or more radically, the cosmos itself—work to make the cosmos increasingly
self-aware (13.8).
Some founders of quantum
theory famously held consciousness as fundamental. Max Planck: “I regard consciousness as
fundamental. I regard matter as derivative from consciousness. We cannot get behind consciousness.
Everything that we talk about, everything that we regard as existing, postulates consciousness”
(The Observer, 1931a). Erwin
Schrödinger: “Although I think that life may be the result of an accident, I do not think that of
consciousness. Consciousness cannot be accounted for in physical terms. For consciousness is
absolutely fundamental. It cannot be accounted for in terms of anything else” (The Observer, 1931b). Also,
“The total number of minds in the universe is one. In fact, consciousness is a singularity phasing
within all beings.” Arthur Eddington: “when we speak of the existence of the material universe we are
presupposing consciousness.” (The Observer, 1931c). Louis de
Broglie: “I regard consciousness and matter as different aspects of one and the same thing” (The Observer, 1931d). John von
Neumann (less explicitly): "Consciousness, whatever it is, appears to be the only thing in physics
that can ultimately cause this collapse or observation." John Stewart Bell: “As regards mind, I am
fully convinced that it has a central place in the ultimate nature of reality” (Mollan, 2007).
Of course, consciousness as fundamental would eliminate only Materialism Theories. Compatible would
be Panpsychisms, Monisms, Dualisms and Idealisms; also, some Quantum Theories and perhaps Integrated
Information Theory. (But Materialism has substantial resources, 9.)
7. Identity theory
I take special interest in identity theory (Smart, 2007), not because I subscribe to
the early mind-brain identity theory as originally formulated, but because its way of thinking is far
more pervasive and far more elucidating than often realized (though perhaps in a way not as sanguine
as some may have hoped).
In PhilPapers’ Theories of Consciousness, Mind-Brain Identity Theory is classified under Biological
Theories of Consciousness. Classic mind-brain identity theory is indeed the commitment that mental
states/events/processes are identical to brain states/events/processes (Aranyosi, PhilPapers).
I would want to generalize this. I would want to say that any theory of
consciousness, to be complete and sufficient, must make an identity claim. Bottom line, every theory
of consciousness that offers itself as a total explanation, necessary if not always sufficient—other
than those where consciousness is fundamental—must be a kind of identity theory. I mean identity
theory in the strong sense, in the same sense that the Morning Star and the Evening Star must both be
Venus, such that if you eliminate the Morning Star you cannot have the Evening Star. (David Papineau
makes a virtue of this necessity in his mind-brain identity argument for physicalism. It doesn't
matter which specific materialist or physicalist theory—all of them, in essence, are mind-brain
identity theories [Papineau, 2020b]—9.1.9.)
Here's the point. There is some kind of “consciousness identity” actually happening—it is always
happening and it never changes. Something happening or existing in every sentient creature just
is consciousness.
8. A landscape
As the title suggests, the purpose of this paper is to work toward developing a landscape of
consciousness, a taxonomy of explanations and implications. The focus is ontological: what is the
essence of our inner awareness of felt experience, our perceiving, our enjoying, what we call qualia.
To get an overall sense of the entire Landscape, I have three Figures:
-
Fig. 1: A high-level list of the 10 major categories, and under Materialism Theories, the 10 subcategories.
Fig. 1. A landscape of consciousness - basic outline.
-
Fig. 2: A complete list of all the theories of consciousness, organized under the major categories and subcategories.
Fig. 2. A landscape of consciousness - complete outline.
-
Fig. 3: A graphic image of the entire Landscape, with all categories, subcategories and theories (abbreviated) (created by Alex Gomez-Marin).
Fig. 3. A landscape of consciousness.
-
Note: Categories 1–10 in the Figures correspond to sections 9-18 in the text. To convert from categories/theories in the Figures to sections/theories in the text, add eight (+8). Conversely, to convert from sections/theories in the text to categories/theories in the Figures, subtract eight (−8).
I distinguish what consciousness is ontologically from how consciousness happens operationally. The
Landscape I present is populated primarily by claims of what consciousness actually is, not how it
functions and not how it evolved over deep time (although both how it functions and how it evolved may
well reflect what it is). This is not a landscape of how consciousness emerged or its purpose or its
content—sensations, perceptions, cognitions, emotions, language—none of these—although all of these
are recruited by various explanations on offer.
Mechanisms of consciousness are relevant here only to the extent that they elucidate a core theory
of consciousness. For example, the “neurogeographic” debate between the “front of the head” folks—the
Global Workspace (9.2.3) and Higher-Order (9.8.3) theorists—and the “back of the head” folks—the
Integrated Information (4) and Recurrent Processing (9.8.2) theorists—is essential for a complete
neurobiological explanation of consciousness (Block, 2023, pp. 417–418), but it is of
only mild interest for an ontological survey of the Landscape. If the Global Workplace suddenly
shifted to the back of the head, and Integrated Information to the front, would the “trading-places”
inversion make much ontological difference?
Traditionally and simplistically, the clash is between materialism/physicalism and dualism or
idealism; such oversimplification may be part of the problem—other categories and subcategories have
standing.
The alternative theories of consciousness that follow come about via my hundreds of conversations
and decades of readings and night-musings. I array 10 categories of explanations or theories of
consciousness; all but one present multiple specific theories; only Materialism has subcategories.
(There are many ways to envision a landscape, of course, and, as a result, many ways to array
theories. I claim no privileged view.)
Here are the 10 primary categories of explanations or theories: Materialism Theories (with many
subcategories); Non-Reductive Physicalism; Quantum
Theories; Integrated Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous
and Altered States Theories; Challenge Theories.
It is no surprise that Materialism Theories have by far the largest number of specific theories. It
is the only category with a three-level organization: there are 10 subcategories under Materialism,
each housing seven to 14 specific theories. This makes sense in that there are more ways to explain
consciousness with neurobiological and other physical models than with non-neurobiological and
non-physical models, and also in that the challenge for materialism is to account for how the physical
brain entails mental states (and there are increasingly innovative and diverse claims to do so).
There is obvious overlap among categories and among theories within categories, and it is often
challenging to pick distinguishing traits to classify theories in such a one-dimensional, artificial
and imposed typology. For example, one can well argue that Non-Reductive Physicalism, Quantum
Theories, and perhaps even Integrated Information Theory and Panpsychisms, are all, in essence,
Materialism Theories, in that they do not require anything beyond the physical world (whether in
current or extended form). I break out these categories because, in recent times, each has developed a
certain independence, prominence and credibility (at least in the sense of the credulity of
adherents), and because they differ sufficiently from classic Materialism Theories, exemplified by neurobiological
mechanisms.
In addition, the ideas of epiphenomenalism, functionalism and emergence, and the mechanisms of
prediction and language
models, while themselves not specific explanations of consciousness, represent core
concepts in philosophy
of mind that can affect some explanations and influence some implications.
Some would impose an “entrance requirement” on the Landscape, such that theories admitted need be
“scientific” in the sense that the scientific method should be applicable, whether in a formal
Popperian falsification sense or with a weaker verification methodology. I do not subscribe to this
limitation, although we must always distinguish between science and philosophy, along with other
potential forms of knowledge. (My quasi-“Overton Window” of consciousness—the range of explanatory
theories I feel comfortable presenting, if not propounding—may be wider than those of others, whether
physicalists or nonphysicalists13 [Birth, 2023]. One reason for my wider
window is the unsolicited theories of consciousness I receive on Closer To Truth, some of
which I find intriguing if not convincing.)
The Landscape itself, as a one-dimensional typology, is limited and imperfect decisions must be
made: which theories to include and which not; where to classify; what is the optimal order; whether
to append a possessive name to the theory's title; and the like. I've tried to include all the
well-known theories and an idiosyncratic selection of lesser-known theories that have some aspects of
originality, rationality, coherence, and, well, charm. In addition, a few theories reflect the beliefs
of common people, or the interests of Closer To Truth viewers, though largely dismissed by
the scientific and philosophical communities. Some theories some think bizarre, “fabulous” in the
original meaning of the word: “mythical, celebrated in fable.” All reflect the imaginations of the
human mind driven by a quest to know reality. Please do not take the unavoidable appearance of visual
equality among theories as indicating their truth-value equivalence (or, for that matter, my personal
opinion of them).
Neuroscientist Joseph LeDoux (9.8.5; 9.10.2), noting “the broad nature” of the Landscape (on
reviewing an early draft), suggests that “The Sniff Test” might be relevant. (He uses The Sniff Test
to assess the strong AI view substituting “consciousness” for “intelligence” [LeDoux, 2023a, p. 301.]) I'm all
for imposing an olfactory hurdle for theories of consciousness (recognizing that olfactory
bulbs do differ).
Readers may well have corrections and additions, which I welcome. The Landscape is a
work-in-process and I look forward to feedback so it can be extended and improved.
Once again, the rough flow of the theories arraying the Landscape of Consciousness—as per my
idiosyncratic approach—is on a rough, arbitrarily linear, physicalism-nonphysicalism spectrum from, to
begin with, most physical, and to end with, most nonphysical (or least physical) (Fig. 1, Fig. 2, Fig. 3).
9. Materialism theories
Materialism is the claim that consciousness is entirely physical, solely the product of biological
brains, and all mental states can be fully “reduced” to, or wholly explained by, physical
states—which, at their deepest levels, are the fields and particles of fundamental physics. In short,
materialism, in its many forms and flavors, gives a completely physicalist account of phenomenal
consciousness.
Overwhelmingly for scientists, materialism is the prevailing theory of consciousness. To them, the
utter physicality of consciousness is an assumed premise, supported strongly by incontrovertible
empirical evidence from neuroscience (e.g., brain impairment, brain stimulation). This is “Biological
Naturalism,” as exemplified by philosopher John Searle (Searle, 2007a, 2007b). It is a view, to a first
approximation, that promises, if not yet offers, a complete solution to Chalmers's hard problem.14
To neuroscientist Susan Greenfield, the nonmaterialist view that consciousness might be irreducible
is “‘a get-out-of-jail-for-free card’, that is to say, whatever I did, whatever I showed you, whatever
experiments I did, whatever theories I had in brain terms, you could always say ‘consciousness has the
extra thing,’ and this extra thing is the thing that really counts and is something that we brain
scientists can't touch.” She adds, “If reduction is a ‘dirty word,’ we can say explicable,
interpretable, or understandable,” but explaining consciousness must be always and solely in brain and
body terms (Greenfield, 2012).
Compared to some of the consciousness-as-primary theories that follow, Materialism Theories can be
counted as deflationary (which doesn't make them wrong, of course, or even unexciting). To physicist
Sean Carroll, consciousness is “a way of talking about the physical world, just like many other ways
of talking. It's one of these emergent phenomena that we find is a useful way of packaging reality, so
we say that someone is conscious of something that corresponds to certain physical actions in the real
world.” Carroll is unambiguous: “I don't think that there is anything special about mental properties.
I don't think there's any special mental realm of existence. I think it's all the physical world and
all the manifold ways we have of describing it” (Carroll, 2016).
Nobel laureate biologist Gerald Edelman agrees. He does not consider the real existence of qualia
to be an insurmountable impediment to a thoroughly materialistic theory of consciousness. “To expect
that a theoretical explanation of consciousness can itself provide an observer with the experience of
‘the redness of red’ is to ignore just those phenotypic properties and life history that enable an
individual animal to know what it is like to be such an animal. A scientific theory cannot presume to
replicate the experience that it describes or explains; a theory to account for a hurricane is not a
hurricane. A third-person description by a theorist of the qualia associated with wine tasting can,
for example, take detailed account of the reported personal experiences of that theorist and his human
subjects. It cannot, however, directly convey or induce qualia by description; to experience the
discriminations of an individual, it is necessary to be that individual” (Edelman, 2003). While Edelman's honest
assessment may give Materialism Theories their best shot, many remain unpersuaded. After all, still,
we wonder: what are qualia? Literally, what are they!
Even among philosophers, a majority are physicalists (but just barely). In their 2020 survey of
professional philosophers, Bourget and Chalmers report 51.9% support Physicalism; 32.1%,
Non-physicalism; and 15.9%, Other (Bourget and Chalmers, 2023; Bourget and Chalmers, 2014).
Chalmers provides “roughly three ways that a materialist might resist the epistemic arguments” by
mitigating the epistemic gap between the physical and phenomenal domains, where “each denies
a certain sort of close epistemic relation between the domains: a relation involving what we can know,
or conceive, or explain.” According to Chalmers, “A type-A materialist denies that there is the
relevant sort of epistemic gap. A type-B materialist accepts that there is an unclosable epistemic
gap, but denies that there is an ontological gap. And a type-C materialist accepts that there is a
deep epistemic gap, but holds that it will eventually be closed” (Chalmers, 2003).
A subtle way to think about Materialism Theories recruits the concept of “supervenience” in that
“the mental supervenes on the physical” such that there cannot be a change in the mental without there
being a change in the physical. One such subtlety is the modal force of the connection or dependency,
parsing among logical necessity, metaphysical necessity, factual or empirical necessity, as well as
among explanation, entailment, grounding, reduction, emergence, ontological dependence, and the like.
For this Landscape of explanations of consciousness, we leave “supervenience” to others (McLaughlin and Bennett, 2021).
Similarly, the relationship between introspection and consciousness is an intimate one, linking the
epistemology of self-knowledge with the metaphysics of mind. For several theories of consciousness,
introspection is essential (e.g., neurophenomenology, 9.6.4 and 9.6.5), though for most, it is a
non-issue (Smithies and Stoljar, 2012).
Two major theories of consciousness are Integrated Information Theory and Global Workspace Theory.
Both are important, of course, and perhaps by situating them on the Landscape, they can be evaluated
from different perspectives. In what may reflect my personal bias, I situate Global Workspace Theory
under Materialism's Neurobiological Theories, while giving Integrated Information Theory its own
first-order category. (This reflects my sense of the nature of their mechanisms, not my opinion of the
truth of their claims.)
I group Materialism Theories into ten subcategories: Philosophical
Theories, Neurobiological Theories, Electromagnetic
Field Theories, Computational and Informational Theories, Homeostatic and Affective
Theories, Embodied and Enactive Theories, Relational
Theories, Representational Theories, Language Relationships, and Phylogenetic
Evolution.
While many of the following theories under Materialism Theories proffer to explain what happens in
consciousness, or what causes consciousness, in that they describe alternative critical processes in
generating consciousness, the question always remains, are they even acknowledging, much less
addressing, the question of what consciousness actually is?
In picking out multiple materialist theories and principles, many overlap or nest, obviously, but
by presenting them separately, I try to tease out emphasis and nuance. The list cannot be exhaustive.
9.1. Philosophical Theories
Philosophical theories combine relevant fundamental principles for theories of consciousness with
framing of the mind-body problem and philosophical defenses of Materialism.
9.1.1. Eliminative materialism/illusionism
Eliminative Materialism is the maximalist physicalist position that our common-sense view of
the mind is misleading and that consciousness is in a kind of illusion generated by the brain—a
contingent, evolutionary, inner adaptation that enhanced fitness and reproductive success. This
deflationary view of consciousness is associated with philosophers Patricia Churchland (1986), Paul Churchland (1981), Daniel Dennett (1992), Keith Frankish (2022), and others, though
their views are often distorted and caricatured.
Paul Churchland defines “eliminative materialism” forcefully as “the thesis that
our common-sense conception of psychological
phenomena constitutes a radically false theory, a theory so fundamentally defective that
both the principles and the ontology of that theory will eventually be displaced, rather than
smoothly reduced, by completed neuroscience.” Our third-person understanding and even our
first-person introspection, Churchland says, “may then be reconstituted within the conceptual
framework of completed neuroscience, a theory we may expect to be more powerful by far than
the common-sense psychology it displaces” He applauds “the principled displacement of
folk
psychology … [as] one of the most intriguing theoretical displacements we can currently
imagine” (Churchland, 1981).
Patricia Churchland's path-setting 1986 book, Neurophilosophy, places the
mind-body problem within the wider context of the philosophy
of science and argues for a complete reductionist account of consciousness founded on
neurobiology
(Churchland, 1986). Indeed,
“neurophilosophy" is the proffered name of a new discipline that is to be guided by Churchland's
“unified theory of the mind-brain,” for which her "guiding aim” is to develop “a very general
framework” (Stent, 1987). She founds her
approach on two principles: the progress of neuroscience in addressing mental states, and the
recognition by many philosophers that philosophy is no longer “an a priori discipline in which
philosophers can discover the a priori principles that neuroscientific theories had better honor
on peril of being found wrong.”
That there remain philosophers who persist in arguing that the mind goes beyond the brain—they
reject reductionism “as unlikely—and not merely unlikely, but as flatly preposterous"—Churchland
attributes to persistent traditions of folk myths. To discover our true nature, she implores, “we
must see ourselves as organisms in Nature, to be understood by scientific methods and means” (Churchland, 1986). She rejects the
anti-reductionist weapon of “emergence” as being “of little explanatory value” (Stent, 1987).
Dennett argues that qualia—the qualitive features of phenomenal consciousness—which he notes
(with a smile) compel philosophers to develop outlandish theories, are illusory and incoherent
(9.4). To neuroscientist Michael Graziano, it's not that consciousness doesn't exist or that we
are fooled into thinking we have it when we don't. Instead, eliminative materialism likens
consciousness to the illusion created for the user of a human-computer interface such that the
metaphysical properties we attribute to ourselves are wrong15 (Graziano, 2014, 2019a, 2019c).
In spite of the word “illusion” (see below). its proponents do not actually deny the reality of
the things that compose what Wilfrid Sellars famously called “the manifest image”—thoughts,
intentions, appearances, experiences—which he distinguished from “the scientific image” (Sellars, 1962). The things we see
and hear and interact with are, according to Dennett, “not mere fictions but different
versions of what actually exists: real patterns” (Dennett, 2017). The
underlying reality, however—what exists in itself and not just apparently for us or for other
creatures—is truly represented only by the scientific image, which must be expressed
ultimately in the language of physics, chemistry, molecular
biology, and neurophysiology.
Picking up on analogies in Dennett's work, as he puts it, Keith Frankish proposed the term
“illusionism,” which has been adopted for the view that consciousness does not involve awareness
of special “phenomenal” properties and that belief in such properties is due to an introspective
illusion. Frankish concludes: “Considered as a set of functional processes—a hugely complex
informational and reactive engagement with the world—it is perfectly real. Considered as an
internal realm of phenomenal properties or what-it-is-likenesses, it is illusory” (Frankish, 2022).
Although what we see and hear, for all the world, seems precisely what really exists, ringing
in our ears and stars in our eyes undermine our realist folk
psychology. (Personally, I have my own unambiguous proof. With my normal left eye, I
see a light bulb as a single point of light; with my right eye, afflicted with advanced keratoconus,
I see about 100 points of skewed, smeared light.)
Another approach claiming that there is no phenomenal consciousness draws on arguments
from Buddhist philosophy
of mind to show that the sense that there is this kind of consciousness is an instance of
cognitive illusion. As articulated by Jay Garfield, “there is nothing 'that it is like' to be
me. To believe in phenomenal consciousness or 'what-it's-like-ness' or 'for-me-ness' is to
succumb to a pernicious form of the Myth of the Given.” He argues that “there are no good
arguments for the existence of such a kind of consciousness” (Garfield, 2016).
The fact that some deny the existence of experience, says philosopher Galen Strawson, should
make us “feel very sober, and a little afraid, at the power of human credulity.” This particular
denial, he says with flourish, “is the strangest thing that has ever happened in the whole history
of human thought, not just the whole history of philosophy” (Strawson, 2009).
While dismissing eliminative materialism and illusionism might at first seem obviously right, a
prima facie case, I'd not so quickly jump to that conclusion: it could self-limit the awareness of
subtleties and the nature of boundaries in the hunt for consciousness.
9.1.2. Epiphenomenalism
In epiphenomenalism, consciousness is entirely physical, solely the product of biological
brains, but mental states cannot be entirely reduced to physical states (brains or otherwise), and
mental states have no causal powers. Constrained by the “causal closure of the physical,” the
mind, whatever else it might be, is entirely inert: our awareness of consciousness is real, but
our sense of mental causation is not. Consciousness is still a kind of illusion or trick in that
there is no “top-down causation”; our sense that our thoughts can cause things is mistaken. In
this manner, epiphenomenalism is a weaker form of non-reductive physicalism (10). All conscious
mental events, including conscious perceptions, involve unconscious processing. The classic
analogy for consciousness as an epiphenomenon is “foam on an ocean wave:” always there, apparently
active, but never really doing anything.
More formally, epiphenomenalism holds that phenomenal properties are ontologically distinct
from physical properties, and that the phenomenal has no effect on the physical. Physical states
cause phenomenal states, but not vice versa. The arrow of psychophysical causation points in only
one direction, from physical to phenomenal (Chalmers, 2003). This makes
epiphenomenalism a weak form of Dualism (15), but by affirming the complete causal closure of the
physical, it well deserves its spot in Materialism Theories.
Apparent support for consciousness epiphenomenalism comes from the famous Libet experiment,
which demonstrated that brain activity associated with a voluntary movement (“readiness
potential”) precedes conscious experience of the intention to make that movement by several
hundred milliseconds (Frith and Haggard, 2018). The
implication is that the brain, rather than conscious “free will”, initiates voluntary acts.
Studied extensively, the Libet readiness
potential data are reproducible and robust under diverse experiment designs. However, its
theoretical and methodological foundations have been challenged (Gholipour, 2019), particularly
with respect to stochastic noise in brain, the spontaneous fluctuations in neuronal
activity (Schurger et al., 2012).
Epiphenomenalism highlights the need to recognize that the search for a metaphysical theory of
consciousness must integrate a theory of mental causation, which in turn must deal with the
epistemic problem of self-knowledge. In epiphenomenalism, the integration is obvious because the
lack of mental causation is its primary feature. In other theories of consciousness, mental
causation will be less obvious but perhaps no less important.
Daniel Stoljar notes that if phenomenal consciousness would be “merely an epiphenomenon with no
causal force,” perhaps “this will end up being the best option for dualism 2.0 (15.10), despite
its being counterintuitive—after all, it certainly seems to us that our phenomenally conscious
states causally matter. But any view on the problem of consciousness is likely going to have to
embrace some counterintuitive result at some point” (Kind and Stoljar, 2023, p. 55).
Parallelism, a similar but less popular theory than epiphenomenalism, holds that physical
events entirely cause physical events and mental events entirely cause mental events, but there is
no causal connection between physical and mental worlds in either direction. But if no connection,
what would maintain such perfect correspondences? It is no challenge to discern why parallelism is
less popular.
9.1.3. Functionalism
Functionalism in philosophy
of mind is the theory that functions are dispositive—activities, roles, results,
outputs—mediums are not. What's critical is how mental states work, not in what substrates
mental states are found (Levin, 2023). Mental states are not
dependent on their internal constitutions, what they are, but rather only on their outputs or
roles, what they do. As long as the functions (activities) are conducive to creating
consciousness, it does not matter whether the substrates are neural tissue or computer chips or
any form of matter that can instantiate information.
Ned Block defines functionalism as the theory that “mental states are constituted
by their causal
relations to one another and to sensory
inputs and behavioral outputs.” Functionalism can be appreciated, he says, by attending to
“artifact concepts like carburetor and biological concepts like kidney. What it is for something
to be a carburetor is for it to mix fuel and air in an internal combustion
engine—carburetor is a functional concept. In the case of the kidney, the scientific
concept is functional—defined in terms of a role in filtering the blood and maintaining certain
chemical balances” (Block, 1980; Block, 2007b).
Block gives the functionalist answer to the perennial question, “What are mental states?”,
stating simply that “mental states are functional states.” The significance of this simple
identity is precisely this simple identity. Thus, he says, “theses of metaphysical functionalism
are sometimes described as functional state identity theses” (Block, 1980; Block, 2007b).
Block explores the relationship between functionalism and reductive physicalism. “The
first step in a reductive physicalist enterprise,”
he says, “is to functionally characterize the property to be reduced and the second step is to
find the physical property that fills the functional role. Reductive physicalism is true for the
mind if both steps can always be carried out.” Block makes the at-first counterintuitive claim
that reductive physicalism and functionalism are “incompatible rivals,” explaining that when
understood as metaphysical theses, “appearances to the contrary stem from failure to
sufficiently appreciate the upshot of the difference between metaphysics and ontology”—in that
functionalism is agnostic on the existence of nonphysical substances (Block, 2008).
David Chalmers uses a silicon-chip-replacement thought
experiment to support a functional approach to consciousness.16 “When experience arises
from a physical system,” he says, “it does so in virtue of the system's functional
organization.” The thought experiment replaces brain neurons with microchips that can
duplicate 100% of the neuron's functions, and to do so slowly, even one by one. (That such
technology is fiendishly complex is irrelevant.) The question is, what happens to one's conscious
experience, one's qualia? Would it gradually wink or fade out? Chalmers says no: the conscious
experience, the qualia, would not change—there would be no difference at all. This result would
support Chalmers's “principle of organizational invariance, holding that experience is
invariant across systems with the same fine-grained functional organization” (Chalmers, 1995a). Not everyone
agrees, of course (Block, 2023; Van Heuveln et al., 1998).
Computational functionalism goes further and commits to the thesis that performing computations
of a particular, natural and likely discoverable kind is both necessary and sufficient for
consciousness in general and ultimately for human-level consciousness (and perhaps for speculative
higher forms of consciousness). Whether consciousness is indeed computational elicits probative
and profound debate (e.g., Penrose, 1999; 1996).
Functionalism with respect to consciousness is more an overarching principle, a way of
thinking, than a proffered model, a claimed explanation on its own. Functionalism can apply in
many Materialist Theories and it is often assumed as an a priori premise. Functionalism is the
theoretical foundation of “virtual immortality,” the theory that the fullness of our mental selves
can be uploaded with first-person perfection to non-biological media, so that when our mortal
bodies die our mental selves will live on (Kuhn, 2016a). (See Virtual
Immortality.)
9.1.4. Emergence
Emergence is the claim that qualitatively new, even radically novel properties in biological
systems and psychological states arise from physical properties governed entirely by the laws of
physics. The re-emergence of emergence in the sciences, where whole entities are, or seem to be,
more than the sum of all their parts, has been controversial, its assessment ranging from trivial
and distracting to radical and revolutionary (Clayton and Davies, 2008). Emergence
in the study of consciousness is especially foundational, more as a basic principle undergirding
and enhancing various theories than as a specific theory in its own right.
Emergence, according to Paul Davies, means that “at each level of complexity, new and often
surprising qualities emerge that cannot, at least in any straightforward manner, be attributed to
known properties of the constituents. ln some cases, the emergent quality simply makes no sense
when applied to the parts. Thus water may be described as wet, but it would be meaningless to ask
whether a molecule of H2O is wet” (Davies, 2008). Moreover, it could
seem astonishing that the properties of two common gases, hydrogen and oxygen, can combine to form
a liquid that is wet and a solid that expands when cooled. Yet, physics and physical chemistry can
explain all of this, in terms of atomic structures and bonding angles.
Emergence can be appreciated in contrast with its mortal conceptual rival: reductionism.
Reductionism is mainstream science, the bedrock assumption of the scientific method: All, in
principle, can be explained by physics, even if all, in practice, cannot be.
Davies defines “ontological reductionism” as the state of affairs where all reality “is, in the
final analysis, nothing but the sum of the parts, and that the formulation of concepts, theories,
and experimental procedures in terms of higher-level concepts is merely a convenience.” (He
distinguishes “methodological reductionism,” where reductionism is a “fruitful methodology,” from
“epistemological reductionism” where all we can know is that reductionism works by explaining one
scientific level in terms of lower or more fundamental levels, without making any claim on
ultimate reality.) (Davies, 2008).
But “for emergence to be accepted as more than a methodological convenience—that is, for
emergence to make a difference in our understanding of how the world works,” Davies argues that
“something has to give within existing theory.” Davies himself has been a leader in “a growing
band of scientists who are pushing at the straitjacket of orthodox causation to 'make room' for
strong emergence (see below), and although physics remains deeply reductionistic, there is a sense
that the subject is poised for a dramatic paradigm shift in this regard” (Davies, 2008).
To make sense of emergence, we distinguish between its “weak” and “strong” forms. In its weak
form, while it may not be apparent how the properties of one level can be entirely explained by
the properties of a lower, more fundamental level, in principle, they can be explained, and
ultimately, science will advance to explain them.
In its strong form, properties at one level can never be explained in terms of properties
of lower levels, not even in principle, no matter how ultimate the science. As Davies explains,
“Strong emergence is a far more contentious position, in which it is asserted that the
micro-level principles are quite simply inadequate to account for the system's behaviour
as a whole. Strong emergence cannot succeed in systems that are causally closed at the
microscopic level, because there is no room for additional principles to operate that are not
already implicit in the lower-level rules.” He posits only three “loopholes”: the universe is an
open system, non-deterministic quantum mechanics, and computational imprecision at fundamental
levels—all three have obvious problems, which is why they are “considered unorthodox departures
from standard physical theory” (Davies, 2008).
David Chalmers says that “a high-level phenomenon is strongly emergent with respect to
a low-level domain when the high-level phenomenon arises from the low-level domain, but truths
concerning that phenomenon are not deducible even in principle from truths in the
low-level domain.” He distinguishes a high-level phenomenon that is “weakly emergent with
respect to a low-level domain when the high-level phenomenon arises from the low-level domain, but
truths concerning that phenomenon are unexpected given the principles governing the low-level
domain” (Chalmers, 2008).
Strong emergence, Chalmers contends, has “radical consequences,” such that “If there are
phenomena that are strongly emergent with respect to the domain of physics, then our conception of
nature needs to be expanded to accommodate them. That is, if there are phenomena whose existence
is not deducible from the facts about the exact distribution of particles and fields throughout
space and time (along with other laws of physics), then this suggests that new fundamental laws of
nature are needed to explain these phenomena” (Chalmers, 2008).
By contrasting strong and weak emergence, Chalmers sets the stage to enact the grand epic of
consciousness. “In a way, the philosophical morals of strong emergence and weak emergence are
diametrically opposed. Strong emergence, if it exists, can be used to reject the physicalist
picture of the world as fundamentally incomplete. By contrast, weak emergence can be used to
support the physicalist picture of the world, by showing how all sorts of phenomena that might
seem novel and irreducible at first sight can nevertheless be grounded in underlying simple laws”
(Chalmers, 2008).
Chalmers is not shy: “I think there is exactly one clear case of a strongly emergent
phenomenon, and that is the phenomenon of consciousness.” He suggests that “the lawful connection
between physical processes and consciousness is not itself derivable from the laws of physics but
is instead a further basic law or laws of its own. The laws that express the connection between
physical processes and consciousness are what we might call fundamental psychophysical laws” (Chalmers, 2008).
The challenge of strong emergence, especially in consciousness, is a deep probe of not only how
the mind works but also how the world works. Its influence is felt all along the Landscape of
Consciousness.
9.1.5. Mind-brain identity theory
As noted, mind-brain identity theory holds that states and processes of the mind are identical
to states and processes of the brain (Smart, 2007) and as such can be
considered the exemplar of materialism. Early on, in the mid-20th century, mind-brain identity
theory had been a leader as an explanation of consciousness, but today, in its original form, it
is no longer a major contender. Though the original identity theory has evolved in a kind of arms
race with critics, it is generally considered undermined by various objections, the most common
being multiple realizability (Aranyosi, PhilPapers).
9.1.6. Searle's biological naturalism
“Biological Naturalism” is the name philosopher John Searle gave to a neurobiological solution
to the mind-body problem. His approach is to ignore the mind-body problem's philosophical history
and focus on “what you know for a fact.” He starts with a mundane, working definition of
consciousness: “Conscious states are those states of awareness, sentience or feeling that begin in
the morning when we wake from a dreamless sleep and continue throughout the day until we fall
asleep or otherwise become ‘unconscious’” (Searle, 2007b; Searle, 2014a).
Searle identifies four essential features of consciousness: “1. Conscious states, so defined,
are qualitative, in the sense that there is a qualitative feel to being in any particular
conscious state …. 2. Such conscious states are also ontologically subjective in the sense that
they only exist as experienced by a human or animal subject …. 3. Furthermore, a striking fact, at
any moment in your conscious life, all of your conscious states are experienced by you as part of
a single unified conscious field …. 4. Most, but not all, conscious states are intentional, in the
philosopher's sense that they are about, or refer to, objects and states of affairs.”17
Next is crucial: “The reality and irreducibility of consciousness: Conscious states, so
defined, are real parts of the real world and cannot be eliminated or reduced to something else.”
This means that one cannot do an ontological reduction of consciousness to more fundamental
neurobiological processes, because, as stated, consciousness has a subjective or a first-person
ontology, while the neurobiological causal basis of consciousness has an objective or third person
ontology (Searle, 2007b).
The causal reducibility of consciousness leads to Searle's major move: “The neuronal basis of
consciousness: All conscious states are caused by lower-level brain processes.” Not knowing all
the details of exactly how consciousness is caused by brain processes casts “no doubt that it is
in fact.” Searle asserts with confidence, “The thesis that all of our conscious states, from
feeling thirsty to experiencing mystical ecstasies, are caused by brain processes is now
established by an overwhelming amount of evidence (Searle, 2007b). (Others, of course,
disagree.)
Finally, Searle's two-point conclusion: (i) The neuronal realization of consciousness: All
conscious states are realized in the brain as higher level or system features, and (ii) The causal
efficacy of consciousness: Conscious states, as real parts of the real world, function causally
(Searle, 2007b).
Searle celebrates the fact that his approach to consciousness does not mention any of the
usual-suspect theories, such as dualism, materialism, epiphenomenalism, or any of the rest of
them. He argues that “if you take seriously the so-called ‘scientific worldview’ and forget about
the history
of philosophy,” the views he puts forth are “what you would come up with.”
Searle explains the name with which he “baptized this view,” Biological Naturalism.
“‘Biological’ because it emphasizes that the right level to account for the very existence of
consciousness is the biological level … [given] we know that the processes that produce it are
neuronal processes in the brain. ‘Naturalism’ because consciousness is part of the natural world
along with other biological
phenomena such as photosynthesis,
digestion or mitosis, and the explanatory apparatus we need to explain it we need anyway to
explain other parts of nature.”
Searle responds to critics of Biological Naturalism, striking at a key objection. “Sometimes
philosophers talk about naturalizing consciousness and intentionality, but by ‘naturalizing’ they
usually mean denying the first person or subjective ontology of consciousness. On my
view, consciousness does not need naturalizing: It already is part of nature and it is part of
nature as the subjective, qualitative biological part” (Searle, 2007a, 2007b).
9.1.7. Block's biological reductionism
Philosopher Ned Block represents a majority of philosophers (and a large majority of
scientists) who hold that “phenomenal consciousness is reducible to its physical basis.” (Block, 2023, p. 445; Block, 2007a). The best
candidates for this reduction, he says, involve neurobiology.
“For example, in the creatures that seem to have consciousness (e.g., primates, octopi),
neurons operate via electrical signals triggering the release of neurotransmitters,
and the neurotransmitters
in turn engender further electrical signals. Neurons operate in a chemical soup, with direct
effects from one neuron to another mediated by chemicals. The release of chemicals is not
confined to the synapse but can also happen in dendrites” (Block, 2023, p. 446).
These propagating neurophysiological sparks and diffusing neurochemical transmitters compose a
magnificently complex and integrated system that carries and conveys meaning. Block appeals to
“this electrochemical nature of known cases of consciousness as an example of a candidate for
neurobiological reduction of consciousness.”
To Block, “the border between seeing and thinking” provides insight into consciousness and
helps adjudicate best theories (Block, 2023). He
highlights this "joint in nature" between perception and cognition and advocates its study for
demystifying the mind. He argues against theories of consciousness that focus on prefrontal
cortex, arguing that perceptual consciousness does not require cognitive
processing.
9.1.8. Flanagan's constructive naturalism
To philosopher Owen Flanagan, “consciousness is neither miraculous nor terminally mysterious,”
and he argues that “it is possible to understand human consciousness in a way that gives its
subjective, phenomenal aspects their full due, while at the same time taking into account the
neural bases of subjectivity.” The result, he says, “is a powerful synthetic theory of
consciousness, a ‘constructive naturalism,’ according to which subjective consciousness is real,
plays an important causal role, and resides [without residue] in the brain” (Flanagan, 1993).
The “constructive naturalistic theory” that Flanagan sketches is “neurophilosophical” in
that “it tries to mesh a naturalistic metaphysic of mind with our still sketchy but maturing
understanding of how the brain works.” It pictures consciousness “as a name for a heterogeneous
set of events and processes that share the property of being experienced. Consciousness is taken
to name a set of processes, not a thing or a mental faculty.” The theory is neo-Darwinian, he
says, “in that it is committed to the view that the capacity to experience things evolved via
the processes responsible for the development of our nervous
system.” The theory, he stresses, “denies that consciousness is as consciousness seems at
the surface.” Rather, consciousness has a complex structure, and getting at it requires
“coordination of phenomenological, psychological, and neural analyses” (Flanagan, 1993).
Flanagan explains that “there is no necessary connection between how things seem and how they
are … [and] we are often mistaken in our self-reporting, including in our reporting about how
things seem.” This is why he cautions that phenomenology might do “more harm than good when it
comes to developing a proper theory of consciousness, since it fosters certain illusions about the
nature of consciousness” (Flanagan, 1993).
“The most plausible hypothesis,” Flanagan states, “is that the mind is the brain, a Darwin
machine that is a massively well-connected system of parallel processors interacting with each
other from above and below, and every which way besides.” It is no wonder, he says, that “meaning
holism is
true, that we somehow solve the frame problem, and that my belief that snow is white is realized
quite possibly in a somewhat different way in my brain than the same belief is realized in yours.”
Flanagan addresses “the gap between the first-person way in which conscious mental life reveals
itself and the way it is, or can be described, from an objective point of view” by asserting
bluntly, “mind and brain are one and the same thing seen from two different perspectives. The gap
between the subjective and the objective is an epistemic gap, not an ontological gap.” Indeed, he
claims, “it is precisely the fact that individuals possess organismic integrity that explains why
subjectivity accrues first-personally” (Flanagan, 1993).
As a physicalist, Flanagan recognizes the role of emergence, that “there are emergent natural
properties that, despite being obedient to the laws of physics, are not reducible to physics" (Flanagan, 2003). He rejects
epiphenomenalism, where “conscious thought plays no role in the execution of any act.” The sense
that we control our actions is real, not illusion, but the mechanism is all brain-bound; for
example, an idea originating in the prefrontal
cortex that calls up information or memories from parietal association
cortex (Campbell, 2004).
To Flanagan, the “really hard problem” is finding “meaning in a material world” (Flanagan, 2007). To this end,
he explores “neuroexistentialism,” the condition “caused by the rise of the scientific authority
of the human
sciences and a resultant clash between the scientific and the humanistic image of persons"
(Flanagan and Caruso, 2018).
9.1.9. Papineau's mind-brain identity
Philosopher David Papineau argues for neurobiological physicalism with his theory of unabashed,
robust, fundamental mind-brain identity. It is an important argument, with implications for all
materialist theories (Papineau, 2020b).
In constructing the argument, one of Papineau's intuitions is that “there seems no immediate
reason why consciousness should be singled out as posing some special puzzle about its relation to
the rest of reality”—given that “reality contains many different kind of things, biological,
meteorological, chemical, electrical, and so on, all existing alongside each other, and all
interacting causally in various ways” (Papineau, 2020b).
One Papineau premise is that while we feel “conscious mind influences non-conscious matter, by
controlling bodily behaviour, and similarly that matter influences mind, giving rise to sensory
experiences, pains and other conscious mental states,” the “compelling argument … against this
kind of interactionist stance … derives from the so-called ‘causal closure of the physical’ … the
physical realm seems causally sufficient unto itself.”
Papineau notes that we remain puzzled about why brain states give rise to mental states “in a
way that we don't feel puzzled about why NaCl gives rise to salt, or electrical discharges to
lightning.” He attributes our puzzlement—the “explanatory gap” of consciousness—to the
psycho-social fact that “we find it hard to escape the spontaneous dualist thought that the
feeling and the physical state are not one thing, but two different states that somehow invariably
accompany each other” (Papineau, 2020b).
Given this, Papineau says, “our knowledge of mind-brain identities can only be based on some
kind of a posteriori abductive inference, rather than a principled a priori demonstration that a
certain physical state fills some specified role. For example, we might observe that pains occur
whenever prefrontal nociceptive-specific neurons fire, and vice versa; we might also note that, if
pains were the firing of nociceptive-specific neurons, then this would account for a number of
other observed facts about pain, such as that it can be caused by trapped nerves, and can be
blocked by aspirin; and
we might conclude on this basis that pains are indeed identical to the firing of
nociceptive-specific neurons.” Papineau singles out “the peculiarly direct nature of our concepts
of conscious states” as what “stops us deriving mind-brain identities a priori from the physical
facts.”
In exploring the basis of identity claims, Papineau states “it can only be on the basis of an
abductive inference from direct empirical evidence, such as that the two things in question are
found in the same places and the same times, and are observed to bear the same relations to other
things, not because we can deduce the identities a priori from the physical facts.” His examples
include “Cary Grant = Archie Leach”, and “that dog = her pet.” “Why shouldn't this same way of
thinking be applied to consciousness, he asks?” (Papineau, 2020b).
Because, he answers, “even after we are given all the abductive evidence, we still find
mind-brain identity claims almost impossible to believe. We cannot resist the dualist conviction
that conscious feelings and the physical brain states are two different things.” And this, in
Papineau's view, “is the real reason why we feel a need for further explanation. We want to know
why the neuronal
activity is accompanied by that conscious feeling, rather than by some
other, or by no feeling at all. Our dualist intuitions automatically generate a hankering for
further explanation.” Thus, Papineau concludes, “the demand for explanation arises, not because
something is lacking in physicalism, but because something is lacking in us.”
“If only we could fully embrace physicalism,” Papineau suggests, “the feeling of an explanatory
gap would disappear. If we could fully accept that pains are nociceptive-specific neuronal
firing, then we would stop asking why ‘they’ go together—after all, nothing can possibly come
apart from itself.”
To Papineau, this kind of robust physicalism can dissolve “the problem of consciousness”. The
move is to “simply deny that any puzzle is raised by the fact that it feels painful to be a human
with active nociceptive-neurons. Why shouldn't it feel like that? That's how it turns out. Why
regard this as puzzling?” (Papineau, 2020a).
An insight is the connotation of verbs used to describe the relation between mind and
brain. Brain processes are said to “generate”, or “yield”, or “cause”, or “give rise to”
conscious states. But this phraseology,
Papineau says, undermines physicalism from the start—even when used by physicalists. As he puts
it, “Fire ‘generates’, ‘causes’, ‘yields’ or ‘gives rise to’ smoke. But NaCl doesn't ‘generate’,
‘cause’, ‘yield’ or ‘give rise to’ salt. It is salt. The point is clear. To
speak of brain processes as ‘generating’ conscious states, and so on, only makes sense if you are
implicitly thinking of the conscious states as separate from the brain states” (Papineau, 2020b). (But even if
consciousness as an “output” or “effect” of the brain were wrongheaded, why are only certain
sorts of neural activity identical with consciousness while others are not?)
To sustain his argument, Papineau must deal with zombies. Are zombies possible? “Could a being
share all your physical properties but have no conscious life?” Everybody's first thought is, he
says, “Sure. Just duplicate the physical stuff and leave out the feelings.”
That's the anti-physicalist “trap”: the physicalist has already lost. Papineau rightly states
that physicalists must deny that zombies are possible, “given that the mind is ontologically
inseparable from the brain.” If conscious states are physical states—radically
identical—then, he says, “the ‘two’ cannot come apart,” much like Marilyn Monroe cannot exist
without Norma Jean Baker. How could she exist without herself? That makes no sense, he says.18
Papineau rejects the anti-physicalist argument that phenomenal concepts are revelatory, in that
they reveal conscious states not to be physical. “Physicalists respond that there is no reason to
suppose that phenomenal concepts have the power to reveal such things … that experiences are
non-physical.” Why should introspection, he asks rhetorically, “be guaranteed to tell us about
all their necessary properties [of experience]?” (Papineau, 2020b).
Papineau is blunt: “I never viewed the so-called ‘hard problem’ as any problem at all.” The
obvious answer, he says, is that brain processes feel like something for the subjects that have
them. “What's so hard about that?.. How would you expect them to feel? Like nothing? Why? That's
how they feel when you have them.” The only reason that many people believe there is a problem,
Papineau stresses, is that “they can't stop thinking in dualist terms” (Papineau, 2020b).
As for the conventional materialist claim that ultimately neuroscience will uncover the
complete neurobiological basis of consciousness, Papineau is skeptical. He does not expect that
“there are definite facts about consciousness to which we lack epistemological access—that there
is some material property that really constitutes being in pain, say, but which we can't find out
about.” Rather, he argues, “our phenomenal concepts of conscious states are vague—nothing in the
semantic constitution of phenomenal concepts determines precisely which of the candidate material
properties they refer to” (Papineau, 2003).
Scientific research, he says, will identify “a range of material properties that correlate in
human beings with pain, say, or colors, or indeed being conscious at all. However, this won't
pinpoint the material essence of any such conscious state, for there will always be a plurality of
such human material correlates for any conscious property … It is not as if conscious properties
have true material essences, yet science is unable to discover them. Rather the whole idea of
identifying such essences is a chimera, fostered by the impression that our phenomenal concepts of
conscious states are more precise than they are” (Papineau, 2003).
9.1.10. Goldstein's mind-body problem
Philosopher-novelist Rebecca Newberger Goldstein centers the mind-body problem around the
nature of the person, with two distinct kinds of descriptions: our physical bodies and brains,
which science can, in principle, analyze completely; and our inner thoughts, perceptions,
emotions, dreams, which science can never access completely (Goldstein, 2011a, 2011b).
Goldstein thinks that the internal description of what it’s like to be a person—“what I try to
do in creating a character in a novel”—is “really about the body because ultimately there are no
nonmaterial states.”
Goldstein states that the kind of stuff underlining these intentional states or states of
feeling that we describe in terms of consciousness is entirely brain stuff. “Could we ever derive
the one description from the other? Could we ever know enough about the brain stuff so that we
could actually know everything there is to be a person, just by the description of the brain
stuff? I don't think so” Goldstein (2011a), 2011b).
Goldstein says that panpsychism (13) seems plausible and she understands why some are dualists,
where that internal point of view is something that is not the body, and could, in principle,
exist separate from the body. She appreciates why some people who hope for immortality hope
dualism is true. (She herself rejects dualism.)
9.1.11. Hardcastle's argument against materialism skeptics
Philosopher Valerie Gray Hardcastle argues that the points of division between materialists and
materialism-skeptics “are quite deep and turn on basic differences in understanding the scientific
enterprise.” This disagreement, “the rifts,” which she frames, in part, between David Chalmers and
herself, concerns whether consciousness is a brute fact about the world, which materialists deny
and its skeptics affirm. Rather, materialists believe that consciousness is part of the physical
world, just like everything else. “It is completely nonmysterious (though it is poorly understood)
[and materialists] have total and absolute faith that science as it is construed today will
someday explain this as it has explained the other so-called mysteries of our age” (Section: Hardcastle, 1996).
Hardcastle gives her clear-eyed assessment: “I am a committed materialist and believe
absolutely and certainly that empirical investigation is the proper approach in explaining
consciousness. I also recognize that I have little convincing to say to those opposed to me. There
are few useful conversations; there are even fewer converts.” She epitomizes the skeptics'
position: “Isolating the causal relations associated with conscious phenomena would simply miss
the boat, for there is no way that doing that ever captures the qualitative aspects of awareness.
What the naturalists might do is illustrate when we are conscious, but that won't explain
the why of consciousness.” Thus, she continues, whatever the neural correlate(s) of
consciousness may be, the naturalists would not have explained why it is that (or
those). Part of a good explanation, skeptics maintain, “is making the identity statement
(or whatever) intelligible, plausible, reasonable” and this is what materialists have not done and
thus have not closed the explanatory gap.
In response, Hardcastle is frank: “To them, I have little to say in defence of naturalism, for
I think nothing that I as an already committed naturalist could say would suffice, for we don't
agree on the terms of the argument in the first place.” The consciousness identity, whatever it
turns out to be, could be a brute fact about the world, just like the laws of physics. At some
point, in all theories, explanations must end. Hardcastle asks, “How do I make my identification
of consciousness with some neural activity intelligible to those who find it mysterious? My answer
is that I don't. The solution to this vexing difficulty, such as it is, is all a matter of
attitude. That is, the problem itself depends on the spirit in which we approach an examination of
consciousness.” In characterizing “consciousness-mysterians,” she states, “They are antecedently
convinced of the mysteriousness of consciousness and no amount of scientific data is going to
change that perspective. Either you already believe that science is going to give you a correct
identity statement, or you don't and you think that there is always going to be something left
over, the phenomenal aspects of conscious experience” (Hardcastle, 1996).
Hardcastle's advice to skeptics? “Consciousness-mysterians need to alter their concepts. To put
it bluntly: their failure to appreciate the world as it really is cuts no ice with science. Their
ideas are at fault, not the scientific method. Materialists presume that there is some sort of
identity statement for consciousness. (Of course, we don't actually have one yet, but for those of
us who are not consciousness-mysterians, we feel certain that one is in the offing.) Hence, the
skeptics can't really imagine possible worlds in which consciousness is not whatever we ultimately
discover it to be because they aren't imagining consciousness in those cases (or, they aren't
imagining properly). But nevertheless, what can I say to those who insist that they can imagine
consciousness as beyond science's current explanatory capacities? I think nothing …”
The fundamental difference between materialists and their skeptics, according to Hardcastle, is
that “Materialists are trying to explain to each other what consciousness is within current
scientific frameworks … If you don't antecedently buy into this project …, then a naturalist's
explanation probably won't satisfy you. It shouldn't. But that is not the fault of the
explanation, nor is it the fault of the materialists. If you don't accept the rules, the game
won't make any sense” (Hardcastle, 1996).
Hardcastle's own approach to consciousness includes: viewing it as a lower-level
dynamical structure underpinning our information
processing (Hardcastle, 1995); the relation
between ontology and explanation providing a framework for referring to mental states as being the
causally efficacious agents for some behavior (Hardcastle, 1998); a more
nuanced approach to the neural
correlates of consciousness (NCC) in that it “there might not be an NCC—even if we adopt a
purely materialistic and reductionistic framework for explaining consciousness (for example,
perhaps consciousness is located out in the world just as much as it is located inside the head)
(Hardcastle, 2018; Hardcastle and Raja, 1998); and
action selection and projection to help refine notions of consciousness from an embodied
perspective (Hardcastle, 2020).
9.1.12. Stoljar's epistemic view and non-standard physicalism
Philosopher Daniel Stoljar has long focused on physicalism, its interpretation, truth and
philosophical significance; his views are nuanced and largely deflationary (Stoljar, 2010). He defines
physicalism as the thesis that "every instantiated property is either physical or is
necessitated by some physical property," where physical property is described by “all and only
the following elements: it is a) a distinctive property of intuitively physical objects, b)
expressed by a predicate of physics, c) objective, d) knowable through scientific investigation,
and e) not a distinctive property of souls, ectoplasm,
etc.” (Montero, 2012). According to
Stoljar, "Physicalism has no formulations on which it is both true and deserving of the name"—but
this “does not entail that philosophical problems stated in terms of it [physicalism] have no
reasonable formulation” (Stoljar, 2010; Montero, 2012).
As everyone knows, the philosophical problem of phenomenal consciousness is the poster-child
test case for physicalism, the standard physicalist framework being that “consciousness can be
explained by contemporary physics, biology, neuroscience, and cognitive science” (Kind and Stoljar, 2023, p. i). To
Stoljar, the problem (or problems) of consciousness is “whether two big ideas can both be true
together. The first is the existence of consciousness. The second is a worldview (a picture of
everything that exists) that many people think you must believe if you hold a vaguely scientific
or rational approach to the world, namely, physicalism.” Stoljar calls it the “compatibility
problem”— “i.e., the problem of whether physicalism and claim that consciousness exists can both
be correct”—and he says that the solution is “right under our nose.” The solution to the
compatibility problem, Stoljar tells us, “is that we are missing something”—and the depth and
implications of this simple statement are surprisingly profound (Kind and Stoljar, 2023, pp. 64–65).
What we are missing, according to Stoljar, “is a type of physical fact or property relevant to
consciousness. More than this, we are profoundly ignorant of the nature of the physical world, and
ignoring this ignorance is what generates the problem.” He calls “the idea that we are ignorant of
a type of fact or property that is relevant to consciousness the ignorance hypothesis”
and he calls “the idea that the ignorance hypothesis solves the compatibility problem the
epistemic view.” Stoljar contends that all arguments for the opposing view—i.e.,
that physicalism and consciousness are incompatible—“fail, and for a single reason.” These
arguments, he says, “all presuppose that we have complete knowledge of the physical facts
relevant to consciousness. According to the epistemic view, that presupposition
is false, so the arguments [against physicalism-consciousness compatibility] don't work.” That
physicalism cannot be shown affirmatively to be true does not bother Stoljar, because, he says,
physicalism is an empirical truth, not an a priori argument. “What the epistemic view says is
that … there is no persuasive ‘here and now’ argument for incompatibility.” Thus, Stoljar
argues, the epistemic view helps us think about the problems of consciousness in a clearer way,
disentangling them from the compatibility problem (Kind and Stoljar, 2023, pp. 64–66).
Stoljar is no traditional physicalist. He critiques “standard physicalism,” by which he means
“versions of physicalism that make no theoretical use of the ignorance hypothesis.” He conjectures
that there are properties of the physical world that go beyond the capacity of the physical
sciences to access and measure through its devices and instruments. Is this incapacity in
practice, as per current science, or in principle, such that ultimate truth is forever out of
reach? Who knows? Either way, he says, would support his ignorance hypothesis defense of
physicalism (Kind and Stoljar, 2023, p. 67). More
subtly, Stolar contends that the epistemic view does provide an “explanation of
consciousness,” at least in an abstract sense. “It tells us, for example, that conscious states
are not fundamental and so depend on other things, even if it leaves open what exactly they depend
on” (Kind and Stoljar, 2023, p. 112).
Yet Stoljar believes it is possible to construct “a science of consciousness”—to study
“empirical laws between each conscious state and some physical system”— but he is skeptical of
“the attempt to provide systematic knowledge of such laws” which he rejects as “implausible on its
own terms.” Preferring “to understand the science in a more modest way,” Stoljar is ready to
accept “that we do not and may never have a complete theory of the world” (Kind and Stoljar, 2023, pp. 67–68).
9.2. Neurobiological theories
Neurobiological theories are based primarily on known mechanisms of the brain, such as neuronal
transmission, brain circuits and connectome
pathways, electric fields, and, of course, neural correlates of consciousness.
9.2.1. Edelman's neural Darwinism and reentrant neural circuitry
Nobel laureate biologist Gerald Edelman presents a purely biological theory of
consciousness, founded on Darwinian natural
selection and complex brain morphology. His foundational commitment is that “the neural
systems underlying consciousness arose to enable high-order discriminations in a
multidimensional space of signals,” that “qualia are those discriminations” and that
“differences in qualia correlate with differences in the neural structure and dynamics that
underlie them” (Edelman, 2000, 2003, 2024).
Rejecting theories that the brain is like a computer or instructional system, Edelman
proposes that “the brain is a selectional system, one in which large numbers of variant circuits
are generated epigenetically, following which particular variants are selected over others
during experience. Such repertoires of variant circuits are degenerate, i.e., structurally
different circuit variants within this selectional system can carry out the same function or
produce the same output. Subsequent to their incorporation into anatomical repertoires during
development, circuit variants that match novel signals are differentially selected through
changes in synaptic
efficacy. Differential amplification of selected synaptic populations in groups of neurons
increases the likelihood that, in the future, adaptive responses of these groups will occur
following exposure to similar signals” (Edelman, 2003).
Edelman's way of thinking is motivated by his work on the immune system (for which he was
awarded the Nobel) and his theory is developed in two domains: Neural Darwinism
(neural group selection) and Dynamic Core (reentrant neural circuitry).
Neural Darwinism is “the idea that higher brain functions are mediated by developmental
and somatic
selection upon anatomical and functional variance occurring in each individual animal”
(Edelman, 1989). Neural
Darwinism has two aspects: (i) development selection, which controls the gross
anatomy and microstructure of the brain, allowing for great variability in the neural
circuitry; and (ii) experiential selection, especially of the synaptic structure where
functional plasticity is essential given the vast number of synapses (estimated at over 100
trillion, possibly 600 trillion or more). Edelman notes that a child's brain contains many more
neural connections than will ultimately survive to maturity—estimates go as high as 1000
trillion—and he argues that this redundant capacity, this functional plasticity, is needed
because “neurons are the only cells in the body that cannot be renewed and because only those
networks best adapted to their ultimate purpose will be selected as they organize into neuronal
groups” (Edelman, 2024). According to
Edelman's theory of neuronal group selection (TNGS), “selectional events in the brain are
necessarily constrained by the activity of diffuse ascending value systems. The activity of these
systems affects the selectional process by modulating or altering synaptic thresholds” (Edelman, 2003).
Dynamic Core is Edelman's term encompassing reentrant neural circuitry, the ongoing
process of recursive signaling among neuronal groups taking place across networks of massively
parallel reciprocal fibers, especially in the connections between thalamus
and cerebral
cortex. This dynamic, relentless activity in thalamocortical circuits generates a
continuing sequence of different metastable states that change over time, yet each of which has
a unitary phenomenology at any given moment. Edelman asserts "there is no other object in the
known universe so completely distinguished by reentrant circuitry as the human brain" (Edelman, 2003, 2024).
Edelman stresses that reentry
is “a selectional process occurring in parallel” and that “it differs from feedback, which is
instructional and involves an error function that is serially transmitted over a single
pathway.” As a result of the correlations that reentry imposes on diverse, interacting
neuronal groups, “synchronously active circuits across widely distributed brain areas are
selectively favored.” This, Edelman suggests, “provides a solution to the so-called binding
problem: how do functionally segregated areas of the brain correlate their activities in the
absence
of an executive program or superordinate map?” Binding of the outputs of every sensory
modality, each generated by segregated cortical areas, is essential for our commonly perceived
but underappreciated unity of consciousness (Edelman, 2003).
It is worth noting the close relationship between the Dynamic Core and Global Workspace (9.2.3)
hypotheses, as jointly suggested by the authors of each, Edelman and Baars—each hypothesis having
been put forward, independently, “to provide mechanistic and biologically plausible accounts of
how brains generate conscious mental content.” Whereas “the Dynamic Core proposes that reentrant
neural activity in the thalamocortical system gives rise to conscious experience,” the “Global
Workspace reconciles the limited capacity of momentary conscious content with the vast repertoire
of long-term memory.” The close relationship between the two hypotheses is said to allow “for a
strictly biological account of phenomenal experience and subjectivity that is consistent with
mounting experimental evidence.” The authors suggest that “there is now sufficient evidence to
consider the design and construction of a conscious artifact” (Edelman et al., 2011).
The theory of neuronal group selection (TNGS), pioneered by Edelman (1987), has come to
undergird a cluster of theories. As Anil Seth explains, “According to the TNGS, primary (sensory)
consciousness arose in evolution when ongoing perceptual categorization was linked via reentry to
a value-dependent memory creating the so-called ‘remembered present’ (Edelman 1989). Higher-order
consciousness, distinguished in humans by an explicit sense of self and the ability to construct
past and future scenes, arose at a later stage with reentrant pathways linking value-dependent
categorization with linguistic performance and conceptual memory (Edelman 2003; Seth, 2007).
As Edelman's mechanism for consciousness is based on the TNGS, he first distinguishes primary
from higher-order consciousness. “Animals with primary consciousness can integrate perceptual and
motor events together with memory to construct a multimodal scene in the present”—what James
called the “specious present” and which Edelman calls “the remembered present” (Edelman, 1989). Such an animal
with primary consciousness, Edelman says, “has no explicit narrative
capability (although it has long-term memory), and, at best, it can only plan to deal with the
immediate scene in the remembered present” (Edelman, 2003).
As for higher-order consciousness, Edelman is mainstream: “It emerges later in evolution and is
seen in animals with semantic capabilities such as chimpanzees. It is present in its richest form
in the human species, which is unique in possessing true language made up of syntax and semantics.
Higher-order consciousness allows its possessors to go beyond the limits of the remembered present
of primary consciousness. An individual's past history, future plans, and consciousness of being
conscious all become accessible” (Edelman, 2003).
How did the neural mechanisms underlying primary consciousness arise during evolution?
Edelman's proposal is as follows. “At some time around the divergence of reptiles into mammals and
then into birds, the embryological development of large numbers of new reciprocal connections
allowed rich reentrant activity to take place between the more posterior brain systems carrying
out perceptual categorization and the more frontally located systems responsible for
value-category memory. This reentrant activity provided the neural basis for integration of a
scene with all of its entailed qualia … [which] conferred an adaptive evolutionary advantage” (Edelman, 2003).
In summary, according to Edelman, “consciousness arises as a result of integration of
many inputs by reentrant interactions in the dynamic core. This integration occurs in periods of
<500 ms. Selection occurs among a set of circuits in the core repertoire; given their
degeneracy, a number of different circuits can carry out similar functions. As a result of the
continual interplay of signals from the environment, the body, and the brain itself, each
integrated core state is succeeded by yet another and differentiated neural state in the core …
The sequences and conjoined arrays of qualia entailed by this neural activity are the
higher-order discriminations that such neural events make possible. Underlying each quale are
distinct neuroanatomical structures and neural dynamics that together account for the specific
and distinctive phenomenal property of that quale. Qualia thus
reflect the causal sequences of the underlying metastable neural states of the complex dynamic
core” (Edelman, 2003).
Finally, Edelman addresses the hard problem. “The fact that it is only by having a phenotype
capable of giving rise to those qualia that their ‘quality’ can be experienced is not an
embarrassment to a scientific theory of consciousness. Looked at in this way, the so-called hard
problem is ill posed, for it seems to be framed in the expectation that, for an observer, a
theoretical construct can lead by description to the experiencing of the phenomenal quality being
described. If the phenomenal part of conscious experience that constitutes its entailed
distinctions is irreducible, so is the fact that physics has not explained why there is something
rather than nothing. Physics is not hindered by this ontological limit nor should the scientific
understanding of consciousness be hindered by the privacy of phenomenal experience.” Edelman is
confident. “At the end of our studies, when we have grasped its mechanisms in greater detail,
consciousness will lose its mystery and be generally accepted as part of the natural order” (Edelman, 2003).
Personally, I like analogizing the something/nothing ontological limit in physics to the
phenomenal consciousness psychophysical privacy limit in neuroscience—the two ultimate questions
of existence and sentience. But I hesitate to draw the analogy too tightly. Something/nothing is a
kind of historical question of what happened, that is, explaining the hypothetical
process. For example, it could be that nothing is in principle impossible. Phenomenal
consciousness is a clearly contemporary question of what is, that is, explaining the
actual thing. Moreover, I agree that even with its something/nothing ontological limit,
physics can do its work, as with its phenomenal consciousness privacy limit, neuroscience can do
its work. But that work, remember, constitutes the “easy problems.”
9.2.2. Crick and Koch's neural correlates of consciousness (NCC)
The neural correlates of consciousness (NCC) is defined as the minimum activities in the
brain jointly sufficient (and probably necessary) for any one specific conscious perception,
and, extended, for subjective experience in general, the inner awareness of qualia. Originally
applied to sleep and wakefulness (i.e., the reticular
activating system in the brain stem), the NCC were formally proposed by Francis Crick and
Christof Koch as a scientific approach to what had been believed to be the vague, metaphysical
and somewhat discredited idea of consciousness (Crick and Koch, 1990), a program
then championed by Koch (Koch, 2004, Closer To
Truth) and others (though Koch has become something of a “romantic reductionist” [Koch, 2012a]).
While there are complex methodological issues, NCC mechanisms include
neuronal electrophysiological action potentials (spikes), their frequencies and sequences;
neurochemical transmitter flows in the synapses between neurons; and recurrent brain
circuits in specific brain areas. An example is clusters of neurons that underlie
wakefulness in the brainstem connecting to clusters of neurons in the thalamus,
hypothalamus,
basal
ganglia and cerebral
cortex related to awareness/consciousness (Wong, 2023).
Similarly, a "default ascending arousal network" (dANN) has been proposed, with
subcortical nodes in the brainstem, hypothalamus,
thalamus, and basal
forebrain (Edlow, 2024). While necessary for
conscious arousal and wakefulness, the dANN is not sufficient for phenomenal conscioiusness and is
not what this Landscape is about.
As an example of the NCC way of thinking, an early NCC candidate was the claustrum,
which receives input from almost all regions of cortex and projects back to almost all
regions of cortex, and which, Crick and Koch speculated, could give rise to “integrated
conscious percepts.” They used the analogy of the claustrum
to a “conductor” and the cortex to an “orchestra,” such that the claustrum as a conductor
‘coordinates a group of players in the orchestra, the various cortical regions.” Without the
conductor, as they build the analogy, “players can still play but they fall increasingly out
of synchrony with each other. The result is a cacophony of sounds.” In the absence of the
claustra in both cerebral
hemispheres, attributes such as sensory modalities “may not be experienced in an
integrated manner and the subject may fail to altogether perceive these objects or events or
only be consciously aware of some isolated attribute.” This would mean, they suggest, “that
different attributes of objects … are rapidly combined and bound in the claustrum” (Crick and Koch, 2005).
A more recent candidate for full and content-specific NCC is located in the posterior cerebral
cortex, in a temporo-parietal-occipital hot zone (Koch et al., 2016), though no one is
yelling “Eureka” and the search continues. Even so, while everyone knows that even strong
correlation is not causation, strong correlation is still something. NCCs can be considered
macroscopic materialism.
It was in 1998 that Christof Koch made the now legendary 25-year bet with philosopher David
Chalmers—they are long-time friends—that neuroscientists would discover a “clear” NCC by 2023. No
surprise that the bet paid off in Chalmers’ favor. (Koch presented Chalmers with a case of 1978
Madeira wine.) As Chalmers said, notwithstanding neuroscience's great progress, “It's clear that
things are not clear,” while Koch, feigning chagrin, agreed (Horgan, 2023).
Koch was down but not out: he may have lost this consciousness battle, but the consciousness
war would still be waged. Koch offered to re-up: another bet, another 25 years to achieve that
“clear” NCC, another case of wine. “I hope I lose,” Chalmers said, smiling, taking the new bet,
“but I suspect I'll win.”
The smart money is again on Chalmers, although I have a different issue. What would a “clear”
NCC mean? Suppose a specific group of neurons were proven to be both necessary and sufficient for
a particular conscious experience, a direct correlation that no other group of neurons could
claim? Koch would rightly win the bet, but would consciousness have been explained? Still, the
perennial question: How can action potentials zipping along neurons and chemicals flowing between
neurons literally be the phenomenal consciousness of inner experience? By what magic?
9.2.3. Baars's and Dehaene's global workspace theory
Proposed originally by Bernard Baars (Baars, 1988, 1997, 2002), extended with neuroimaging and
computer modeling by Stanislas Dehaene (Dehaene and Naccache, 2000), the
core claim of Global Workplace Theory (GWT) is brain-wide presence and broad accessibility of
specific multi-sensory, multi-cognitive information, the total package being what constitutes
conscious awareness. GWT is founded on the concept of an inner “theater of consciousness,” where
the mental spotlight of awareness shines on sequential sets of integrated perceptions that are
dominant, at least momentarily. (The global workspace “Theater of Consciousness” is said not to
contradict Dennett's rejected “Cartesian Theater,” because the former is not dualistic and does
not reside in only one location in the brain; rather, the Theater of Consciousness is passive not
active and is spread across much of the brain.)
GWT holds that conscious mental states are those which are “globally available” to a wide range
of brain processes including attention, perception, assessment, memory, verbal description, and
motor response. Which sets of integrated perceptions become dominant, move to centerstage, and
thus leap into conscious awareness? It's a competition. Diverse data flows originating both within
the brain (e.g., memories) and from external stimuli (i.e., sensory information) are in constant
competition, such that the “winner” is broadcast broadly (i.e., globally) in the brain and becomes
accessible throughout the brain, which is how we become aware of it as the content of our
consciousness.
This brain-wide focus on a particular phenomenological package integrates all the relevant
sensory and cognitive streams by recruiting all the relevant brain areas into an organic
whole—while inhibiting other, extraneous, conflicting data flows—such that what resides in the
global workspace is perceived as consciousness “snapshots” in continuous, movie-like motion. This
means that while our conscious awareness may seem unified and seamless, in fact it is neither.
Whereas GWT started in the 1980s as a purely psychological theory of conscious cognition, it
has become a “family” of theories adapted to today's far more detailed understanding of the brain.
The brain-based version of GWT is called Global Workspace Dynamics because the cortex is viewed as
a “unified oscillatory machine”. GWT, therefore, according to its advocates, joins other theories
in taking consciousness as the product of highly integrated and widespread cortico-thalamic
activity, including evidence that the prefrontal cortex participates in the visual conscious
stream. Cortex is extraordinarily flexible in its dynamic recruitment of different regions for
different tasks. Therefore, an arbitrary division between prefrontal and other neuronal regions is
said to be misleading. Consciousness requires a much broader, more integrative view (Baars et al., 2021).
In a pioneering set of “adversarial collaboration” experiments to test hypotheses of
consciousness by getting rival researchers to collaborate on the study design,19 preliminary results did
not perfectly match GWT's prediction that consciousness arises when information is broadcast to
areas of the brain through an interconnected network. The transmission, according to GWT, happens
at the beginning and end of an experience and involves the prefrontal cortex, at the front of the
brain. But independent “theory-neutral” researchers found that only some aspects of consciousness,
but not all of them, could be identified in the prefrontal cortex. Moreover, while they found
evidence of brain broadcasting, the core of GWT, it was only at the beginning of an experience—not
also at the end, as had been predicted. Further experiments are to come, but revisions to GWT are
believed likely (Lenharo, 2023a, Lenharo, 2023b, 2024).
9.2.4. Dennett's multiple drafts model
In his intellectual memoirs, I've Been Thinking, philosopher Daniel Dennett highlights
two fundamental questions on which his career is founded—the two related philosophical problems he
set himself to solve. “First, how can it be that some complicated clumps of molecules can be
properly described as having states or events that are about something, that have meaning
or content. And second, how can it be that at least some of these complicated clumps of molecules
are conscious—that is, aware that they are gifted with states or events that are about something?”
(Dennett, 2023a, 2023b).
In dealing with these questions, Dennett realized, way back in his PhD dissertation in
1965, that “the best—and only—way of making sense of the mind and consciousness is through
evolution by natural
selection on many levels.” Dennett's core insight subsuming biological evolution in
general and the development of mind in particular is concise: reasons without a reasoner, design
without a designer, and competence without comprehension (Dennett, 2007).
Dennett's theory of consciousness is distinguished by four ideas: (i) there is no “Cartesian
Theater,” no inner witness viewing the consciousness show; (ii) different brain regions or modules
develop different kinds of content, which Dennett calls “multiple drafts”; (iii) the multiple
drafts compete with one another for attention, the winner of the winner-take-all competition
occupying the entirety of the conscious moment, which Dennett calls “fame in the brain”; and (iv)
the collection of all these conscious moments coalesces into a kind of life story, the emergence
of a sense of “self,” which Dennett describes as a “center of narrative gravity.”
In Consciousness Explained, Dennett presents his multiple drafts model of
consciousness (Dennett, 1992). He states that
all varieties of perception, thought, or mental
activity are processed in the brain via parallel, multitrack interpretations and
elaborations, subject to continuous "editorial revision.” These “yield, over the course of time,
something rather like a narrative stream or sequence, the product of continual
editing by many processes distributed around the brain.” Dennett has the brain consisting of a
"bundle of semi-independent agencies," and his metaphor “fame in the brain” tells us what it takes
for competing ideas to determine the content of consciousness at any given moment.
In supporting his theory, Dennett needs to undermine what we take to be common sense. He
challenges the verisimilitude of inner experience, which he calls more like theorizing than like
describing. He rejects the notion of a single central location (his "Cartesian theater") where
conscious experience can be “viewed.” He dissolves the idea of the “self” as the central character
of stories made up by content fixation and propagation in the brain. Moreover, he argues that the
properties of qualia are incompatible and therefore incoherent, thus obviating the need to solve
Chalmers's hard problem.20 Dennett needs all four
of these counterintuitive yet deeply probative assertions; the package is admirably coherent, but
buying it is a tall order.
Of Dennett's four assertions, his desired demolition of qualia is perhaps his most critical
move. Here is how he defends it. “Qualia are user-illusions, ways of being informed
about things that matter to us in the world (our affordances) because of the way we and the
environment we live in (microphysically) are. They are perfectly real illusions! They just
aren't what they seem to be; they are not intrinsic, unanalyzable properties of mental states;
they are highly structured and complex activated neural
networks that dispose us to do all sorts of things in response—such as declare that we're
seeing something blue. The key move is to recognize that we have underprivileged
access to the source or cause of our convictions about what we experience” (Rosenberg and Dennett, 2020).
Ironically, while Dennett calls as evidence “user illusions” in his case to deflate
consciousness and support materialism, cognitive psychologist Donald Hoffman calls as evidence
“user illusions” in his case to inflate consciousness and deny materialism. (16.5). This
contrasting interpretation of precisely the same data by two first-rate thinkers is fascinating,
perhaps telling.
Dennett is not shy in asserting that people still underestimate by a wide margin the challenges
that the brain-in-vat thought experiment raises for views of consciousness other than Dennett's
own. The key fact is that “you don't know anything ‘privileged’ about the causation of your
own thoughts. You cannot know ‘from the inside” what events cause you to think you see
something as red or green, for instance, or cause you to push button A instead of button B.” In
short, to truly understand consciousness, Dennett says “you need to go outside yourself and adopt
the ‘third-person point of view’ of science” (Dennett, 2023a, 2023b).
Dennett stresses the importance of treating subjects' beliefs about their own
consciousness as “data to be explained, not necessarily as true accounts of mental reality.” He
states, “This is the major fault line in philosophy of mind today, with John Searle, Tom
Nagel, David Chalmers, Galen Strawson, and Philip Goff [all represented in this paper], among
others, thinking they can just insist they know better. They don't. Those who object, who hold out
for some sort of ‘first-person science of consciousness,’ have yet to describe any experiments or
results that are trustworthy but unobtainable by heterophenomenology” (the term Dennett coined for
the third-person method, the phenomenology of other minds, which is standard procedure in
cognitive science). Dennett says his meeting with leading scientific researchers on consciousness
enabled him “to begin to form at least vague ideas of how mechanisms of the brain might do all the
work,” but only, he insists, “if we deflated some of the overconfident pronouncements of
introspectors about the marvels of the phenomena” (Dennett, 2023a, 2023b).
In describing his early book, Content and Consciousness, where he puts content before
consciousness, Dennett differentiates himself from John Searle, who puts consciousness before
content. Although Searle and Dennett are both biological naturalists and both, for example, eschew
panpsychism, Dennett believes that by prioritizing content, the mystery of consciousness is
mitigated.
Dennett has had a long, friendly, though surely adversarial relationship with Chalmers. “Even
expert scientists have been fooled by Chalmers' ‘the Hard Problem’ into thinking
that there's one big mysterious fact that needs explaining, when in fact there are hundreds of
lesser problems that can be solved without any scientific
revolutions, and when they are all solved, the so-called Hard Problem will evaporate”
(Dennett, 2023a, 2023b).
It is worth noting the more general case of a multiple module way of thinking, which posits
separate if not independent cognitive components of the mind rooted in the brain (though not
needing to correspond to identifiable brain structures). (9.2.5.)
9.2.5. Minsky's society of mind
Artificial intelligence pioneer Marvin Minsky calls the multiple semi-independent modules in
the human mind, generated by physically locatable modules in the human brain, The Society of
Mind (not coincidentally the name of his book). It is a model of human
cognition constructed, step by step, from the nonconscious interactions of simple mindless
elements he calls “agents” (Minsky, 1986).
“What does it mean to say you're aware of yourself?” Minsky asks. It would be impossible “for
any one part of the brain to know what's happening in all the other parts of the brain because
there's just too much. Each part of the brain has connections to other parts of the brain and can
get some ideas, but there's no place that knows everything” (Minsky, 2007b).
“The Society of Mind,” according to Minsky, is the end product of a vast evolutionary history,
beginning with just clumps of neurons. Because neurons evolved early and had to keep their
physiological integrity, progress was made by neurons gathering together, which led to the first
small brains, and when these small brains began to specialize as well as to associate, “mind”
began to develop (Minsky, 2007b).
Minsky is as blunt as he is insightful. “While many neuroscientists focus on how brain cells
[neurons] work, to me, that's pretty much like trying to understand a computer from how
transistors work. The neurons and synapses are maybe six levels of organization below the thoughts
that you're actually aware of, the important things that distinguish a human from a crayfish.
These high-level descriptions are what counts, and each of them has to be understood by itself.
Any particular thing that happens in Level 5 can be understood as a combination of maybe 20 or 50
things that happen in Level 4 and so forth. But you can't understand Level 5 even if you know
everything about how neurons and synapses work. The difference between a human and a crayfish is
that a human has these multiple levels of brain organization that the earlier animals did not
have” (Minsky, 2007b).
Actually, Minsky says, “I'm interested in how this piece of machine, the brain, can do things
like decide that what it’s doing isn't working. How does it develop new goals? How does it develop
new methods for achieving its goals? And, most important, how does it make a model of itself as a
being in a world and think high-level stuff about its own past and its future?”
It has been known for well over 100 years that the brain has many different parts. Minsky
envisions something “like a great network of computers, each of which is specialized. It's not
that it’s a society of little people, but rather a society of biological machines, say 400 or more
of these, each with different top-level functions, including the capacity to imagine planning
proposals and counterfactual histories.”
Minsky speculates that cortical
columns of related neurons, which are intermediate in complexity, can store things for a
certain period without any changes in probability or conductions. We evolved these structures,
he says, “so we could have reliable short-term memories that represent knowledge in many
different ways.” In context, Minsky advises studying “insulation theory.” He
says, “Theorists called ‘connectionists’ say what's important about the brain is how things are
connected to each other. You could argue that it’s even more important to know how things are
insulated from each other—why you don't get a big traffic jam because there's too many
connections” (Minsky, 2007b).
9.2.6. Graziano's attention schema theory
Advanced by neuroscientist Michael Graziano, attention schema theory asserts that for the brain
to handle a profusion of information it must have developed a quick and dirty model, a simplified
version of itself, which it then reports “as a ghostly, non-physical essence, a magical ability to
mentally possess items” (Graziano, 2019a, 2019b). He likens the attention
schema to “a self-reflecting mirror: it is the brain's representation of how the brain represents
things, and is a specific example of higher-order thought. In this account, consciousness isn't so
much an illusion as a self-caricature.”
Graziano claims that this idea, attention schema theory, gives a simple reason, straight
from control engineering, for why the trait of consciousness would evolve, namely, to monitor
and regulate attention in order to control actions in the world. Thus, Graziano argues that “the
attention schema theory explains how a biological, information
processing machine can claim to have consciousness, and how, by introspection (by
assessing its internal data), it cannot determine that it is a machine whose claims are based on
computations” (Graziano, 2019a, 2019b).
9.2.7. Prinz's neurofunctionalism: how attention engenders experience
Philosopher Jesse Prinz accounts for consciousness with two main claims: first, consciousness
always arises at a particular stage of perceptual processing, the intermediate stage; and second,
consciousness depends on attention. “Attention” is Prinz's focus in that it “changes the flow of
information allowing perceptual information to access memory systems.” Neurobiologically, he says,
“this change in flow depends on synchronized neural firing. Neural synchrony is also implicated in
the unity of consciousness and in the temporal duration of experience” (Prinz, 2012).
What Prinz calls “attention” is a particular process of making an integrated representation of
a stimulus' multiple properties, as perceived from a given point of view, available to working
memory—and it is this process, and only this process, that generates consciousness.
“Intermediateness,” as Prinz's term of art, locates the critical transformation when
representations are “integrated into a point-of-view-retaining format that gets made available by
this 'attention process'” to working memory. This is why Prinz's theory earns the appellation,
“Attended Intermediate Representation Theory” (Mole, 2013). [Note: Prinz's theory
could be classified under Representational Theories.]
In exploring the limits of consciousness, Prinz states, “We have no direct experience of our
thoughts, no experience of motor commands, and no experience of a conscious self.” His strong
assertion is that “All consciousness is perceptual, and it functions to make perceptual
information available to systems that allow for flexible behavior.” Thus, Prinz provides “a
neuroscientifically grounded response to the leading argument for dualism,” and he argues that
“materialists need not choose between functional and neurobiological approaches, but can instead
combine these into neurofunctional response to the mind-body problem” (Prinz, 2012).
Prinz encourages a direct, head-to-head competition, as it were, between his neurofunctionalism
and David Chalmers's hard problem (Mole, 2013). “Where he [Chalmers]
sought to synthesize two decades of dualist argumentation, I [Prinz] try here to synthesize two
decades of empirical exploration” (Prinz, 2012; Mole, 2013). Whereas Chalmers
famously declares that “no explanation given in wholly physical terms can ever account for the
emergence of conscious experience.”). Prinz counters that there is now “a satisfying and
surprisingly complete theory [contained entirely within materialism] of how consciousness arises
in the human brain” (Prinz, 2012).
9.2.8. Sapolsky's hard incompatibilism
Neuroendocrinologist and biological anthropologist Robert Sapolsky counts himself as a “hard
incompatibilist,” affirming the truth of determinism (i.e., all events and actions are the product
of prior events and actions) and denying the existence of free will. There is no possibility, he
says, “of reconciling our being biological organisms built on the physical rules of the universe
with there being free will, a soul, a ‘Me’ inside there which is somehow free of biology. You have
to choose one or the other and, philosophically, I am completely in the direction of us being
nothing more or less than our biology (and its interactions with the environment)” (Sapolsky, 2023b).
Sapolsky's target is free will, not consciousness, but to deal with free will, he must deal
with consciousness—after all, free will, if it exists, would be a product of consciousness, not
the reverse.
But Sapolsky is a reluctant consciousness warrior. Introducing a section of his book labeled
“What Is Consciousness?”, he enjoys some self-deprecation. “Giving this section this ridiculous
heading,” he says, seemingly smiling, “reflects how unenthused I am about having to write this
next stretch. I don't understand what consciousness is, can't define it. I can't understand
philosophers' writing about it. Or neuroscientists', for that matter, unless it's ‘consciousness’
in the boring neurological sense, like not experiencing consciousness because you're in a coma”
(Sapolsky, 2023a).
Referencing the Libet experiments (9.1.2), which purport to dissociate conscious
awareness from brain decision-making, Sapolsky argues that “three different techniques,
monitoring the activity of hundreds of millions of neurons down to single neurons, all show that
at the moment when we believe that we are consciously and freely choosing to do something, the
neurobiological die has already been cast. That sense of conscious intent is an
irrelevant afterthought.” In another context with another metaphor, he calls consciousness “an
irrelevant hiccup” (Sapolsky, 2023a).
Yet Sapolsky is not prepared to dismiss consciousness as “just an epiphenomenon, an illusory,
reconstructive sense of control irrelevant to our actual behavior.” This strikes me, he says, “as
an overly dogmatic way of representing just one of many styles of neuroscientific thought on the
subject” (Sapolsky, 2023a).
Pushed to state what he believes consciousness is, Sapolsky demurs. “Consciousness is
beyond me to understand—every few years I read a review from the people trying to understand it on
a neurobiological level, and I cannot understand a word of what they are saying. For me,
consciousness arises as a ‘complex emergent property’—which explains everything and nothing” (Sapolsky, 2023b).
9.2.9. Mitchell's free agents
While neuroscientist Kevin Mitchell argues, contra many scientists and philosophers, that free
will, or agency, is not an illusion—that “we are not mere machines responding to physical forces
but agents acting with purpose”—he still asserts, "you cannot escape the fact that our
consciousness and our behavior emerge from the purely physical workings of the brain” (Mitchell, 2023, p. 3).
Mitchell mounts an evolutionary case for how living beings capable of choice arose from
lifeless matter, stressing “the emergence of nervous systems provided a means to learn about the
world,” thus enabling sentient animals to model, predict, and simulate. These faculties reach
their peak in humans with our capacities “to imagine and to be introspective, to reason in the
moment, and to shape our possible futures through the exercise of our individual agency” (Mitchell, 2023).
Normally, there is high correlation between those who deny “real” (libertarian) free will with
the commitment that consciousness is entirely physical, and conversely, those who affirm “real”
(libertarian) free will, are more likely to opt for nonphysical theories. Mitchell is significant
in that he defends “real” free will, but unambiguously has consciousness as entirely physical. He
describes creaturely acts of what he considers “free will” before consciousness even evolved.
“Thoughts are not immaterial,” he says; “they are physically instantiated in patterns of neural
activity in various parts of the brain … There's no need to posit a ‘ghost in the machine’—you're
not haunting your own brain. The ‘ghost’ is the machine at work” (Mitchell, 2023, pp. 267–268).
9.2.10. Bach's cortical conductor theory
Cognitive scientist Joscha Bach posits a functional explanation for phenomenal
consciousness, the cortical conductor theory (CTC), where “cortical structures are the result of
reward-driven learning, based on signals of the motivational system, and the structure of the
data that is being learned.” Critical is the “conductor,” which is “a computational structure
that is trained to regulate the activity of other cortical functionality. It directs attention,
provides executive
function by changing the activity and parameterization and rewards of other cortical
structures, and integrates aspects of the processes that it attended to into a protocol. This
protocol is used for reflection and learning” (Section: Bach, 2019).
Bach has CTC's “elementary agents” as columns in the cerebral cortex that “self-organize into
the larger organizational units of the brain areas as a result of developmental reinforcement
learning. The activity of the cortical orchestra is highly distributed and parallelized, and
cannot be experienced as a whole.” However, its performance is coordinated by the conductor, which
is not a homunculus, “but like the other instruments, a set of dynamic function approximators”
(situated in prefrontal cortex21). Whereas most
cortical instruments, he says, “regulate the dynamics and interaction of the organism with the
environment (or anticipated, reflected and hypothetical environments), the conductor regulates
the dynamics of the orchestra itself.” The process is based on signals of the motivational
system and it provides executive
function, resolves conflicts between cortical agents, and regulates their activities
(Bach, 2019).
“The conductor is the only place where experience is integrated,” Bach states. “Information
that is not integrated in the protocol cannot become functionally relevant to the reflection of
the system, to the production of its utterances, the generation of a cohesive self model, and it
cannot become the object of access consciousness.” Without the conductor, he asserts, our brain
can still perform most of its functions, but we would be “sleepwalkers, capable of coordinated
perceptual and motor action, but without central coherence and reflection.”
Memories empower Bach's theory. “Memories can be generated by reactivating a cortical
configuration via the links and parameters stored at the corresponding point in the protocol.
Reflective access to the protocol is a process that can itself be stored in the protocol, and by
accessing this, a system may remember having had experiential access.” For phenomenal
consciousness, Bach claims “it is necessary and sufficient that a system can access the memory of
having had an experience—the actuality of experience itself is irrelevant.”
Phenomenal consciousness, according to Bach, “may simply be understood as the most recent
memory of what our prefrontal cortex attended to. Thus, conscious experience is not an experience
of being in the world, or in an inner space, but a memory. It is the reconstruction of a dream
generated [by] more than fifty brain areas, reflected in the protocol of a single region. By
directing attention to its own protocol, the conductor can store and recreate a memory of its own
experience of being conscious” (Bach, 2019).
Unlike Integrated Information Theory (12), Bach says CTC is a functionalist model of
consciousness, with similarity to other functionalist approaches, such as the ones suggested by
Dennett (9.2.4) and Graziano (9.2.6) (Bach, 2019).
9.2.11. Brain circuits and cycles theories
Brain circuits and cycles as mechanisms of consciousness are older explanations, no
longer considered sufficient in themselves, having evolved into more sophisticated theories.
Brain circuits cover the following kinds of large-scale brain structures: lateral pathways
across the cerebral cortex linking diverse cortical areas (e.g., especially in the prefrontal,
cingulate and parietal regions of the cortex, which are involved in higher-level activities such
as planning and reasoning); the reticular
activating system focusing attention, shaping behaviors, and stimulating motivation;
and vertical thalamocortical
radiations mediating sensory and motor systems.22 Brain cycles cover
electroencephalogram (EEG) waves over broad regions of the cerebral cortex, the product of massive
numbers of neurons firing synchronously (e.g., gamma waves at 40 Hz).
A contemporary explanation recruits bidirectional information transfer between the cortex
and the thalamus—recurrent corticothalamic and thalamocortical pathways—which are said to
regulate consciousnesss. Evidence suggests "a highly preserved spectral channel of
cortical-thalamic communication that is present during conscious states, but which is diminished
during the loss
of consciousness and enhanced during psychchedlic states" (Toker et al., 2024).
Dendritic
Integration Theory (DIT), linking neurobiology and phenomenology, relates cellular-level
mechanisms to conscioius experience by leveraging "the intricate complexities of dendritic
processing" in brain circuits. Jaan Aru et al. propose that "consciousness is heavily
influenced by, or possibly even synonymous with, the functional integration of two streams of
cortical and subcortical information that impinge on different compartments of cortical
layer 5 pyramidal (L5p) cells" (Aru, 2023). The biophysical
properties of pyramidal
cells "allow them to act as gates that control the evolution of global actiatation
patterns," such that "In conscious states, this cellular mechanism enables complex sustained
dynamics withn the thalamocortical system, whereas during unconscious states, such signal
propagation is prohibiited," Aru et al. suggest that the DIT "hallmark of conscious processing
is the flexible integration of bottom-up and top-down data streams at the cellular level"
(Aru, 2023, 2020).
9.2.12. Northoff's temporo-spatial sentience
Psychiatrist and neuroscientist Georg Northoff postulates what he calls “sentience” as “a more
basic and fundamental dimension of consciousness,” and he proposes that sentience arises via
“temporo-spatial mechanisms”—characterized by brain activity, spatiotemporal relationship, and
structure—with which “the brain constructs its own spontaneous activity [that] are key for making
possible the capacity to feel, namely sentience.” Northoff's model is based on his supposition
that “in addition to the level/state and content of consciousness, we require a third dimension of
consciousness, the form or structure or organization of consciousness.” Thus, his “temporo-spatial
theory of consciousness” leads him to posit “specific neuro-ecological and neuro-visceral
mechanisms that are, in their most basic nature, intrinsically temporospatial.” We have this
capacity to feel and thus for sentience, he says, “because our brain continuously integrates the
different inputs from body and environment within its own ongoing temporo-spatial matrix” (Northoff, 2021).
Northoff distinguishes “spatiotemporal neuroscience” from cognitive
neuroscience and related branches (like affective, social, etc.) in that spatiotemporal
neuroscience focuses on brain activity (rather than brain function), spatiotemporal relationship
(rather than input-cognition-output relationship), and structure (rather than stimuli/contents).
In this sense, spatiotemporal neuroscience “allows one to conceive the neuro-mental relationship
in dynamic spatiotemporal terms that complement and extend (rather than contradict) their
cognitive characterization” (Northoff et al., 2020).
Finally, Northoff and colleagues feel “the need to dissolve the mind-body problem (and replace
it by the world-brain relation).” They also address other philosophical issues like assuming “time
(and space) to be constructed in different scales, small and long, with all different scales being
nested (like the different Russian dolls) within each other.” For example, “a mental feature may
be characterized by an extremely short and restricted spatiotemporal scale which, if abstracted
and thereby detached from its underlying longer and more extended scale may seem to be non-dynamic
and thus a re-presentation of an event or object. This is like taking one smaller Russian doll out
and consider it in isolation from all the others (and, even worse, forgetting that any of the
others were ever present).” If, in contrast, they suggest, “one conceives the spatiotemporal scale
of mental features in the larger context of other spatiotemporal scales, one can take into view
their nestedness.” In this view, Northoff has mental features as “nothing but a small Russian doll
that is nested within the longer and more extended scales of the brain's spontaneous activity
(which, by itself, is nested within the yet much larger spatiotemporal scales of body and world)”
(Northoff et al., 2020).
9.2.13. Bunge's emergent materialism
Philosopher and physicist Mario Bunge rejects any “separate mental entity,” calling it “a
stumbling block to progress.” It is “unwarranted by the available data and the existing
psychological models,” he says, and it collides “head-on with the most fundamental ideas of all
modern science.” Rather, Bunge argues that the mind-body problem requires a psychobiological
approach, based on the assumption that behavior is an external manifestation of neural
processes—an approach that also abandons ordinary language in favor of a “state space language,
which is mathematically precise and is shared by science and scientific philosophy” (Bunge, 1980;
2014). More broadly, he presents a
systematic model of mankind as a “biopsychosocial entity” and he favors “the multilevel approach”
over “the holistic, the analytic, and the synthetic approaches” (Bunge, 1989).
Upfront, Bunge defines his idiosyncratic position: ‘‘I am an unabashed monist’’—his objective
is “to reunite matter and mind”—and ‘‘I am a materialist but not a physicalist.’’ By the latter
distinction, Bunge means that while the material world is all there is (i.e., there are no
nonmaterial substances), the laws of physics cannot explain all phenomena (i.e., “physics can
explain neither life nor mind nor society”) (Bunge, 2011; Slezak, 2011).
Bunge calls his theory, or more precisely, his “programmatic hypothesis,” about the
mind-body problem “emergent materialism”—his core concept being that “mental states form a
subset (albeit a very distinguished one) of brain states (which in turn are a subset of the
state space of the whole animal).” The hypothesis is unambiguously materialist, even though
“biosystems, including their mental states, have properties that are not reducible to their
physical and chemical properties.” Mind, according to Bunge, “is just a collection of functions
(activities, events) of an extremely complex central
nervous system.” Mental states are distinguished from brain states broadly in that mental
states reflect only those brain states that exhibit neural plasticity, especially learning, in
contrast to brain states that are more phylogenetically fixed (Bunge, 1980; 2014).
Approaching the mind-body problem as a general systems theorist, Bunge shows, in
particular, “how the concept of a state space can be used to represent the states and changes of
state of a concrete thing such as the central
nervous system.” He stresses the concept of emergence—he defines an emergent
property as “a property possessed by a system but not by its components.” He then focuses on
the level where such emergence occurs, arguing that “the mental cannot be regarded as a level
on a par with the physical or the social.” The upshot, he says, is “a rationalist and
naturalist pluralism.”
While he rejects Dualism (15) as both untestable and contradictory to science, he also
rejects Eliminative Materialism (9.1.1) and reductive materialism (9.1.7) “for ignoring the
peculiar (emergent) properties of the central nervous
system.” He opts for “emergentist materialism” as a variety of “psychoneural monism,”
but cautions that it needs detailed mechanisms, especially mathematical ones
(Bunge, 1977).
Bunge trains his delightfully acerbic guns on choice theories: computationalism (“a
sophisticated version of behaviorism,” “brainless cognitive science”); studying higher level
mental phenomena rather than neuroscience and ‘‘objective brain facts’’ (“Cartesian mind-body
dualism,” “psychoneural dualism”); philosophical zombies (‘‘responsible people do not mistake
conceptual possibility, or conceivability, for factual possibility or lawfulness; and they do not
regard the ability to invent fantasy worlds as evidence for their real existence’’); and
panpsychism (‘‘illustrates the cynical principle that, given an arbitrary extravagance, there is
at least one philosopher capable of inventing an even more outrageous one’’) (Slezak, 2011; Bunge, 2011).
Bunge also criticizes that “the division of scientific labor has reached such a
ridiculous extreme that many workers in neuroscience and psychology tend to pay only lip
service to the importance of studies in development and evolution for the understanding of
their subject.” Such neglect of development and evolution, he says, has had at least three
undesirable consequences: 1) overlooking the biological maturation of the central nervous
system (e.g., the corpus
callosum takes up to a decade to develop); 2) exaggerating leaps at the expense of
graduality (particularly of the information-processing variety); and conversely, 3) exaggerating
continuity at the expense of quantitative novelty (animal psychologists who claim that human
mental abilities differ only in degree from prehuman ones) (Bunge, 1989).
In sum, to explain behavior and mentation in scientific terms, Bunge calls for a synthesis or
merger of neuroscience and social science, rather than for a reduction, “even though the
behavioral and mental processes are neurophysiological.” Put philosophically, “this is a case of
ontological reduction without full epistemological reduction” (Bunge, 1989).
9.2.14. Hirstein's mindmelding
William Hirstein argues that it is “the assumption of privacy”—the deep, metaphysical
impossibility for one person to ever experience the conscious states of another—that has led
philosophers and scientists to claim wrongly that the conscious mind can never be explained in
straightforwardly physical terms and thus to “create vexing dualisms, panpsychisms, views that
would force changes in our current theories in physics, views that deny the reality of
consciousness, or views that claim the problem is insoluble.” Hirstein seeks to undermine “the
assumption of privacy” by the thought experiment of “mindmelding”: connecting one person's
cerebral cortex control network to another person's cerebral cortex visual attention network. This
would entail inter-brain rather than the normal intra-brain coupling. Then the first person might
correctly say, “Wow, I am experiencing your conscious visual states. Did you know you are color
blind?” The control network functions as a referent for “I”—the subject of the visual states—and
the other person's conscious visual states are the referent for “your conscious visual states.” As
such, mindmelding would support phenomenal consciousness as entirely physical, realizable in terms
of neurobiology, which would be both necessary and sufficient (Hirstein, 2012).
9.3. Electromagnetic field theories
Electromagnetic (EM) Field Theories treat minds as identical to, or derivative from, the broader,
brain-spanning EM fields generated by the cumulative aggregate of multiple, specific neural
currents. The brain is packed with an intricate three-dimensional web of these EM fields—the
question is what functions do these EM fields serve (if any), and whether these fields in any way
relate to consciousness?
Diverse studies are said to support an EM field theory. For example,
“transient periods of synchronization of oscillating neuronal
discharges in the frequency range 30–80 Hz (gamma oscillations) have been proposed to act as
an integrative mechanism that may bring a widely distributed set of neurons together into a
coherent ensemble that underlies a cognitive act.” Transitions between the moment of perception
and the motor response are marked by periods of strong desynchronization, which suggests “a
process of active uncoupling of the underlying neural ensembles that is necessary to proceed from
one cognitive state to another” (Rodriguez, 1999).
The stability of working memory is said to emerge at the level of the electric fields that
arise from neural activity, more than from the specific neural activity itself, as “the exact
neurons maintaining a given memory (the neural ensemble) change from trial to trial.” In the face of this
“representational drift,” electric fields carry information about working memory content, enable
information transfer between brain areas and “can act as ‘guard rails’ that funnel higher
dimensional variable neural activity along stable lower dimensional routes” (Pinotsis and Miller, 2022).
Electric fields, applied externally, have been shown to modulate pharmacologically evoked
neural network activity in rodent hippocampus
and to enhance and entrain physiological neocortical neural network activity (i.e., neocortical
slow oscillation) in vitro as a model system. Both show the neural efficacy of weak sinusoidal and
naturalistic electric fields (Fröhlich and McCormick, 2010).
Neuroinformatics/EEG neuroscientists Andrew and Alexander Fingelkurts formulate a framework of
“Operational Architectonics (OA) of Brain-Mind Functioning,” where “consciousness is an emergent
phenomenon of coherent but dynamic interaction among operations produced by multiple, relatively
large, long-lived and stable, but transient neuronal assemblies in the form of spatiotemporal
patterns within the brain’s electromagnetic field.” OA’s architectural structure is “characterized
by a nested hierarchy of operations of increasing complexity: from single neurons to synchronized
neuronal assemblies and further to the operational modules of integrated neuronal assemblies.”
Conscious phenomena are “brought to existence” by the brain generating a “dynamic, highly
structured, extracellular electromagnetic field in spatiotemporal domains and over a wide frequency
range.” Neurophysiological substrates of single operations (standing electromagnetic fields),
produced by different neuronal assemblies, “present different qualia or aspects of the whole
object/scene/concept.” At the same time, “the wholeness of the consciously perceived or imagined is
a result of synchronized operations (electromagnetic fields) of many transient neuronal assemblies
in the form of dynamic and ever-increasing spatiotemporal patterns termed Operational Modules
(OM)”—where new OM configurations generate an almost infinite number and complexity of phenomenal
qualities, patterns, and objects (Fingelkurts, 2024; Fingelkurts et. al., 2019, 2020).
Adding credence to electromagnetic field theories are recent discoveries of
large-scale, cerebral cortex-wide interacting spiral
wave patterns of brain waves that are said to underlie complex brain dynamics and are
related to cognitive
processing. That the human brain exhibits rich and complex electromagnetic patterns,
with brain spirals propagating across the cortex and giving rise to spatiotemporal activity
dynamics with non-stationary features and having functional correlates to cognitive
processing, would be consistent with their role in consciousness (Xu et al., 2023).
9.3.1. Jones's electromagnetic fields
Philosopher Mostyn Jones gathers, explains and classifies various electromagnetic-field
theories, each with its own theoretical foundation: computationalist, reductionist, dualist,
realist, interactionist, epiphenomenalist, globalist, and localist. He uses three questions to
classify the field theories: 1. How do minds exist relative to fields? 2. Are minds unified by
global or local fields? 3. How extensively do fields and neurons interact? (Jones, 2013).
The claim is made that electromagnetic fields in the brain can solve the “binding
problem,” where distinct sensory modules combine to give a unified sense of phenomenal
experience—say, melding the red and roundness of a balloon into a single percept. For example,
there doesn't seem to be a single synthesizing brain area into which all visual circuits feed,
nor any well-known cortical circuits that bind (unite) color and shape to form unified images.
However, perceptual
binding does seem to involve the synchronized firing of circuits in unified lockstep (with
a temporal binding code) for specific sensory modalities (e.g., shape), but neurons in color and
shape circuits don't synchronize. Mostyn states that “while binding involves synchrony, binding
seems to be more than synchrony,” thus giving field theories the opening to unify visual
experience via a single field, not by a single brain area or by synchrony (yet synchrony does
amplify field activity) (Jones, 2013).
Mostyn claims that evidence is mounting that unified neural electromagnetic fields interact
with neuronal cells and circuits to explain correlations and divergences between synchrony,
attention, convergence, and unified minds, and that the simplest explanation for the unity of
minds and fields is that minds are fields (Jones, 2017). Moreover, some
electromagnetic-field theorists even put qualia itself on the explanatory agenda (Jones, 2013).
Jones poses “neuroelectrical panpsychism” (NP) as “a clear, simple, testable mind–body
solution” based on the conjunction of its two component theories: (i) “everything is at least
minimally conscious,” and (ii) “electrical activity across separate neurons creates a unified,
intelligent mind.” According to Jones, NP is bolstered by neuroelectrical activities that generate
different qualia, unite them to form perceptions and emotions, and help guide brain operations. He
claims, ambitiously, that “NP also addresses the hard problem of why minds accompany these neural
correlates.” He offers the radical identity that “the real nature of matter-energy (beyond how it
appears to sense organs) is consciousness that occupies space, exerts forces, and unites
neuroelectrically to form minds.” He also has NP solving panpsychism's combination problem “by
explaining how the mind's subject and experiences arise by electrically combining simple
experiences in brains” (Jones, 2024).
9.3.2. Pockett's conscious and non-conscious patterns
Psychologist Susan Pockett's electromagnetic field theory of consciousness proposes that “while
conscious experiences are identical with certain electromagnetic patterns generated by the brain”
have always been acknowledged, it is critical to “specify what might distinguish conscious
patterns from non-conscious patterns … the 3D shape of electromagnetic fields that are conscious,
as opposed to those that are not conscious.” She calls this “a testable hypothesis about the
characteristics of conscious as opposed to non-conscious fields” (Pockett, 2012).
Moreover, Pockett argues that the central dogma of cognitive
psychology that “consciousness is a process, not a thing” is “simply wrong.” All
neural processing is unconscious, she asserts. “The illusion that some of it is conscious
results largely from a failure to separate consciousness per se from a number of unconscious
processes that normally accompany it—most particularly focal attention. Conscious
sensory experiences are not processes at all. They are things: specifically, spatial
electromagnetic (EM) patterns, which are presently generated only by ongoing unconscious
processing at certain times and places in the mammalian brain, but which in principle could be
generated by hardware rather than wetware” (Pockett, 2017).
9.3.3. McFadden's conscious electromagnetic information theory
Molecular geneticist Johnjoe McFadden proposes conscious electromagnetic information (CEMI)
field theory as an explanation of consciousness. His central claim is that “conventional theories
of consciousness (ToCs) that assume the substrate of consciousness is the brain's neuronal matter
fail to account for fundamental features of consciousness, such as the binding problem,” and he
posits that the substrate of consciousness is best accounted by the brain's well-known
electromagnetic (EM) field (McFadden, 2023).
Electromagnetic field theories of consciousness (EMF-ToCs) were first proposed in the early
2000s primarily to account for the experimental discovery that synchronous neuronal firing was a
strong neural correlate of consciousness (NCC) (McFadden, 2002). While McFadden has
EMF-ToCs gaining increasing support, he recognizes that “they remain controversial and are often
ignored by neurobiologists and philosophers and passed over in most published reviews of
consciousness.” In his own review, McFadden examines EMF-ToCs against established criteria for
distinguishing between competing ToCs and argues that “they [EMF-ToCs] outperform all conventional
ToCs and provide novel insights into the nature of consciousness as well as a feasible route
toward building artificial consciousnesses” (McFadden, 2023).
McFadden references the neurophysiology
of working memory in support of CEMI theory. He states that “although the exact neurons (the
neural ensemble) maintaining a given memory in working memory varies from trial to trial, what
is known as representational drift, stability of working memory emerges at the level of the
brain's electric fields as detected by EEG.” This means, he argues that “since working memory is
considered to be, essentially, conscious memory,” consciousness “resides in the brain's
electromagnetic fields rather than in its neurons, acting as the brain's global workspace.” He
asserts that “the higher level of correlation between the contents of working memory and the
brain's EM fields, rather than the state of the brain's matter-based neurons, is a considerable
challenge to all neural-ToCs” (McFadden, 2023).
McFadden positions CEMI field theory (or EMF-ToCs) as providing “an objective criterion for
distinguishing conscious from non-conscious EM fields. This arises from the requirement that, to
be reportably conscious, a system must be able to generate (rather than merely transmit) thoughts
as gestalt (integrated) information—our thoughts—that can be communicated to the outside world via
a motor system” (McFadden, 2023).
In distinguishing CEMI field theory from Integrated Information Theory (12), McFadden
argues that “nearly all examples of so-called ‘integrated information’, including neuronal information
processing and conventional computing, are only temporally integrated in the sense that
outputs are correlated with multiple inputs: the information integration is implemented in time,
rather than space, and thereby cannot correspond to physically integrated information.” He
stresses that “only energy fields are capable of integrating information in space” and he
defines CEMI field theory whereby “consciousness is physically integrated, and causally active,
[with] information encoded in the brain's global electromagnetic (EM) field.” Moreover, he
posits that “consciousness implements algorithms in space, rather than time, within the brain's
EM field,” and he describes CEMI field theory as “a scientific dualism that is rooted in the
difference between matter and energy, rather than matter and spirit” (McFadden, 2020).
9.3.4. Ephaptic coupling
An ephaptic coupling theory of consciousness leverages the idea that neurons, being
electrogenic, produce electric fields, which, if sufficiently strong and precisely placed, can
influence the electrical excitability of neighboring neurons near-instantaneously (Chen, 2020). Assuming that ephaptic
coupling occurs broadly in the brain, it could support, or even help constitute, an
electromagnetic field theory of consciousness.
Experiments show that a neural network can generate “sustained
self-propagating waves by ephaptic coupling, suggesting a novel propagation mechanism for
neural activity under normal physiological conditions.” There is clear evidence that “slow
periodic activity in the longitudinal hippocampal
slice can propagate without chemical synaptic
transmission or gap
junctions, but can generate electric fields which in turn activate neighboring cells.”
These results “support the hypothesis that endogenous electric fields, previously thought to be
too small to trigger neural activity, play a significant role in the self-propagation of slow
periodic activity in the hippocampus” (Chiang et al, 2019).
Ephaptic coupling of cortical neurons, independent of synapses, has been demonstrated by
stimulating and recording from rat cortical pyramidal neurons in slices. Results showed that
extracellular fields, despite their small size, “could strongly entrain action potentials,
particularly for slow (<8 Hz) fluctuations of the extracellular field,” indicating that
“endogenous brain activity can causally affect neural function through field effects under
physiological conditions” (Anastassiou et al., 2011).
Mesoscopic ephaptic activity in the human brain has been explored, including its trajectory
during aging, in a sample of 401 realistic human brain models from healthy subjects aged 16–83.
“Results reveal that ephaptic coupling … significantly decreases with age, with higher involvement
of sensorimotor regions and medial brain structures. This study suggests that by providing the
means for fast and direct interaction between neurons, ephaptic modulation may contribute to the
complexity of human function for cognition and behavior” (Ruffini et al., 2020).
9.3.5. Ambron's local field potentials and electromagnetic waves
Biologist and pain researcher Richard Ambron suggests that understanding the specific
consciousness of pain might help to understand the mechanism of consciousness in general. Pain is
ideal for studying consciousness, he says, because it receives priority over all other sensations,
reflecting its criticality for survival (Ambron, 2023a, 2023b; Ambron and Sinav, 2022).
Pain starts at the site of injury where damaged cells release small molecular compounds that
bind to the terminals of peripheral neurons and trigger action potentials which encode information
about the injury. The greater the severity of the injury, the greater the number and frequency of
action potentials, and the greater the intensity of pain.
The pain
pathway is well documented: from periphery to spinal cord to the thalamus, where we
first become aware of the injury but do not feel the affect of onerous pain. Rather, the region
for feeling the hurtfulness of pain is the anterior
cingulate cortex (ACC), where input from the thalamus activates a complex neuronal
circuit. Essential are the pyramidal neurons, which have a triangular cell
body and a long dendrite with many branches that are vital for experiencing
pain.
Because information transmitted between neurons must traverse the minuscule space between
them—the synapse—axons from thalamic neurons transmit to dendrites of ACC neurons by releasing a
neurotransmitter that traverses the gap, binds to the dendritic endings and triggers action
potentials. When there is prolonged activity at the synapse in response to a serious injury, the
synapses become “hyperresponsive” and strengthened. This strengthening, called long-term
potentiation (LTP), sensitizes the synapse so that it takes fewer action potentials to cause pain.
This is why even a gentle touch to the site of an injury will hurt (Ambron, 2023a, 2023b; Ambron and Sinav, 2022).
In addition to housing circuits for pain, the ACC receives information from other brain
regions. For example, inputs from the amygdala
can increase the intensity of the pain due to anxiety or fear, whereas those from the nucleus
accumbens can reduce the pain if the reward for bearing the pain is considered worthwhile.
Thus, what we experience as pain depends on interactions among several areas of the brain.
To maintain electro-neutrality after an injury, there is an efflux of positive ions from the
cell body that forms a local field potential (LFP) and creates electromagnetic (EM) waves in the
extracellular
space around the pyramidal neurons. In Ambron's novel move, he posits that these EM waves
now contain the information about the pain that was previously encoded in the action potentials.
In other words, the pain information was transferred from action potentials to LFPs to EM waves,
which could influence nearby circuits, such as those for attention.
Ambron speculates that these EM waves contribute to consciousness. Assuming information from
other senses is also transformed into EM waves, it also might help solve the “binding/combination
problem,” because integrating information from all the waves could explain how individual sensory
inputs combine to create “a unified, coherent version of the world.” Unlike most theories of
consciousness, Ambron believes his hypothesis can be tested (Ambron, 2023a, 2023b).
9.3.6. Llinas's mindness state of oscillations
Neuroscientist Rodolfo Llinas's theory of the “mindness state” is centered on the concept
of oscillations. Many neurons possess electrical activity, manifested as oscillating variations
in the minute voltages across the cell membrane. On the crests of these oscillations occur
larger electrical events that are the basis for neuron-to-neuron communication. Like cicadas
chirping in unison, a group of neurons oscillating in phase can resonate with a distant group of
neurons. This simultaneity of neuronal
activity, Llinas maintains, is the neurobiological root of cognition. Although the
internal state that we call the mind is guided by the senses, it is also generated by the
oscillations within the brain. Thus, in a certain sense, Llinas would say that reality is not
all "out there," but is a kind of virtual reality (Llinas, 2002, 2007).
9.3.7. Zhang's long-distance light-speed telecommunications
Synaptic neuroscientist Ping Zhang suggests that “the long-time puzzle between brain and mind”
might be solved by “a light-speed telecommunication between remote cells that are arranged in
parallel.” He bases his theory on “the law of synchronization,” where “all the individuals are
connected to each other rigidly (or in a light-speed momentum network), energy radiated from one
individual will be propagated to and conserved in all other individuals in light speed” (Zhang, 2019).23
In explaining “how a ‘school’ of neurons in human brain behaves like a light-speed rigid
network and concentrates on a task,” Zhang cites his own observation of “the traveling electrical
field mediated transmission of action potentials between excitable cells with the cell-cell
distance more than 10 mm (an anatomically astronomical distance in cortex).” Moreover, “when
longitudinal cells are arranged in parallel separately, the action potential generated from one
cell can ‘jump’ to other cells and cause all the cells to fire action potentials in concert. If
two cells fire action potentials spontaneously and have their own rhythm, they tend to ‘learn’
from each other, adjust their own pace, eventually lock their phases, and ‘remember’ this common
rhythm for a long while” (Zhang, 2019).
Zhang notes, “unlike synaptic neuronal network, which is a physiological transmission with the
velocity of 0.2–120 m/s (synaptic delay period is not included), traveling electrical field
mediated transmission … [has] the velocity of light speed.” In a cortical circuit, he says, “the
synaptic elements provide delicate and precise connections; while the traveling electrical field,
may provide transient, rapid, flexible rather than fixed connections to synchronize rhythmic
action potentials fired from axons which are arranged in parallel and are well insulated by
dielectric media.”
How does “this invisible ‘tele’ bridge-linked synchronization or harmony” work? According to
Zhang, neural action potentials in human brain circuits produce clusters of traveling electrical
fields. Those with similar frequency tend to be synchronized. Integration, imagination,
remembering, creating, etc. require considerable energy, and if these processes are simply
synchronizations between different brain regions, the energy conserving property of sync
facilitates performing these mental activities.
Having worked on synaptic
transmission for 20 years, Zhang muses: “Glutamate receptors, for instance, are
found in both human and crayfish synapses. Human receptors are not any ‘smarter’ than those of
crayfish.” It would be very narrow minded, he says, “to study human synapses, which evolved
from those of squid and
crayfish, hoping to find a magic thinking molecule.” If there is no super-highway (light
speed) above the traditional synaptic networks, he concludes, “I just cannot imagine how
people can be an intelligent life-form” (Zhang, 2019).
9.4. Computational and Informational Theories
Computation and Information Theories feature advanced computational structures, resonance
systems, complex
adaptive systems, information-theory models, and mathematical models, all of which are held,
in whole or in part, as theories of consciousness.
9.4.1. Computational theories
Computational theories
of mind developed organically as the processing power of computers expanded
exponentially to enable the emulation of mind-like capabilities such as memory, knowledge
structure, perception, decision-making, problem solving, reasoning and linguistic
comprehension (especially with the advent of human-like large
language models like ChatGPT). The growing field of cognitive
science owes its development to computational theories (Rescorla, 2020).
There is a reciprocal, recursive, positive-feedback relationship as computational theories
of mind seek both to enhance the power and scope of computing and to advance
understanding of how the human mind actually works. Classical computational theories
of mind, which exemplify functionalism (9.1.3), are based on algorithms, which are
routines of systematic, step-by-step instructions, and on Turing machines, which are abstract
models of idealized computers with unlimited memory and time that process one operation at a
time (with super-fast but not unlimited speed).
Artificial intelligence adds logic, seeking to automate reasoning—deductive at first, then
inductive and higher-order forms. Neural networks, with a connectionism construct, were a
step-function advance. For example, chess computers have reigned supreme since 1997 when Deep Blue
defeated the world chess champion, Gary Kasparov. But whereas the process has been literally
massive brute-force calculations—hundreds of millions of “nodes” per second (a “node” is a chess
position with its evaluation and history)—recent advances in algorithmic theory are dramatically
improving capabilities. The implications go way beyond chess and are apparent.
Philosopher-futurist Nick Bostrom espouses a computational theory of consciousness, which is
consistent with his view that there is a distinct possibility that our world and universe, our
total state of affairs, is a computer simulation (Bostrom, 2003, 2006). The logic is almost a
tautology: A computer simulation would require, by definition, that our consciousness, and the
consciousnesses of all sentient creatures, would be, ipso facto, computational consciousness. Of
course, Bostrom does not argue that we are living in a simulation, so his
computationalism as a theory of consciousness is motivated by other factors, including
computational neuroscience. In fact, one could make the case that the arrow of causal explanation
points in the reverse direction: Consciousness as computational would need to be a condition
precedent, necessary but not sufficient, for the simulation argument to be coherent.
Computer/AI scientist James Reggia explains that efforts to create computational models of
consciousness have been driven by two main motivations: “to develop a better scientific
understanding of the nature of human/animal consciousness and to produce machines that genuinely
exhibit conscious awareness.” He offers three conclusions: “(1) computational modeling has become
an effective and accepted methodology for the scientific study of consciousness; (2) existing
computational models have successfully captured a number of neurobiological, cognitive, and
behavioral correlates of conscious information processing as machine simulations; and (3) no
existing approach to artificial consciousness has presented a compelling demonstration of
phenomenal machine consciousness, or even clear evidence that artificial phenomenal consciousness
will eventually be possible” (Reggia, 2013).
Computer scientist Kenneth Steiglitz argues that all available theories of consciousness
“aren't up to the job” in that “they don't tell me how I can know whether a particular candidate
is or is not phenomenally conscious.” Moreover, he says, we will never be able to answer the
question of AI consciousness—because “it is simply not possible to test for consciousness.” This
presents, Steiglitz worries, dangers of two kinds: (1) damaging or even destroying our own
consciousness, and (2) bringing about new consciousness that will not be treated with proper
respect and quite possible suffer (Steiglitz, 2024).
Steiglitz states three principles of what we think we know about consciousness—the dual nature
of mind and body, the dependence of mind on body, and the dependence of mind on computation—and he
calls them all absurd, because “these do not follow from physics, biology, or logic.” He
muses, “I wish I had a theory to account for consciousness—but I don't see how any theory could”
(Steiglitz, 2024).
Philosophy-savvy attorney Andrew Hartford proposes an EP (Eternal Past) Conjecture such that
“If there ever is something there always was something, because no-thing comes from
Nothing,” and that “the always existor exists before all time, process or computation.” What
follows, he says, is that while “it remains to be seen whether artificial consciousness is in the
domain of all possibilities, we should not presume that we will necessarily build computational
consciousness” (Hartford, 2014).
The mildly dismissive critique is that the computational theory of mind follows the historical
trend of analogizing the mind to “the science of the day,”.24
9.4.2. Grossberg's adaptive resonance theory
To computational neuroscientist Stephen Grossberg, "all conscious states are resonant states."
The conscious brain is the resonant brain where attentive consciousness regulates actions that
interact with learning, recognition, and prediction (Grossberg, 2019). Grossberg's idea
is that the mind is an activity, not a thing, a verb not a noun—it's what you do, not what you
have or use. His theoretical foundation is “Adaptive Resonance Theory” (ART), a cognitive and
neural concept of how the brain autonomously learns to consciously attend, learn, categorize,
recognize, and predict objects and events in a changing world (Grossberg, 2013). Central to ART's
predictive power is its ability to carry out fast, incremental, and stable unsupervised and
supervised learning in response to external events.
ART specifies mechanistic links in advanced brains that connect processes regulating
conscious attention, seeing, and knowing, with those regulating looking and reaching.
Consciousness thus enables learning, expectation, attention, resonance, and synchrony during
both unsupervised and supervised learning. These mechanistic links arise from basic properties
of brain design principles such as complementary computing, hierarchical resolution of
uncertainty, and adaptive resonance. These principles, recursively, require conscious states to
mark perceptual and cognitive
representations that are complete, context sensitive, and stable enough to control
effective actions (Grossberg, 2019).
Foundational to Grossberg's way of thinking is the idea that all biological
processes, notably our brains, self-organize, and that all cellular systems illustrate
variations of a universal developmental code. All these processes are regulated using physically
different instantiations of mechanistically similar laws of short-term memory or activation, and
long-term memory or learned memory, that are conserved across species, including in our brains
(Grossberg, 2021).
Resonance in the brain comes about via bottom-up patterns interacting with learned top-down
expectations, leading to a persistent resonant state that can also lead to conscious awareness
when it includes feature-selective cells that represent qualia. In this way, Grossberg uses ART to
explain many mind and brain data about how humans consciously see, hear, feel, and know things (Grossberg, 2023).
At the risk of oversimplification, Grossberg's unified theory of mind has three “laws” of
consciousness: (i) All conscious states are resonant states; (ii) only resonant states with
feature-based representations can become conscious; (iii) multiple resonant states can resonate
together. He believes that the varieties of brain resonances and the conscious experiences that
they support make progress towards solving the hard problem of consciousness (Grossberg, 2017).
9.4.3. Complex adaptive systems models
A complex adaptive system (CAS) is a dynamic network of interactions whose collective
behavior may not be predictable from its component behaviors and that can “adapt” or alter its
individual and collective behavior, creating novelties. A CAS works, broadly, via kinds of
mutation and self-organizing principles related to change-initiating events at different levels
of its organizational
structure (from micro to collective), motivated in a loose sense by kinds of rules or
trophisms (Complex Adaptive System, 2023).
The application of CAS to consciousness can be argued from two perspectives. First, because the
brain is a classic CAS in that it is the most complex system in the known universe—the brain has
roughly (order of magnitude) 100 billion neurons and one quadrillion (1015) connections—with
constant adaptations and emergences of novel functions or activities, and because consciousness is
the output of the brain, therefore consciousness is a CAS.
Second, characteristics of consciousness per se are characteristics of a CAS: interactions are
non-linear and chaotic in that small changes in inputs can cause large changes in outputs (e.g.,
minor physical or psychological stimuli can trigger major behavioral responses); histories are
relevant for current and future evolution of the system; thresholds are critical for initiating
new actions; interactions can be recursive and unpredictable; and the system is open such that
boundaries may not be definable (Rose, 2022).
Understanding consciousness as an intelligent CAS may affect how we assess its impact on
its environment; for example, how anthropology
conceives of culture (Laughlin, 2023). Consciousness may
be modeled as an intelligent CAS where intelligence means solving problems by mediating between
sensory input and behavioral output. Evolution of an intelligent CAS is said to result in emergent
properties.
9.4.4. Critical brain hypothesis
According to biophysicist John Beggs, the Critical Brain Hypothesis “suggests that neural
networks do their best work when connections are not too weak or too strong.” This
intermediate “critical” case avoids “the pitfalls of being excessively damped or amplified.” In
criticality, the brain capacity for transmitting more bits of information is enhanced (Beggs, 2023).
The hypothesis posits that the brain operates optimally near the critical point of phase
transitions, oscillating between subcritical, critical, and modestly supercritical conditions.
“The brain is always teetering between two phases, or modes, of activity,” Beggs explains; “a
random phase, where it is mostly inactive, and an ordered phase, where it is overactive and on
the verge of a seizure.”
The hypothesis predicts, he says, that “between these phases, at a sweet spot known as the
critical point, the brain has a perfect balance of variety and structure and can produce the
most complex and information-rich activity patterns. This state allows the brain to optimize
multiple information processing tasks, from carrying out computations to transmitting and
storing information, all at the same time” (Beggs, 2023).
The Critical Brain Hypothesis traces its origin to physicist Per Bak, who suggests that “the
brain exhibits ‘self-organized criticality,’ tuning to its critical point automatically. Its
exquisitely ordered complexity and thinking ability arise spontaneously … from the disordered
electrical activity of neurons.” Founding his ideas on statistical mechanics, Bak hypothesizes
that, “like a sandpile, the network balances at its critical point, with electrical activity
following a power law. So when a neuron fires, this can trigger an ‘avalanche’ of firing by
connected neurons, and smaller avalanches occur more frequently than larger ones” (Ouellette, 2018).
The same sense of a critical brain being “just right,” Beggs says, also explains why
information storage, which is driven by the activation of groups of neurons called assemblies, can
be optimized. “In a subcritical network, the connections are so weak that very few neurons are
coupled together, so only a few small assemblies can form. In a supercritical network, the
connections are so strong that almost all neurons are coupled together, which allows only one
large assembly. In a critical network, the connections are strong enough for many moderately sized
groups of neurons to couple, yet weak enough to prevent them from all coalescing into one giant
assembly. This balance leads to the largest number of stable assemblies, maximizing information
storage” (Beggs, 2023).
Beggs claims that “experiments both on isolated networks of neurons and in intact brains
have upheld many of these predictions” derived from networks operating near the critical point,
especially in the cortex of different species, including humans. For example, it is possible to
disrupt the critical point. “When humans are sleep deprived, their brains become supercritical,
although a good night's
sleep can move them back toward the critical point.” It thus appears, he suggests, that
“brains naturally incline themselves to operate near the critical point, perhaps just as the
body keeps blood pressure, temperature and heart rate in a healthy range despite changes to the
environment” (Beggs, 2023).
Two challenges are identified: (i) how is criticality maintained or “fine-tuned” in a
biological environment (Ouellette, 2018), and (ii)
“distinguishing between the apparent criticality of random noise and the true criticality of
collective interactions among neurons” (Beggs, 2023).
9.4.5. Pribram's holonomic brain theory
Neurosurgeon/neuroscientist Karl Pribram's Holonomic Brain Theory is the novel idea that
human consciousness comes about via quantum effects in or between brain cells such that the
brain acts as a holographic storage network (building on theories of holograms
formulated by Dennis Gabor). (“Holonomic” refers to representations in a Hilbert phase space
defined by both spectral and space-time coordinates.) (Section: Holonomic brain theory, 2023).
Holograms are three-dimensional images encoded on two-dimensional surfaces and Pribram's claim
is that this counterintuitive capacity is fundamental in explaining consciousness. (There is
precedent in that the holographic principle in quantum cosmology describes black hole entropy and
information, with applications in string theory and quantum gravity [Holographic principle, 2024].)
Holograms are generated from patterns of interference produced by superimposed wavefronts,
created by split beams of coherent radiation (i.e., lasers) that are recorded and later
re-constructed. A prime characteristic is that every part of the stored information is distributed
over the entire hologram. Even if most parts of the hologram are damaged, as long as any part of
the hologram is large enough to contain the interference pattern, that part can recreate the
entirety of the stored image (but if the image is too small it will be noisy, blurry)
The application of holographic models to consciousness was inspired by this non-locality
of information storage within the hologram. It was Karl Pribram who first noted the similarities
between an optical hologram and memory storage in the human brain, extrapolating what
psychologist Karl Lashley had discovered about the wide distribution of memory in the cerebral
cortex of rats following diverse surgical lesions. Pribram had worked with Lashley on Lashley's
engram
experiments, which sought to determine exact locations of specific memories in primate brains by
making small lesions. The surprising result was that these targeted extirpations had little
effect on memory. In contrast, removing large areas of cortex caused multiple serious deficits
in memory and cognitive function. The conclusion was a milestone in neuroscience: Memories are
not stored in a single circuit or exact location, but were spread over the entirety of a neural
network. Thus, according to Holonomic Brain Theory, memories are stored in holographic-like
fashion within certain general regions, but stored non-locally within those regions. This
enables the brain to maintain function and memory even after it is damaged. (This can explain
why some children retain normal intelligence when large portions of their brains—in some cases,
half—are removed.) (Holonomic brain theory, 2023).
More fundamentally, Holonomic Brain Theory conjectures that consciousness is formed by
quantum events within or between neurons. This early theory of quantum consciousness, which
Pribram developed initially with physicist David Bohm, combines quantum biology with holographic
storage. Pribram suggests these processes involve electric oscillations in the brain's
fine-fibered dendritic webs, which differ from the commonly accepted action potentials along
axons and traversing synapses. These oscillations are waves and create wave interference
patterns in which memory is encoded such that a piece of a long-term memory is similarly
distributed over a dendritic arbor. The remarkable result is that each part of the dendritic
network contains all the information stored over the entire network—a mechanism that maps well
onto laser-generated holograms. Thus, Holonomic Brain Theory is said to enable distinctive
features of consciousness, including the fast associative
memory that connects different pieces of stored information and the non-locality of memory
storage (a specific memory is not stored in a single location; there is no dedicated group or
circuit of specific neurons) (Holonomic brain theory, 2023).
Although Holonomic Brain Theory has not come to threaten mainstream neuroscience, it has
intriguing features that should be explored. I don't hold it against the theory that it has
stimulated unusual and creative speculations; for example, holographic duality and the physics of
consciousness (Awret, 2022); holographic principle
of mind and the evolution of consciousness (Germine, 2018); and quantum
hologram theory of consciousness as a framework for altered
states of consciousness research (Valverde et al., 2022). In fact, for
a theory to have a shot at explaining consciousness, if it does not stimulate strange
ideas, it probably doesn't have the disruptive firepower that is surely required.
For example, physicist Uziel Awret's dual-aspect information theory of
consciousness—holographic-duality—is motivated by certain anti-physicalist problem intuitions
associated with representational content and spatial location and attempts to provide these with a
topic neutral, consciousness-independent explanation—which, he says “is ‘hard’ enough to make a
philosophical difference and yet ‘easy’ enough to be approached scientifically.” This is achieved
by, “among other things, showing that it is possible to conceive of physical scenarios that
protect physicalism from the conceivability argument without needing to explain all the other
anti-physicalist problem intuitions.” Awret argues that “abstract algorithms are not enough to
solve this problem and that a more radical ‘computation’ that is inspired by physics and that can
be realized in ‘strange metals’ may be needed” (Awret, 2022).
9.4.6. Doyle's experience recorder and reproducer
“Information Philosopher” Bob Doyle proposes the “Experience Recorder and Reproducer
(ERR)” as an information model for the mind. He says that the mind, like software, is immaterial
information, a human
being “is not a machine, the brain is not a computer, and the mind is not
processing digital information.” His proposal is that “a minimal primitive mind
would need only to ‘play back’ past experiences that resemble any part of current experience,
because “remembering past experiences has obvious relevance (survival value) for an organism.”
However, beyond its survival value, “the ERR evokes the epistemological ‘meaning’ of information
perceived in that it may be found in the past experiences that are reproduced by the ERR, when
stimulated by a new perception that resembles past experiences in some way” (Section: Doyle, n.d.b).
Without prior similar experience, new perceptions will be "meaningless." A conscious
being is constantly recording information about its perceptions of the external world and most
importantly for ERR, it is simultaneously recording its feelings. Experiential data such as
sights, sounds, smells, tastes, and
tactile sensations are recorded in a sequence in association with emotional states, such as
pleasure and pain, fear and comfort levels, etc. This means that when the experiences are
reproduced (played back in a temporal sequence), the accompanying emotions are once again felt,
in synchronization. The capability of reproducing experiences is critical to
learning from past experiences, so as to make them guides for action in future
experiences.
The ERR biological model has information stored in “neurons that have been wired together.”
(Neuroscientist Donald Hebb said that "neurons that fire together wire together.”) The stored
information does not get recalled or retrieved (as computers do) to create a representation that
can be viewed. Doyle prefers to call the reproduction a “re-presentation” in that the ERR is
simply presenting or “re-presenting" the original experience in all parts of the conscious mind
connected by the neural assembly. Humans are conscious of our experiences because they are
recorded in (and reproduced on demand from) the information structures in our brains. Mental
information houses the content of an individual (Doyle, n.d.b).
ERR, Doyle says, also solves the "binding problem,” the unification of experience,
because the sensory components are bound together when initially stored in the ERR (together with
the accompanying emotion). They remain bound on playback. “They do not have to be assembled
together by an algorithmic scheme.”
Consciousness, Doyle says, can be defined in information terms as a property of an entity
(usually a living thing but can also include computers and artificial intelligence) that reacts
appropriately to the information (and particularly to changes in the information) in its
environment. In the context of information philosophy, Doyle posits that the Experience Recorder
and Reproducer can provide us with “information consciousness.”
The treatment of information is said to link the physical and the phenomenal. Wherever there is
a phenomenal state, it realizes an information state, which is also realized in the cognitive
system of the brain. Conversely, for at least some physically realized information spaces,
whenever an information state in that space is realized physically, it is also realized
phenomenally. This leads Doyle to suppose that “this double life of information spaces corresponds
to a duality at a deep level.” He even suggests that this “double realization” of information is
the key to the fundamental connection between physical processes and conscious experience. If so,
Doyle concludes, we might develop a truly fundamental theory of consciousness. And it may just be
that information itself is fundamental (Doyle, n.d.b).
9.4.7. Informational realism and emergent information theory
Philosopher/theologian/mathematician William Dembski argues that “informational realism,”
understood properly, can “dissolve the mind-body problem.” Information realism “asserts that the
ability to exchange information is the defining feature of reality, of what it means, at the most
fundamental level, for any entity to be real.” It does not deny, he says, the existence of things
(i.e., entities or substances). Rather, it defines things as “their capacity for communicating or
exchanging information with other things,” such that “things make their reality felt by
communicating or exchanging information.” This means that information is “the relational glue that
holds reality together” and “thus assumes primacy in informational realism” (Dembski, 2021, 2023).
A key move in dissolving the mind-body problem, according to Dembski, is to substitute
information for perception under an informational realism framework, thereby giving the mind
direct access to fundamental properties (9.8.10). Moreover, he says, informational realism is
“able to preserve a common-sense realism that idealism has always struggled to preserve” because
all things simply communicate information to their “immediate surroundings, which then ramifies
through the whole of reality, reality being an informationally connected whole” (Dembski, 2021, 2023).
Engineering professor Jaime Cardenas-Garcia links consciousness with “infoautopoiesis”
(i.e., the process of self-production of information) and seeks to “demystify” both.
Infoautopoiesis, he says, “allows a human organism-in-its-environment to uncover the
bountifulness of matter and/or energy as expressions of their environmental spatial/temporal
motion/change, i.e., as information or Batesonian differences which make a difference.” Thus,
“individuated, internal, inaccessible, semantic
information is the essence of consciousness,” and neither self-produced information nor
consciousness is “a fundamental quantity of the Universe” (Cardenas-Garcia, 2023).
Independent researcher Daniel Boyd presents Emergent Information Theory (EIT) to bridge the
mind-body gap by considering biological and technological information systems as a possible
mechanism of “non-material mind” (as defined in an informational context) influencing the physical
body. EIT uses the term “information” as exemplified by computer binary “values.” While associated
with a physical state (e.g., a magnetic polarity) they are distinct from it. The system design
allows the “value” to be deduced from the state. However, being not composed of matter or energy
the value itself, as defined, cannot interact with or be detected by any device. Yet it is these
values that underlie the computer's function. EIT proposes that brain function is based on
comparable primitive information associated with neuronal states (Boyd, 2020).
These basic units of information are of no use individually. In computers they are combined to
form hierarchical levels of organization—bytes, subroutines and programs—which cannot be observed,
but can be deduced using the coding systems used to create them. Each level has properties that do
not exist in underlying levels: the “emergence” referred to in EIT. Brain functions are based on
equivalent hierarchical, emergent phenomena which are equally non-detectable. This applies not
just to consciousness, but to all functional brain phenomena. That, in an organic system, this
generic approach can result in the remarkable properties of consciousness should come as no
surprise. Based on the top-down causation that is common in strongly emergent systems, EIT
provides a mechanism for the influence of non-material mind over the physical body (Boyd, 2020).
9.4.8. Mathematical theories
Mathematics can apply to consciousness in two ways. The first approach involves methods, models
and simulations that are increasingly rigorous and sophisticated, describing and explaining
essential features and mechanisms of conscious experience, primarily its structure, level, content
and dynamics (Labh, 2024). Here mathematics
supports various headline theories. Integrated Information Theory (12) relies on a mathematical
determination of consciousness. Friston's Free-Energy Principle formalizes and optimizes the
representational capacities of physical/brain systems (9.5.4). Hoffman's Conscious Realism
(Idealism) utilizes a mathematical formulation of consciousness (16.5).
The second approach posits deep claims that mathematical structures form the foundations of
consciousness, much as mathematical structures form the foundations of quantum mechanics. In a
sense, the first way, clear and common, is epistemological; the second, highly speculative, is
ontological.
As for mathematics as ontology, Max Tegmark has the entire universe, all reality, as a
fundamental mathematical structure (Tegmark, 2014a). Roger Penrose has
the Platonic world of perfect forms as primary such that physical and mental worlds are its
“shadows.” We “perceive mathematical truths directly,” Penrose says, in that “whenever the mind
perceives a mathematical idea, it makes contact with Plato's world of mathematical concepts” (Penrose, 1996). Both visions,
certainly controversial, would be consistent with mathematical constructions of consciousness,
suggesting that consciousness is “made of’ mathematics.
Initiatives to link the abstract formal entities of mathematics, on the one hand, and the
concreta of conscious experience, on the other hand, have proliferated, the challenge being to
“represent conscious experience in terms of mathematical spaces and structures.” But what is “a
mathematical structure of conscious experience?” (Kleiner and Ludwig, 2023).
Mathematicians Johannes Kleiner and Tim Ludwig seek a general method to identify and
investigate structures of conscious experience—quality, qualia or phenomenal spaces—to perhaps
serve as a framework to unify approaches from different fields. Their prime criterion is that for
a mathematical structure to be literally of conscious experience, rather than merely a tool to
describe conscious experience, “there must be something in conscious experience that corresponds
to that structure.” In simple terms, they say, such a mathematical structure consists of two
building blocks: the first brings in one or more sets called the ‘domains’ of the structure, where
the elements of sets correspond to aspects of conscious experiences. The second are relations or
functions which are defined on the domains. The authors claim that this definition does not rely
on any specific conception or aspects of conscious experience. Rather, it can work with any theory
of consciousness in that “every conscious experience comes with a set of aspects,” whether
holistic, irreducible approaches to qualia and phenomenal properties, or theories built on
atomistic conceptions of consciousness such as multiple mind modules (Kleiner and Ludwig, 2023).
Mathematician Yucong Duan proposes a mathematically based “bug” theory of consciousness in
that, with respect to consciousness, a bug is “not only a limitation in information processing,
but also an illusion that leads human beings to create abstract and complete semantics and use
them as tools” (Duan and Gong, 2024a). He
calls mathematics as “the language of consciousness,” required to find patterns, periodicity,
relevance and other characteristics in consciousness, to reveal causal relationships and
interactions among them, and to understand the structure, dynamics and functions of
consciousness.” For example, “dynamic system theory can describe the evolution track and stable
state of consciousness, and information theory can quantify the information flow and entropy
value in consciousness, thus revealing the dynamic characteristics and information processing
mechanism of consciousness.” Moreover, Fourier
transform can “decompose complex consciousness signals into simple frequency components
and reveal the laws and mechanisms of consciousness activities through frequency domain
analysis, filtering and time-frequency analysis”—combining to yield “new perspectives of
consciousness regularities.” Duan does recognize the limitations of mathematics (Duan and Gong, 2024b).
9.5. Homeostatic and affective theories
Homeostatic and Affective Theories stress predictive, homeostatic, free-energy (active
inference), equilibrium, and emotion-related theories, and have become increasingly recognized as
important theories of consciousness.
9.5.1. Predictive theories (Top-down)
Top-down predictive theories highlight brain-based, central-to-peripheral, efferent influence
on sensory
organs more than peripheral-to-central, afferent sensory perceptions—and while top-down
predictive models may or may not be themselves explanations of consciousness, they give insight
into the nature of consciousness and its evolutionary development. Top-down is a fundamental
principle of how brains work and it would be surprising if it were not relevant for understanding
consciousness.
According to Anil Seth and Tim Bayne, there are two general approaches to understanding
consciousness via the centrality of top-down signaling in shaping and enabling conscious
perception. The first is reentry theories where recurrent, reentrant pathways are in some sense
conscious perceptions—and thus reentry theories are theories of consciousness per se. The second
approach, broadly described as predictive
processing, starts instead from a foundation principle of how the brain works—in terms of
prediction as a core principle underlying perception, action, and cognition, and therefore does
not directly specify theories of consciousness. Nonetheless, the “core claim of reentry theory
and predictive processing (PP) is that conscious mental states are associated with top-down
signaling (reentry, thick arrows) that, for PP, convey predictions about the causes of sensory
signals (thin arrows signify bottom-up prediction errors), so that continuous minimization of
prediction errors implements an approximation to Bayesian inference” (Seth and Bayne, 2022).
Cognitive philosopher Andy Clark puts it succinctly: Rather than your brain perceiving reality
passively, your brain actively predicts it. Your brain is a powerful, dynamic prediction engine,
mediating our experience of both body and world. From the most mundane experiences to the most
sublime, reality as we know it is the complex synthesis of predictive expectation and sensory
information, “sculpting” all human experience. Thus, the extraordinary explanatory power of the
predictive brain (Clark, 2023).
Leveraging the work of Karl Friston (9.5.4), Clark states that in predictive processing,
perception is structured around prediction, which he suggests is the fundamental operating
principle of the brain (Musser, 2023a, Musser, 2023b). While the
rudimentary evolutionary driver of the predictive brain is simply survival, staying alive, the
emergence of consciousness can be seen as facilitating the predictive capabilities in terms of
awareness, responsiveness, and conformity to external realities.
Clark stresses that even though biological brains are increasingly cast as “prediction
machines” this should not constrain us “to embrace a brain-bound ‘neurocentric’ vision of the
mind.” The mind, such views mistakenly suggest, consists entirely of the skull-bound activity of
the predictive brain, an inference from predictive brains to skull-bound minds that Clark rejects.
Predictive brains, he argues, can be apt participants in larger cognitive circuits. The path is
thus cleared for a new synthesis in which predictive brains act as entry-points for extended minds
(9.7.1), and embodiment and action contribute constitutively to knowing contact with the world (Clark, 2017a; 2017b.)
Cognitive psychologist Richard Gregory pioneered conceptualizing the brain as actively shaping
perception, not the assumed inert receptacle of sensory signals. (Gregory himself credited Herman
von Helmholtz for realizing that “perception is not just a passive acceptance of stimuli, but an
active process involving memory and other internal processes.”) Gregory's key insight was that
“the process whereby the brain puts together a coherent view of the outside world is analogous to
the way in which the sciences build up their picture of the world, by a kind of
hypothetico-deductive process.” Although timescales differ, Gregory advocated the guiding
principle that perception shares processes with the scientific method. In particular, Gregory
incorporated “explicitly Bayesian concepts” into our understanding of how sensory data is combined
with pre-existing beliefs ("priors") to modify and mold perceptions. Consciousness evolved,
according to Gregory, to enable rapid comparisons between real-world events and counterfactual
simulations in order to make optimum decisions (Gregory, 2023).
Neuroscientist Rudolfo Llinas traces the evolution of the "mindness state" to enable predictive
interactions between mobile creatures and their environment, arguing that the nervous system
evolved to allow active movement in animals. Because a creature must anticipate the outcome of
each movement on the basis of incoming sensory data, the capacity to predict is most likely the
ultimate brain function. Llinas even suggests that Self is the centralization of prediction (Llinas, 2002).
9.5.2. Seth's “beast machine” theory
Neuroscientist Anil Seth extends top-down predictive theories with his neuroscience-informed
“beast machine” theory that conscious experiences can be understood as forms of brain-based
perceptual prediction, within the general framework of predictive processing accounts of brain
perception, cognition, and action. More specifically, his theory proposes that phenomenological
properties of conscious experiences can be explained by computational aspects of different forms
of perceptual prediction. A key instance of this is in the ability to account for differences
between experiences of the world and experiences of the self. The theory also proposes that the
predictive machinery underlying consciousness arose via a fundamental biological imperative to
regulate bodily physiology, namely, to stay alive. We experience the world around us, and
ourselves within it, with, through, and because of our living bodies (Seth, 2021a, 2021b).
Seth says that our conscious experiences of the world and the self are forms of
brain-based prediction—which he labels “controlled hallucinations.”25 He asks, how does
the brain transform what are inherently ambiguous, electrical sensory signals into a coherent
perceptual world full of objects, people, and places? The key idea is that the brain is a
“prediction machine,” and that what we see, hear, and feel is nothing more than the brain's
“best guess” of the causes of its sensory inputs. Because perceptual
experience is determined by the content of the (top-down) predictions, and not by
the (bottom-up) sensory signals, we never experience sensory signals themselves, we only ever
experience interpretations of them. Thus, “what we actually perceive is a top-down, inside-out
neuronal fantasy that is reined in by reality, not a transparent window onto whatever that
reality may be.” Taking this idea seriously and seeking its implications, Seth proposes that
the contents of consciousness are a kind of waking dream—the “controlled hallucination”—that
is both more than and less than whatever the real world really is. He offers slyly the insight
that “you could even say that we're all hallucinating all the time. It's just that when we
agree about our hallucinations,
that's what we call reality” (Seth, 2021a, 2021b).
9.5.3. Damasio's homeostatic feelings and emergence of consciousness
Neuroscientist Antonio Damasio's perspective on consciousness is distinctive in a variety of
ways. Crucially, the root process behind consciousness, he argues, is that of feelings related to
the interior of complex organisms endowed with nervous systems. These feelings, which Damasio
calls “homeostatic” to distinguish them from the feelings of emotions, continuously represents the
ongoing state of the life of an organism in terms of how close or how far that state is from
ideal, that ideal being homeostasis
(Damasio and Damasio, 2023, 2024; Damasio, 1999).
Neuroanatomically, the homeostatic feeling representations are achieved by
the interoceptive system which collects signals—via interoceptive axons in peripheral
nerves and spinal and brainstem nuclei—from the entire spectrum of viscera,
from smooth musculature to end organs. Interoception
is distinct from exteroception in a number of ways, but quite importantly because it
pertains to an internal, animated landscape. Feelings represent evolving, active states but
the “describer”—the nervous system—happens to be located inside the organism being
“described”, with the consequence that the describer and described can interact. Moreover,
the interaction is facilitated by the fact that the interoceptive nervous system is
especially open, given its primitive nature, which includes neurons without myelin,
whose axons are open to receiving signals at any point in their course, away from synapses
(Damasio and Damasio, 2023, 2024).
Other reasons why homeostatic feelings are distinct, according to Damasio, include (1) the fact
that they are naturally, spontaneously, informative; and (2) that the
information they provide is used to adjust the life process such that it may best correspond to
ideal conditions. In brief, homeostatic feelings are regulatory because their spontaneous
consciousness is used to achieve homeostasis and guarantee the continuation of life.
Homeostatic feelings are the natural source of experiences. When they are combined
with images generated by exteroceptive channels such as vision, they produce
subjectivity.
Thus, according to Damasio, homeostatic feelings are the core phenomena of consciousness. They
are spontaneously conscious processes of hybrid nature, combining mental features and
bodily features. Their presence informs the rest of the mind, e.g., the images that correspond to
current perceptions or to perceptions retrieved from memory, that (1) life is ongoing inside a
specific body/organism, and that (2) the life process is (or is not) operating within a range
conducive to the continuation of life. Feelings offer spontaneous guidance on this specific issue
and are thus a key to life regulation and survival (Damasio and Damasio, 2023, 2024).
Damasio recounts that “the approach to the nature and physiology of consciousness has taken two
distinct paths. One of those paths, by far the most frequent, has tied consciousness to cognitive
processes, mainly exteroception, and most prominently, to vision. The other path has related
consciousness to affective processes, specifically to feeling. ‘The cognitive path’ has seen
consciousness as a complex and late arrival in biological history. It culminates in cognition writ
large, e.g. exteroceptive processes, memory, reasoning, symbolic languages, and creativity. The
‘affect path’ has located the emergence of consciousness far earlier in biological history, and
interoceptive processes provide the key” (Damasio and Damasio, 2021b, 2023, 2024; Damasio, 2019).
In making his argument, Damasio explains “how and why consciousness entered biology through the
avenue of affect. The feelings that translate fundamental homeostatic states—hunger, thirst,
malaise, pain, well-being, desire—offer organisms a new layer of life regulation because of their
inherent conscious status. Consciousness spontaneously delivers valuable knowledge into the
decision-making mental space. Consciousness allows organisms to act deliberately and knowingly,
rather than acting or failing to act, automatically and blindly. Consciousness is what makes
deliberate life regulation possible. The intrinsic conscious nature of feelings is their grace and
was their passport into natural selection. Their conscious nature is not a neutral trait.” Damasio
assumes that “the emergence of consciousness occurred when homeostatic feelings first arose, there
and then, and naturally provided knowledge concerning life” (Damasio, 2019, 2021a; Damasio, 2019).
9.5.4. Friston's free-energy principle and active inference
Theoretical neuroscientist Karl Friston conceptualizes consciousness as the natural outcome of
his “free-energy principle for action and perception (active inference),” which stresses the
primacy of minimizing in all organisms the difference between perceptual expectations (required
for homeostasis) and real-time sensory inputs (Friston et al, 2017). In this
mechanism, human brains seek to minimize the difference—reduce the “surprise,” as it were—by
generating internal models that predict the external world.
As a physicist and psychiatrist, Friston says: “I find it difficult to engage with
conversations about consciousness. My biggest gripe is that the philosophers and cognitive
scientists who tend to pose the questions often assume that the mind is a thing, whose existence
can be identified by the attributes it has or the purposes it fulfills.” The deeper question, he
asks, is “what sorts of processes give rise to the notion (or illusion) that something exists?”
Thus, Friston treats consciousness “as a process to be understood, not as a thing to be defined.”
Simply put, his argument is that “consciousness is nothing more and nothing less than a natural
process such as evolution or the weather” (Friston, 2017).
Friston's perspective on process leads him to “an elegant, if rather deflationary, story about
why the mind exists.” It focuses on “inference,” which Friston characterizes as “actually quite
close to a theory of everything—including evolution, consciousness, and life itself.” We are
processes and processes can only reason towards what is “out there” based on “sparse samples of
the world; ” hence, the criticality of inference. This view, Friston says, “dissolves familiar
dialectics between mind and matter, self and world, and representationalism (we depict reality as
it is) and emergentism (reality comes into being through our abductive encounters with the world)”
(Friston, 2017).
But how did inert matter ever begin the processes that led to consciousness? It starts with
complex systems that are self-organizing because they possess “attractors,” which are “cycles of
mutually reinforcing states that allow processes to achieve a point of stability, not by losing
energy until they stop, but through what's known as dynamic equilibrium. An intuitive example is
homeostasis ….” (Friston, 2017).
It's at this point that Friston focuses on inference, “the process of figuring out the best
principle or hypothesis that explains the observed states of that system we call ‘the world.’”
Every time you have a new experience, he says, “you engage in some kind of inference to try to fit
what's happening into a familiar pattern, or to revise your internal states so as to take account
of this new fact.”
That's why attractors are so crucial, he stresses, “because an attracting state has a low
surprise and high evidence.” A failure to minimize surprise means “the system will decay into
surprising, unfamiliar states” – which would threaten its existence. “Attractors are the product
of processes engaging in inference to summon themselves into being,” he says. “In other words,
attractors are the foundation of what it means to be alive” (Friston, 2017).
Friston applies the same thinking to consciousness and suggests that consciousness must
also be a process of inference. “Conscious processing is about inferring the causes of sensory
states, and thereby navigating the world to elude surprises … This sort of internalization
of the causal structure of the world ‘out there’ reflects the fact that to predict one's own
states you must have an internal model of how such sensations are generated” (Friston, 2017).
Learning as well as inference, Friston continues, relies on minimizing the brain's free
energy. “Cortical responses can be seen as the brain's attempt to minimize the free energy
induced by a stimulus and thereby encode the most likely cause of that stimulus. Similarly,
learning emerges from changes in synaptic
efficacy that minimize the free energy, averaged over all stimuli encountered” (Friston, 2005).
In short, consciousness is the evolved mechanism for simulating scenarios of the world. It is
the internal emergent model that monitors and minimizes the free energy principle, the difference
between internal perceptual expectations and real-time sensory input that reflects the external
world. Friston proposes that “the mind comes into being when self-evidencing has a temporal
thickness or counterfactual depth, which grounds the inferences it can make about the consequences
of future actions.” Consciousness, he contends, “is nothing grander than inference about my
future” (Friston, 2017).
Friston's consciousness as active inference leads to its metaphysical stamp as “Markovian
monism,” which, he says, rests upon the information geometry induced in any system whose internal
states can be distinguished from external states—such that “the (intrinsic) information geometry
of the probabilistic evolution of internal states and a separate (extrinsic) information geometry
of probabilistic beliefs about external states that are parameterized by internal states.” Friston
calls these information geometries intrinsic (i.e., mechanical, or state-based) and extrinsic
(i.e., Markovian, or belief-based). He suggests the mathematics may help frame the origins of
consciousness (Friston et al., 2020).
Several theories of consciousness build on the free-energy paradigm, including Solms's Affect
(9.5.5), Carhart-Harris's Entropic Brain (9.5.6) and Projective Consciousness Model (9.5.11).
9.5.5. Solms's affect as the hidden spring of consciousness
Neuroscientist and psychoanalyst Mark Solms applies Friston's free energy principle to the hard
problem of consciousness. He identifies the elemental form of consciousness as affect and locates
its physiological mechanism (an extended form of homeostasis) in the upper brainstem. Free energy
minimization (in unpredicted contexts) is operationalized “where decreases and increases in
expected uncertainty are felt as pleasure and unpleasure, respectively.” He offers reasons “why
such existential imperatives feel like something to and for an organism” (Solms, 2019).
A physicalist, Solms argues that the brain does not “produce” or “cause” consciousness.
“Formulating the relationship between the brain and the mind in causal terms,” he says, “makes the
hard problem harder than it needs to be. The brain does not produce consciousness in the sense
that the liver produces bile, and physiological processes do not cause—or become or turn
into—mental experiences through some curious metaphysical transformation” (Solms, 2019).
Objectivity and subjectivity are observational perspectives, he says, not causes and effects.
“Neurophysiological events can no more produce psychological events than lightning can produce
thunder. They are dual manifestations of a single underlying process. The cause of both lightning
and thunder is electrical discharge, the lawful action of which explains them both. Physiological
and psychological phenomena must likewise be reduced to unitary causes, not to one another. This
is merely a restatement of a well-known position on the mind–body problem: that of dual-aspect
monism”26 (Solms, 2021b). (6.)
Given the centrality of affect in Solms’ theory of consciousness, he must argue that emotion is
the most efficient mechanism, perhaps the only effective mechanism, to optimize survival. His
reasoning applies the free energy principle (9.5.4) in neurobiology such that feelings would
uniquely enable humans to monitor interactions with unpredictable environments and modify their
behaviors accordingly.
Solms explains that “complex organisms have multiple needs, each of which must be met in
its own right, and, indeed, on a context-dependent basis, they cannot be reduced to a common
denominator. For example … fear trumps sleepiness
in some contexts but not in others.” So, he says, the needs of complex organisms like
ourselves must be coded as categorical variables, which are distinguished qualitatively, not
quantitatively. Thirst feels different from sleepiness
feels different from separation distress feels different from fear, etc., such that their
combined optimized resolution must be computed in a context-dependent fashion, which would
lead to “excessively complex calculations,” a “combinatorial explosion.” In terms of time
spent and energy expended, the invention of affect, emotion, feeling is a much more efficient
algorithm. Moreover, Solms adds, since “the needs of complex organisms which can act
differentially, in flexible ways, in variable contexts, are ‘color-coded’ or ‘flavored,’ this
provides at least one mechanistic imperative for qualia” (Solms, 2021a, 2021b).
Solms seeks to demystify consciousness by showing that “cortical functioning is accompanied by
consciousness if and only if it is ‘enabled’ by the reticular activating system of the upper
brainstem. Damage to just two cubic millimeters of this primitive tissue reliably obliterates
consciousness as a whole.” He rejects arguments that the reticular activating system generates
only the quantitative “level” of consciousness (consciousness in a waking/comatose sense) and not
its qualitative “contents” (consciousness as experience). This is affect, Solms says, and it is
supported by “overwhelming” evidence. Therefore, since cortical consciousness is contingent upon
brainstem consciousness, and since brainstem consciousness is affective, Solms concludes that
“affect is the foundational form of consciousness. Sentient subjectivity (in its
elementary form) is literally constituted by affect” (Solms, 2021a).27
Solms distinguishes between information processing models in cognitive science, which seem to
lack question-askers, and self-organizing systems, which are obliged to ask questions—“their very
survival depends upon it. They must chronically ask: ‘What will happen to my free energy if I do
that?’ The answers they receive determine their confidence in the current prediction.” This is why
Solms states “not all information processing (‘integrated’ or otherwise) is conscious; sentience
appears to be a property of only some information processing systems with very specific
properties, namely those systems that must ask questions of their surrounding world in relation to
their existential needs” (Solms, 2021a)
In summary, Solms claims that the functional mechanism of consciousness can be reduced to
physical laws, such as Friston's free-energy law, among others. These laws, he says, “are no less
capable of explaining how and why proactively resisting entropy (i.e., avoiding oblivion) feels
like something to the organism, for the organism, than other scientific laws are capable of
explaining other natural things. Consciousness is part of nature, and is mathematically
tractable.”
As a corollary, with respect to Crick's research program on the neural correlates of
consciousness, Solms declares that there can be no objects of consciousness (e.g. visual ones) in
the absence of a subject of consciousness. To Solms, the subject of consciousness is literally
constituted by affect (Solms, 2021a).
Regarding AI consciousness, Solms posits that if his theory is correct, “then, in principle, an
artificially conscious self-organizing system can be engineered.” The creation of an artificial
consciousness would be, he says, “the ultimate test of any claim to have solved the hard problem.”
But, he warns, “we must proceed with extreme caution.”
9.5.6. Carhart-Harris's entropic brain hypothesis
Psychopharmacologist Robin Carhart-Harris proposes the Entropic Brain Hypothesis in
which the entropy of spontaneous brain activity indexes the informational richness of
conscious states (within upper and lower limits, after which consciousness may be lost). A
leading psychedelic
researcher, Carhart-Harris reports that the entropy of brain activity is elevated in the
psychedelic state, and there is evidence for greater brain “criticality” under psychedelics.
(“Criticality … is the property of being poised at a ‘critical’ point in a transition zone
between order and disorder where certain phenomena such as power-law scaling appear.”) He
argues that “heightened brain criticality enables the brain to be more sensitive to intrinsic
and extrinsic perturbations which may translate as a heightened susceptibility to ‘set’ and
‘setting.’” Measures of brain entropy, he suggests, can inform the treatment of psychiatric
and neurological conditions such as depression and disorders
of consciousness (Carhart-Harris, 2018).
The “entropy” in the Entropic Brain Hypothesis is defined as “a dimensionless quantity
that is used for measuring uncertainty about the state of a system but it can also imply
physical qualities, where high entropy is synonymous with high disorder.” Entropy is then
applied in “the context of states of consciousness and their associated neurodynamics, with a
particular focus on the psychedelic state … [which] is considered an exemplar of a primitive or
primary state of consciousness that preceded the development of modern, adult, human, normal
waking consciousness.” Based on neuroimaging data with psilocybin,
a classic psychedelic
drug, Carhart-Harris argues that “the defining feature of ‘primary states’ is elevated
entropy in certain aspects of brain function, such as the repertoire of functional
connectivity motifs that form and fragment across time. Indeed, since there is a greater
repertoire of connectivity motifs in the psychedelic state than in normal waking
consciousness, this implies that primary states may exhibit ‘criticality’” (Carhart-Harris, 2018).
Significantly, “if primary states are critical, then this suggests that entropy is suppressed
in normal waking consciousness, meaning that the brain operates just below criticality.” This
leads to the idea that “entropy suppression furnishes normal waking consciousness with a
constrained quality and associated metacognitive functions, including reality-testing and
self-awareness.” Carhart-Harris and colleagues also propose that “entry into primary states
depends on a collapse of the normally highly organized activity within the default-mode network”
(DMN—a set of regions more active during passive tasks than tasks requiring focused external
attention, Buckner, 2013),28 thus maintaining
the brain's homeostasis and “a decoupling between the DMN and the medial
temporal lobes (which are normally significantly coupled)” (Carhart-Harris et al., 2014).
Increased entropy in spontaneous neural activity is one of the most notable neurophysiological
signatures of psychedelics and is said to be relevant to the psychedelic experience, mediating
both acute alterations in consciousness and long-term effects. While overall entropy increases,
entropy changes are not uniform across the brain: entropy increases in all regions, but the larger
effect is localized in visuooccipital regions. At the whole-brain level, this reconfiguration is
related closely to the topological properties of the brain's anatomical connectivity (Herzog et al 2023). (For how
psychedelic experiences and mechanisms may or may not inform theories of consciousness, see
18.21.)
Computational neuroscientist Gustavo Deco uses the concept of equilibrium in physics to explore
consciousness. Since a physical system is in equilibrium when in its most stable state, the
question is how close to equilibrium are the electrical states of the brain while people perform
different tasks? Using a sophisticated mathematical theorem to analyze neuroimaging data, “they
found that the brain is closer to a state of equilibrium when people are gambling than when they
are cooperating,” suggesting that “there are many shades of consciousness” (Callaghan, 2024).
9.5.7. Buzsáki's neural syntax and self-caused rhythms
Neuroscientist György Buzsáki presents the brain as “a foretelling device that interacts
with its environment through action and the examination of action's consequence,” restructuring
its internal
rhythms in the process. In his telling, “our brains are initially filled with nonsense
patterns, all of which are gibberish until grounded by action-based interactions. By matching
these nonsense ‘words’ to the outcomes of action, they acquire meaning.” Once brain circuits are
“calibrated” or trained by action and experience, “the brain can disengage from its sensors and
actuators, and examine ‘what happens if’ scenarios by peeking into its own computation, a
process that we refer to as cognition.” Buzsáki stresses that “our brain is not an
information-absorbing coding device, as it is often portrayed, but a venture-seeking explorer
constantly controlling the body to test hypotheses.” Our brain does not process information. He
says, our brain “creates it” (Buzsáki, 2019).
Buzsáki focuses on "neural syntax", which segments
neural information and organizes it via diverse brain rhythms to generate and support
cognitive functions. One expression is the “hierarchical organization of brain rhythms of
different frequencies and their cross-frequency coupling.” Buzsáki shows that “in the absence of
changing environmental signals, cortical circuits continuously generate self-organized cell
assembly sequences”—clusters of neurons acting as focused functional units—that are the neuronal
assembly basis of cognitive functions. He also shows “how skewed distribution of firing rates
supports robustness, sensitivity, plasticity, and stability in neuronal networks” (Buzsáki,
Wikipedia).
Buzsáki's foundational idea is that “spontaneous neuron activity, far from being mere noise, is
actually the source of our cognitive abilities,” and that “self-emerged oscillatory timing is the
brain's fundamental organizer of neuronal information." The perpetual interactions among these
multiple network oscillators, he says, “keep cortical systems in a highly sensitive ‘metastable’
state and provide energy-efficient synchronizing mechanisms via weak links” (Buzsáki, 2011).
Taken together, Buzsáki coins his “inside-out” view. “The brain,” he says, “is a self-organized
system with preexisting connectivity and dynamics whose main job is to generate actions and to
examine and predict the consequences of those actions”. Brains draw from and interact with the
world, rather than detect it. “In other words, rather than the world filling in the brain with
information, the brain fills out the world with action.” Flipping the brain–world relationship,
Buzsáki posits that brain activity is fundamentally self-caused (Gomez-Marin, 2021).
Brain rhythms are Buzsáki's key mechanisms. “Spanning several orders of magnitude, and
organized in nested frequency bands, these fascinating neuronal oscillations support neuronal
syntax.” As Buzsáki puts it, “activity travels in neuronal space, much like waves in a pond.”
Cognition is merely internalized action, and it arises when the brain disengages from the world.
He thus recasts “the cognitive into the neural by means of action as a kind of ultimate cognitive
source. It is action all the way in, all the way out, and all the way down” (Gomez-Marin, 2021).
Still, Buzsáki must explain how endogenously produced neural syntax acquires its meaning, and
to do so, he reaches outside the brain. Semantics are selected by the world, he stresses, and
here's how it works. External inputs, sequences of perceptions that constitute wholes or fragments
of meaning, engage and modify self-organized neural patterns so that they become meaningful and
useful (broadly). Similarly, Buzsáki has learning as a matching process. “Existing, spontaneous
neural patterns are selected rather than constructed anew. The brain is not a blank slate but one
filled with syntactically correct gibberish that progressively acquires meaning via the pruning of
the arbitrariness that the world affords” (Gomez-Marin, 2021).
Related, Buzsáki and Tingley explain cognition, including memory, “by exaptation
and expansion of the circuits and algorithms serving bodily functions.” They explain how
“Regulation and protection of metabolic and energetic processes require time-evolving brain
computations enabling the organism to prepare for altered future states.” The exaptation
of such circuits, according to the authors, was likely exploited for exploration of the
organism's niche, giving rise to “a cognitive map,” which in turn “allows for mental travel
into the past (memory) and the future (planning)” (Buzsáki and Tingley, 2023).
Moreover, Buzsáki's “two-stage model of memory trace consolidation, demonstrates how
neocortex-mediated information during learning transiently modifies hippocampal networks, followed
by reactivation and consolidation of these memory traces during sharp wave-ripple patterns of
sleep” (Buzsáki, 2024).
While explaining that cognition is not the same thing as explaining phenomenal consciousness,
Buzsáki's theory of cognition can develop into its own theory of consciousness. Moreover, it can
help select among other theories of consciousness, as it aligns more consistently with some
Neurobiological Theories (9.2), such as Brain Circuits and Cycles (9.2.11); possibly
Electromagnetic Field Theories (9.3); and certainly Homeostatic and Affective Theories (9.5),
especially Top-Down Predictive Theories (9.5.1).
9.5.8. Deacon's self-organized constraint and emergence of self
Neuroanthropologist Terrence Deacon, whose research combines human evolutionary biology and
neuroscience, asserts that the origins of life and the origins of consciousness both depend on the
emergence of self: the organizational core of both is a form of self-creating, self-sustaining,
constraint-generating processes (Deacon, 2011a, 2011b).
Deacon characterizes consciousness as “a matter of constraint,” focusing as much on what
isn't there as on what is. He goes beyond complexity
theory, non-linear dynamics and information theory to what he calls "emergent dynamics"
theory where constraints can become their own causes, how constraints become capable of
maintaining and producing themselves. This, he says, is essentially what life accomplishes. But
to do this, life must persistently recreate its capacity for self-creation. What Deacon means by
self “is an intrinsic tendency to maintain a distinctive integrity against the ravages of
increasing entropy as well as disturbances imposed by the surroundings” (Deacon, 2011a, 2011b).
The nexus to consciousness is the emergence of self: “this kind of reciprocal, self-organizing
logic (but embodied in neural signal dynamics) must form the core of the conscious self.”
Conceiving of neuronal processes in emergent dynamical terms, Deacon reframes aspects of mental
life; for example, the experience of emotion relates to the role metabolism plays in regulating
the brain's self-organizing dynamics, which are triggered whenever a system is perturbed away from
its equilibrium, a process that shifts availability of energy in the brain. Thus, Deacon suggests
that “conscious arousal is not located in any one place, but constantly shifts from region to
region with changes in demand” (Deacon, 2011a, 2011b).
9.5.9. Pereira's sentience
Neuroscientist Antonio Pereira, Jr. hypothesizes that cognitive consciousness depends on
sentience. He distinguishes “two modalities of consciousness: sentience, in the sense of being
awake and capable of feeling (e.g., basic sensations of hunger, thirst, pain) and, second,
cognitive consciousness, i.e. thinking and elaborating on linguistic and imagery
representations.” He proposes that the physiological correlates of sentience are “the systems
underpinning the dynamic control of biochemical
homeostasis,” while the correlates of cognitive consciousness are “patterns of bioelectrical
activity in neural
networks. His primary point is that “cognitive consciousness depends on sentience, but
not vice versa” (Pereira, 2021).
Pereira applies his concept of sentience as a theory of consciousness to the medical
sciences, especially neurology
and psychiatry,
for both diagnostics and therapy. This implies that “medical practice should also address the
physiological correlates of sentience in the diagnostics and therapy of disorders of
consciousness.” The minimal requirement, he says, “for considering a person minimally conscious is
… if she can feel basic sensations such as hunger, thirst, and pain. The capacity for feeling is
conceived as closely related to the capacity of dynamically controlling the physiological
processes of homeostasis.”
In applying theories of consciousness to medical care, Pereira posits that higher-level
capacities “such as verbal or imagery thinking, the retrieval of episodic
memories, and action planning (e.g. imagining playing tennis, a technique for assessing
residual consciousness in vegetative states), may not be adequate as a general
standard for medical diagnosis of prolonged disorders of consciousness, since … in many
cases the person may not be able to perform these tasks but still be able to consciously
experience basic sensations” (Pereira, 2021).
Taking general
anesthesia as an example, Pereira states that “if the main criterion is not being
able to feel pain, the goal of the procedure would be broader than the loss of cognitive
consciousness. In some cases, the neural correlates of cognitive
representations may not be the main target of treatment, since they correspond to a
high-level specific ability that is not necessary for lower-level sentient experiences, which
also deserve attention for proper medical and also bioethical reasons” (Pereira, 2021).
9.5.10. Mansell's perceptual control theory
Clinical psychologist Warren Mansell proposes Perceptual Control Theory (PCT) in which
“reorganization is the process required for the adaptive modification of control
systems in order to reduce the error in intrinsic systems that control essential,
largely physiological, variables.” It is from this system, he says, that primary [phenomenal]
consciousness emerges and “is sustained as secondary [access] consciousness through a number
of processes including the control of the integration rate of novel information via
exploratory behavior, attention, imagination, and by altering the mutation
rate of reorganization.” Tertiary [self-awareness] consciousness arises when “internally
sustained perceptual information is associated with specific symbols that form a parallel,
propositional system for the use of language, logic, and other symbolic systems”
(Mansell, 2022).
Mansell's objective is to give an “integrative account of consciousness,” which “should build
upon a framework of nonconscious behavior in order to explain how and why consciousness
contributes to, and addresses the limitations of, nonconscious processes.” Such a theory, as
noted, “should also encompass the primary (phenomenal), secondary (access), and tertiary
(self-awareness) aspects of consciousness,” and “address how organisms deal with multiple,
unpredictable disturbances to maintain control.” Such categories of consciousness come about,
according to PCT, because of “purposiveness,” which is “the control of hierarchically organized
perceptual variables via changes in output that counteract disturbances which would otherwise
increase error between the current value and the reference value (goal state) of each perceptual
variable” (Mansell, 2022).
9.5.11. Projective consciousness model
The Projective Consciousness Model (PCM) is a mathematical model of embodied consciousness that
“relates phenomenology to function, showing the computational advantages of consciousness.” It is
based on “the hypothesis that the spatial field of consciousness (FoC) is structured by a
projective geometry and under the control of a process of active inference.” The FoC in the PCM is
said to combine “multisensory evidence with prior beliefs in memory” and to frame them “by
selecting points of view and perspectives according to preferences.” This “choice of projective
frames governs how expectations are transformed by consciousness. Violations of expectation are
encoded as free energy. Free energy minimization drives perspective taking, and controls the
switch between perception, imagination and action” (Rudrauf et al, 2017).
Founding assumptions of the PCM include: consciousness as an evolved mechanism that optimizes
information integration and functions as an algorithm for the maximization of resilience; relating
the free energy principle (9.5.4) to perceptual inference, active inference and (embodied)
conscious experience; an integrative predictive system projecting a global 3-dimensional spatial
geometry to multimodal sensory information and memory traces as they access the conscious
workspace; and emphasis on the embodied nature of consciousness (9.6.1), without reducing
consciousness to embodiment. A pivotal idea is that embodied systems have “an evolutionary
advantage of developing an integrative cognition of space in order to represent, simulate,
appraise and control spatially distributed information and the consequences of actions” (Rudrauf et al, 2017).
Much is made of “the lived body,” because “in contrast to most contents of consciousness, the
lived body is normally always present in the conscious field … a proxy for the integrity of the
actual body … an anchor point for our efforts at preserving autonomy and
well-being.” The lived body, therefore, is “a kind of inferential representation of the real body
in physical space … a sort of virtual ‘user interface’ for the representation and control of the
actual body.”
Thus, the PCM claims to account for fundamental psychological phenomena: the spatial
phenomenology of subjective experience; the distinctions and integral relationships between
perception, imagination and action; and the role of affective processes in intentionality. The PCM
suggests that brain states becoming conscious “reflect the action of projective transformations”
(Rudrauf et al, 2017).
9.5.12. Pepperell's organization of energy
Artist and perceptual scientist Robert Pepperell suggests that while energetic activity is
fundamental to all physical processes and drives biological behavior, consciousness is a specific
product of the organization of energetic activity in the brain. He describes this energy, along
with forces and work, as “actualized differences of motion and tension,” and believes that
consciousness occurs “because there is something it is like, intrinsically”—from the intrinsic
perspective of the system—“to undergo a certain organization of actualized differences in the
brain” (Pepperell, 2018).
Pepperell laments that “energy receives relatively little attention in neuroscientific and
psychological studies of consciousness. Leading scientific theories of consciousness do not
reference it, assign it only a marginal role, or treat it as an information-theoretical quantity.
If it is discussed, it is either as a substrate underpinning higher level emergent dynamics or as
powering neural information processing.” He argues that “the governing principle of the brain at
the neural level is not information processing but energy processing,” although the
information-theoretic approach can complement the energetic approach. Pepperell puts “information
in the biological context as best understood as a measure of the way energetic activity is
organized, that is, its complexity or degree of differentiation and integration.” While
“information theoretic techniques provide powerful tools for measuring, modeling, and mapping the
organization of energetic processes,” he says, “we should not confuse the map with the territory”
(Pepperell, 2018).
In comparison with mainstream brain organization frameworks at the global level or localized,
Pepperell offers, as an alternative or complementary way of thinking, how the energetic activity
in the brain is organized. The challenge for the model is why energetic processing is associated
with consciousness in the brain but not in other organs, like the liver or heart. Pepperell claims
that energetic activity in the brain efficiently actuates differences of motion and
tension that make the difference, perhaps via dynamic recursive organization – the “appropriate
reentrant intracortical activity.”
“If we are to naturalize consciousness,” Pepperell concludes, "then we must reconcile energy
and the mind.” Treating the brain as a difference engine that serves “the interests of the
organism is a natural approach to understanding consciousness as a physical process” (Pepperell, 2018).
9.6. Embodied and enactive theories
Embodied and Enactive Theories emphasize the importance of the body and its interaction with the
environment as an integral part of what consciousness is, not only what consciousness does. It also
includes neurophenomenology, unifying two disparate ways of studying consciousness.
9.6.1. Embodied cognition
Embodied Cognition is the concept that what makes thought meaningful are the ways
neural
circuits are connected to the body and characterize embodied experience, and that
abstract ideas and language are embodied in this way as well. While cognition and
consciousness are not the same, cognitive linguist
George Lakoff argues that the mind is embodied, in that even pure mentality depends on the
body's sensorimotor
systems and emotions and cannot be comprehended without engaging them (Lakoff, 2007, 2012).
In their classic book on the embodied mind, Philosophy in the Flesh, Lakoff and Mark
Johnson stress three points: "The mind is inherently embodied. Thought is mostly unconscious.
Abstract concepts are largely metaphorical. Much of the subject matter of philosophy, they claim,
such as the nature of time, morality, causation, the mind, and the self, relies heavily on basic
metaphors derived from bodily experience. Thought requires a body, they assert, “not in the
trivial sense that you need a physical brain with which to think, but in the profound sense that
the very structure of our thoughts comes from the nature of the body” (Lakoff and Johnson, 1999).
9.6.2. Enactivism
Enactivism
is the way of thinking that posits to explore mental activities, one must examine living systems
interacting with their environments. Cognition is characterized as embodied activities. A mind
without a body would be as if incoherent.
“Enaction” was the term introduced in The Embodied Mind, the 1991 book by Varela,
Rosch and Thompson (Varela et al., 1991). The enactive
view is that cognition develops via dynamic, bidirectional exchanges between an organism and its
surroundings. It is not the case that an organism seeks optimum homeostasis in a static
environment, but rather that the organism is shaping its environment, and is being shaped by its
environment—actively, iteratively, continuously—all mediated by that organism's sensorimotor
processes. Thus, organisms are active agents in the world who affect the world and who are
affected by the world. (Section: Hutto, 2023; Enactivism, 2024).
Enactivists would harbor no hope of understanding mentality unless it were founded on histories
of such bidirectional organism-environment interactions because that's the core concept of how
minds arise and work. Organisms are self-creating, self-organizing, self-adapting, self-sustaining
living creatures who regulate themselves and in doing so can change their environments, which
then, iteratively, recycles the whole process.
The scientific consensus is that phenomenal consciousness evolved via stages of cognition
and proto-consciousness selected by fitness-enhanced traits in challenging environments.
Although focused on cognition, enactivism enriches the consciousness-generating conditions by
adding interactive dynamism
between the organism and the environment. (Enactment is also said to be “a genuinely
metaphysical idea” and “an ontological breakthrough” in that “Something is the
case if and only if it is enacted” [Werner, 2023].)
9.6.3. Varela's neurophenomenology
Neuroscientist and philosopher Francisco Varela proposes what he calls “neurophenomenology,”
which seeks to articulate mutual constraints between phenomena present in experience, inspired by
the style of inquiry of phenomenology, and the correlative field of phenomena established by the
cognitive sciences (Varela Legacy, 2023). He starts with
one of Chalmers's basic points: first-hand experience is an irreducible field of phenomena. He
claims there is no “theoretical fix” or “extra ingredient” in nature that can possibly bridge this
gap. Instead, the field of conscious phenomena require a rigorous method and an explicit
pragmatics. It is a quest, he says, to marry modern cognitive science and a disciplined approach
to human experience, thereby placing himself in the lineage of the continental tradition of
phenomenology (Varela, 1996).
Varela calls for gathering a research community armed with new tools to develop a science of
consciousness. He claims that no piecemeal empirical correlates, nor purely theoretical
principles, will do the job. He advocates turning to a systematic exploration of the only link
between mind and consciousness that seems both obvious and natural: the structure of human
experience itself.
Varela's phenomenological
approach starts with the irreducible nature of conscious experience. Lived
experience, he says, is “where we start from and where all must link back to, like a
guiding thread.” From a phenomenological standpoint, “conscious experience is quite at variance
with that of mental content as it figures in the Anglo-American philosophy of mind.” He
advocates examining, “beyond the spook of subjectivity, the concrete possibilities of a
disciplined examination of experience that is at the very core of the phenomenological
inspiration.” He repeats: “it is the re-discovery of the primacy of human experience and its
direct, lived quality that is phenomenology's foundational project” (Varela, 1996).
Varela's key point is that by emphasizing a co-determination of both accounts—phenomenological
and neurobiological—one can explore the bridges, challenges, insights and contradictions between
them. This means that both domains have equal status in demanding full attention and respect for
their specificity. It is quite easy, he says, to see how scientific accounts illuminate mental
experience, but the reciprocal direction, from experience towards science, is what is typically
ignored.
What do phenomenological accounts provide? Varela asks. “At least two main aspects of the
larger picture. First, without them the firsthand quality of experience vanishes, or it becomes a
mysterious riddle. Second, structural accounts provide constraints on empirical observations.” He
stresses that “the study of experience is not a convenient stop on our way to a real explanation,
but an active participant in its own right.” And while phenomenal experience is at an irreducible
ontological level, “it retains its quality of immediacy because it plays a role in structural
coherence via its intuitive contents, and thus keeps alive its direct connection to human
experience, rather than pushing it into abstraction” (Varela, 1996).
This makes the whole difference, Varela argues: The “hardness” and riddle become an open-ended
research program with the structure of human experience playing a central role in the scientific
endeavor. “In all functionalistic accounts what is missing is not the coherent nature of the
explanation but its alienation from human life. Only by putting human life back in, will that
absence be erased” (Varela, 1996). (The common thread
said to run through Varela's extensive and heterogenous body of work is “the act of
distinction”—distinctions as processes, distinctions in ways of distinguishing—“the aim of which
was to address and supersede the challenges inherent in the dualist [modernist] thought style,
especially the infamous two-pronged problem of the bifurcation and disenchantment of nature” [Vörös, 2023].)
In the quarter century since Varela's neurophenomenology paper was published, its research
program has made some advances and encountered some tensions; for example, investigating the
experience of boundaries of the self, both phenomenologically and neurobiologically. The biggest
challenge remains first-person reporting and interpretation, such as subtle aspects of
self-consciousness. The continuing hope is that neurophenomenology can inform the science of
consciousness, that the ongoing interaction between human experience and neuroscience becomes “an
act of art, a deep listening, an improvisational dance, which slowly develops into a skillful
scientific dialogue” (Berkovich-Ohana et al., 2020).
9.6.4. Thompson's mind in life
Philosopher Evan Thompson heralds “the deep continuity of life and mind.” His foundational idea
is “Where there is life there is mind, and mind in its most articulated forms belongs to life,”
and his organizing principle is “Life and mind share a core set of formal or organizational
properties, and the formal or organizational properties distinctive of mind are an enriched
version of those fundamental to life.” More precisely, he says, “the self-organizing features of
mind are an enriched version of the self-organizing features of life. The self-producing or
‘autopoietic’ organization of biological life already implies cognition, and this incipient mind
finds sentient expression in the self-organizing dynamics of action, perception, and emotion, as
well as in the self-moving flow of time-consciousness” (Thompson, 2002; Maturana and Varela, 1980).29
From this perspective, Thompson sees mental life as bodily life and as situated in the world.
The roots of mental life lie not simply in the brain, he says, “but ramify through the body and
environment. Our mental lives involve our body and the world beyond the surface membrane of our
organism, and therefore cannot be reduced simply to brain processes inside the head.”
With this framework, Thompson seeks to reduce (if not bridge) the so-called “explanatory gap”
between consciousness and world, mind and brain, first-person subjectivity and third-person
objectivity (i.e., the hard problem of consciousness). He works to achieve this (to oversimplify)
by having the same kinds of processes that enable the transition from nonlife to life to enable
the transition from life to mind. (I'd think he would rather eliminate the concept of “transition”
altogether and consider life-mind as a unified concept—perhaps like, in cosmology, the once
apparent independent dimensions of space and time now unified by a single physical concept,
spacetime.)
As a pioneer of enactivism (9.6.2), Thompson posits that “the enactive approach offers
important resources for making progress on the explanatory gap” by explicating “selfhood and
subjectivity from the ground up by accounting for the autonomy proper to living and cognitive
beings.” He extends the idea with "embodied dynamism,” a key concept that combines dynamic systems
and embodied approaches to cognition. While the former reflects enactivism, the latter is the
enhancement (Thompson, 2002).
According to Thompson, the central idea of the dynamic systems approach is that cognition is an
intrinsically temporal phenomenon expressible in “the form of a set of evolution equations that
describe how the state of the system changes over time. The collection of all possible states of
the system corresponds to the system's ‘state space’ or ‘phase space,’ and the ways that the
system changes state correspond to trajectories in this space.” Dynamic-system explanations, he
says, consist of “the internal and external forces that shape such trajectories as they unfold in
time. Inputs are described as perturbations to the system's intrinsic dynamics, rather than as
instructions to be followed, and internal states are described as self-organized compensations
triggered by perturbations, rather than as representations of external states of affairs” (Thompson, 2002).
To make real progress on the explanatory gap, Thompson says, “we need richer phenomenological
accounts of the structure of experience, and we need scientific accounts of mind and life informed
by these phenomenological accounts.” My aim, he says, “is not to close the explanatory gap in a
reductive sense, but rather to enlarge and enrich the philosophical and scientific resources we
have for addressing the gap.”
Calling on the philosophical tradition of phenomenology, inaugurated by Edmund Husserl
and developed by others, primarily Maurice Merleau-Ponty, Thompson seeks to “naturalize”
phenomenology by aligning its investigations with advances in biology and cognitive science and
to complement science and its objectification of the world by reawakening basic experiences of
the world via phenomenology. His main move is for cognitive science “to learn from the analyses
of lived experience accomplished by phenomenologists
…. which thus needs to be recognized and cultivated as an indispensable partner to the
experimental sciences of mind and life” (Thompson, 2002).
The deeper convergence of the enactive approach and phenomenology, Thompson says, is that “both
share a view of the mind as having to constitute its objects.” He stresses that “constitute” does
not mean fabricate or create, but rather “to bring to awareness, to present, or to disclose.”
Thus, “the mind brings things to awareness; it discloses and presents the world. Stated in a
classical phenomenological way, the idea is that objects are disclosed or made available to
experience in the ways they are thanks to the intentional activities of consciousness.” Thompson
argues that weaving together the phenomenological and neurobiological can “bridge the gap between
subjective experience and biology, which defines the aim of neurophenomenology (9.6.4), an
offshoot of the enactive approach” (Thompson, 2002).
9.6.5. Frank/Gleiser/Thompson's “The Blind Spot”
Astrophysicist Adam Frank, theoretical physicist Marcello Gleiser, and philosopher Evan
Thompson elevate and promote “the primacy of consciousness” in that “There is no way to step
outside consciousness and measure it against something else. Everything we investigate, including
consciousness and its relation to the brain, resides within the horizon of consciousness.” Lest
they be misunderstood, the authors reject any inference that “the universe, nature, or reality is
essentially consciousness or is somehow made out of consciousness,” because “this does not
logically follow.” Such “a speculative leap,” they say, goes beyond what we can know or establish
on the basis of “consciousness as experienced from within and as an irreducible precondition of
scientific knowledge.” Furthermore, “this speculative leap runs afoul” of what they call “the
primacy of embodiment,” which “is as equally undeniable as the primacy of consciousness” (Frank et al., 2024, pp. 186, 188).
What now confronts us, Frank/Gleiser/Thompson say, is “a strange loop,” where “horizonal
consciousness subsumes the world, including our body experienced from within, while embodiment
subsumes consciousness, including awareness in its immediate intimacy.” The authors stress that
“the primacy of consciousness and the primacy of embodiment enfold each other.” They call for
unveiling and examining this strange loop, which normally disappears from view and is forgotten in
what they call The Blind Spot. They describe the Blind Spot as “humanity's lived
experience as an inescapable part of our search for objective truth” (Frank et al., 2024, p. 189), and
they seek “to reclaim the central place of human experience in the scientific enterprise by
invoking the image of a ‘Blind Spot’” (Gomez-Marin, 2024). In other
words, they reject the way of thinking that “we can comprehend consciousness within the
framework of reductionism, physicalism, and objectivism
or, failing that, by postulating a dualism of physical nature versus irreducible consciousness
that we could somehow grasp outside the strange loop.” This is why they label the hard problem
of consciousness an “artifact of the Blind Spot.” It is “built into blind-spot metaphysics, and
not solvable in its terms” because “it fails to recognize the ineliminable primacy of
consciousness in knowledge” (Frank et al., 2024, p. 192).
Frank/Gleiser/Thompson see “only a few options for trying to deal with consciousness within the
confines of the blind-spot worldview,” and that “ultimately, they're all unsatisfactory, because
they never come to grips with the need to recognize the primacy of consciousness and the strange
loop in which we find ourselves.” They argue that the three major options—neural correlates of
consciousness (9.2.2); metaphysical bifurcation of physical reality and irreducible mental
properties (whether naturalistic dualism, substance dualism or panpsychism—13, 15); and
illusionism (9.1.1)—are all “within the ambit of the Blind Spot” (Frank et al., 2024, p. 196).
What Frank/Gleiser/Thompson offer is “a radically different approach beyond the Blind Spot.”
They reference papers by astrophysicist Piet Hut and cognitive psychologist Roger Shepard (Hut and Shepard, 1996), and
neuroscientist Francisco Varela (1996), making the case
for “a major overhaul of the science of consciousness based on recognizing the primacy of
experience.” They note “we inescapably use consciousness to study consciousness,” such that
“unless we recover from the amnesia of
experience and restore the primacy of experience in our conception of science, we'll never be
able to put the science of consciousness on a proper footing.” A science of consciousness can
work, all say, only if “experience really matters” (Frank et al., 2024, p. 218).
The key, according to the authors, is “recognizing [both] the primacy of consciousness and the
primacy of embodiment,” which, they claim “changes how we think about the problem of
consciousness.” The problem for neuroscience “can no longer be stated as how the brain generates
consciousness.” Rather, “the problem is how the brain as a perceptual object within consciousness
relates to the brain as part of the embodied conditions for consciousness, including the
perceptual experience of the brain as a scientific object. The problem is to relate the primacy of
consciousness to the primacy of embodiment without privileging one over the other or collapsing
one onto the other. The situation is inherently reflexive and self-referential: instead of simply
regarding experience as something that arises from the brain, we also have to regard the brain as
something that arises within experience. We are in the strange loop” (Frank et al., 2024, pp. 219–220).
Frank/Gleiser/Thompson support Varela's neuroscience
research program, “neurophenomenology” (9.6.3), based on “braiding together first-person
accounts of consciousness with third-person accounts of the brain within the I-and-you
experiential realm.” They advocate that phenomenology and neuroscience “become equal partners in
an investigation that proceeds by creating new experiences in a new kind of scientific workshop,
the neurophenomenological laboratory. First-person experiential methods for refining attention
and awareness (such as meditation), together with second-person qualitative methods for
interviewing individuals about the fine texture of their experience, are used to produce new
experiences, which serve as touchstones for advancing phenomenology. This new phenomenology
guides investigations of the brain, while investigations of the brain are used to motivate and
refine phenomenology in a mutually illuminating loop” (Frank et al., 2024, pp. 219–220).
The authors call neurophenomenology “probably the strongest effort so far to envision a
neuroscience of consciousness beyond the Blind Spot (Frank et al., 2024, p. 221).
Consciousness, particularly human consciousness, is “an expression of nature and is a source of
nature's self-understanding.”
9.6.6. Bitbol's radical neurophenomenology
Philosopher of science and phenomenologist Michel Bitbol promotes a “radical
neurophenomenology” in which a “tangled dialectic of body and consciousness” is the “metaphysical
counterpart” and whose goal is to advance Varela's neurophenomenology project (9.6.3) of
criticizing and dissolving the “hard problem” of consciousness (Bitbol, 2021a). Bitbol claims that
the neurophenomenological approach to the “hard problem” is underrated and often misunderstood;
indeed, “in its original version, neurophenomenology implies nothing less than a change in our own
being to dispel the mere sense that there is a problem to be theoretically solved or dissolved.
Neurophenomenology thus turns out to be much more radical than the enactivist kinds of
dissolution” (9.6.2) (Bitbol and Antonova, 2016).
Did Varela himself have a theory to solve the hard problem? No, Varela declared (in Bitbol's
report) “only a ‘remedy”—the point being that “there exists a stance (let's call it the Varelian
stance) in which the problem of the physical origin of primary consciousness, or pure experience,
does not even arise.” The implications, according to Bitbol, are that “the nature of the ‘hard
problem’ of consciousness is changed from an intellectual puzzle to an existential option.” The
“constructivist content,” he says, is that “The role of ontological prejudice about what the world
is made of (a prejudice that determines the very form of the ‘hard problem’ as the issue of the
origin of consciousness out of a pre-existing material organization) is downplayed” (Bitbol, 2012).
Bitbol blames “the standard (physicalist) formulation of this problem” for both generating it
and turning it into “a fake mystery.” But he recognizes that dissolving the hard problem is very
demanding for researchers, because “it invites them to leave their position of neutral
observers/thinkers, and to seek self-transformation instead.” Bitbol's approach “leaves no room
for the ‘hard problem’ in the field of discourse, and rather deflects it onto the plane of
attitudes.” This runs the risk, he says, of “being either ignored or considered as a dodge” (Bitbol, 2021a).
Bitbol's method is “a metaphysical compensation for the anti-metaphysical premise of the
neurophenomenological dissolution of the ‘hard problem.’” This can be achieved, he says, by
designing this alternative metaphysics “to keep the benefit of a shift from discourse to ways of
being, which is “the latent message of neurophenomenology” (Bitbol, 2021a). In its most radical
version, “neurophenomenology asks researchers to suspend the quest of an objective solution to the
problem of the origin of subjectivity, and clarify instead how objectification can be obtained out
of the coordination of subjective experiences. It therefore invites researchers to develop their
inquiry about subjective experience with the same determination as their objective inquiry.”
Bitbol proposes a methodology to explore lived experience faithfully (via microphenomenological
interviews retrieving or “evoking past experiences”) and thereby “addresses a set of traditional
objections against introspection” (Bitbol and Petitmengin, 2017).
Bitbol gives neuroscience no privilege, priority or pride of place. “The effective primacy of
lived experience should be given such prominence that every other aspect, content, achievement,
distortion, and physicalist account of consciousness, is made conditional upon it.” From a
(radical) phenomenological standpoint, he says, “one must not mistake objectivity for reality.
Reality is what is given and manifest, whereas objectivity is what is constituted by extracting
structural invariants from the given experience. Along with this phenomenological approach, an
objective science is not supposed to disclose reality as it is beyond appearances, but only to
circumscribe some intersubjectively recognized features of the appearing reality.” Having said
that, Bitbol stresses that “neuroscientific data should not be granted a higher ontological status
than phenomenological descriptions; they should not be given the power to render a compelling
verdict about what is real and what is deceptive in our experience.” Thus, he sums up: “from a
phenomenological standpoint, the neuro-phenomenological correlation is plainly perceived as an
extension of the lived sense of embodiment, not as a sign that some naturalistic one-directional
‘fundamental dependence’ of consciousness on the bodily brain is taking place” (Bitbol, 2015).
Bitbol's affirmative solution is to formulate a “dynamical and participatory conception of the
relation between body and consciousness … with no concession to standard positions such as
physicalist monism and property dualism.” Bitbol's conception is based on Varela's formalism of
“cybernetic dialectic,” “a geometrical model of self-production,” and it is “in close agreement
with Merleau-Ponty's ‘intra-ontology’: an engaged ontological approach of what it is like to be,
rather than a discipline of the contemplation of beings” (Bitbol, 2021a).
Bitbol's approach to quantum physics complements his “radical phenomenology,” such that quantum
mechanics becomes more a "symbolism of atomic measurements,” rather than “a description of atomic
objects.” He supports the notion that “quantum laws do not express the nature of physical objects,
but only the bounds of experimental information.” Similarly, Bitbol supports QBism, where the wave
function's probabilities are said to be, shockingly (to me), Bayesian probabilities,
which means they relate to prior subjective degrees of belief about the system, paralleling some
ideas in phenomenology (Bitbol, 2023).
Bitbol calls out “three features of such non-interpretational, non-committal approaches to
quantum physics” that “strongly evoke the phenomenological epistemology.” These are: “their
deliberately first-person stance; their suspension of judgment about a presumably external domain
of objects, and subsequent redirection of attention towards the activity of constituting these
objects; their perception-like conception of quantum knowledge.” Moreover, Bitbol claims that
these new approaches of quantum physics go beyond phenomenological epistemology and “also make
implicit use of a phenomenological ontology.” He cites Chris Fuch's “participatory realism” that
“formulates a non-external variety of realism for one who is deeply immersed in reality,” adding,
“but participatory realism strongly resembles Merleau-Ponty's endo-ontology, which is a
phenomenological ontology for one who deeply participates in Being” (Bitbol, 2020; Gefter, 2015).
QBist theorists assert that “quantum states are ‘expectations about experiences of pointer
readings,’” rather than expectations about pointer positions. Their focus on lived experience, not
just on macroscopic variables, is tantamount to performing the transcendental reduction instead of
stopping at the relatively superficial layer of the life-world reduction.” Bitbol believes that
“quantum physics indeed gives us several reasons to go the whole way down to the deepest variety
of phenomenological reduction … not only reduction to experience, or to ‘pure consciousness,’ but
also reduction to the ‘living present’” (Bitbol, 2021b).
9.6.7. Direct perception theory
Direct Perception Theory is the idea that “the information required for perception is
external to the observer; that is, one can directly perceive an object based on the properties
of the distal stimulus alone, unaided by inference, memories, the construction of
representations, or the influence of other cognitive processes” (APA, website). Philosopher Ned
Block describes non-mainstream views of phenomenal consciousness that take it to work via this
kind of “a direct awareness relation to a peculiar entity like a sense datum [i.e., that which
is immediately available to the senses] or to objects or properties in the environment.” This
direct awareness would seem to have to be “a primitive unanalyzable acquaintance relation that
is not a matter of representation.” According to these direct realist or naïve realist theories
of consciousness, “the phenomenal character of a perceptual experience is object-constituted in
the sense that a perceptual experience of a tomato depends for its existence and individuation
on the tomato. Any experience that is of a different tomato will have a different phenomenal
character, even if it is phenomenally indistinguishable and even if the different tomato is
exactly the same in all its properties and causes exactly the same activations in the brain.”
Even subjectively indistinguishable hallucinatory experience would have to be different in
phenomenal character as well (Block, 2023).
9.6.8. Gibson's ecological psychology
Experimental psychologist James J. Gibson proposes an “embodied, situated, and
non-representational” approach to perception (which, while not a surrogate for phenomenal
consciousness, has features in common). Gibson attacks both behaviorism and cognitivism
(e.g., information processing), arguing for direct perception and direct realism. Gibson calls
his overarching theory, “Ecological Psychology,” and while his specific aim is “to offer a third
way beyond cognitivism and behaviorism for understanding cognition,” an extension to
consciousness can be cautiously inferred (Lobo et al., 2018; Gibson, 2024).
Gibson maintains that there is far more information available to our perceptual systems
than we are consciously aware of. He posits that “the optical information of an image is not so
much an impression of form and color, but rather of invariants. A fixated form of an object only
specifies certain invariants of the object, not its solid form.” Perceptual
learning is said to be “a process of seeing the differences in the perceptual field around
an individual” (Gibson, 2014, 2024).
Gibson rejects “the premise of the poverty of the stimulus, the physicalist conception of the
stimulus, and the passive character of the perceiver of mainstream theories of perception.”
Rather, he has the main principles of ecological psychology as “the continuity of perception and
action” and the “organism-environment system as unit of analysis” (Lobo et al., 2018).
Significantly, Gibson develops the original idea of “affordances” (he coins the term), which
are the ways the environment provides opportunities for and motivates actions of animals—human
examples include steep slopes inspiring the design of stairs and deposits of hydrocarbons
encouraging drilling. Gibson defends the radical idea that “when we perceive an object we observe
the object's affordances and not its particular qualities” because it is both more useful and
easier, which would mean that affordances are the objects of perception (Gibson, 2024; Lobo et al., 2018).
If perception is direct, and affordances provide the possibilities, then affordances are a kind
of state space of the mind. That environmental affordances may have enabled or selected for
consciousness would be consistent with embodied and enactive theories of consciousness.
9.7. Relational theories
Relational Theories of consciousness are those explanations whose distinctive feature is some
kind of active or transformative connection with something other than brain circuits and pathways
themselves.
9.7.1. A. Clark's extended mind
The extended mind, according to philosopher Andy Clark, features an “active externalism,” based
on the participatory role of the environment in driving cognitive processes. He asserts that when
the human organism is linked with an external entity in a two-way interaction, a “coupled system”
is created that can be conceptualized as a cognitive system in its own right (independent of the
two components). This is because all the components in the system play an active causal role, and
they jointly govern behavior in the same sort of way that cognition in a single system (brain)
usually does. To remove the external component is to degrade the system's behavioral competence,
just as it would to remove part of its brain. Clark's thesis is that this sort of coupled process
counts equally well as a cognitive process, whether or not it is wholly in the head (Clark and Chalmers, 1998).
Clark concludes his book, Supersizing the Mind, by inviting us “to cease to
unreflectively privilege the inner, the biological, and the neural … The human mind, viewed
through this special lens, emerges at the productive interface of brain, body, and social and
material world.” He marvels that “minds like ours emerge from this colorful flux as surprisingly
seamless wholes” (Clark, 2010).
According to Owen Flanagan, “Walking, talking and seeing are all things the enactive, embodied,
extended (code words for this hip new view) mind does in the world.” Clark “provides the best
argument I've seen for the idea that minds are smeared over more space than neuroscience might
have us believe, and that mind will continue spreading to other nooks and crannies of the universe
as cognitive prostheses proliferate” (Flanagan, 2009).
9.7.2. Noë’s “out of our heads” theory
Philosopher Alva Noë argues that
only externalism about the mind and mental content, which requires active and continuous
engagement between the brain and its environment, body and beyond, can succeed as a theory of
consciousness (Noë, 2010). He uses his
attention-alerting phrase “Out of Our Heads” as descriptor, not as metaphor, and he applies it
literally. His hypothesis is that expanding the locus of where consciousness occurs may help
explain its essence and mechanism. What does this actually mean?
Noë takes issue with both dualism and materialism; attacking the weaknesses of each is not hard
going. “We have no better idea how the actions of cells in the head give rise to consciousness
than we do how consciousness arises out of immaterial spiritual processes.” So, brain science, he
says, while it has the imprimatur of the scientific worldview, is not really going anywhere. It's
like trying to understand what makes a dance “a dance” by studying the movement of muscles (Noë, 2007).
He challenges the assumption that an event in the brain is alone sufficient for consciousness.
“We spend all our lives, not as free-floating brains; we're embodied, we're environmentally
embedded; we're socially nurtured from the very beginnings of our lives.” His idea is that “The
world shows up for us,” with “multiple layers of meaning.”
Noë offers an alternative framework, a novel way of thinking. “There are lots of discrete
processes going on inside the head. But that's not where we should look for consciousness. We
occupy a place in the world—all sorts of things are going on around us—and consciousness is that
activity of keeping tabs, keeping touch, paying attention to, interacting with the world.”
But what does it mean to say consciousness “is” that activity? “Is” as … “part of the process?”
Or “enabling,” “bringing about” or “causing”? Or, in the strong sense of “is” as identity theory?
Noë distinguishes the meaning and purposes of consciousness, which take place “out of our
heads,” from the mechanical locus of consciousness, the substrate on which its symbols are
physically encoded and manipulated.
Noë uses dreams as corroborating evidence that consciousness occurs outside of the brain. He
distinguishes dreams from real-life experiences, in that the latter has greater density, detail
and robustness. “You can't experience in a dream everything that you can experience outside of a
dream” (Noë, 2007).
Consciousness to Noë means “How the world shows up for us depends not only on our brains and
nervous systems but also on our bodies, our skills, our environment, and the way we are placed in
and at home in the world.” This does not happen automatically, passively, done to the organism,
but it is what the organism must do deliberately, proactively. “We achieve access to the world. We
enact it by enabling it to show up for us.… If I don't have the relevant skills of literacy, for
example, the words written on the wall do not show up for me” (Noë, 2012).
He stresses that consciousness isn't just a matter of events triggered inside us by things
outside us because things are triggered inside us all the time by all sorts of things outside of
us and they don't rise to consciousness. Much depends on context, interest, knowledge and
understanding.
Thus, consciousness is what happens when sentient creatures interact with their environment via
their brains; consciousness is not what their brains are doing to them. A science of
consciousness, Noë says, must explain the role the brain is playing in a dynamic active
involvement. It's not just that consciousness happens in the brain; it's not like that. “We are
not our brains” (Noë, 2012).
9.7.3. Loorits's structural realism
Philosopher Kristjan Loorits's Structural Realism posits that “conscious experiences are fully
structural phenomena that reside in our brains in the form of complex higher-order patterns in
neural activity.” He claims that the structural view of consciousness solves both the hard problem
and the problem of privacy (Loorits, 2019).
On the hard problem, according to Loorits, while some properties of our conscious experiences
seem to be qualitative and nonstructural—qualia—“these apparently nonstructural properties are, in
fact, fully structural.” He conjectures that qualia are “compositional with internal structures
that fully determine their qualitative nature” (Loorits, 2019), that “qualia are the
structures of vast networks of unconscious associations, and that those associational structures
can be found in our neural processes.” He makes the ambitious prediction that “with the proper
brain-stimulating technology, it should be possible to reveal the structural nature of qualia to
the experiencing subject directly” (Loorits, 2019). Loorits concludes
that “consciousness as a whole can be seen as a complex neural pattern that misperceives some of
its own highly complex structural properties as monadic and qualitative. Such neural pattern is
analyzable in fully structural terms and thereby the hard problem is solved (Loorits, 2014). (As for “the notion
of structure,” Loorits's Structural Realism has some structures existing in the world in an
objective sense and has conscious experiences among such structures [Loorits, 2019].)
On the privacy problem, according to Loorits, while our “powerful intuition” is that “the
content of my consciousness is directly accessible only to me”—a brain-bound internalist approach
to consciousness, which comports well with neurobiological theories—some argue that “we can only
talk about phenomena whose defining properties are known to us from the public realm.” According
to this externalist approach, “if our conscious experiences were entirely private, we could not
talk or theorize about them”—a way of thinking that suggests “conscious experiences should be
understood in terms of an organism's relationship to its socio-physical environment” (Loorits, 2019).
In defending internalism as the “location” of consciousness, Loorits argues that “structural
phenomena are describable and analyzable in public terms even if those phenomena themselves are
private.” Moreover, “the structure of our consciousness is always present in our neural processes
and only sometimes (additionally) in an extended system that includes elements of the environment”
(Loorits, 2018).
Loorits offers modest support to illusionists who propose that “the apparently non-structural
features of consciousness are in fact fully structural and merely seem to be non-structural.” He
argues that “such a position is tenable, but only if the non-structural ‘seemings’ are interpreted
as perspectival phenomena and not as theorists' fictions or absolute nothingness” (Loorits, 2022).
When George Musser was musing that qualia might be relational (9.7), he met with Loorits, and
to Musser's surprise, Loorits “had gone off the idea.” The disjunction is between third and
first-person perspectives, where the former is how qualia is explained relationally and the latter
is precisely the hard problem. According to Musser, Loorits's current thinking was that “qualia
may well be relational behind the scenes, but as long as they feel intrinsic to us, they still
elude scientific description.” Loorits concluded, “There is still a hard problem in a sense that
we seem to be able to experience qualia without being aware of their relational components” (Musser, 2023a, Musser, 2023b). (I tip my hat when a
philosopher changes their mind.)
9.7.4. Lahav's relativistic theory
Physicist Nir Lahav characterizes consciousness as a physical phenomenon that is relative to
the measurements of a "cognitive frame of reference." Just as different observers can have
different measurements of velocity in a relativistic context, the same is true for consciousness.
Two people can have different cognitive frames of reference, experiencing conscious awareness for
themselves but only measuring brain activity for the other. The brain doesn't create conscious
experiences through computations; rather, conscious experiences arise due to the process of
physical measurement. Different physical measurements in different frames of reference manifest
different physical properties, even when measuring the same phenomenon. This leads to different
manifestations of conscious experience and brain activity in separate cognitive frames (Lahav and Neemeh, 2022).
9.7.5. Tsuchiya's relational approach to consciousness
Neuroscientist Nao Tsuchiya's relational approach to consciousness is not so much a theory of
consciousness per se but more a fresh methodology, “an alternative approach to characterize, and
eventually define, consciousness through exhaustive descriptions of consciousness's relationships
to all other consciousnesses.” His approach is founded in category theory (i.e., mathematical
structures and their relations), which is used to characterize the structure of conscious
phenomenology as a category and describe the interrelationships of members with mathematical
precision. Tsuchiya proposes several possible definitions of categories of consciousness, both in
terms of level and contents—the objective being for these conceptual tools to clarify complex
theoretical concepts about consciousness, which have been long discussed by philosophers and
psychologists, and for such conceptual clarification to inspire further theoretical and empirical
research. To the extent that the project is successful, it will support relational theories of
consciousness (Tsuchiya and Saigo, 2021).
9.7.6. Jaworski's hylomorphism
Philosopher William Jaworski argues that the hard problem of consciousness arises only if
hylomorphism is false. Hylomorphism is the claim that structure is a basic ontological and
explanatory principle, and is responsible for individuals being the kinds of things they are, and
having the powers or capacities they have. As Jaworski explains, “A human is not a random
collection of physical materials, but an individual composed of physical materials with a
structure that accounts for what it is and what it can do—the powers it has. What is true of
humans is true of their activities as well.” Structured activities, he says, include perceptual
experiences, which means that everything about a perceptual experience, including its phenomenal
character, can be explained by describing the perceiver's structure: perceptual subsystems, the
powers of those subsystems, and the coordination that unifies their activities into the activity
of the perceiver as a whole. Conscious experiences, Jaworski concludes, “thus fit
unproblematically into the natural world—just as unproblematically as the phenomenon of life” (Jaworski, 2020).
According to Jaworski, from a hylomorphic perspective, “mind-body problems are byproducts of a
worldview that rejects structure, and which lacks a basic principle which distinguishes the parts
of the physical universe that can think, feel, and perceive from those that can't. Without such a
principle, the existence of those powers in the physical world can start to look inexplicable and
mysterious.” But if mental phenomena are structural phenomena, he says, then they are part of the
physical world and thus “hylomorphism provides an elegant way of solving mind-body problems” (Jaworski, 2016).
While hylomorphism exemplifies a suite of arguments purporting to undermine the hard problem,
its own challenge seems two-fold: (i) by defining structure as primitive and fundamental, it
almost embeds the desired conclusion in the definitional premise; and (ii) by not distinguishing
kinds of structure, all structure holds the same level of ultimate explanation, which may not fit
consciousness.
9.7.7. Process theory
A process theory of consciousness is founded on process philosophy, the metaphysical idea that
fundamental reality is dynamic, change, shift—the action of becoming.30 With respect to
consciousness, process philosophy has refused to bifurcate human experience from nature, and as a
consequence, process philosophy holds to a “panexperientialist” ontology where experience goes all
the way down in nature, and consciousness genuinely emerges as an achievement of the evolution of
experience through time. Only in the case of God (if God exists, of course) does consciousness
belong to nature as an ontological primitive. (Davis, 2020, 2022; Faber, 2023).
David Ray Griffin suggests that “panexperientialist physicalism,” by allowing for “compound
individuals” and thereby a “nondualistic interactionism” that combines these strengths, can
provide a theory that overcomes the problems of materialist physicalism (Griffin, 1997).
Panexperientialist physicalism, he says, portrays the world as comprised of creative,
experiential, physical-mental events. His process-type panexperientialism agrees with
materialism that there is only one kind of stuff, but enlarges “energy” to “experiential
creativity” (thus distinguishing it from panpsychism, 13.12). Process panexperientialists assume
that it lies in the very nature of things for events of experiential creativity to occur—for
partially self-creative experiences to arise out of prior
experiences and then to help create subsequent experiences. The process by which our
(sometimes partly conscious) experiences arise out of those billions of events constituting our
bodies at any moment is simply the most complex example of this process—and the only one the
results of which we can witness from the inside.
9.8. Representational theories
Representational Theories of consciousness elevate the explanatory power of mental
representations, which are inner-perceived notions or imagery of things, concrete or abstract, that
are not currently being presented to the senses. Representational theories seek to explain
consciousness in terms of mental representations rather than simply as neural or brain states.
Mental representations utilize cognitive symbols that can be manipulated in myriad ways to describe,
consider and explain an endless variety of thoughts, ideas, and concepts (Mental representation, 2024.
Wikipedia). According to strict representationalism, conscious mental states have no mental
properties other than their representational properties (Van Gulick, 2019).
According to philosopher Michael Tye, “representationalism is a thesis about the phenomenal
character of experiences, about their immediate subjective ‘feel’. At a minimum, the thesis is one
of supervenience: necessarily, experiences that are alike in their representational contents are
alike in their phenomenal character. So understood, the thesis is silent on the nature of phenomenal
character. Strong or pure representationalism goes further. It aims to tell us what phenomenal
character is.” In this view, “phenomenal character is one and the same as representational content
that meets certain further conditions” (Tye, 2002).
Philosopher Fred Dretske's "Representational Thesis" is the claim that: (1) All mental facts are
representational facts, and (2) All representational facts are facts about informational functions
(Dretske, 2023).
Philosopher Amy Kind observes that “as philosophers of mind have begun to rethink the sharp
divide that was traditionally drawn between the phenomenal character of an experience (what it’s
like to have that experience) and its intentional content (what it represents), representationalist
theories of consciousness have become increasingly popular” (Kind, 2010).
While almost all theories of consciousness have representational features, the representational
theories themselves, including those that follow, are distinguished by the more robust claim that
their representational features are what explain consciousness (Van Gulick, 2019). A hurdle for all
theories is the need to explain phenomenology in terms of intentionality, the “aboutness”
of mental states, under the assumption that intentionality must be represented (Lycan, 2019).
This is Jerry Fodor's challenge: “I suppose that sooner or later the physicists will complete the
catalog they've been compiling of the ultimate and irreducible properties of things. When they do,
the likes of spin, charm, and charge will perhaps appear on their list. But aboutness surely won't;
intentionality simply doesn't go that deep” (Fodor, 1989).
9.8.1. First-order representationalism
First-order representationalism (FOR) seeks to account for consciousness in terms of, or by
reducing to, external, world-directed (or first-order) intentional states (Gennaro, n.d.). In other words,
consciousness can be explained, primarily, by understanding how the directedness of our mental
states at objects and states of affairs in the world is generated directly by those objects and
states of affairs (Searle, 1979).
Fred Dretske asserts that “the phenomenal aspects of perceptual experiences are one and
the same as external, real-world properties that experience represents objects as having.” He
argues that “when a brain state acquires, through natural selection, the function of carrying
information, then it is a mental representation suited (with certain provisos) to being a state
of consciousness.” (In contrast, “representations that get their functions through being
recruited by operant
conditioning, on the other hand, are beliefs.”) (Dretske, 1997).
As philosopher Peter Carruthers explains, “the goal [of FOR] is to characterize all of the
phenomenal—‘felt’—properties of experience in terms of the representational contents of
experience (widely individuated). On this view, the difference between an experience of red and an
experience of green will be explained as a difference in the properties represented—reflective
properties of surfaces, say—in each case. And the difference between a pain and a tickle is
similarly explained in representational terms—the difference is said to reside in the different
properties (different kinds of disturbance) represented as located in particular regions of the
subject's own body” (Carruthers, 2000).
Carruthers recounts his unusual transition from higher-order theory to first-order theory.31 He originally explained
phenomenal consciousness in terms of “dispositionalist higher-order thought theory,” which he
characterized as “a certain sort of intentional content (‘analog’, or fine-grained), held in a
special-purpose short-term memory store in such a way as to be available to higher-order thoughts
… all of those contents are at the same time higher-order ones, acquiring a dimension of
seeming or subjectivity” (Carruthers, 2000). (One of his
goals, he says, is “to critique mysterian [10.2] and property-dualist accounts of phenomenal
consciousness … [by] defending the view that consciousness can be reductively explained in terms
of active non-conceptual representations.” He sought to “disarm (and explain away the appeal of)
the various ‘hard problem’ thought experiments (zombies, explanatory gaps, and the rest)” (Carruthers, 2017).
The later Carruthers concludes that the earlier Carruthers had “rejected first-order
representational theories of consciousness on inadequate grounds.” As a result, “since there is
extensive evidence that conscious experience co-occurs with the global broadcasting of first-order
non-conceptual contents in the brain [9.2.3], and since this evidence is most easily accommodated
by first-order representationalism, the latter is preferable to any form of higher-order account”
(Carruthers, 2017).
Philosopher Neil Mehta and anesthesiologist George Mashour describe FOR as
consisting of “sensory representations directly available to the subject for action selection,
belief formation, planning, etc.” They posit a neuroscientific framework, according to which
neural correlates of general consciousness include prefrontal cortex, posterior
parietal cortex, and non-specific thalamic nuclei, while neural correlates of specific
consciousness include sensory
cortex and specific thalamic nuclei” (Mehta and Mashour, 2013).
FOR's core philosophical idea, Mehta and Mashour state, is that “any conscious state is a
representation, and what it’s like to be in a conscious state is wholly determined by the
content of that representation. By definition, a representation is about something, and
the content of a representation is what the representation is about. For instance, the word
‘dolphins’ (representation) is about dolphins (content).” But, they clarify, “a representation is
not identical to its content.” The English word “dolphins” has eight letters, but dolphins
themselves do not have any letters. “Conversely, dolphins swim, but the word ‘dolphins’ does not
swim.”
This distinction leads to the strong view that neural states seem to have very different
properties than conscious perceptions. “For instance, when someone consciously perceives the color
orange, normally there is nothing orange in that person's brain. First-order representationalists
explain this by holding that a conscious perception of orange is a representation of orange, and
(as the ‘dolphin’ example shows) the properties of a representation can be very different from the
properties of its content” (Mehta and Mashour, 2013).
FOR's core neurobiological idea is that “each specific type of conscious state corresponds to a
specific type of neural state.” Ned Block seeks to “disentangle the neural basis of phenomenal
consciousness from the neural machinery of the cognitive access that underlies reports of
phenomenal consciousness.” He argues that, in a certain sense, “phenomenal consciousness overflows
cognitive accessibility.” He posits that “we can find a neural realizer of this overflow if we
assume that the neural basis of phenomenal consciousness does not include the neural basis of
cognitive accessibility and that this assumption is justified (other things being equal) by the
explanations it allows” (Block, 2007c).
Block hypothesizes that the conscious experience of motion is a certain kind of
activation of visual area V5, which suggests that sensory
systems are the neural correlates of sensory consciousness. He further speculates that
what's required for consciousness in general are connections between these cortical regions and
the thalamus, “which suggests that sensory and perhaps post-sensory systems … are the neural
correlates of general consciousness, as well” (Block, 2007c).
Block says he favors the first-order point of view, and if it is right, he says, “It may be
conscious phenomenology that promotes global broadcasting, something like the reverse of what the
global workspace theory of consciousness supposes. First-order phenomenology may be a causal
factor in promoting global broadcasting; but according to the global workspace theory, global
broadcasting constitutes consciousness rather than being caused by it” (Block, 2023, pp. 8–9).
With a pungent example, Block compares first-order representationalism with higher-order
representationalism (9.8.3), higher-order theories (HOT). “We have two perceptions that equally
satisfy the descriptive content of the HOT, but one and not the other causes the HOT. But that
gives rise to the problem of how a thought to the effect that I am smelling vomit could make a
perception of crimson a conscious perception. The perception of crimson could cause the HOT while
a simultaneous first-order smell-representation of vomit does not cause any higher-order state.
The consequence would be that the perception of crimson is a conscious perception and the
perception of vomit is not, even though the subject experiences the perception of crimson as if it
were the perception of vomit.” Block concludes that “a descriptivist view based on content is
inadequate,” and that “the difficulty for the HOT theory is that it is unclear what relation has
to obtain between a HOT and a perception for the perception to be conscious” (Block, 2023, pp. 425–426).
9.8.2. Lamme's recurrent processing theory
Neuroscientist Victor Lamme proposes Recurrent Processing Theory, which stresses brain sensory
systems that are massively interconnected and involve feedforward and feedback connections, as
being necessary and sufficient for consciousness. The visual system provides a case where “forward
connections from primary visual area V1, the first cortical visual area, carry information to
higher-level processing areas, and the initial registration of visual information involves a
forward sweep of processing.” Moreover, many feedback connections link visual areas with other
brain regions, which, later in processing, are activated and thereby yield dynamic activity within
the visual system (Wu, 2018).
Lamme proposes four stages of visual processing: Stage 1: Visual signals are processed locally
within the visual system (i.e., superficial feedforward processing). Stage 2: Visual signals
travel further forward in the processing hierarchy where they can influence action (i.e., deep
feedforward processing). Stage 3: Information travels back into earlier visual areas, leading to
local recurrent processing (i.e., superficial recurrent processing). Stage 4: Information
activates widespread brain areas (i.e., widespread recurrent processing) (Wu, 2018).
According to Lamme, it is the recurrent processing in Stage 3, which is a first-order theory
and can occur in both sensory and post-sensory areas, that he claims to be necessary and
sufficient for consciousness. In other words, “for a visual state to be conscious is for a certain
recurrent processing state to hold of the relevant visual circuitry” (Wu, 2018).
Ned Block calls Recurrent Processing Theory “basically a truncated form of the global
workspace account: It identifies conscious perception with the recurrent activations in the back
of the head without the requirement of broadcasting in the global workspace.” Block points out
that “first-order theories do not say that recurrent activations are by themselves sufficient
for consciousness. These activations are only sufficient given background conditions. Those
background conditions probably include intact connectivity with subcortical
structures.” What then is “enough for conscious perceptual phenomenology” is “the active
recurrent loops in perceptual areas plus background conditions.” Block concludes: “So long as
high-level representations participate in those recurrent loops, conscious high-level content is
assured” (Block, 2023, pp. 8–9).
Lamme critiques Global Workspace Theory [9.2.3] as “all about access but not about seeing”
(even though his Stage 4 is consistent with global workspace access). The crucial distinction is
that Global Workspace Theory has recurrent processing at Stage 4 as necessary for consciousness,
while Recurrent Processing Theory has recurrent processing at Stage 3 as sufficient. The latter
would enable phenomenal consciousness without access by the global neuronal workspace (Wu, 2018).
Overall, Lamme avers that “neural and behavioral measures should be put on an equal footing”
and that “only by moving our notion of mind towards that of brain can progress be made” (Lamme, 2006). He depicts “a notion
of consciousness that may go against our deepest conviction: ‘My consciousness is mine, and mine
alone.’ It's not,” he says (Lamme, 2010).
9.8.3. Higher-order theories
According to Higher-Order Theories of consciousness, what makes a perception conscious is the
presence of an accompanying cognitive state about the perception. This means that phenomenal
consciousness is not immediate awareness of sensations. Rather, it is the higher-level sensing of
those sensations, a product of second-order thoughts about first-order perceptions or mental
states—a two-level process. Higher-Order Theories are distinguished from other cognitive accounts
of phenomenal consciousness which assume that first-order perceptions or mental states can
themselves be directly conscious—a one-level process (9.8.1, 9.8.2) (Carruthers, 2020, Higher-order theories of consciousness,
2023).
According to Peter Carruthers, “humans not only have first-order non-conceptual and/or
analog perceptions of states of their environments and bodies, they also have second-order
non-conceptual and/or analog perceptions of their first-order states of perception.” This
higher-order perception theory holds that “humans (and perhaps other animals) not only have
sense-organs that scan the environment/body to produce fine-grained representations, but they
also have inner senses which scan the first-order senses (i.e. perceptual experiences) to
produce equally fine-grained, but higher-order, representations of those outputs.” Hence,
Higher-Order Theories are also called “inner-sense theory.” Notably, “the higher-order approach
does not attempt to reduce consciousness directly to neurophysiology
but rather its reduction is in mentalistic terms, that is, by using such notions as thoughts and
awareness” (Cardenas-Garcia, 2023).
The main motivation driving higher-order theories of consciousness, according to Carruthers,
“derives from the belief that all (or at least most) mental-state types admit of both conscious
and unconscious varieties … And then if we ask what makes the difference between a conscious and
an unconscious mental state, one natural answer is that conscious states are states that we are
aware of.” This translates into the view that conscious states are states “that are the objects of
some sort of higher-order representation—whether a higher-order perception or experience, or a
higher-order thought” (Cardenas-Garcia, 2023).
Various flavors of higher-order theories can be distinguished, including the following (Cardenas-Garcia, 2023):
-
Actualist Higher-Order Thought Theory (championed by David Rosenthal): A phenomenally conscious mental state is a state that is the object of a higher-order thought, and which causes that thought non-inferentially.
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Dispositionalist Higher-Order Thought Theory: A phenomenally conscious mental state is a state that is available to cause (non-inferentially) higher-order thoughts about itself (or perhaps about any of the contents of a special-purpose, short-term memory store).
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Self-Representational Theory: A phenomenally conscious mental state is a state that, at the same time, possesses an intentional content, thereby in some sense representing itself to the person who is the subject of that state.
According to Ned Block, there are two approaches to higher-order thought (HOT) theories of
consciousness. The “double representation” approach says that the HOT involves a distinct coding
of the perceptual content, such that a conscious perception will be “accompanied” by a thought of
that experience, giving two representations of the conscious experience, one perceptual, one
cognitive and conceptual. He considers it “mysterious” how a perception can be conscious. The
second version of HOT has a thought or at least a cognitive state that makes a perception
conscious but that thought does not itself have any perceptual content. Block refers to Hakwan
Lau, who sometimes describes the higher-order state as a “pointer” to a first-order state. The
pointer theory is cognitive in that the pointer is a thought, but it is not conceptualist since it
involves no concept of a conscious experience involved in the thought that is supposed to make a
perception conscious (Block, 2023, pp. 425–426).
Lau himself argues that the key to characterizing consciousness lies in its connections to
belief formation and epistemic justification on a subjective level (Lau, 2019a); he describes
consciousness as “a battle between your beliefs and perceptions” (Lau, 2019b). A clue, he
suggests—at least at the level of functional anatomy—is that the neural mechanisms for conscious
perception and sensory metacognition are similar, sensory metacognition meaning the monitoring
of the quality or reliability of internal perceptual signals. Both mechanisms involve neural
activity in the prefrontal and parietal
cortices, outside of primary sensory regions (9.8.4).
Reflexive theories, which link consciousness and self-awareness, are either a sister or a
cousin of Higher-Order Theories. They differ in that reflexive theories situate self-awareness
within the conscious state itself rather than in an independent meta-state focusing on it. The
same conscious state is both intentionally outer-directed awareness of external perceptions and
intentionally inner-directed awareness of self-sense. A strong claim is that this makes reflexive
awareness a central feature of conscious mental states and thereby qualifies as a theory of
consciousness. Whether reflexive theories are variants of Higher-Order Theory (“sister”) or a
“same-order” account of consciousness as self-awareness (“cousin”) is in dispute (Van Gulick, 2019).
Social psychologist Alexander Durig claims that our two brain hemispheres, operating as two
brains, aware of each other and interacting with each other, exist in a system of “interactive
reflexivity,” and it is this reflexivity, while being perpetually aware of the world and each
other's perception of the world, that is the foundation of consciousness (Durig, 2023).
9.8.4. Lau's perceptual reality monitoring theory
Cognitive
neuroscientist Hakwan Lau introduces Perceptual Reality Monitoring Theory, which he says
is an empirically-grounded higher-order theory of conscious perception. He proposes that
conscious perception in an agent occurs “if there is a relevant higher-order representation with
the content that a particular first-order perceptual representation is a reliable
reflection of the external world right now. The occurrence of this higher-order
representation gives rise to conscious experiences with the perceptual content represented by the
relevant first-order state.” This structure allows us to distinguish “reality from fantasy in a
generally reliable fashion” (Lau, 2019a).
The agent is not conscious of the content of this higher-order representation itself, Lau says,
“but the representation is instantiated in the system in such a way to allow relevant inferences
to be drawn (automatically) and to be made available to the agent (on a personal level, in ways
that make the inferences feel subjectively justified)” (Lau, 2019a). It is a
subpersonal process. “That is, we don't have to think hard to come up with this
higher-order representation. It's not a thought in that sense.” Rather, “this higher-order
representation serves as a tag or label indicating the suitable epistemic status of the sensory
representation, and functions as a gating mechanism to route the relevant sensory information for
further cognitive processing” (Lau, 2022, p. 28).
This structural mechanism, Lau asserts, sets his view “apart from global theories” (9.8.3).
This is because, he says, “such further processing is only a potential consequence, but not a
constitutive part of the subjective experience … In other words, consciousness is neither
cognition nor metacognition. It is the mechanistic interface right between perception and
cognition.” Lau believes that “such higher-order mechanisms likely reside within the mammalian
prefrontal cortex, where the functions of perceptual metacognition are also carried out” (Lau, 2022, p. 28).
But can we ask what happens when higher-order representation is missing? Wouldn't
subjective experience also be missing? This explains, Lau says, “why sometimes sensory
representations alone do not lead to conscious experiences at all, as in conditions like blindsight,
where, because of brain
damage, a person (or an animal) is able to respond accurately to visual
stimuli while denying any conscious awareness of them” (Lau, 2022, pp. 35–36).
Blindsight, in fact, is a litmus test for any theory of consciousness and Lau claims his theory
offers the most coherent explanation: Blindsight “occurs when a first-order representation occurs
without the corresponding higher-order representation … That's why the perceptual capacity is
there (due to the first-order representations), but the phenomenology of conscious perception is
missing” (Lau, 2019b).
Lau says his theory is a functionalist account. As such, he says, “some animals may not be
conscious. And yet, perhaps even a robot or computer program could be.” He highlights “the role of
memory in conscious experience, even for simple percepts. How an experience feels depends on
implicit memory of the relationships between different perceptual representations within the
brain” (Lu et al., 2022).
Lau critiques both the global view of consciousness (9.2.3) and the local view (9.8.1 and
9.8.2) as “polar extremes,” arguing that his own intermediate or centrist position is superior (Lau, 2022, pp. 25, 26, 130). As part
of his model, he takes from artificial intelligence the idea of a “discriminator,” which can
distinguish between “real” and “self-generated” images (Lau, 2022, p. 142). Applied to human
consciousness, an analogous “discriminator” “distinguishes between true perceptions of the world,
memory, fantasy, and neuronal noise. For conscious perception of an object to occur, this
discriminator must confirm that the early sensory information represents the object. This model,
Lau asserts, accounts for sensory richness, because higher-order representations access richer,
lower-level perceptions of first-order representations (Stirrups, 2023). Bottom line, Lau strikes
the ambitious claim that his theory explains the subjective “what-it-is-like-ness” of first-person
experience—why it “feels like something” to be in a particular brain state, say with a
sharp pain—mediated by higher-order representations in the brain (Lau, 2022, p. 197).
Enhancing his model, Lau proposes that “because of the way the mammalian sensory cortices are
organized, perceptual signals in the brain are spatially ‘analog’ in a specific sense,” which
enables “computational advantages.” Given this analog nature, “when a sensory representation
becomes conscious, not only do we have the tendency to think that its content reflects the state
of the world right now, also determined is what it is like to have the relevant
experience—in terms of how subjectively similar it is with respect to all other possible
experiences.” Lau submits that this addresses the hard problem, “better than prominent alternative
views” (Lau, 2022, p. 29).
9.8.5. LeDoux's higher-order theory of emotional consciousness
Neuroscientist Joseph LeDoux's Higher-Order Theory of Emotional Consciousness combines his
approach to higher-order representationalism (9.8.3) and his commitment to the centrality of
emotion. His thesis is that “the brain mechanisms that give rise to conscious emotional feelings
are not fundamentally different from those that give rise to perceptual conscious experiences.”
Both, he proposes, “involve higher-order representations (HORs) of lower-order information by
cortically based general networks of cognition” (GNC). The theory argues that GNC and
“self-centered higher-order states are essential for emotional experiences” (Ledoux and Brown, 2017).
LeDoux challenges the traditional view that emotional states of consciousness (emotional
feelings) are “innately programmed in subcortical areas of the brain,” and are “as different from
cognitive states of consciousness, such as those related to the perception of external stimuli.”
Rather, LeDoux argues that “conscious experiences, regardless of their content, arise from one
system in the brain” and that “emotions are higher-order states instantiated in cortical
circuits.” In this view, all that differs in emotional and nonemotional states are “the kinds of
inputs that are processed.” According to LeDoux, “although subcortical circuits are not directly
responsible for conscious feelings, they provide nonconscious inputs that coalesce with other
kinds of neural signals in the cognitive assembly of conscious emotional experiences.”
For understanding the emotional brain, LeDoux focuses on “fear,” defining it as “the
conscious feeling one has when in danger.” In the presence of a threat, he says, “different
circuits underlie the conscious feelings of fear and the behavioral responses and physiological
responses that also occur.” But it is the “experience of fear,” the conscious emotional
feeling of fear, that informs LeDoux's theory of consciousness, which he explains as follows. “A
first-order representation of the threat enters into a higher-order representation, along with
relevant long-term memories—including emotion schema—that are retrieved. This initial HOR
involving the threat and the relevant memories occurs nonconsciously. Then, a HOROR [i.e., a
third-order state, a HOR of a representation, a HOR of a HOR] allows for the conscious noetic
experience of the stimulus as dangerous. However, to have the emotional autonoetic experience of
fear, the self must be included in the HOROR” (Ledoux and Brown, 2017).
Advancing his theory, LeDoux explores “introspection,” the term given by higher-order theorists
to this third level of representations, that is, “to be aware of the higher-order state (to be
conscious that you are in that state).” LeDoux proposes “a more inclusive view of introspection,
in which the term indicates the process by which phenomenally experienced states result.”
Introspection, he says, “can involve either passive noticing (as, for example, in the case of
consciously seeing a ripe strawberry on the counter) or active scrutinizing (as in the case of
deliberate focused attention to our conscious experience of the ripe strawberry).” Both kinds of
introspection lead to phenomenal experience, in LeDoux's view (Ledoux and Brown, 2017).
HOROR theory states that “phenomenal consciousness does not reflect a sensory state (as
proposed by first-order theory) or the relation between a sensory state and a higher-order
cognitive state of working memory (as proposed by traditional HOT). Instead, HOROR posits that
phenomenal consciousness consists of having the appropriate HOR of lower-order information, where
lower-order does not necessarily mean sensory, but instead refers to a prior higher-order state
that is rerepresented.” He says, “This second HOR is thought-like and, in virtue of this,
instantiates the phenomenal, introspectively accessed experience of the external sensory
stimulus. That is, to have a phenomenal experience is to be introspectively aware of a
nonconscious HOR.” He distinguishes ordinary introspective awareness, which is the passive kind of
“noticing” that he postulates is responsible for phenomenal consciousness, “from the active
scrutinizing of one's conscious experience that requires deliberate attentive focus on one's
phenomenal consciousness.” Active introspection, he stresses, “requires an additional layer of HOR
(and thus a HOR of a HOROR).”
In studies of human patients, LeDoux and his PhD adviser, Michael Gazzaniga, “concluded that
conscious experiences are the result of cognitive interpretation situations in an effort to help
maintain a sense of mental unity in the face of the neural diversity of non-conscious behavioral
control systems in our brain” (LeDoux, 2023b).
Rejecting the notion of the “self,” and certainly mind-body dualism, LeDoux positions
“consciousness” as the fourth and final “realm of existence” for animal life, the four realms
being “bodily, neural, cognitive, and conscious.” LeDoux replaces the self with an “ensemble of
being” that “subsumes our entire human existence, both as individuals and as a species” (LeDoux, 2023a).
LeDoux's views continue to develop. In particular, he picks out two overarching perspectives.
First, his multi-state hierarchical model of consciousness, which features an
intricate anatomical framework evincing the complexity of higher-order processing via
redundancy. The multi-state hierarchical model of consciousness, he says, “replaces the
traditional volley between the sensory
cortex and the lateral PFC [prefrontal cortex] with a more complex anatomical
arrangement consisting of a hierarchy of structures, each of which creates different kinds
of states that are re-represented/re-described by circuits of sub-granular and granular PFC
and that contribute to higher-order mental modeling and conscious experience. The states
that constitute the functional features of the multi-state hierarchical higher-order theory
of consciousness, and the brain areas that are associated with these states, include primary
lower-order states (areas of the sensory cortex); secondary lower-order states (memory areas
and other convergence zones in the temporal and parietal lobes); sub-higher-order states
(meso-cortical areas of sub-granular PFC, including the anterior cingulate, orbital,
ventromedial, prelimbic, and insula
PFC); and higher-order states that re-represent/re-describe/index the various other states
to construct mental
models in working memory (granular PFC)” (LeDoux, 2023a, p. 234).
LeDoux's second overarching perspective is the dual mental hypothesis that shows the
interplay between preconscious and conscious states and the role of narratives in driving them. In
the dual mental-model hypothesis, he says, “explicit consciousness of complex events emerges from
interactions between granular and sub-granular PFC states. Lower-order non-PFC states, while often
involved as inputs to the PFC, are not necessary for such higher-order conscious experiences. In
other words, a thought, which is a higher-order state constructed by a pre-conscious mental model,
is sufficient to populate the conscious higher-order state via the second mental model.” The
output of the conscious mental model, he says, “much like the output of the pre-conscious mental
model, is an abstract mentalese narrative (albeit a conscious one) that feeds distributaries
flowing to motor circuits that control overt behavior and verbal expression.” LeDoux senses that
“this implies that we have conscious agency, which you may know of as free will”—adding, “the
question of whether we actually make conscious choices is a matter of debate” (LeDoux, 2023a, pp. 296–297).
9.8.6. Humphrey's mental representations and brain attractors
Neuropsychologist Nicholas Humphrey employs an evolutionary framework, combining mental
representations with what he calls “attractor states in the brain,” to develop a novel
materialistic theory of phenomenal consciousness, which he sees as a late and not ubiquitous
evolutionary development. His multi-discipline argument follows (Section: Humphrey, 2023a, Humphrey, 2023b, 2022, 2024; Humphrey, 2023a, Humphrey, 2023b).
Sensations, he says, are ideas we generate: mental representations of stimuli arriving at our
sense
organs and how they affect us. Their properties are to be explained, therefore, not
literally as the properties of brain-states, but rather as the properties of mind-states dreamed
up by the brain. Remarkably, we (and presumably other sentient creatures) represent what's
happening as having “phenomenal properties”, or “qualia”, that fill the “thick time” of the
subjective present. The result is we come to have a psychologically impressive sense of self—a
“phenomenal self” that is semi-independent of our physical bodies. This idea of “what it’s like to
be me” may be in some respects “fake news”; but Humphrey's point is that, to us as the subjects,
it's big news!
When it comes to how sensations are generated in the brain, Humphrey points out this has to be
a two-stage process: first the gathering of sensory information, which is the sensory text, then
the interpretation of this information, which is the conscious reading. This two-stage process
generates our subjective take on what this is like for us. Phenomenal properties arise only at the
interpretative stage. This, Humphrey stresses, is “a point often lost on researchers looking for
the neural correlates of consciousness, who assume the properties of the brain activity must map
onto the phenomenal properties of conscious experience.” He calls the hard problem “the wrong
problem” (Humphrey, 2022).
Humphrey believes that our best approach to explaining sentience (which is how he labels
phenomenal consciousness) will be “forward engineering”—reconstructing the steps by which natural
selection could have invented it. He proposes that sensations originated in primitive animals as
evaluative responses to stimulation at the body surface. Thus, sensations started out as something
the animal did about the stimulation rather than something it felt about it. Early on, however,
animals hit on the trick of monitoring these responses—by means of an “efference copy” of the
command signals—to yield a simple representation of what the stimulation is about. In short, a
feeling (Humphrey, 2023a, Humphrey, 2023b).
Humphrey's story quickens, as that feeling became privatised, resulting in activity in neural
feedback loops, which became recursive and stretched out in time, taking on complex higher-order
properties. It was then refined and stabilised to generate mathematically complex attractor
states, which would give rise—“out of the blue”—to the apparently unaccountable qualities of
sensory qualia. Quite possibly, he says, phenomenal experience involves the brain generating
something like an internal text, which it interprets as being about phenomenal properties. The
driving force behind these later developments was the adaptive benefits to the animal of the
emergence of the phenomenal self.
This is why Humphrey takes phenomenal consciousness as a relatively late evolutionary
invention, having evolved only in animal species that (a) have brains capable of entertaining
and enjoying these fancy mental representations, and (b) lead lives in which having this bold
sense of self can give them an edge in the fitness game. Thus, Humphrey challenges conventional
wisdom that phenomenal consciousness in the animal kingdom is a gradient; his “hunch” is that
only mammals and birds make the cut. Chimpanzees, dogs, parrots have it. Lobsters, lizards,
frogs do not (Humphrey, 2023a, Humphrey, 2023b).
9.8.7. Metzinger's no-self representational theory of subjectivity
Philosopher Thomas Metzinger presents a representationalist and functional analysis of
subjectivity, the consciously experienced first-person perspective (Metzinger, 2004). What has been
traditionally called “conscious thought,” he argues, is actually “a subpersonal process, and only
rarely a form of mental action. The paradigmatic, standard form of conscious thought is
non-agentive, because it lacks veto-control and involves an unnoticed loss of epistemic agency and
goal-directed causal self-determination at the level of mental content.” Conceptually, Metzinger
states, “conscious thought … must be described as an unintentional form of inner behaviour” (Metzinger, 2015).
A starting assumption is that phenomenal consciousness (subjective experience), “rather than
being an epiphenomenon, has a causal role in the optimisation of certain human behaviours” (Frith and Metzinger, 2016). A
leitmotif of Metzinger's models is that there are no such things as “selves”; selves do not exist
in the world: “nobody ever had or was a self.” All that exists, he argues, are “phenomenal selves,
as they appear in conscious experience. The phenomenal self, however, is not a thing but an
ongoing process; it is the content of a ‘transparent self-model’” (Metzinger, 2004).
Metzinger employs empirical research to support his deflationary no-self model, showing
how “we are not mentally autonomous subjects for about two thirds of our conscious lifetime,
because while conscious cognition is unfolding, it often cannot be inhibited, suspended, or
terminated.” This means that “the instantiation of a stable first-person perspective as well as
of certain necessary conditions of personhood
turn out to be rare, graded, and dynamically variable properties of human beings” (Metzinger, 2015).
Drawing on a large psychometric
study of meditators in 57 countries—more than 500 experiential reports—Metzinger focuses on
“pure awareness” in meditation—the simplest form of experience there is—to illuminate, as he
puts it, “the most fundamental aspects of how consciousness, the brain, and illusions of self
all interact.” Metzinger explores “the increasingly non-egoic experiences of silence,
wakefulness, and clarity, of bodiless body-experience, ego-dissolution, and nondual awareness”
in order to assemble “what it would take to arrive at a minimal model explanation for conscious
experience and create a genuine culture of consciousness” (Metzinger, 2024).
Metzinger uses an interdisciplinary, multi-layer analysis of phenomenological,
representationalist, informational-computational, functional, and physical-neurobiological kinds
of descriptions. His representationalist theory analyzes its target properties—those aspects of
the domain to be explained. He seeks to make progress “by describing conscious systems as
representational systems and conscious states as representational states” (Metzinger, 2000). He argues that
“individual representational events only become part of a personal-level process by being
functionally integrated into a specific form of transparent conscious self-representation, the
‘epistemic agent model’ (EAM).” The EAM, he suspects, “may be the true origin of our consciously
experienced first-person perspective” (Metzinger, 2015).
Metzinger's resolution of the mind-body problem follows directly: our Cartesian intuitions that
subjective experiences, phenomenal consciousness, “can never be reductively explained are
themselves ultimately rooted in the deeper representational structure of our conscious minds” (Metzinger, 2004).
A corollary of Metzinger's work concerns individual behavior and collective culture, based on
our perception of the experience of being an agent that causes events in the world and the belief
that we “could have done otherwise” (the test of libertarian free will). This experience and
belief enable us “to justify our behaviour to ourselves and to others and, in the longer term,
create a cultural narrative about responsibility.” Metzinger concludes that “conscious experience
is necessary for optimizing flexible intrapersonal interactions and for the emergence of
cumulative culture” (Frith and Metzinger, 2016).
9.8.8. Jackson's diaphanous representationalism and the knowledge argument
Philosopher Frank Jackson develops a representationalist view about perceptual experience.
“That experience is diaphanousness (or transparent) is a thesis about the phenomenology of
perceptual experience. It is the thesis that the properties that make an experience the kind of
experience it is are properties of the object of experience.” In other words, “accessing the
nature of the experience itself is nothing other than accessing the properties of its object” (Jackson, 2007).
Jackson uses his Diaphanous Representationalism theory to undermine his own prior argument
against materialism/physicalism based on the famous thought experiment of Mary the brilliant
neurophysiologist who is forced to investigate the world from a black and white room via a black
and white television monitor, and who acquires all the physical information there is to obtain
about what goes on when we see colors. “What will happen when Mary is released from her black and
white room or is given a color television monitor? Will she learn anything or not? It
seems just obvious that she will learn something about the world and our visual experience of it.
But then it is inescapable that her previous knowledge was incomplete. But she had all
the physical information. Ergo there is more to have than that, and Physicalism is false”
(Jackson, 1982).
Jackson argues that “although the diaphanousness thesis alone does not entail
representationalism, the thesis supports an inference from a weaker to a stronger version of
representationalism. On the weak version, perceptual experience is essentially representational.
On the strong version, how an experience represents things as being exhausts its experiential
nature.” This means that there is nothing else needed to bring about phenomenal consciousness
(qualia). Hence, according to Jackson, “strong representationalism undermines the claim that Mary
learns new truths when she leaves the room”—which would defeat the defeater of
materialism/physicalism (Jackson, 2007).
Philosopher Torin Alter disagrees, arguing that representationalism provides no basis for
rejecting the knowledge argument, because even if representational character exhausts phenomenal
character, “the physicalist must still face a representationalist version of the Mary challenge,
which inherits the difficulty of the original” (Alter, 2003).
9.8.9. Lycan's homuncular functionalism
Philosopher William Lycan defends a materialist, representational theory of mind that he calls
“homuncular functionalism” and which posits that “human beings are ‘functionally organized
information-processing systems’ who have no non-physical parts or properties.” Lycan does
recognize “the subjective phenomenal qualities of mental states and events, and an important sense
in which mind is ‘over and above’ mere chemical matter” (Lycan, 1987). But he defends
materialism in general and functionalist theories
of mind in particular by arguing for what he calls the "hegemony of representation," in
that “there is no more to mind or consciousness than can be accounted for in terms of
intentionality, functional organization, and in particular, second-order representation of one's
own mental states” (Lycan, 1996).
Reviewing “an explosion of work” in consciousness studies by philosophers, psychologists, and
neuroscientists, Lycan is “struck by an astonishing diversity of topics that have gone under the
heading of “consciousness”—he lists more than 15, only six of which, he says, deal with
“phenomenal experience,” that is, qualia and the explanatory gap. From this he draws “two morals.”
First, he says, “no one should claim that problems of phenomenal experience have been solved by
any purely cognitive or neuroscientific theory.” (Here Lycan finds himself in “surprising
agreement with Chalmers.”) Second and perhaps more importantly, he says, some of “the theories
cannot fairly be criticized for failing to illuminate problems of phenomenal experience”—because
that is not what they intend to do, that is, “they may be theories of, say, awareness or of
privileged access, not theories of qualia or of subjectivity or of ‘what it’s like’” (Lycan, 2004).
Lycan defends “the Representational theory of the qualitative features of apparent phenomenal
objects: When you see a (real) ripe banana and there is a corresponding yellow patch in your
visual field, the yellowness ‘of’ the patch is, like the banana itself, a representatum, an
intentional object of the experience. The experience represents the banana and it represents the
yellowness of the banana, and the latter yellowness is all the yellowness that is
involved; there is no mental patch that is itself yellow. If you were only hallucinating a banana,
the unreal banana would still be a representatum, but now an intentional inexistent; and so would
be its yellowness. The yellowness would be as it is even though the banana were not real” (Lycan, 2004).
Lycan agrees that the “explanatory gap” is real. But this is for two reasons, he argues,
“neither of which embarrasses materialism.” First, he says, “phenomenal information and facts of
‘what it’s like’ are ineffable. But one cannot explain what one cannot express in the first place.
(The existence of ineffable facts is no embarrassment to science or to materialism, so long as
they are fine-grained ‘facts,’ incorporating modes of presentation.)” Second, he says, “the Gap is
not confined to consciousness in any sense or even to mind; there are many kinds of intrinsically
perspectival (fine-grained) facts that cannot be explained” (without first conceding a
pre-existing identity) (Lycan, 2004).
In their review, Thomas Polger and Owen Flanagan describe Lycan's view as, roughly, that
“conscious beings are hierarchically composed intentional systems, whose representational powers
are to be understood in terms of their biological function.” They call the view “teleological
functionalism” or “teleofunctionalism” and state “the homuncular part, for which Lycan and Daniel
Dennett argued convincingly, is now so widely accepted that it fails to distinguish Lycan's view
from other versions of functionalism. This, by itself, is a testament to the importance of Lycan's
work” (Polger and Flanagan, 2001).
In his review, Frank Jackson explains that when Lycan argues “there is no special problem for
physicalism raised by conscious experience,” he is rightly distinguishing two questions. “Does
consciousness per se raise a problem? And: Do qualia pose a special problem?” Lycan answers the
first question on consciousness by defending an “inner sense account of consciousness,” holding
that "consciousness is the functioning of internal attention mechanisms directed at lower-order
psychological states and events." Jackson is less satisfied by Lycan's rejection of the knowledge
argument, which Jackson calls “the most forceful way of raising the problem posed by qualia for
physicalism.” (Jackson says this “as someone who no longer accepts the argument”) (Jackson, 1997).
According to Jackson, Lycan is confident that phenomenal nature is exhausted by functional
role. In other words, “for Lycan, it is very hard for functional nature to fail to exhaust
phenomenal nature. Almost anything you might cite as escaping the functional net is, by his
lights, functional after all.” Moreover, Lycan has “the nature of conscious experience exhausted
by the intentional contents or representational nature of the relevant kinds of mental states” in
that “the representational facts which make up a package [is] sufficient to capture in full the
perceptual experience” (Jackson, 1997).
Lycan attacks neurobiological conventional wisdom in that “all too often we hear it suggested
that advances in neuroscience will solve Thomas Nagel's and Frank Jackson's conceptual problem of
“knowing what it’s like.” To Lycan, “this is grievously confused. For Nagel's and Jackson's claim
is precisely that there is an irreducible kind of phenomenal knowledge that cannot be revealed by
science of any kind. Nagel's and Jackson's respective ‘Knowledge Arguments’ for this radical
thesis are purely philosophical; they contain no premises that depend on scientific fact.” Lycan
now presses his sharp point. “Either the arguments are unsound or they are sound. If they are
unsound, then so far as has been shown, there is no such irreducible knowledge, and neither
science nor anything else is needed to produce it. But if the arguments are sound, they show that
no amount of science could possibly help to produce the special phenomenal knowledge. Either way,
neither neuroscience nor any other science is pertinent.”
Lycan seems sure that the “what it’s like to be” and knowledge arguments are unsound and he can
go about formulating his Representational theory of mind standing squarely in the materialist
camp. (I am not so sure. It is my uncertainty that motivates this Landscape of Consciousness.)
9.8.10. Transparency theory
Transparency theory makes the argument that because sensory (e.g., visual) experience
represents external objects and their apparent properties, experience has no other properties that
pose problems for materialism. We “see right through” perceptual states to external objects and
take no notice that we are actually in perceptual states; the properties we perceive in perception
are attributed to the objects themselves, not to the perception (Lycan, 2019). If we look at a tree
and try to turn our attention to the intrinsic features of our visual experience, the only
features there to turn our attention to are features of the actual tree itself, including
relational features of the tree from the perspective of the perceiver (Harman, 1990).
To make the argument, at a minimum, an additional premise is needed: If a perceptual state has
mental properties over and above its representational properties, they must be “introspectible.”
But “not even the most determined introspection ever reveals any such additional properties.” This
is the transparency thesis proper (Lycan, 2019).
Philosopher Amy Kind cites experiential transparency as a major motivation driving
representational theories of consciousness, which view phenomenal character as being reduced to
intentional content. Assuming experience is transparent in that we “look right through” experience
to the objects of that experience, “this is supposed to support the representationalist claim that
there are no intrinsic aspects of our experience” (Kind, 2010).
Philosopher Michael Tye states that one important motivation for the theory that “phenomenal
character is one and the same as representational content” is “the so-called ‘transparency of
experience.’” He addresses introspective awareness of experience and one problem case for
transparency, that of blurry vision (Tye, 2002). A similar theory is
“intentionalism,” the view that the phenomenal character of experience supervenes on intentional
content (Pace, 2007).
Philosopher Dirk Franken characterizes “the transparency of appearing” as follows: "The
phenomenal quality of a particular state of appearing is fully exhausted by the sensible
properties present to the subject of the state and their distribution over the respective field of
appearance.” Starting “from the assumption that the transparency of appearing is a purely
phenomenological feature,” Franken describes his “Transparency Thesis” with several propositions:
“There are no other properties, next to the sensible properties, that have any bearing on the
phenomenal quality of a state of appearing. The presentation of sensible properties is just all
there is to the phenomenal quality of a state of appearing. No properties of the subject (insofar
as it is the subject of this state) or of the state itself contribute to this phenomenal quality.”
He defends “surprising consequences” of the Transparency Thesis. First, “one has to give up the
idea of the first-person-perspective as a kind of inner seeming or appearing directed onto mental
states (at least, if the relevant states are states of appearing).” Next, two assumptions entailed
in numerous popular accounts of phenomenal consciousness are negated: (i) “phenomenal qualities
are properties of states of appearing that are independent or partly independent of the (sensible)
properties presented in these states; ” and (ii) “there can be phenomenally conscious states of
appearing even though there is nothing that is presented to their subjects” (Franken, n.d.).
9.8.11. Tye's contingentism
Philosopher Michael Tye proposes a theory of consciousness he calls “contingentism,” which is a
kind of identity theory (i.e., phenomenal states and physical/brain states are literally the same)
but with a novel twist: while the identity is indeed true in our world, it is not metaphysically
true in all possible worlds. “Scenarios in which the relevant physical processing is present and
consciousness is missing are easily imaginable (and thus metaphysically possible), but this is
irrelevant if it is only a contingent fact that consciousness is a physical phenomenon” (Tye, 2023).32
Contingentism, Tye states, “finds its origins in the views of Feigl, Place and Smart in the
1950s and 1960s. These philosophers held that sensations are contingently identical with brain
processes, where sensations are understood to be conscious states such as pain or the visual
experience of red.” The identity here was taken to be contingent, in part, because “it was taken
to be clear that scientific type-type identities generally are contingent.” Smart's example was
that he could imagine that lightning is not an electrical discharge. (These claims are mistaken,
Tye says; “If in actual fact lightning is an electrical discharge, it could not have been
otherwise.”) (Tye, 2023).
Tye says, “the contingentist about consciousness agrees with the above remarks concerning
lightning and is happy to extend them to many other scientific identity statements. But the
contingentist holds that the case of conscious mental states—states such that there is something
it is like to undergo them—is different. Here the claim is not that such states are
contingently identical with brain processes, but that such states are contingently identical with
physical states of some sort or other, where the notion of a physical state is to be understood
broadly to include not only neurophysiological states but also other states that are grounded in
microphysical states, including functional states or states of the sort posited by
representationalism, for example. For conscious states, the identities are contingent since we can
easily imagine their having not obtained. For example, we can easily imagine a zombie undergoing
the physical state with which the experience of fear is to be identified and yet not experiencing
fear at all. Similarly, we can easily imagine someone experiencing fear without undergoing the
given physical state” (Tye, 2023).
The solution, Tye suggests, “lies with the realization that it is a mistake to model the
consciousness case on that of physical-physical relationships. Qualitative character Q is
identical with physical property R, if physicalism is true. But this is a contingent identity
(even though the designators ‘Q’ and ‘R’ are rigid). So, we can imagine Q without R (and R without
Q), but the fact that we can do so is not an indicator of an explanatory gap. A creature could
indeed have been in a state having Q without being in a state having R and vice-versa” (Tye, 2023).
Might things have been different in the actual world? Indeed, they might, Tye says. “The
physical processing might have gone on just as it does, the information processing might have been
just the same, the cognitive machinery might have functioned as it does, and yet along with all of
this, Q might not have been present in experience. That is certainly intelligible to us. But it
creates no explanatory puzzle; for that is only a metaphysically possible world. It is not the
actual world. As far as the actual world goes, there is nothing puzzling or problematic, nothing
left to explain … No mystery remains” (Tye, 2023).
This is because “in the actual world,” consciousness is physical, according to the physicalist,
“since it is only on the hypothesis of physicalism with respect to the actual world that problems
of emergence and causal efficacy can be handled satisfactorily, or so the physicalist believes.”
Thus, Tye concludes, “once we become contingentists, the hard problem has a straightforward and
satisfying solution.”
In support of his views, Tye turns to “vagueness” in assessing consciousness in the
hierarchical taxonomy of life and in the process of evolution (Tye, 2021). According to Tye,
“The two dominant theories of consciousness argue it appeared in living beings either suddenly,
or gradually. Both theories face problems. The solution is the realization that a foundational
consciousness was always here, yet varying conscious states were not, and appeared gradually.”
Given that it is hardly obvious how to discern which organisms are conscious, and, if so, their
kind or level
of consciousness, borderline cases of consciousness can make no sense. As David Papineau
reviews Tye, “But this isn't because a sharp line is found somewhere as we move from
non-conscious physical systems to conscious ones. Rather [according to Tye] it's because no such
line exists at all. Even the most basic constituents of physical reality are already endowed
with consciousness” (Papineau, 2022). Thus, Tye
transitions from his traditional physicalism to a form of panpsychism, though differing from those
of mainstream panpsychists (13).33
In admirable full disclosure,
Tye states that his contingentism “is written from the perspective of the reductive physicalist
(understood broadly to include functionalists and representationalists),” and that he believes
contingentism presents “the best hope for a defense of reductive physicalism.” However, he adds,
“I myself am no longer a thoroughgoing reductive physicalist. I now believe that there is an
element in our consciousness that cannot be captured via higher level reductions” (Tye, 2023).
In addition, Tye suggests that, from the representationalist perspective and supporting its
views, “history matters crucially to phenomenology. What it is like for an individual at a given
time is fixed not just by what is going on in the individual at that time but also by what was
going on in the individual in the past. Two individuals can be exactly alike intrinsically at a
time and yet differ in the phenomenal character of their mental life at that time” (Tye, 2019).
Tye concludes that “once we think of experiences in a representationalist and broadly
reductionist way,” we can better appreciate phenomenology, including its presence or absence, such
as in thought experiments where “a person slowly acquires a silicon chip brain” (see Virtual
Immortality, 25).
9.8.12. Thagard's neural representation, binding, coherence, competition
Philosopher Paul Thagard poses big questions upfront. “Why do people have conscious experiences
that include perceptions such as seeing, sensations such as pain, emotions such as joy, and
abstract thoughts such as self-reflection? Why is consciousness central to so much of human life,
including dreams, laughter, music, religion, sports, morality, and romance? Are such experiences
also possessed by other animals, plants, and robots?” (Thagard, 2024).
Thagard's theory of consciousness “attributes conscious experiences to interactions of four
brain mechanisms: neural representation, binding, coherence, and competition.” It distinguishes
itself from current theories in several respects, he says. “The four brain mechanisms described
are empirically plausible and clearly stated. Conscious experiences emerge from their interactions
in areas across the brain.” The mechanisms, he argues, “explain not only ordinary perceptual
experiences such as vision, but also the most complex kinds of conscious experience including
self-valuation, dreams, humor, and religious awe.” Moreover, he adds, “A crucial but often
neglected aspect of consciousness is timing, but the four mechanisms fit perfectly with recent
neuroscientific findings about how time cells enable brains to track experiences” (Thagard, 2024).
Thagard's founds his theory on strict, empirically based neuroscience. His way of thinking is
exemplified by his “Attribution Procedure,” an eight-step process for using what he calls
“explanatory coherence” as a touchstone to establish “whether or not an animal or machine has a
mental state, property, or process.” (Thagard, 2021, pp. 13–14). For
example, he offers twelve features of intelligence (i.e., problem solving, learning,
understanding, reasoning, perceiving, planning, deciding, abstracting, creating, feeling, acting,
communicating) and eight mechanisms to explain these features (i.e., images, concepts, rules,
analogies, emotions, language, intentional action, consciousness). “All eight of these mental
mechanisms can be carried out by a common set of neural mechanisms, many of which have been
modeled computationally.” This account of twelve features and eight mechanisms, Thagard says,
“yields a twenty-item checklist for assessing intelligence in bots and beasts.” A similar way of
thinking he applies to consciousness, stating that consciousness results from competition among
neural representations (Thagard, 2021, pp. 3–4, 50, 49).
Claiming that his theory of consciousness possesses “the accuracy and breadth of application to
mark a solid advance in the grand task of explaining how and why consciousness is so central to
human life,” Thagard highlights an empirically supported explanation of consciousness resulting
from the four brain mechanisms (i.e., neural representation, binding, coherence, and competition);
application to a broad range of conscious experiences including smell, hunger, loneliness,
self-awareness, religious experience, sports performance, and romantic chemistry; use of these
four brain mechanisms to generate novel theories of dreaming, humor, and musical experience; a new
theory of time consciousness; assessment of consciousness in non-human animals and machines,
including the new generative AI models such as ChatGPT (Thagard, 2024).
Working together, these four brain mechanisms, Thagard says, “explain the full range of
consciousness in humans and other animals, and show why plants, bacteria, and ordinary things lack
consciousness.” No current computers are conscious, he asserts, using a checklist of features and
mechanisms of consciousness, “but the new generative models in artificial intelligence have
similar mechanisms to humans that might enable some degree of consciousness.” He concludes with
high physicalist confidence: “Consciousness does not need to be a mystery once we understand how
brains build it” (Thagard, 2024).
9.8.13. T. Clark's content hypothesis
Philosopher Thomas Clark posits phenomenal consciousness as the representational
content of a cognitive system's sufficiently structured representational processing (Clark, T., 2019). Conscious
experience exists only for the conscious system, so is categorically subjective, and its basic
elements are irreducibly qualitative. As a general rule, he says, we don't find representational
content in the world it participates in representing, which can help explain subjectivity.
Moreover, following Metzinger's concept of an “untranscendable object,” a representational system
must have epistemic primitives that resist further representation on pain of a metabolically
expensive representational regress. This can help explain the non-decomposable, monadic character
of basic sensory qualities such as red, sweet, pain, etc. Developments in the science of
representation and representational content, he says, may (or may not) vindicate the Content
Hypothesis. Clark says that his model is consistent with Integrated Information Theory, Global
Workspace Theory, and Predictive Processing, all of which involve representation (Clark, T., 2019, 2024).
Clark, a proponent of naturalism as a worldview (Clark, T., 2007), believes that a
materialist can see that “consciousness, as a strictly physical phenomenon instantiated by the
brain, creates a world subjectively immune to its own disappearance … it is the very finitude of a
self-reflective cognitive system that bars it from witnessing its own beginning or ending, and
hence prevents there being, for it, any condition other than existing” (Clark, T., 1994). While this sounds
odd, almost an oxymoron, Clark develops the idea of “generic subjective continuity" based on a
thought experiment inspired by the work of philosopher Derek Parfit. Clark argues in that at death
we shouldn't anticipate the onset of nothingness or oblivion—a common secular intuition—but rather
the continuation of experience, just not in the context of the person who dies. The end of one's
own consciousness, he offers, “is only an event, and its non-existence a current fact, from other
perspectives.” After death we won't experience non-being, he says, we won't ‘fade to black’.
Rather, as conscious being we continue “as the generic subjectivity that always finds itself here,
in the various contexts of awareness that the physical universe manages to create” (Clark, T., 1994).
9.8.14. Deacon's symbolic communication (human consciousness)
Neuroanthropologist Terrence Deacon asserts that symbolic communication has radically altered
the nature of human consciousness, whereas consciousness broadly is coextensive with the
development of brains in animals that regulate their movement with the aid of long-distance
senses, such as vision, because of the predictive capacity this affords and requires. However,
symbolic communication has given humans the capacity of being conscious of a virtual realm that
has become untethered from physical contiguity and immediacy (Deacon, 1998, 2024).34
Moreover, by virtue of the way that symbolic communication allows us indirect access to others’
thoughts and experiences, we have become a symbolically eusocial species that derives our personal
identities and ability to think from a physically and temporally extended shared mentality. Some,
he says, have referred to this structure as “Extended Mind.”
Deacon sees this symbolic mode of cognition as enabling the emergence of novel kinds of
remembering and unprecedented forms of emotional experience, as well as unprecedented forms of
value, such as ethical norms and aesthetic sense. This is also, he says, the source of our feeling
of incompleteness and need to find Meaning.
9.9. Language relationships
Language Relationships discern connections, causal and other, between consciousness and language.
Language obviously enriches the content of consciousness, perhaps provides a framework for human
consciousness, but is there a deeper relationship? Does consciousness require language, in
that if there is no language capability there can be no inner experience? Conversely, does language
require consciousness, in that if there is no inner experience, there can be no language
capability? (Note that while language does not generate theories of consciousness per se, it
features in some and is rejected in others, both of which are worth exploring.)
Much depends on careful definitions. To take the consciousness-requires-language causal paradigm,
if by consciousness we mean phenomenal consciousness, raw inner experience only, then if we claim
that language is required, then our claim would limit phenomenal consciousness, inner experience, to
human beings and would exclude all (or at least almost all) other animals. Argue this to a happy dog
owner and you will confront an angry dog owner.
To take the language-requires-consciousness causal paradigm, with a definition of language
sufficiently loose to subsume computer languages or communications between paramecia or signals
between embryonic
stem cells, consciousness would not be required.
The philosophical debate regarding whether language is necessary for consciousness has a long and
meandering history. Many argue that consciousness does not at all require language; others, that
consciousness is facilitated by language or even is not possible without it. A contemporary
consensus is building around the idea that increasing levels of consciousness, ranging from
unconsciousness to highly conscious reflective self-awareness, requires increasing use of language.
What follows would be that language is not needed for pure phenomenal consciousness, a general state
of awareness, or in responding to external stimuli—such as in preverbal infants—but phenomenal
consciousness would be needed for complex expressions of consciousness, like self-awareness,
information integration, and metaconsciousness, which are based on language-powered capacities,
especially inner speech (Ivory Research, 2019).
Because we sense that many animal species are conscious—much like we assume that other humans are
conscious like we are conscious—and we know that language is much more restricted, to humans and, in
a lesser sense, some other animals (e.g., primates, cetaceans, birds), this would seem to weaken the
consciousness-language nexus. Moreover, language seems to be a much more recent evolutionary
emergent than consciousness (Berwick and Chomsky, 2016).
Philosopher Rebecca Goldstein maintains that language does not exhaust all that there is in
consciousness. She calls as evidence infants prior to or in the early stages of acquiring language,
where “it's clear how much consciousness goes on before there is language” (Goldstein, 2014).
Neuroscientist Colin Blakemore sees an intimate relationship between the structure of language
and the high-level aspects of consciousness, especially consciousness of self, the consciousness of
intention—“the concept that I am the helmsman of myself, carrying myself around the world, making
decisions.” He calls the grammatical forms of language “intentional in their style” and argues that
our conscious representation of self is a meta-representation of what's really doing the work down
below, and that the reason “our brains go to the trouble of building this false representation of
how we really are is to implement and to support language” (Blakemore, 2012a).
Blakemore speculates that we don't come pre-programmed to be conscious; that we learn to be
conscious and our consciousness develops and changes over time. Recognizing that the term
“consciousness” can refer to diverse forms of subjectivity, and that even a newborn baby
has “a kind of brute awareness of the world, sensory experiences,” he suggests that the nature of
subjectivity grows through individual experience and that the complexities of the internal
representation of the self is mediated by language.
Experimental psychologist Jeremy Skipper hypothesizes that language, with an emphasis on inner
speech, generates and sustains self-awareness, that is, higher-order consciousness. He develops a
“HOLISTIC” model of neurobiology of language, inner speech, and consciousness. It involves a “core”
set of inner speech production regions that take on affective qualities, involving a largely
unconscious dynamic “periphery,” distributed throughout the whole brain. He claims that the “model
constitutes a more parsimonious and complete account of the neural correlates of consciousness’” (at
least of self-consciousness) (Skipper, 2022).
Ned Block points to a related distinction between consciousness and cognition. Cognition doesn't
have to be linguistic, he says, because non-linguistic animals have some cognition. But then there
are animals that seem to have little or no cognition, just perception. Block concludes, “We can see
consciousness at its purest in perceptual consciousness, and it has nothing to do, or little to do,
with language” (Block, 2014).
While the overwhelming contemporary consensus is that consciousness does not require language,
human consciousness is obviously and fundamentally affected or even framed by language. We explore
several approaches to the consciousness-language nexus.
9.9.1. Chomsky's language and consciousness
Philosopher and linguist Noam Chomsky revolutionized the theory of language, and although
language-related theory of consciousness has not been a focus of his contributions, its relevance
remains. Chomsky famously posited linguistic capacity, especially syntactic knowledge, as at least
partially innate and mostly (if not entirely) unique to human beings. Thus, language acquisition
in all human children is somewhat instinctual and surprisingly rapid, conditioned by
language-specific features of diverse languages. Chomsky labels this core set of inherited
grammatical rules “universal grammar” and characterizes these inborn, subconscious capabilities as
“deep structure”.
Does Chomsky's universal grammar with its deep structure carry implications for consciousness?
How does Chomsky approach the hard problem of phenomenal consciousness? His views are complex, not
easily categorized (Section: Chomsky, 2022a, 2022b; Feser, 2010, 2022b).
Chomsky is an aggressive critic of behaviorism—it makes no sense, he says, to study internal
phenomena by observing external manifestations. The study of language is entirely inconsistent
with behaviorist principles. “Nothing there,” he says. To understand it, one must examine internal
processes. Thus, the connection between the deep structure of language and the essence of
consciousness.
Chomsky is also a critic of the hard problem, labeling it a “pseudo-problem.” Some questions,
by their simple structures, are not real questions, he says, in that there is no logical way to
answer them. His example question “Why do things happen?” cannot be answered in the general, while
a similar-sounding question, say, “Why did this earthquake happen?” can be answered in the
specific. Chomsky believes that the hard problem of consciousness is an example of the former and
therefore is not a genuine question (while the “easy” problems of consciousness, discovering
neural correlates, are examples of the latter).
Exemplifying Chomsky's unorthodox approach to consciousness, even though he commits to a
materialism/physicalism ontology that the mind is generated only in the brain, rather than
deflating the ontological status of the mental, his contrarian position is to challenge the
ontological status of the physical—arguing that science does not know what matter really is. To
Chomsky, matter, not mental, is the main mystery.
As Chomsky says, “The mind-body problem can be posed sensibly only insofar as we have a
definite conception of body. If we have no such definite and fixed conception, we cannot ask
whether some phenomena fall beyond its range” (Chomsky, 1987). Moreover, “The
mind-body problem can therefore not even be formulated. The problem cannot be solved, because
there is no clear way to state it. Unless someone proposes a definite concept of body, we cannot
ask whether some phenomena exceed its bounds.”
As for clarifying the concept of the body, the physical, matter, Chomsky states, “the material
world is whatever we discover it to be, with whatever properties it must be assumed to have for
the purposes of explanatory theory. Any intelligible theory that offers genuine explanations and
that can be assimilated to the core notions of physics becomes part of the theory of the material
world, part of our account of body.”
To Chomsky, a mechanical model of the world, developed in early modern philosophy and inchoate
science, could never account for aspects of the mental. Thus, while he understands Descartes'
motivation to postulate a separate, nonphysical “thinking substance,” he rejects Descartes’
classic dualism and trains his analytic guns on the mechanical model in particular and on matter
in general.
Chomsky feels no pressure to devise his own theory of consciousness. If anything, he shuns
grand solutions. “There seems to be no coherent doctrine of materialism and metaphysical
naturalism, no issue of eliminativism, no mind-body problem (Chomsky, 2020). In short, as Edward
Feser notes, “if the problem has no clear content, neither do any of the solutions to it” (Feser, 2022b). Chomsky is content to
allow science to do its work, advancing knowledge of the brain and of the mind, leaving to the
future the construction of proper theories of consciousness irrespective of current notions of the
physical and matter.
One may infer that Chomsky contemplates an expanded view of the physical, with matter having
features now unknown, which then would “naturally” subsume the mental. (Note: Chomsky rejects
panpsychism.) However, in an overarching sense, he remains unsure whether human beings have the
capacity to solve what he believes are genuine mysteries about the nature of reality, but he is
also unsure whether consciousness will prove to be an ultimate mystery.
9.9.2. Searle's language and consciousness
To philosopher John Searle, language is crucial for consciousness, just as consciousness is
crucial for language, because much of our consciousness is shaped by language and because the
parts of language that are most important to us are precisely those that are conscious (Searle, 2014b).
Searle contrasts human and animal consciousness: “My dogs have a kind of consciousness which is
incredibly rich. They can smell things I can't smell and they have a kind of inner life that I
don't have, but all the same, there are all kinds of conscious experiences they simply cannot
have. My doggy lying there may be thinking about chasing other dogs but he's not thinking about
doing his income tax or writing his next poem or figuring out how he's going to have a better
summer vacation next year.”
Searle stresses how language gives us enormous power in shaping consciousness. A favorite
quotation is from the French philosopher La Rochefoucauld: “Very few people would ever fall in
love if they never read about it.” Searle's point is that language shapes experience; there are
all kinds of experiences you just can't have without language.
As for how language and consciousness articulate and developed over time, Searle envisions an
evolutionary “boot-strapping effect.” It starts off with pre-linguistic consciousness, and then
develops linguistic meaning and communication, which enrich consciousness. The result is an
elaborate structure of language, which makes for a more elaborate structure of consciousness,
which then enables you to enrich your language. There is a continuous reinforcing and compound
effect (Searle, 2014b).
Non-linguistic animals can't do this, Searle continues: “My doggie can think somebody is at the
door, but he cannot think I wish 17 people were at the door, or I hope we get more people at the
door next week. Because to do that, he has got to be able to shuffle the symbols in a way that
human beings can with their inner syntax.”
Although animals do not form or express their beliefs in a symbolic language, Searle attributes
to them intentional states, and because intentional states require consciousness, it follows that
consciousness does not require symbolic language. He cites as evidence that animals “correct their
beliefs all the time on the basis of their perceptions” (Searle, 2002; Proust, 2003).
9.9.3. Koch's consciousness does not depend on language
Neuroscientist Christof Koch asserts without ambiguity, “consciousness doesn't depend on
language,” and he offers vivid clinical cases of brain trauma or insult where language is
obviously lost and consciousness is obviously retained. Koch is especially exercised by the claim
that “only humans experience anything,” that other animals have no sentience, a belief he calls
“preposterous, a remnant of an atavistic desire to be the one species of singular importance to
the universe at large. Far more reasonable and compatible with all known facts is the assumption
that we share the experience of life with all mammals” (Koch, 2019).
Koch recounts and rejects how “Many classical scholars assign to language the role of kingmaker
when it comes to consciousness. That is, language use is thought to either directly enable
consciousness or to be one of the signature behaviors associated with consciousness.” He
concludes, “language contributes massively to the way we experience the world, in particular to
our sense of the self as our narrative center in the past and present. But our basic experience of
the world does not depend on it” (Koch, 2019).
9.9.4. Smith's language as classifier of consciousness
Philosopher Barry Smith states that while we think of consciousness as “moments of experience,”
the way we capture what's similar or different in our experiences over time is via language. The
“passing show,” he says, “gets assembled into larger, more meaningful groups when we use language
to classify and categorize.” How do we do this? How do we connect up these bits of consciousness
with something stable? How do we classify the world, not just our own experience, and communicable
between experiencers? The answer is language, he says, which he calls a species-specific property
of human beings. With language, we codify our own experience, represent the content of our own
minds, and compare it with the contents of other minds (Smith, 2012).
Distinguishing consciousness from language, Smith tells of someone who lost all of their words
for fruit and vegetables, and only those words. They could use language normally and they had
conscious awareness of fruits and vegetables, but they could not use, pronounce or even recognize
words for fruit and vegetables. “It's as if a whole shelf of meanings had been taken away.”
Smith relates grades of consciousness to grades of language. One can lose the word for an
object but can still recognize the object (a form of aphasia). Deeper, one can not only lose the
word as a piece of sound representing an object, but also not recognize the object either and lose
the whole meaning (a form of agnosia). He describes stroke patients who, for example, can't use
the word “glove”. “What is that?” “Can't say.” Perhaps just the word is missing, because if they
are asked, “Is there a glove on the table?”, they answer, “Yes.” But other stroke patients answer,
“I've no idea.” And if you show them a glove and ask, “What's this for?”, they say, “I don't know,
maybe it's for keeping coins.”
Smith suggests that words are ways that our visual consciousness categorizes and structures the
world. And perhaps a deeper loss of language can lead to a dissolution of the very categories that
we use to classify our perceptual experiences. So, it's not just that I can't name or categorize
some object, but without language the actual conscious experience of that object is radically
different. If so, language is responsible, at least in part, for organizing consciousness (Smith, 2012).
9.9.5. Jaynes's breakdown of the bicameral mind
Psychohistorian Julian Jaynes's 1976 book, The Origin of Consciousness in the Breakdown of
the Bicameral Mind, proposes that consciousness, particularly "the ability to introspect,"
is a learned behavior rooted in language and culture and arises from metaphor; consciousness is
neither innate nor fundamental. To Jaynes, language plays a central role in consciousness;
language is “an organ of perception, not simply a means of communication” (Jaynes, 1976; Bicameral Mind, 2024).
Jaynes defines consciousness idiosyncratically by distinguishing it from sensory awareness and
cognition; as such it more closely resembles “introspective consciousness,” as he calls it, than
it does phenomenal consciousness, which is the target of this Landscape. Nonetheless, it is
helpful to work through Jaynes's definitions and arguments, clarifying how to avoid what could be
confounding or muddled thinking about consciousness. While Jaynes's consciousness is not
phenomenal consciousness, his careful parsing of his definition gives insight into the subtleties
of the parsing process. Moreover, appreciating the flow of Jaynes's arguments as well as the
substance of his claims sharpens our view of the entire Landscape.
In Jaynes's words, “Consciousness is not a simple matter and it should not be spoken of as if
it were.” He starts with what his consciousness is not. (i) Not the “many things that the nervous
system does automatically for us. All the variety of perceptual constancies … all done without any
help from introspective consciousness.” (ii) Not what he calls “preoptive” activities, such as how
we sit, walk, move. “All these are done without consciousness, unless we decide to be conscious of
them.” (iii) Not even speaking, where “the role of consciousness is more interpolative than any
constant companion to my words.” Consciousness, he stresses, is not sense perception; it does not
copy experience; it is not necessary for learning; it is not even necessary for thinking or
reasoning; and it has only an arbitrary and functional location (Jaynes, 1987).
To Jaynes, consciousness, or what he refines as “subjective conscious mind,” is an analog of
the real world. “It is built up with a vocabulary or lexical field whose terms are all metaphors
or analogs of behavior in the physical world … It allows us to short-cut behavioral processes and
arrive at more adequate decisions. Like mathematics, it is an operator rather than a thing or a
repository. And it is intimately bound with volition and decision … Every word we use to refer to
mental events is a metaphor or analog of something in the behavioral world” (Jaynes, 1987).
Jaynes says that the primary feature of his consciousness is an “associated spatial quality
that, as a result of the language used to describe such psychological events, becomes, with
constant repetition, this spatial quality of our consciousness or mind-space …. It is the
space which you preoptively are introspecting on at this very moment.”
The second most important feature of Jaynes' consciousness is the subject of the introspecting,
the introspective “I”. Here Jaynes uses analogy, which differs from metaphor in that the
similarity is between relationships rather than between things or actions. “As the body with its
sense organs (referred to as I) is to physical seeing,” he says, “so there develops automatically
an analog ‘I’ to relate to this mental kind of ‘seeing’ in mind-space.”
A third feature of Jaynes' consciousness is narratization, “the analogic simulation of
actual behavior.” Consciousness, he says, “is constantly fitting things into a story, putting a
before and an after around any event.” Other features of Jaynes' consciousness include:
“concentration, the ‘inner’ analog of external perceptual attention;
suppression, by which we stop being conscious of annoying thoughts, the analog of turning
away from annoyances in the physical world; excerption, the analog of how we sense only
one aspect of a thing at a time; and consilience,
the analog of perceptual assimilation.” Jaynes “essential rule” is that “no operation goes on in
consciousness that was not in behavior first. All of these are learned analogs of external
behavior” (Jaynes, 1987).
Definition in hand, Jaynes asks, “When did all this ‘inner’ world begin?”, which he calls “the
most important watershed in our discussion.”
Jaynes famously introduces the hypothesis of the "bicameral mind", a non-conscious
mentality supposedly prevalent in early humans that featured a kind of auditory
hallucinations. He argued that relatively recent human ancestors as late as the ancient
Greeks did not consider emotions and desires as stemming from their own minds but rather as the
actions of external gods (Bicameral mentality, 2024).
Jaynes takes the oldest parts of the Iliad and asks, “Is there evidence of consciousness?” The
answer, he thinks, is no. “People are not sitting down and making decisions. No one is. No one is
introspecting. No one is even reminiscing. It is a very different kind of world” (Jaynes, 1987).
Who, then, makes the decisions? Whenever a significant choice is to be made, Jaynes suggests
that “a voice comes in telling people what to do. These voices are always and immediately obeyed.
These voices are called gods.” To Jaynes, this is the origin of gods. He regards them as “auditory
hallucinations” similar to, although not the same as, “the voices heard by Joan of Arc or William
Blake. Or similar to the voices that modern schizophrenics
hear.”
Jaynes coins the “bicameral mind” using the metaphor of a bicameral legislature. It simply
means that human mentality at this time was in two parts, a decision-making part and a follower
part, and neither part was conscious in the sense in which Jaynes has described it (above) (Jaynes, 1987).
The theory posits that the human mind once operated in a state in which cognitive functions
were divided between one part of the brain which appears to be "speaking", and a second part which
listens and obeys—the bicameral mind—and that the breakdown of this division gave rise to
consciousness in humans.
Jaynes supports his theory with historical texts and archaeological evidence. He places the
origin of consciousness around the 2nd millennium BCE and suggests that the transition from the
bicameral mind to consciousness was triggered by the breakdown of the bicameral system of society
(Bicameral mentality, 2024).
Jaynes describes bicameral societies as “strict and stable hierarchies,” including bicameral
theocracies, where “everything went like clockwork providing there was no real catastrophe or
problem.” But such a system is precarious, especially as society grows in population and
complexity, such that “given a time of social and political instability, bicamerality can break
down like a house of cards.” Whereas all significant decisions previously had been based on the
bicameral mind, after its breakdown, after the hallucinated voices no longer told people what to
do, a new way of making decisions had to develop, which was a kind of proto-consciousness (Jaynes, 1987).
There is an obvious, perhaps tempting, neurobiological correlate: the two cerebral
hemispheres, especially based on the pioneering split-brain research of Michael Gazzaniga and
Roger Sperry, which explained functional brain lateralization and how the cerebral hemispheres
communicate with each another. Jaynes puts it simply: “the right
hemisphere was ‘talking’ to the left, and this was the bicameral mind” (Jaynes, 1987).
Although Jaynes's physicalist, deflationary theory of consciousness continues to intrigue, it
is not accepted by consciousness experts. Nevertheless, Jaynes's ideas and arguments can inform
our view of the Landscape.
9.9.6. Parrington's language and tool-driven consciousness
Biologist John Parrington proposes that a qualitative leap in consciousness—“human
self-conscious awareness”—occurred during human
evolution as “our capacity for language and our ability to continually transform the world
around us by designing and using tools” transformed our brains. His challenge is to distinguish
human language and use of tools from analogous activities of animals, particularly other
primates, as contemporary research uncovers more complex animal capacities (Parrington, 2023).
Regarding language, Parrington stresses the “highly distinctive feature of human language” as
“an interconnected system of abstract symbols, linked together by grammar.” This is why, he says,
“only human beings are able to use language to convey complex ideas like past, present and future,
individual versus society, location in space and even more abstract concepts.” (Parrington, 2023, p. 22). He defends
his view of human consciousness as language-dependent by stressing our capacity for “inner speech,
or more generally inner symbols, as central to human thought” (Parrington, 2023, p. 55).
Regarding use of tools, Parrington argues that “tool use by other species tends to be both
occasional and also very limited in the type of tools that are created. In contrast, a unique
feature of our species is that practically all of our interactions with the world are through
tools that we have created.” Moreover, “we are continually in a process of inventing new types of
tools and technologies” (Parrington, 2023, p. 19).
Parrington's theory focuses on human brains, which are “not just much bigger than those of
other primates, but radically different in structure and function” (a claim that hangs on
“radically”) (Parrington, 2023, p. 20). He
references different brain regions, highlighting the cerebellum,
long thought limited to coordinating repetitive movements but now shown to play a role in human
creativity and imagination (Parrington, 2023, p.
47), and the prefrontal cortex, greatly expanded in humans, the locus of reasoning, planning,
decision
making, control of social
behavior and some aspects of language, all of which relate to human uniqueness (Parrington, 2023, p. 126). He has
brain waves of different frequencies conveying specific sensory signals and combining together
into a unified conscious whole, thus explaining how we bind together different aspects of
experience into a seamless experience (Parrington, 2023, p. 19).
Parrington argues that “the effect of language and other cultural tools” have transformed human
consciousness, which “provides another level of binding.” This surely means, he says, that “our
sense of self is not an illusion, but rather a very real phenomenon based on the binding role of
brain waves and the extra element of unity based on conceptual thought” (Parrington, 2023, p. 147). Rejecting
what he calls “outdated models of the brain as a hard-wired circuit diagram,” he argues that
meaning is created within our heads through a dynamic interaction of oscillating brain waves.
Parrington believes that “in some ways” he has addressed the hard problem and “hopefully
demonstrated that there is nothing magical about human consciousness” (Parrington, 2023, p. 196). He frames
his theory, as he must, within an evolutionary context, seeking to explain inner speech, thought,
and self-conscious awareness in terms of the evolved neural circuitry that undergirds these
uniquely human capacities, especially as manifest in language and tools. While Parrington's goal,
as Susan Blackmore puts it, is to develop “a material explanation of human consciousness”—and “he
has done a great job of exploring material explanations of thought, perception,
self-representation and behavioral control”—but none of this, Blackmore concludes, “gets at the
deeper questions about subjective experience” (Blackmore, 2023).
9.10. Phylogenetic evolution
Phylogenetic
Evolution, the phylogenetic evolution of consciousness, at first blush, is not a specific theory of
consciousness per se. Rather, it is recruited as the mechanistic process for many (but not all) of
the theories on the Landscape. Yet, is there a sense in which phylogenetic evolution can become a
prime explanation in its own right?
Certainly, according to Dennett (9.10.1), LeDoux (9.10.2) and Ginsburg/Jablonka (9.10.3),
consciousness exemplifies Theodosius Dobzhansky famous adage, "Nothing in biology makes sense except
in the light of evolution” (Dobzhansky, 1973).
Neuroscientists and writers Ogi Ogas and Sai Gaddam present a step-by-step simulation of how
evolution produced consciousness. It is a tale of eighteen “increasingly intelligent minds,” as they
say, from the simple stimulus-response of microbes interacting with their environments to the
limitless creativity of humankind (and beyond). Leveraging the “resonance” theories of Stephen
Grossberg (9.4.2), their mentor, they tell a story of what each “new” mind could do that previous
minds could not (Ogas and Gaddam, 2022).
To physicist Lawrence Krauss, “consciousness is a slippery quality because it exists on a
spectrum in the evolutionary development of life that is very difficult to measure or quantify” (Krauss, 2023, p. 195). He stresses
“the phenomenon of consciousness is the one area I know of in science where the forefront
discussions seem to be made by philosophers equally as often as they are made by experimental
cognitive scientists,” which, he says softly, is “an indication of a science in its early stages”
(Krauss, 2023, pp. 193–194).
Amidst the surfeit of competing neurobiological theories, Krauss is most comfortable pursuing
“the possible distinct evolutionary advantages that consciousness might endow humans with.” He
follows the thread that “feelings emerged as ever more complex systems evolved to incorporate
higher-order cognitive processing to issues of survival and homeostasis” (9.5.). Consciousness,
through introspection, he says, “could build on the nervous system monitoring of basic internal body
conditions to produce novel, rather than innate, survival strategies. The ability to use internal
representations of goals, whether from cognitive maps or stored memories, to flexibly respond to the
changing environmental conditions, was a huge evolutionary leap, and has been noted to probably
exist only in some mammals and perhaps in birds” (Krauss, 2023, pp. 211–212).
Philosophers David Buller and Valarie Hardcastle offer an alternative to the strong
evolutionary claim that “the mind contains ‘hundreds or thousands’ of ‘genetically specified’
modules, which are evolutionary adaptations for their cognitive functions.” They argue that “while
the adult human mind/brain typically contains a degree of modularization, its ‘modules’ are
neither genetically specified nor evolutionary adaptations. Rather, they result from the brain's
developmental
plasticity, which allows environmental task demands a large role in shaping the brain's
information-processing structures.” They maintain that “the brain's developmental plasticity is
our fundamental psychological adaptation, and the ‘modules’ that result from it are adaptive
responses to local conditions, not past evolutionary environments” (Buller and Hardcastle, 2000).
Questions remain. What creatures are conscious and to what degree? How low on the phylogenetic
scale must one descend to wink out anything resembling human consciousness? For example, does an
octopus have phenomenal consciousness? Philosopher (and scuba-diver) Peter Godfrey-Smith not only
affirms octopus higher intelligence, he also traces the evolution of mental properties in the
primordial seas, claiming that “evolution built minds not once but at least twice (Godfrey-Smith, 2016).
Appreciating Godfrey-Smith's work, Carlo Rovelli uses the “complex intellectual abilities” of
octopuses as “a valuable case study” of consciousness. In recent decades, he observes, “the phrase
‘the problem of the nature of consciousness’ has taken the place of what in the past used to be the
problem of the meaning of soul, spirit, subjectivity, intelligence, perception, understanding,
existing in the first person, being aware of a self …” Consciousness is neurobiological, Rovelli
asserts, and one way to tackle the issue is to observe our non-human cousins and even octopuses, an
extremely distant relative. The octopus, he offers, “is the extraterrestrial that we have been
looking for in order to study a possible independent realization of consciousness” (Rovelli, 2020).
Raymond Tallis questions the entire enterprise of assuming “the [evolutionary] advantage of being
a conscious organism rather than a self-replicating bag of chemicals innocent of its own existence.”
His skeptical argument against “what seems like a no-brainer” is “not to start near
the end of the story, with complex, sophisticated organisms such as higher mammals … [whose] life
depends on conscious navigation through the world.” No, he says, “we must begin at the beginning:
by asking, for example, what survival value is conferred on a photosensitive
cell in virtue of its organism being aware of the light incident upon it.
And the answer appears to be: ‘none.’” Tallis argues, “If there's no reason to believe that the
sentience of primitive organisms would give them an edge over the competition, there is no starting
point for the evolutionary journey to the sophisticated consciousness we see in higher organisms
like you and me.” The mystery of consciousness, he concludes, “remains intact” (18.4) (Tallis, 2023).
Most experts, scientists and philosophers who study the evolution of mind, support a gradual,
incrementalistic theory of mental development, much like Dennett, Godfrey-Smith, and Ogas/Gaddam.
There are dissenting voices: for example, Nicholas Humphrey (9.8.6) and perhaps Noam Chomsky
(9.9.1).
Here's the point. In considering the multifarious theories on the Landscape of Consciousness, one
should overlay each theory with its putative phylogenetic evolutionary development. Ask, “What was
the process that brought it about?”
9.10.1. Dennett's evolution of minds
Daniel Dennett delights us with the wondrous and sometimes counterintuitive power of
evolution in the development of consciousness (or, more generally, “minds”), notably in his psychohistory
journey, From Bacteria to Bach and Back: The Evolution of Minds (Dennett, 2017). Even if one doesn't
wholly subscribe to Dennett's own explanations of consciousness (9.2.4)—which I don't—everyone's
understanding of consciousness can be enriched by Dennett's probative and insightful way of
thinking (Dennett, 2007, 2023a, 2023b). Dennett describes evolution
as a “universal acid” that “eats through just about every traditional concept, revolutionizing
world-views” (Dennett, 1995).
“How come there are minds?” is Dennett's big evolutionary question, “And how is it possible for
minds to ask and answer this question?” His short answer is that “minds evolved and created
thinking tools that eventually enabled minds to know how minds evolved, and even to know how these
tools enabled them to know what minds are … We know there are bacteria; dogs don't; dolphins
don't; chimpanzees don't. Even bacteria don't know there are bacteria. Our minds are different. It
takes thinking tools to understand what bacteria are, and we're the only species (so far) endowed
with an elaborate kit of thinking tools” (Dennett, 2017).
Dennett reflects that he has been struggling through the “thickets and quagmires” of the mind
question for over fifty years, and he has found a path, built on evolution, that “takes us all the
way to a satisfactory—and satisfying—account of how the ‘magic’ of our minds is accomplished
without any magic, but it is neither straight nor easy” (Dennett, 2017).
9.10.2. LeDoux's deep roots of consciousness
Neuroscientist Joseph LeDoux argues that the key to understanding human consciousness and
behavior lies in viewing evolution through the prism of the first living organisms. He tracks
the evolutionary timeline to show how even the earliest single-cell organisms had to solve the
same problems we and our cells have to solve, and how the evolution
of nervous systems enhanced the ability of organisms to survive and thrive and have
brought about the emergence of consciousness (LeDoux, 2019).
Motivated by his long-standing interest in how organisms detect and respond to danger, LeDoux
found in evolution the “deep roots” of human abilities, hence the “deep roots” of consciousness,
which “can be traced back to the beginning of life.” LeDoux argues that what we have inherited
from our long chain of biological ancestors is not a fear circuit but rather “a defensive survival
circuit that detects threats, and in response, initiates defensive survival behaviours and
supporting physiological adjustments.” Fear, on the other hand, from LeDoux perspective, is a
recent expression of cortical cognitive circuits. Danger and survival have a deep history;
consciousness, a shallower one (LeDoux, 2021).
9.10.3. Ginsburg and Jablonka's associative learning during evolution
Neurobiologist Simona Ginsburg and evolutionary theorist Eva Jablonka propose that
learning during evolution has been “the driving force” in the transition to basic or minimal
consciousness. They identify the evolutionary marker as “a complex form of associative
learning, which they term “unlimited associative learning” and which “enables an organism
to ascribe motivational value to a novel, compound, non-reflex-inducing stimulus or action, and
[to] use it as the basis for future learning” (Ginsburg and Jablonka, 2019).
Associative learning, Ginsburg and Jablonka argue, “drove the Cambrian explosion and its
massive diversification of organisms.” They suggest that “consciousness can take many forms and is
found even in such animals as octopuses (who seem to express emotions by changing color) and bees
(who socialize with other bees)” (Ginsburg and Jablonka, 2022). As for
the evolutionary transition to human rationality, they propose “symbolic language as a similar
type of marker” (Ginsburg and Jablonka, 2019).
9.10.4. Cleeremans and Tallon-Baudry's phenomenal experience has functional value
Cleeremans and Tallon-Baudry propose that “subject-level experience—'What it feels like’—is
endowed with intrinsic value, and it is precisely the value agents associate with their
experiences that explains why they do certain things and avoid others.” Because experiences have
value and guide behavior, they argue, “consciousness has a function” and that under “this
hypothesis of ‘phenomenal worthiness’ … conscious agents ‘experience’ things and ‘care’ about
those experiences” (Cleeremans and Tallon-Baudry, 2022).
The authors note that “the function of consciousness” has been “addressed mostly by
philosophers,” yet “surprisingly few things have been written about [it] … in the neuroscientific
or psychological literature.” The reason, they surmise, is the “classical view” that “subjective
experience is a mere epiphenomenon that affords no functional advantage." They reject such
“consciousness inessentialism” by appealing to “how the concept of value has been approached in
decision-making, emotion research and consciousness research” and by arguing that “phenomenal
consciousness has intrinsic value”—such as it being “the central drive for the discovery and
creation of new behaviours.” They conclude that consciousness “must have a function” (Cleeremans and Tallon-Baudry, 2022).
Under their hypothesis, “consciousness would have evolved and been selected because it adds an
important degree of freedom to the machinery of reward-based behaviour: behaviour that seems
purposeless from a purely functional perspective nevertheless has intrinsic value. But this,
crucially, only holds when associated with conscious experience.” Phenomenal experience, they
speculate, “might act as a mental currency of sorts, which not only endows conscious mental states
with intrinsic value but also makes it possible for conscious agents to compare vastly different
experiences in a common subject-centered space”—a feature, they claim, that “readily explains the
fact that consciousness is ‘unified.’” They offer the “phenomenal worthiness hypothesis” as a way
to make “the ‘hard problem’ of consciousness more tractable, since it can then be reduced to a
problem about function”—an offering unlikely to persuade nonmaterialists (Cleeremans and Tallon-Baudry, 2022).
9.10.5. Andrew's consciousness without complex brains
Philosopher Kristin Andrews, an expert on animal minds, argues that progress in consciousness
studies has been hampered by prevailing conventional wisdom that for an organism to be conscious,
a complex brain is required. She advocates moving “past a focus on complex mammalian brains to
study the behavior of ‘simpler’ animals” (Andrews, 2023).
In forming her argument, Andrews rehearses how Crick and Koch helped turn consciousness studies
into a real science by supposing that “higher mammals” possess some essential features of
consciousness (9.2.2), by setting aside the still-common Cartesian view that language is needed
for conscious experience, and by assuming that a nervous system is necessary for consciousness.
She recruits the Cambridge Declaration on Consciousness, which states that “there is sufficient
evidence to conclude that ‘all mammals and birds, and many other creatures, including octopuses’
experience conscious states.” The Declaration, she notes, identifies five consciousness markers
(not all of which would be necessary): “homologous brain circuits; artificial stimulation of brain
regions causing similar behaviours and emotional expressions in humans and other animals; neural
circuits supporting behavioural/electrophysical states of attentiveness, sleep and
decision-making; mirror self-recognition; and similar impacts of hallucinogenic drugs across
species” (Andrews, 2023).
But Andrews posits that “emphasis on the neurological … may be holding the science back,”
and that animal
research suggests “multiple realizability—the view that mental capacities
can be instantiated by very different physical systems.” If neuroscience looks only at
slightly different physical systems (say, just other primates or even mammals), she says,
“we may be overlooking the key piece to the consciousness puzzle.”
Andrews asks, “What might we learn if our anthropocentrism
didn't lead us to focus on the brain as the relevant part of physiology needed for
consciousness, but instead led us to examine the behaviours that are associated with
experiences?” She advocates studying “the nature of consciousness by looking at bees, octopuses
and worms as research subjects. All these animals have a robust profile of behaviours that
warrant the hypothesis that they are conscious. Moving away from painful stimuli, learning the
location of desirable nutrients, and seeking out what is needed for reproduction is something we
share widely with other animals.” By studying simple animals, she offers, we can simplify
research on consciousness (Andrews, 2023).
Andrews likens studying consciousness to studying the origin of life on earth and searching for
life on other planets. For each, there is only one confirmed instance. It's the “N = 1 problem.”
“If we study only one evolved instance of consciousness (our own),” she says, “we will be unable
to disentangle the contingent and dispensable from the essential and indispensable.” She offers
“good news” in that “consciousness science, unlike the search for extraterrestrial life, can break
out of its N = 1 problem using other cases from our own planet.” Typically, consciousness
scientists study other primates (e.g., macaque monkeys) and, to a lesser extent, other mammals,
such as rats. “But the N = 1 problem still bites here. Because the common ancestor of the primates
was very probably conscious, as indeed was the common ancestor of all mammals—we are still looking
at the same evolved instance (just a different variant of it). To find independently evolved
instances of consciousness, we really need to look to much more distant branches of the tree of
life” (Andrews and Birch, 2023).
Andrews speculates that “sentience has evolved only three times: once in the arthropods
(including crustaceans and insects), once in the cephalopods (including octopuses) and once in the
vertebrates.” But she cannot rule out “the possibility that the last common ancestor of humans,
bees and octopuses, which was a tiny worm-like creature that lived more than 500 million years
ago, was itself sentient—and that therefore sentience has evolved only once on Earth.”
In either case, she argues, “If a marker-based approach does start pointing towards sentience
being present in our worm-like last common ancestor, we would have evidence against current
theories that rely on a close relationship between sentience and special brain regions adapted for
integrating information, like the cerebral cortex in humans. We would have grounds to suspect that
many features often said to be essential to sentience are actually dispensable” (Andrews and Birch, 2023). Conversely,
it could mean that sentience is related to some unknown feature(s).
To Andrews, the philosophy of animal minds addresses profound questions about the nature
of mind as they cut across animal cognition and philosophy of mind. Key topics include the
evolution of consciousness, tool use
in animals, animal culture, mental representation, belief, communication, theory of mind, animal
ethics, and moral psychology (Andrews, 2020a). Andrews outlines
“the scientific benefits of treating animals as sentient research participants who come from their
own social contexts” (Andrews, 2020b).
Andrews concludes: “Just as Crick and Koch pushed back on the popular view of their time that
language is needed for consciousness, today we should push back on the popular view of our time
that a complex brain is needed for consciousness.” She also speculates: “If we recognize that our
starting assumptions are open to revision and allow them to change with new scientific
discoveries, we may find new puzzle pieces, making the hard problem a whole lot easier” (Andrews, 2023).
In essence, then, Andrews reverses the traditional “neurocentric” argument of consciousness.
Whereas the common assumption is that consciousness is (somehow) related to the complexity of the
nervous system, but because all neurobiological advances, collectively, have not progressed in
solving the hard problem, then perhaps the common assumption is not correct and the generation of
consciousness can be found outside the nervous system. Thus, rather than assuming that organisms
without complex nervous systems cannot be conscious, perhaps a radical new approach might be to
consider that these organisms are (in a way) conscious and focus research on how such “lower” or
“primitive” consciousness might come about.
Finally, regarding our current obsession with discerning AI sentience, Andrews claims that
“without a deep understanding of the variety of animal minds on this planet, we will almost
certainly fail” (Andrews and Birch, 2023).
Neuroscience/consciousness writer Annaka Harris goes further, questioning our potentially false
but deeply ingrained intuition that “systems that act like us are conscious, and those that don't
are not.” Plants and philosophical zombies, she says, indicate that this human-centric intuition
“has no real foundation.” (A. Harris, 2020, 2019). Consciousness may not even
require a brain (A. Harris, 2022).
9.10.6. Reber's cellular basis of consciousness
Cognitive psychologist Arthur Reber dubs his theory of the origins of mind and
consciousness the Cellular Basis of Consciousness (CBC), arguing that “sentience emerged with
life itself.” He states, “The most primitive unicellular species of bacteria are conscious,
though it is a sentience of a primitive kind. They have minds, though they are tiny and limited
in scope.” He rejects that “minds are computational and can be captured by an artificial
intelligence.” He develops CBC using standard models of evolutionary biology, leveraging the
“remarkable repertoire of single-celled species that micro- and cell-biologists have discovered
… Bacteria, for example, have sophisticated sensory and perceptual systems, learn, form
memories, make decisions based on information about their environment relative to internal
metabolic states, communicate with each other, and even show a primitive form of altruism.”
All such functions, Reber contends, “are indicators of sentience” (Reber, 2016, 2018).
Reber's model is based on a simple, radical axiom: “Mind and consciousness are not unique
features of human brains. They are grounded in inherent features present in simpler forms in
virtually every species. Any organism with flexible cell walls, a sensitivity to its surrounds and
the capacity for locomotion will possess the biological foundations of mind and consciousness.” In
other words, “subjectivity is an inherent feature of particular kinds of organic form.
Experiential states, including those denoted as ‘mind’ and ‘consciousness,’ are present in the
most primitive species” (Reber, 2016).
Reber founds his model on several principles: “Complexity has its roots in simplicity.
Evolution has a pyramidal schema. Older forms and functions lie at the base, the more recently
evolved ones toward the zenith …. In virtue of the nature of pyramidal systems, the older
structures and the behaviors and processes that utilize them will be relatively stable, showing
less individual-to-individual and species-to-species variation. They will also, in virtue of their
foundational status, be robust and less likely to be lost. Adaptive forms and functions are not
jettisoned; they are modified and, if the selection processes are effective, they will become more
complex and capable of greater behavioral and mental flexibility and power” (Reber, 2016).
Reber claims that his model has several conceptual and empirical virtues, among them: “(a) it
(re)solves the problem of how minds are created by brains—the "Hard Problem"—by showing that the
apparent difficulty results from a category error; (b) it redirects the search for the origins of
mind from complex neural structures to foundational biomechanical ones; and (c) it reformulates
the long-term research focus from looking for ‘miracle moments’ where a brain is suddenly capable
of making a mind to discovering how complex and sophisticated cognitive, emotional and behavioral
functions evolve from more primitive ones” (Reber, 2016).
In addressing the hard problem, Reber argues that the reason it looks “hard” is “because it
assumes that there is some ‘added’ element that comes from having a mind.” However, he
says, “from the CBC perspective the answer is easily expressed. Organisms have minds, or the
precursors of what we from our philosophy of mind perspective think of as minds, because they are
an inherent component of organic form. What gets ‘added’ isn't ontologically novel; it's a gradual
accretion of functions that are layered over and interlock with pre-existing ones” (Reber, 2016).
In the CBC framework, “All experience is mental. All organisms that experience have minds, all
have consciousness.” Reber contends that this way of thinking repositions the problem, from how
brains create consciousness (i.e., the hard problem) to how all experience is consciousness.
“Instead of trying to grasp the neuro-complexities in brains that give rise to minds, we can
redirect the focus toward understanding how particular kinds of basic, primitive organic forms
came to have the bio-sensitivity that is the foundation of subjectivity.” Reber recognizes that
“this argument requires a commitment to a biological reductionism.” It would also undermine
Functionalism (9.1.3) in that mental states would be “intrinsically hardware dependent”
(Reber, 2016).
9.10.7. Feinberg and Mallatt's ancient origins of consciousness
Neurologist/psychiatrist Todd Feinberg and evolutionary biologist Jon Mallatt propose
that consciousness appeared much earlier in evolutionary history than is commonly assumed, and
therefore all vertebrates and perhaps even some invertebrates are conscious. By assembling a
list of the biological and neurobiological features that seem responsible for consciousness, and
by juxtaposing the fossil
record of evolution, the authors argue that about 520–560 million years ago, “the great
‘Cambrian explosion’ of animal diversity produced the first complex brains, which were
accompanied by the first appearance of consciousness; simple reflexive behaviors evolved into a
unified inner world of subjective experiences” (Fineberg and Mallatt, 2016).
Doing what they call “neuroevolution,” Feinberg and Mallatt put forth the even more
unconventional idea that the origin of consciousness goes back to the origin of life, in that
single-cell creatures respond to stimuli from the environment, whether attracted to food sources
or repelled by harmful chemicals. The authors call this process “sensory consciousness” [but which
others may call stimulus-response patterns unworthy of the “consciousness” appellation]. In
addition, the cell membrane distinguishes self from non-self, which becomes another baby step on
the long evolutionary journey to human consciousness. A crucial developmental step, they say, was
the evolution of “hidden layers” of clusters of intermediary nerve cells that process and relay
internal signals between sensory-input and motor-output nerve cells. Driven by evolutionary
pressures, these clusters would go on to evolve into primitive and then more complex brains (Fineberg and Mallatt, 2016; Rose, 2017).
If indeed these were the historical facts, it would naturally follow that “all vertebrates are
and have always been conscious—not just humans and other mammals, but also every fish, reptile,
amphibian, and bird.” Moreover, Feinberg and Mallatt find that many invertebrates—arthropods
(including insects and probably crustaceans) and cephalopods (including the octopus)—"meet many of
the criteria for consciousness.” Their proposal challenges standard-model theory that
“consciousness evolved simultaneously but independently in the first vertebrates and possibly
arthropods more than half a billion years ago.” Combining evolutionary, neurobiological, and
philosophical approaches enables Feinberg and Mallatt to cast a broader group of animals that are
conscious, though it is less clear how their theory offers—as the marketing claims, the authors
less so—“an original solution to the ‘hard problem’ of consciousness” (Fineberg and Mallatt, 2016).
9.10.8. Levin's technological approach to mind everywhere
Developmental and synthetic biologist Michael Levin introduces “a framework for understanding
and manipulating cognition in unconventional substrates,” which he calls ‘TAME—Technological
Approach to Mind Everywhere.” He asserts that creating “novel embodied cognitive systems
(otherwise known as minds) in a very wide variety of chimeric architectures combining evolved and
designed material and software”—via synthetic biology and bioengineering—“are disrupting familiar
concepts in the philosophy of mind, and require new ways of thinking about and comparing truly
diverse intelligences, whose composition and origin are not like any of the available natural
model species.” TAME, Levin says, “formalizes a non-binary (continuous), empirically-based
approach to strongly embodied agency,” and it “provides a natural way to think about animal
sentience as an instance of collective intelligence of cell groups, arising from dynamics that
manifest in similar ways in numerous other substrates” (Levin, 2022).
By focusing on cognitive function, not on phenomenal or access consciousness, Levin takes
“TAME's view of sentience as fundamentally tied to goal-directed activity,” noting carefully that
“only some aspects of which can be studied via third-person approaches.” Provisionally, Levin
suggests that consciousness “comes in degrees and kinds (is not binary),” for the same reasons he
argues for continuity of cognition: “if consciousness is fundamentally embodied, the plasticity
and gradual malleability of bodies suggest that it is a strong requirement for proponents of phase
transitions to specify what kind of ‘atomic’ (not further divisible) bodily change makes for a
qualitative shift in capacity consciousness” (Levin, 2022).
Although Levin takes the null or default hypothesis to be the relatively smooth continuity of
consciousness across species and phylogenetically, he hedges that “the TAME framework is not
incompatible with novel discoveries about sharp phase transitions.” He points to future, radical
brain-computer interfaces in human patients as “perhaps one avenue where a subject undergoing such
a change can convince themselves, and perhaps others, that a qualitative, not continuous, change
in their consciousness had occurred.”
In a radical implication of TAME, Levin argues that “while ‘embodiment’ is critical for
consciousness, it is not restricted to physical bodies acting in 3D space, but also includes
perception-action systems working in all sorts of spaces.” This implies, he says, “counter to many
people's intuitions, that systems that operate in morphogenetic, transcriptional, and other spaces
should also have some (if very minimal) degree of consciousness. This in turn suggests that an
agent, such as a typical modern human, is really a patchwork of many diverse consciousnesses, only
one of which is usually capable of verbally reporting its states (and, not surprisingly, given its
limited access and self-boundary, believes itself to be a unitary, sole owner of the body).”
Levin remains “skeptical about being able to say anything definitive about consciousness per se
(as distinct from correlates of consciousness) from a 3rd-person, objective perspective.” Yet, he
muses, “The developmental approach to the emergence of consciousness on short, ontogenetic
timescales complements the related question on phylogenetic timescales, and is likely to be a key
component of mature theories in this field” (Levin, 2022).
9.10.9. No hard problem in William James's psychology
Writer Tracy Witham argues that William James flipped the paradigm in which the hard problem
arises, because James viewed consciousness through a problem he believed it solves by selecting
for adaptive responses to specific environmental situations (James, 1890). Essentially, James
believed that a brain complex enough to support a proliferation of options for responding to
environmental situations is more likely to obscure than to identify the best option to use, unless
that brain also has a selection mechanism for choosing adaptive over less, non-, and maladaptive
options. But the question remains, Witham says, whether consciousness is, at least, a good prima
facie fit, to address what can be called “the selection problem.”
The hypothesis that underlies James's view, she says, is that consciousness increases an
organism's fitness by “bringing … pressure to bear in favor of those of its performances which
make for the most permanent interests of the brain's owner …” (James, 1890, p. 140).
Specifically, the role James gave to consciousness must be understood only in the context of
the formation of de facto ends which he believed form when preferred sensations are recalled in
their absence (James, 1890, p. 78). This context is
crucial, because it is consciousness that confers the preferences for some sensations over others
and thereby serves as the source of the ends. But to understand why James gave consciousness that
role, Witham says we need to understand his two-word phrase, "cerebral reflex," (James, 1890, p. 80). which implies a
stimulus-and-response schema is the basis for the ends-and-means couplings that form cerebral
reflexes. However, there is a problem with the implication. For this to work, ends must stand in
for stimuli, arising in interactions between organisms and their environments.
The problem is solved, Witham says, if consciousness just is what it seems to be: the means by
which we reflect on our interactions with our environments to sense whether the interactions are
favorable or not. So, what consciousness seems to be fits James's hypothesis perfectly, that its
role is to "bring … pressure to bear [in favor of] those of our performances" that are adaptive.
Reflective experience, in short, makes it possible to identify experiences of our environmental
interactions that contain adaptive behaviors and retain them as cerebral reflexes for future use.
But then, as the means to solve the selection problem, consciousness becomes an adaptive
adaptation in the sense of being an adaptation selecting for adaptive behaviors. And it does so by
being, indeed, what it seems to be: an adaptive adaptation that is a marvelous source of
solutions, not a confounding source of problems.
The critical question, however, is whether a zombie-like black box of sufficient complexity
could perform environmentally driven, fitness enhancing, evolutionarily successful activities, and
if so, why then the radical advent of something so startlingly novel in the universe: inner
experience? In other words, while the question of why consciousness was favored and selected by
evolution is important, it is not the question of what consciousness actually is, which
of course is the hard problem.
10. Non-reductive physicalism
Non-Reductive Physicalism takes consciousness to be entirely physical, solely the product of
biological brains, but mental states or properties are irreducibly distinct from physical states or
properties such that they cannot be entirely explained by physical laws, principles or discoveries (in
brains or otherwise) (Macdonald and Macdonald, 2019).
Non-reductive Physicalism was, in part, a response to conceptual problems in the early identity
theories of physicalism where mental properties or kinds were literally the same thing as physical
properties or kinds. This was challenged by several conceptual conundrums: the multiple realizability
of the same mental properties or kinds by different physical properties or kinds (Hilary Putnam); the
intentional essence of mental phenomena, which seems so radically different from physical laws or
things (Donald Davidson's “Anomalous Monism,” 14.2); and the apparent unbridgeable gap between physics
and the special sciences (Jerry Fodor) (Macdonald and Macdonald, 2019).
While mental states are generated entirely by physical states (of the brain), non-reductive
physicalism maintains that they are truly other than physical; mental states are ontologically
distinct.
This would seem to make Non-Reductive Physicalism a form of property dualism (15.1) in that both
recognize real mental states and yet only one kind of substance, matter—but, as expected, some
adherents of each reject the claims of the other. If Non-Reductive Physicalism is indeed a form of
property dualism, it would be perhaps the predominant contemporary kind.
A core mechanism of Non-Reductive Physicalism is emergence, where novel properties at higher levels
of integration are not discernible (and perhaps not even predictable, ever) from all-you-can-know at
lower or more fundamental levels. A prime feature of Non-Reductive Physicalism is often “top-down
causation,” where the content of consciousness is causally efficacious—qualia can do real work (contra
Epiphenomenalism, 9.1.2).
Some Christian philosophers, such as Nancey Murphy (10.2), who seek greater consonance between
contemporary science and the Christian faith, look to Non-Reductive Physicalism as a nondualistic
account of the human person. It does not consider the "soul" an entity separable from the body, such
that scientific statements about the physical nature of human beings would be referring to exactly the
same entity as theological statements concerning the spiritual nature of human beings (Brown et al., 1998). The structure of
Non-Reductive Physicalism is said to enhance the Judeo-Christian concept of “resurrection of the dead”
as opposed to what is said to be the non-Judeo-Christian doctrine of an “immortal soul” (Van Inwagen, 1995).
On the other hand, Christian philosopher J.P. Moreland takes dualism to be “the clear
teaching of Scripture” that “overwhelmingly sets forth a dichotomy of
soul and body” and he decries those Christian thinkers who deny this conclusion, especially
adherents of Non-Reductive Physicalism (Moreland, 2014).
Philosopher Jaegwon Kim's objections to Non-Reductive Physicalism, based on causal closure and
overdetermination, highlight its three principles: the irreducibility of the mental to the physical;
some version of mental-physical supervenience; and the causal efficaciousness of mental states. The
problem, according to Kim, is that when these three commitments are combined, an inconsistency is
generated that entails the causal impotence of mental properties (Kim, 2024).
I've always been puzzled by Non-Reductive Physicalism in that I can well understand how, under
physicalism, consciousness is non-reductive in practice, but how non-reductive in principle?
Conversely, if indeed consciousness is in principle non-reductive—impossible for science ever to
explain how it works in terms of fundamental physical constituents—it would seem to require the
ontological reality of non-physical properties (at least by current boundaries), which would seem to
embed a contradiction. Or else, by what mechanisms could such higher-level non-reducible “laws” work?
Perhaps by something analogous to quantum fields but operating at higher levels? Occam is sharpening
his Razor.
10.1. Ellis's strong emergence and top-down causation
Mathematical physicist George Ellis approaches consciousness by combining non-reductionist strong
emergence and top-down causation in the context of “possibility spaces” (Ellis, 2017a). While he calls
consciousness “the biggest unsolved problem in science,” he sees the larger vision that
consciousness transforms the nature of existence itself such that existence is quite different than
it might have been had there been only nonconscious matter (Ellis, 2006).
Ellis begins with four kinds of entities, or “Worlds,” whose existence requires explanation:
matter and forces, consciousness, physical and biological possibilities, and mathematical reality.
An adequate explanation of what exists, he says, must encompass all four kinds of entities, in two
forms: generic forms of the kinds of entities that might exist, and specific instantiations of some
of these possibilities that actually occur or have occurred in the real universe. The first are
possibilities, and the second are actualizations of those possibilities (Ellis, 2015).
“Possibility spaces,” then, show what is and what is not possible for entities of whatever kind
we are discussing. For example, the possibility space for classical physics is all possible states
of the system; for quantum physics, the state spaces for the system wave function are Hilbert
spaces.
For consciousness, possibility spaces include separate subspaces for all possible thoughts, all
possible qualia, all possible emotions—each with its own character. Ellis says, “The rationale is
always the same: if these aspects of consciousness occur, then it is possible that they occur; and
that possibility was there long before they ever occurred, and so is an abstract feature of the
universe. The physical existence of brains enables their potential existence to be actualized” (Ellis, 2015).
Ellis embeds his theory of consciousness in the presence and power of strong emergence, where
properties of a system are impossible to predict in terms of the properties of its constituents,
even in principle; and of top-down causation, where higher hierarchical levels exert causal force on
lower levels, even though the higher levels are comprised only of the lower levels. Strong
emergence, according to Ellis, works throughout the physical world, particularly in biology where
the whole is more than just the sum of its parts (Ellis, 2017b, 2019).
He explains that “emergence is possible because downward causation takes place right down to the
lower physical levels, hence, arguments from the alleged causal completeness of physics and
supervenience are wrong. Lower levels, including the underlying physical levels, are conscripted to
higher level purposes; the higher levels are thereby causally effective, so strong emergence occurs.
No violation of physical laws is implied. The key point is that outcomes of universally applicable
generic physical laws depend on the context when applied in specific real world biological
situations … including the brain” (Ellis, 2019).
Continuing to focus on emergence and downward causation, Ellis “considers how a classification of
causal effects as comprising efficient, formal, material, and final causation can provide a useful
understanding of how emergence takes place in biology and technology, with formal, material, and
final causation all including cases of downward causation; they each occur in both synchronic and
diachronic forms.” Taken together, he says, the four causal effects “underlie why all emergent
levels in the hierarchy of emergence have causal powers (which is Noble's principle of biological
relativity) and so why causal closure only occurs when the upward and downward interactions between
all emergent levels are taken into account, contra to claims that some underlying physics level is
by itself causality complete” A key feature, Ellis adds, is that “stochasticity at the molecular
level plays an important role in enabling agency to emerge, underlying the possibility of final
causation occurring in these contexts” (Ellis, 2023).
Ellis's two points here, if veridical and representing reality, would have extraordinary impact
on theories of consciousness, and the two bear repeating: (i) emergence has causal powers at all
levels in biology, and (ii) top-down causation as well as bottom-up causation is necessary for
causal closure. At once, almost every Materialism Theory—maybe every Materialism Theory
(more than 90 at last count)—would be shown insufficient to explain consciousness (even if one or
more were still necessary to do so).
Ellis highlights questions that he claims reductionists cannot answer: “Reductionists cannot
answer why strong emergence (unitary, branching, and logical) is possible, and in particular why
abstract entities such as thoughts and social agreements can have causal powers. The reason why they
cannot answer these questions is that they do not take into account the prevalence of downward
causation in the world, which in fact occurs in physics, biology, the mind, and society” (Ellis 2017b, 2019).
David Chalmers distinguishes strong downward causation from weak downward causation. “With strong
downward causation, the causal impact of a high-level phenomenon on low-level processes is not
deducible even in principle from initial conditions and low-level laws. With weak downward
causation, the causal impact of the high-level phenomenon is deducible in principle, but is
nevertheless unexpected. As with strong and weak emergence, both strong and weak downward causation
are interesting in their own right. But strong downward causation would have more radical
consequences for our understanding of nature.” However, Chalmers concludes, “I do not know whether
there is any strong downward causation, but it seems to me that if there is any strong downward
causation, quantum mechanics is the most likely locus for it … The question remains wide open,
however, as to whether or not strong downward causation exists” (Chalmers, 2008).
10.2. Murphy's non-reductive physicalism
Christian philosopher Nancey Murphy, reflecting increasing Christian scholarship calling for
acceptance of physicalism, argues that the theological workability of physicalism depends on the
success of an argument against reductionism. She takes Non-Reductive Physicalism, a common term in
philosophy of mind, to “signal opposition to anthropological dualisms of body and either mind or
soul, as well as to physicalist accounts that reduce humans to nothing but complex
animals.” She sets herself the task of showing that “non-reductive physicalism is
philosophically defensible, compatible with mainstream cognitive
neuroscience, and is also acceptable biblically and theologically”—a task made more
difficult because she must be able to explain “how Christians for centuries could have been wrong
in believing dualism to be biblical teaching” (Murphy, 2017, 2018).
To Murphy, part of the answer lies in translation. She focuses on the Septuagint, a Greek
translation of the Hebrew scriptures that dates from around 250 BC. This text translated Hebrew
terminology into Greek, and “it then contained terms that, in the minds of Christians influenced
by Greek philosophy, referred to constituent parts of humans. Later Christians have
obligingly read and translated them in this way.” A key instance, she says, is “the Hebrew word
nephesh, which was translated as psyche in the Septuagint and later into English
as ‘soul’ … In most cases the Hebrew or Greek term is taken simply to be a way of referring to the
whole living person” (Murphy, 2018).
Murphy is impressed by how many capacities or faculties of the soul, as attributed by
Thomas Aquinas, are now well explained by cognitive
science and neurobiology.
She is moved by “localization studies—that is, research indicating not only that
the brain is involved in specific mental operations, but that very specific regions are.”
That gives her the physicalism—the easy part, I'd say. What about the non-reductive—the hard
part?
An obvious answer to the problem of neurobiological reductionism, Murphy says, would be the
presence and power of downward causation or whole-part causation. That is, if causal reductionism is
the thesis that all causation is from part to whole, then the complementary alternative causation
would be from whole to part. If we describe a more complex system, such as an organism, as a
higher-level system than the simple sum of its biological parts, then causal reductionism is
bottom-up causation, and the alternative, causal anti-reductionism, or causal non-reductionism, is
top-down or downward causation (Murphy, 2017).
To support Non-reductive Physicalism by undermining reductionist determinism, Murphy recruits
contemporary concepts in systems theory, such as chaos theory, non-linear dynamics, complex
adaptive systems, systems probabilities, and systems biology. Thus, Murphy posits, an
understanding of downward causation in complex systems allows for the defeat of neurobiological
reductionism.
Finally, Murphy muses that “non-reductive physicalism, while it is the term most often used
in philosophy, is perhaps not the best for purposes of Christian anthropology,
because, at least by connotation, it places disproportionate stress on the aspect
of our physicality.” She quotes theologian Veli-Matti Kärkkäinen in proposing a replacement:
“multi-aspect monism” (Murphy, 2018).
10.3. Van Inwagen's Christian materialism and the resurrection of the dead
Christian philosopher/metaphysician Peter van Inwagen combines a wholly materialist ontology of
the human person (Van Inwagen, 2007a) with a committed
belief in the resurrection of the dead as the Christian hope of eternal life. His thesis is that
“dualism is a Greek import into Christianity and that the Christian resurrection of the dead does
not presuppose dualism” (Van Inwagen, 1995, 2007b).
He states, “Most Christians seem to have a picture of the afterlife that can without too much
unfairness be described as ‘Platonic.’ When one dies, one's body decays, and what one is, what one
has been all along, an immaterial soul or mind or self, continues to exist”—a picture and a doctrine
that Van Inwagen finds “unsatisfactory, both as a Christian and as a philosopher” (Van Inwagen, 1995).
He reflects, “when I enter most deeply into that which I call myself, I seem to discover that I
am a living animal. And, therefore, dualism seems to me to be an unnecessarily complicated theory
about my nature unless there is some fact or phenomenon or aspect of the world that dualism deals
with better than materialism does” (which he does not find). As for the argument from phenomenal
consciousness, he admits, “It is a mystery how a material thing could have sensuous properties
[phenomenal consciousness],” but then retorts, “simply and solely because it is a mystery how
anything could.”
Van Inwagen rejects dualism biblically as well as philosophically. After examining biblical texts
in the Old Testament, Van Inwagen finds “little to support dualism in the Old Testament, and much
that the materialist will find congenial.” His analysis of New Testament texts requires more
elaborate (some may say more convoluted) exegesis: “twisting and turning, impaled on intransigent
texts,” in Van Inwagen's own self-deprecating words. For example, Jesus's parable of the “Rich Man”
and his words to the “Good Thief” on the cross (“Today you shall be with me in Paradise.”).
Moreover, Paul's repeated representation of death as “sleep” cannot be discounted.
An important philosophical argument for Christian dualism, Van Inwagen says, is that the doctrine
of the Resurrection of the Dead seems to presuppose dualism. “For if I am not something immaterial,
if I am a living animal, then death must be the end of me. If I am a living animal, then I am a
material object. If I am a material object, then I am the mereological sum of certain atoms. But if
I am the mereological sum of certain atoms today, it is clear from what we know about the
metabolisms of living things that I was not the sum of those same atoms a year ago” (Van Inwagen, 1995).
For the materialist who believes in the biblical resurrection of the dead as a literal future
event, as Van Inwagen does, the fact that the atoms of which we are composed are in continuous flux
is a “stumbling block.” He asks, “How shall even omnipotence bring me back—me, whose former atoms
are now spread pretty evenly throughout the biosphere?” This question does not confront the dualist,
who will say that there is no need to bring me back because I have never left. But what shall the
materialist say?” (Van Inwagen, 1995).
Van Inwagen challenges Divine power: “For what can even omnipotence do but reassemble?
What else is there to do? And reassembly is not enough, for I have been composed of different atoms
at different times.” This leads to the conundrum of myriad duplicates.
In the end, Van Inwagen concludes, “there would seem to be no way around the following
requirement: if I am a material thing, then, if a man who lives at some time in the future is to be
I, there will have to be some sort of material and causal continuity between this matter that
composes me now and the matter that will then compose that man.” Van Inwagen finds this requirement
looking very much like Paul's description of the resurrection: “when I die, the power of God will
somehow preserve something of my present being, a gumnos kókkos [bare/naked grain/kernel35], which will
continue to exist throughout the interval between my death and my resurrection and will, at the
general resurrection, be clothed in a festal garment
of new flesh” (Van Inwagen, 1995).
While van Inwagen would be the first to admit that “oddly enough,” few Christian dualists have
been persuaded by his arguments against a Christian immortal soul, I (for one) consider his
arguments probative, disruptive, insightful (if not dispositive) (Van Inwagen, 2007b).
10.4. Nagasawa's nontheoretical physicalism
Philosopher Yujin Nagasawa interrelates central debates in philosophy of mind (phenomenal
consciousness) and philosophy
of religion (existence of God) to construct a unique metaphysical thesis, which he calls
“nontheoretical physicalism,” by which he claims that although this world is entirely physical,
there are physical facts that cannot be captured even by complete theories of the physical
sciences (Nagasawa, 2008). This is no defense of
traditional Non-Reductive Physicalism, but it is consistent with some of its distinguishing
features.
Nagasawa's unique methodology, moving from epistemology to ontology, draws heretofore
unrecognized parallels between fundamental arguments in philosophy of mind and philosophy of
religion, using in the former the Knowledge Argument that Mary cannot know what it is like to see
color in her black-and-white room, and in the latter atheistic arguments that God cannot know what
it is like to be evil or limited due to his perfections. From what Nagasawa takes as the failures of
traditional arguments against physicalism, yet in still rejecting a physicalist approach to
phenomenal consciousness, he constructs his “nontheoretical physicalism” (Nagasawa, 2023).
What Nagasawa means by “nontheoretical” is an explanation of physicalism that is entity-based,
not theory-based, which is consistent with his view that even with complete and final physical
theories all reality cannot be explained (Nagasawa, 2008).
10.5. Sanfey's Abstract Realism
Medical doctor John Sanfey's Abstract Realism (AR) claims to bridge the mind-matter explanatory
gap with two arguments suggesting a complementarity between first and third-person
perspectives, with each perspective containing an equivalent observer function. The first argument
posits that science must use abstract devices integrating past and future moments of continuous
time that reflect first-person perception. The second argument tackles the hard problem by
examining phenomenal simultaneity, where no time separates experiencer from experienced (Sanfey, 2023).
In “something it is like to experience redness,” the experiencer knows they are not
simultaneously causing the redness; one cannot consciously cause something without being conscious
of doing so, obviously. But an intelligent system not experiencing conscious presence cannot be
certain it is not causing what it perceives because its observing self must reside in the same
physical systems that may or may not be producing illusions. This suggests, to Sanfey, that
experiencing presence is sufficient to create logical possibilities such as disembodied mind or
idealism. Rooted in phenomenal simultaneity, these causal mechanics of consciousness are
unobservable in principle, he says, making consciousness indistinguishable from strong emergence.
Proven causal power means that consciousness can be produced by physical systems even synthetic
ones without introducing new physics. (In Sanfey's AR, the brain generates consciousness when two
information systems, two electromagnetic
fields [9.3], interact bi-directionally, causally, and with sufficient complexity such that
one is the observing reference for the other.) (Sanfey, 2023).
Simultaneous causation cannot happen, but experiential simultaneity is certain, and with causal
power, consciousness can be integrated with physics within a Non-Reductive Physicalism
paradigm—without appealing to psycho-identity, panpsychism, idealism, or reductive physicalism.
Matter, defined as that which behaves according to physical laws independently of conscious mind, is
always either a sensory or conceptual model, a complementarity of first and third-person
perspectives, each containing an equivalent observer function (Sanfey, 2023).
10.6. Northoff's non-reductive neurophilosophy
Northoff frames his views on consciousness (1.2.12) as “non-reductive neurophilosophy,” which, he
says, is “primarily a methodological approach,” a particular strategy that takes into account
“certain phenomena which otherwise would remain outside our scope [consciousness studies].” He deems
“the link of conceptual models and ontological theories with empirical data to be key in providing
insight into brain-mind connection and its subjectivity” (Northoff, 2022).
Paraphrasing Kant, Northoff says that “brain data without brain-mind models are blind, brain-mind
models without brain data are empty.” Thus, Northoff has non-reductive neurophilosophy allowing for
“a systematic and bilateral connection of theoretical concepts and empirical data, of philosophy and
neuroscience.” His emphasis is on “systematic,” by providing and defining “different steps in how to
link concepts and facts in a valid way without reducing the one to the respective other.” Taken in
such sense, Northoff considers non-reductive neurophilosophy “a methodological strategy of analyzing
the relationship of concepts and facts just like there are specific methods of logical analyses in
philosophy and empirical data analysis in neuroscience.” In other words, “non-reductive
neurophilosophy is a methodological tool at the interface of philosophy and neuroscience. As such it
can be applied to problems in both philosophy and neuroscience” (Northoff, 2022).
11. Quantum theories
Quantum theories of consciousness take seriously the idea that quantum mechanics plays a necessary,
if not sufficient role, in the specific generation of phenomenal consciousness in certain physical
entities like brains—beyond the general application of quantum mechanics in all physical entities. The
kinds of quantum theories or models on offer differ radically.
Philosopher of science Paavo Pylkkänen explores whether the dynamical and holistic features of
conscious experience might reflect “the dynamic and holistic quantum physical processes associated
with the brain that may underlie (and make possible) the more mechanistic neurophysiological processes
that contemporary cognitive neuroscience is measuring.” If so, he says, “these macroscopic processes
would be a kind of shadow, or amplification of the results of quantum processes at a deeper
(pre-spatial or ‘implicate’) level where our minds and conscious experience essentially live and
unfold.” At the very least, Pylkkänen says, “a quantum perspective will help a ‘classical’
consciousness theorist to become better aware of some of the hidden assumptions in his or her
approach.” What quantum theory is all about, he stresses, is “learning, on the basis of scientific
experiments, to question the ‘obvious’ truths about the nature of the physical world and to come up
with more coherent alternatives” (Pylkkänen, 2018).
There is certainly growing interest in the putative quantum-consciousness nexus. For example,
Quantum and Consciousness Revisited, with papers the product of two conferences, present
various philosophical approaches to quantum paradoxes including further considerations of the
Copenhagen Interpretation and alternatives with implications for consciousness studies, mathematics
and biology. Topics include observation and measurement; collapse of the wave function; and time and
gravity. All the papers, the editors write, “reopen the questions of consciousness and meaning which
occupied the minds of the early thinkers of quantum physics” (Kafatos et al., 2024).
In his technical review article, “Quantum Approaches to Consciousness,” theoretical physicist
Harald Atmanspacher describes three basic approaches to the question of whether quantum theory can
help understand consciousness: (1) consciousness as manifestation of quantum processes in the brain,
(2) quantum concepts elucidating consciousness without referring to brain activity, and (3) matter and
consciousness as dual aspects of one underlying reality (Atmanspacher, 2020a).
For example, one approach considers how quantum field theory can describe why and how
classical behavior
emerges at the level of brain activity. The relevant brain states themselves are properly considered
as classical states. The idea, Atmanspacher says, is “similar to a classical thermodynamical
description arising from quantum statistical mechanics,” and works “to identify different regimes of
stable behavior (phases, attractors) and transitions between them. This way, quantum field theory
provides formal elements from which a standard classical description of brain activity can be
inferred” (Atmanspacher, 2020a).
Atmanspacher reports applications of quantum concepts to mental processes, focusing on
complementarity, entanglement, dispersive states, and non-Boolean logic. These involve
quantum-inspired concepts to address purely mental (psychological or cognitive) phenomena, without
claiming that actual quantum mechanics is necessary to make it work. This includes research groups
studying quantum ideas in cognition (Patra, 2019). While the term “quantum cognition” has gained
acceptance, Atmanspacher says that a more appropriate characterization would be “non-commutative
structures in cognition,” and he questions whether it is “necessarily true that quantum features in
psychology imply quantum physics in the brain?” (Atmanspacher, 2020a).
After reviewing major quantum theories of consciousness (several are discussed below), Atmanspacher
suggests that progress is more likely made by investigating “mental quantum features without focusing
on associated brain activity” (at least to begin with). Ultimately, he says, “mind-matter entanglement
is conceived as the hypothetical origin of mind-matter correlations. This exhibits the highly
speculative picture of a fundamentally holistic, psychophysically neutral level of reality from which
correlated mental and material domains emerge” (Atmanspacher's Dual-Aspect Monism, 14.7.).
To position quantum theories of consciousness, consider each as representing one of two forms: (i)
quantum processes, similar to those in diverse areas of biology (e.g., photosynthesis), that uniquely
empower or enable the special activities of cells, primarily neurons, to generate consciousness; and
(ii) the more radical claim that these two great mysteries, consciousness and quantum theory, are
intimately connected such that the solution to both mysteries can be solved only together.
Physicist Carlo Rovelli disagrees. Consciousness and quantum mechanics, he says, have no special,
intimate relationship. With respect to quantum mechanics, Rovelli says, “Consciousness never played a
role … except for some fringe speculations that I do not believe have any solid ground. The notion of
‘observer’ should not be misunderstood. In quantum physics parlance an ‘observer’ can be a detector, a
screen, or even a stone. Anything that is affected by a process. It does not need to be conscious, or
human, or living, or anything of the sort” (Rovelli, 2022).
Philosopher of physics David Wallace sees “potentially intriguing connections between consciousness
and quantum mechanics, tied partly to the idea that traditional formulations of quantum mechanics seem
to give a role to measurement or observation—and, well, what is that?” He says, “the natural
hypothesis is that measurement or observation is conscious perception,” which somehow implies “a role
of a conscious observer.” Although this would be “extremely suggestive for connecting the
two”—consciousness and quantum mechanics—"but you can connect them in a lot of ways.” Some, Wallace
says, might try to explain consciousness reductionistically in terms of quantum mechanical processes.
But, “In my view, that works no better than explaining consciousness in terms of classical processes.”
However, “Another way is not try to reduce consciousness, but find roles for consciousness in quantum
mechanics. That's one of the big questions about consciousness. What does it do? What is it here for?
How can it affect the physical world? So, I'm at least taking seriously the idea that maybe
consciousness plays a potential role in quantum mechanics. It's a version of the traditional idea that
consciousness collapses the wave function. It's not an especially popular idea among physicists these
days, partly because it takes consciousness as fundamental—but if, like me, you think there are
independent reasons to do that, then I think it's an avenue worth looking at” (Wallace, 2016b).
Chalmers and McQueen readdress the question of whether consciousness collapses the quantum wave
function. Noting that this idea was taken seriously by John von Neumann and Eugene Wigner but is now
widely dismissed, they develop the idea by combining a mathematical theory of consciousness
(Integrated Information Theory, 12) with an account of quantum collapse dynamics (continuous
spontaneous localization). In principle, versions of the theory can be tested by experiments with
quantum computers. The upshot is not that consciousness-collapse interpretations are clearly correct,
but that there is a research program here worth exploring (Chalmers and McQueen, 2022).
Physicist Tim Palmer argues that our ability for counterfactual thinking—the existence of
alternative worlds where things happen differently—which is both an exercise in imagination and a key
prediction of quantum mechanics—suggests that “our brains are able to ponder how things could have
been because in essence they are quantum computers, accessing information from alternative worlds” (he
recruits the Many Worlds Interpretation of quantum mechanics). Consciousness (along with understanding
and free will), he states, “involves appealing to counterfactual worlds” and thus “quantum computing
is the key to consciousness” (Palmer, 2023).
At the very least, for quantum processing to play a content or informational role in the
brain it would require some mechanism that stores and transports quantum information in qubits for
sufficiently long, macroscopic times. Moreover, the mechanism would need to entangle vast numbers of
qubits, and then that entanglement would need to be translated into higher-level chemistry in order
to influence how neurons trigger action potentials (Ouellette, 2016). Experiments with
anesthetics and brain organoids
hint that quantum effects in the brain may be in some way involved in consciousness (Musser, 2024).
Although most physicists and neuroscientists have not taken quantum theories of consciousness
seriously, such theories are proliferating, becoming more sophisticated and mainstream, and are
increasingly backed up by claims of experimental evidence. Personally, I started out an incorrigible,
utter skeptic about quantum consciousness; I'm still a skeptic, though no longer so incorrigible, no
longer so utter.
11.1. Penrose-Hameroff's orchestrated objective reduction
Penrose-Hameroff's quantum consciousness, which they call Orchestrated Objective Reduction
(OrchOR), is the claim that consciousness arises in the fundamental gap between the quantum and
classical worlds. Formulated by mathematician
and Nobel laureate Roger Penrose (Penrose, 2014; 1996; Penrose, 2014, 2023), and developed by
anesthesiologist Stuart Hameroff (Hameroff, 2014a, 2014b), consciousness is
non-computational, yet still explained by the physics of neurons, but a physics distinct from and
broader than that which we currently understand.
Penrose claims that only a non-computational physical process could explain consciousness. He is
not saying that consciousness is beyond physics, rather that it is beyond today's physics.
“Conscious thinking can't be described entirely by the physics that we know,” Penrose said,
explaining that he “needed something that had a hope of being non-computational.”36 He focuses on “the
main gap in physics”: the contradiction between the continuous, probabilistic evolution given by
the Schrödinger
equation in quantum mechanics and the discrete, deterministic events when you make
measurements in classical physics—“how rules like Schrödinger's cat being dead and alive at the
same time in quantum mechanics do not apply at the classical level” (Penrose, 2014, 2023),
Penrose argues that the missing physics that describes how the quantum world becomes the
classical world “is the only place where you could have non-computational activity.” But he admits
that it’s “a tall order” to sustain quantum information in the hot, wet brain, because “whenever
quantum systems become entangled with the environment, ‘environmental decoherence’ occurs and
information is lost.”
“Quantum mechanics acting incoherently is not useful [to account for consciousness],” Penrose
explains; “it has to act coherently. That's why we call [our mechanism] ‘Orch OR’, or ‘orchestrated
objective reduction’—the ‘OR’ stands for objective reduction, which is where the quantum state
collapses to one alternative or another, and ‘Orch’ stands for orchestrated. The whole system must
be orchestrated, or organized, in some global way, so that the different reductions of the states
actually do make a big difference to what happens to the network of neurons” (Penrose, 2014, 2023),
So how can the hot, wet brain operate a quantum information system? Hameroff proposed a
biological mechanism utilizing microtubules in neurons. As an anesthesiologist who had shepherded
thousands of conscious-unconscious-conscious transitions, Hameroff, together with Penrose, developed
their quantum theory of consciousness.
“Objective reduction in the quantum world is occurring everywhere,” Hameroff recognizes, “so
proto-conscious, undifferentiated moments are ubiquitous in the universe. Now in our view when
orchestrated objective reduction occurs in neuronal microtubules, the process gives rise to rich
conscious experience” (Hameroff, 2014b).
In Hameroff's telling, microtubules are cylindrical polymers of the protein tubulin capable
of information processing, with fundamental units being states of a billion tubulins per neuron.
Microtubules in all cells enact purposeful spatiotemporal activities, and in the brain,
microtubules establish neuronal shape, create and regulate synapses, and are proposed to underlie
memory, cognition and consciousness. Tubulin is the brain's most prevalent protein, so the brain
is largely made of microtubules, each with unique, high frequency vibrational and quantum
properties from non-polar aromatic ring pathways. The claim is made that experimental evidence
shows that anti-depressants, psychedelics
and general anesthetics, which selectively alter or block consciousness, all act via microtubules
(Brophy and Hameroff, 2023).
Some evidence suggests that entangled states can be maintained in noisy open quantum systems at
high temperature and far from thermal equilibrium—for example, counterbalancing decoherence by a
“recoherence” mechanism—such that, “under particular circumstances, entanglement may persist even in
hot and noisy environments such as the brain” (Atmanspacher, 2020a). Moreover, Anirban
Bandyopadhyay describes experiments with the tubulin protein in microtubules where conductivity
resistance becomes so low it's almost a macroscopic quantum-like system (Bandyopadhyay, 2014).
Penrose's ontology requires basic conscious acts to be linked to gravitation-mediated reductions
of quantum states, with “real quantum jumps” related to conscious thoughts and, by extension, to neural
correlates of consciousness. A complete theory seems to require a robust theory of quantum
gravity, long the holy grail of physics.
As noted, the Orch OR theory proposes that consciousness arises from orchestrated (Orch) quantum
state objective reductions (OR) in microtubules within brain neurons, which connect, adherents say,
to the fine-scale structure of spacetime geometry. Adherents posit that Orch OR accounts for
cognitive binding, real-time conscious causal action (through non-computable Penrose OR and
retroactivity), memory encoding, and, ambitiously, the hard problem of phenomenal experience.
Moreover, consciousness as a non-local quantum process in spacetime geometry provides potentially
plausible mechanism for near-death and out-of-body experiences, pre-cognition, afterlife and
reincarnation (Brophy and Hameroff, 2023). Quite the
claim, that.
Hameroff makes the striking statement that “consciousness came before life.” Based on
observations of extraterrestrial organic material, in context of the Penrose-Hameroff quantum theory
of consciousness, Hameroff challenges the conventional wisdom that consciousness evolved after life,
posing that “consciousness may have been what made evolution and life possible in the first place”
(Hameroff et al., 2024).
For years, Penrose-Hameroff stood largely alone, defending their quantum consciousness model
against waves of scientific critics (Baars and Edelman, 2012),
some of whom largely dismissed the notion as fanciful and fringy. Then, as quantum biology began
emerging as a real science with broad applications—with quantum mechanisms shown to play
essential roles in photosynthesis,
vision, olfaction,
mitochondria, DNA
mutations, magnetoreception, etc.—a larger community began taking quantum consciousness
more seriously.
Today, while Penrose-Hameroff Orch OR remains the most well-known quantum theory of
consciousness, with increasing interest, there are other, diverse theories of how quantum processes
are essential in consciousness. Their numbers are growing.
11.2. Stapp's collapsing the wave function via asking “questions”
Mathematical physicist Henry Stapp argues for the quantum nature of consciousness by relying on a
traditional interpretation of quantum mechanics, where quantum wave functions collapse only when
they interact with consciousness in an act of measurement. He envisions a “mind-like” wave-function
collapse that exploits quantum effects in the synapses between neurons, generating consciousness,
which he believes is fundamental to the universe (Stapp, 2011, 2023, 2007.)
Stapp founds his theory on the transition from the classical-physics conception of reality to von
Neumann's application of the principles of quantum physics to our conscious brains (Stapp, 2006; Von Neumann, 1955/1932). Von Neumann
extended quantum theory to incorporate the devices and the brain/body of the observers into physical
theory, leaving out only the stream of conscious experiences of the agents. According to von
Neumann's formulation, “the part of the physically described system being directly acted upon by a
psychologically described ‘observer’ is the brain of that observer” (Stapp, 2011).
The quantum jump of the state of an observer's brain to the ‘Yes’ basis state (vector) then
becomes the representation, in the state of that brain, of the conscious acquisition of the
knowledge associated with that answer ‘Yes,’ which constitutes the neural correlate of that person's
conscious experience. This fixes the essential quantum link between consciousness and neuroscience
(Stapp, 2006).
To Stapp, this is the key point. “Quantum physics is built around ‘events’ that have both
physical and phenomenal aspects. The events are physical because they are represented in the
physical/mathematical description by a ‘quantum jump’ to one or another of the basis state vectors
defined by the agent/observer's choice of what question to ask. If the resulting event is such that
the ‘Yes’ feedback experience occurs then this event ‘collapses’ the prior physical state to a new
physical state compatible with that phenomenal experience” (Stapp, 2006).
Thus, in Stapp's telling, mind and matter thereby become dynamically linked in a way that is
causally tied to an agent's free choice of how to act. “A causal dynamical connection is established
between (1) a person's conscious choices of how to act, (2) that person's consciously experienced
increments in knowledge, and (3) the physical actualizations of the neural correlates of the
experienced increments in knowledge” (Stapp, 2006).
More colloquially, Stapp argues that given the perspective of classical physics, where all is
mechanical, where the physical universe is a closed system, “there's nothing for consciousness to do
… and so it must be some sort of an illusion.” Why would there have been consciousness at all, he
asks? Under classical physics, “consciousness is just sitting there inert, a passive observer of the
scene in which it has no function; it does nothing. So, it's a mystery why consciousness should ever
come into existence” (Stapp, 2007).
In stark contrast, Stapp says, the way quantum mechanics works, in order to get consequences,
predictions, there must be a question posed. It's like “20 questions,” yes-or-no questions. A
question is posed in the quantum mechanical scheme; then there is an evolution according to the
Schrodinger equation, and then nature gives an answer (which is statistically determined).
The axial idea, Stapp says, is that there is nothing in quantum mechanics that determines what
decides the questions. This means that there's a gap, a critical causal gap in quantum mechanics.
And the way it's filled in practice is that an observer, on the basis of reasons or motivations or
with rules, sets up a certain experiment in a certain way. For example, putting a Geiger
counter or some other detector in the path of particles.
This yields Stapp's concept of quantum consciousness. Nobody denies that thoughts exist, he says,
but how do they do something? And that's the place where quantum consciousness has causal impact.
The crux of quantum mechanics is what questions are going to be asked. There is nothing in
classical physics that asks such questions. But in quantum mechanics questions are answered by the
psychological process of the experimenter, who is interested in learning something. And because
there is nothing in the way quantum mechanics works that explains the choice of the question, there
is an opening for the injection of mental events into the flow of physical events. The choice of the
question is not determined by the laws as we know them (Stapp, 2007).
This means we need another process, which is consciousness. And this gives consciousness an
actual role to play and allows it to do things causally. And if consciousness can act causally and
do things, Stapp says, then classic materialism is out.
Niels Bohr had a famous quote: “one must never forget that in the drama of existence we are
ourselves both actors and spectators.” In the classical worldview, Stapp says, “we were just
spectators; always we would just watch what's happening but couldn't do anything. In the quantum
mechanical worldview, we are actors. We are needed to make the theory work.”
Moreover, Stapp says, “this mental process cannot just be the product of the brain, because the
brain, like all physical things, evolves via quantum mechanical rules. While quantum mechanics
describes the evolution of potentialities for events to happen, that's all they describe, only
potentialities—they do not describe what chooses the events that are going to happen, the actual
events. Something must ask the questions, something outside of quantum mechanics—quantum mechanics
forces that process.” The only candidate, Stapp says, must be the independent existence of
consciousness (Stapp, 2007).
Stapp's conclusions are as bold as they are controversial. First, the ontological foundations of
consciousness and quantum mechanics are inextricably linked. Second, classical materialism is
defeated (Stapp, 2007).
Philosopher of physics David Wallace is sympathetic with the idea that consciousness with respect
to quantum physics has to be taken somehow as fundamental and irreducible, but there are two
different ways that could go. “There's the dualist way, where you have physics and you have
consciousness as two separate things, and there's the panpsychist idea, where consciousness
underlies all of physics and is present at the most fundamental level of every physical process.
Those are two different ideas” (Wallace, 2016a, 2016b).
When Wallace thinks about consciousness collapsing the wave function, as in quantum mechanics, he
says, “That's the dualist half of my head. You've got physics, you've got a wave function, and
you've got consciousness, which is observing the wave function. And somehow consciousness is
something distinct from the physical wave function and every now and then affecting it in this
interesting phenomenon of collapse. In a way, it's an updated version of Rene Descartes's dualism:
there's mind and then there's body; they're separate and they interact.”
Wallace says one could try to combine dualism and panpsychism with respect to the relationship
between consciousness and quantum mechanics, “but I don't think they'd combine all that well,” he
said. “If consciousness is everywhere and consciousness collapses the wave function, then the wave
function would be constantly collapsing and we know that doesn't happen because you get interference
effects in double slit experiments. So, I think these two ideas, panpsychism and consciousness
collapsing the wave function, should be pursued on separate tracks (Wallace, 2016a; 2016b; 2016c.)
11.3. Bohm's implicate-explicate order
Quantum physicist David Bohm, colleague of Einstein, famously introduced the idea of “implicate
order” and “explicate order” as ontological implications of quantum theory to explain two radically
opposed perspectives of the same phenomenon—something seems to be needed to account for the
bizarrely divergent ways of conceiving reality, quantum and classical, both of which seemed
undeniably correct.
Bohm is a big thinker, leveraging the counterintuitive concepts of quantum mechanics to try to
see reality as it really is. He envisions matter and mind as intertwined. He worked with Karl
Pribram to develop “Holonomic Brain Theory” (9.4.5). He explored the essence of thought with Indian
philosopher Jiddu Krishnamurti. Of particular import is what he calls “undivided wholeness,” meaning
that the subject actively participates with the object, rather than being a detached observer. Bohm
developed his “wholeness” as innately dynamic, alive, and open-ended (Gomez-Marin, 2023a).
According to Bohm, everything is in a state of process or becoming (folding and unfolding)—Bohm
calls it the "universal flux". All is dynamic interconnected process. In the same manner, Bohm says,
“knowledge, too, is a process, an abstraction from the one total flux, which latter is therefore the
ground both of reality and of knowledge of this reality” (Section: Bohm, 1980; Bohm, Wise Insights
Forum, website).
Now, regarding “implicate order,” Bohm means “order which is enfolded (the root meaning of
‘implicate’) and later unfolded or made explicate.” Relating the enfolding-unfolding universe to
consciousness, Bohm contrasts mechanistic order with implicate order. In mechanistic order, which is
inherent to classical physics, “the principal feature of this order is that the world is regarded as
constituted of entities which are outside of each other, in the sense that they exist
independently in different regions of space (and time) and interact through forces that do not bring
about any changes in their essential natures. The machine gives a typical illustration of such a
system of order …. By contrast, in a living organism, for example, each part grows in the context of
the whole, so that it does not exist independently, nor can it be said that it merely ‘interacts’
with the others, without itself being essentially affected in this relationship” (Bohm, 1980; Bohm, n.d.).
Bohm contends, “the implicate order applies both to matter (living and non-living) and to
consciousness, and that it can therefore make possible an understanding of the general relationship
between these two”—yet he recognizes “the very great difference in their basic qualities.” Still, he
believes that because both consciousness and matter are extensions of the implicate order, a
connection is possible.
To Bohm, the explicate order, which is “the order that we commonly contact in common experience,”
has room “for something like memory”, with the fact that “memories are first enfolded and then
unfolded during recall” being consistent with Bohm's concepts of implicate and explicate order.
“Everything emerges from and returns to the Whole” (Bohm, n.d.).
Confirming his non-materialist status, Bohm proposes, “the more comprehensive, deeper, and more
inward actuality is neither mind nor body but rather a yet higher-dimensional actuality, which is
their common ground and which is of a nature beyond both.” What we experience consciously, Bohm
offers, is a projection of a higher-dimensional reality onto our lower-dimensional elements. “In the
higher-dimensional ground the implicate order prevails,” he says. “Thus, within this ground,
what is is movement which is represented in thought as the co-presence of many phases of
the implicate order …. We do not say that mind and body causally affect each other, but rather that
the movements of both are the outcome of related projections of a common higher-dimensional ground”
(Bohm, 1980; Bohm, n.d.).
11.4. Pylkkänen's quantum potential energy and active information
Philosopher Paavo Pylkkänen proposes a view in which “the mechanistic framework of classical
physics and neuroscience is complemented by a more holistic underlying framework in which conscious
experience finds its place more naturally” (Pylkkänen, 2007). Recognizing that it
is “very likely that some radically new ideas are required if we are to make any progress” on the
hard problem, he turns to quantum theory “to understand the place of mind and conscious experience
in nature.” In particular, Pylkkänen and physicist Basil Hiley focus on the ontological
interpretation of quantum theory proposed by David Bohm and Hiley (1993) and make “the
radical proposal that quantum reality includes a new type of potential energy which contains active
information. This proposal, if correct, constitutes a major change in our notion of matter” (Hiley and Pylkkänen, 2022).
Pylkkänen and Hiley's intuition is that the reason “it is not possible to understand how and why
physical processes can give rise to consciousness is partly the result of our assuming that physical
processes (including neurophysiological processes) are always mechanical.” However, they say, if “we
are willing to change our view of physical reality by allowing non-mechanical, organic and holistic
concepts such as active information to play a fundamental role,” this might make it possible to
understand the relationship between physical and mental processes in a new way (Hiley and Pylkkänen, 2022). For
example, the human brain could operate in some ways like a “quantum measuring apparatus” (Pylkkänen, 2022).
Philosophically, according to Pylkkänen, that the physical domain is causally closed has left “no
room for mental states qua mental to have a causal influence upon the physical domain, leading to
epiphenomenalism and the problem of mental causation.” One road to a possible solution is called
“causal antifundamentalism:” causal notions cannot play a role in physics, because the fundamental
laws of physics are radically different from causal laws.” While “causal anti-fundamentalism seems
to challenge the received view in physicalist philosophy of mind and thus raises the possibility of
there being genuine mental causation after all,” Pylkkänen rejects it in favor of the ontological
interpretation of quantum theory imparting active information (Pylkkänen, 2019).
11.5. Wolfram's consciousness in the ruliad
Physicist and computer scientist Stephen Wolfram seeks “to formalize issues about consciousness,
and to turn questions about consciousness into what amounts to concrete questions about mathematics,
computation, logic or whatever that can be formally and rigorously explored” (Wolfram, 2021b). He begins by
embedding consciousness in what he calls the “ruliad” (neologism from “rules”), which he defines as
“the entangled limit of everything that is computationally possible: the result of following all
possible computational rules in all possible ways.” The ruliad, he says, is “a kind of ultimate
limit of all abstraction and generalization,” encapsulating “not only all formal possibilities but
also everything about our physical universe” (Wolfram, 2021a). The ruliad is crucial
for formalizing the “rules” of consciousness, he argues, because “everything we experience can be
thought of as sampling that part of the ruliad that corresponds to our particular way of perceiving
and interpreting the universe” (Wolfram, 2021b).
Consciousness, Wolfram says, is not about the general computation that brains can do. “It's about
the particular feature of our brains that causes us to have a coherent thread of experience.” And
this invokes the ruliad, which “has deep consequences that far transcend the details of brains or
biology.” It defines (what we consider to be) the laws of physics (Wolfram, 2021b).
While consciousness involves computational sophistication, Wolfram says, “its essence is not so
much about what can happen as about having ways to integrate what's happening to make it somehow
coherent and to allow what we might see as ‘definite thoughts’ to be formed about it.” Surprisingly,
“rather than consciousness being somehow beyond ‘generalized intelligence’ or general computational
sophistication,” he instead sees consciousness “as a kind of ‘step down’—as something associated
with simplified descriptions of the universe based on using only bounded amounts of computation.” In
addition, “for our particular version of consciousness, the idea of sequentialization seems to be
central” (Wolfram, 2021b).
Wolfram probes consciousness by asking, “Why can't one human consciousness ‘get inside’ another?”
It's not just a matter of separation in physical space, he says, “It's also that the different
consciousnesses—in particular by virtue of their different histories—are inevitably at different
locations in rulial space. In principle they could be brought together; but this would require not
just motion in physical space, but also motion in rulial space” (Wolfram, 2021a).
Quantum mechanics is involved in Wolfram's
consciousness, but with more than its usual putative mechanisms. Considering the foundations of
quantum mechanics in context of the ruliad—quantum mechanics emerges “as a result of trying to
form a coherent perception of the universe”—Wolfram offers a sharp epigram to describe
consciousness: “how branching brains perceive a branching universe” (Wolfram, 2021b).
To Wolfram, to grasp the core notion of consciousness goes beyond explicating consciousness per
se because it “is crucial to our whole way of seeing and describing the universe—and at a very
fundamental level it's what makes the universe seem to us to have the kinds of laws and behavior it
does.” The richness of what we see, he says, reflects computational irreducibility, “but if we are
to understand it we must find computational reducibility in it.” This is how consciousness “might
fundamentally relate to the computational reducibility we need for science, and might ultimately
drive our actual scientific laws” (Wolfram, 2021a).
11.6. Beck-Eccles's quantum processes in the synapse
Sir John Eccles, Nobel laureate for his seminal work on the synapse, the small space
between neurons across which neurochemicals flow to excite or inhibit contiguous neurons, was a
pioneer in early efforts to construct a “quantum neurobiological” theory of consciousness. In
their formulation, Beck and Eccles applied concrete quantum mechanical features to describe how,
in the cerebral
cortex, incoming nerve
impulses cause the emission of transmitter molecules in presynaptic neurons (i.e.,
exocytosis) via information transfer and “quantal selection” with a direct relationship with
consciousness (i.e., influenced by mental actions) (Beck and Eccles, 1992).
Beck and Eccles propose that “the quantum state reduction, or selection of amplitudes,
offers a doorway for a new logic, the quantum logic, with its unpredictability for a single
event.” Because conscious action (e.g., intention) is a dynamical process which forms temporal
patterns in relevant areas of the brain (cerebral cortex), they propose how regulating the myriad
synaptic switches between innumerable neurons in those relevant areas can be regulated effectively
by a quantum trigger (based on an electron
transfer process in the synaptic membrane). Thus, they conclude, “conscious action is
essentially related to quantum state reduction” (Beck and Eccles, 1998).
Stapp supports the hypothesis that quantum effects are important in brain dynamics in connection
with cerebral exocytosis. Exocytosis is instigated by a neuronal action potential pulse that
triggers an influx of calcium ions through ion channels into a nerve terminal, such that, due to the
very small diameter of the ion channel, the quantum wave packet that describes the location of the
ion spreads out to a size much larger than the trigger site. This means that “one must retain both
the possibility that the ion activates the trigger, and exocytosis occurs, and also the possibility
that the ion misses the trigger site, and exocytosis does not occur” (Stapp, 2006).
As Beck and Eccles hypothesize, “the mental intention (the volition) becomes neurally effective
by momentarily increasing the probability of exocytosis in selected cortical areas” (Beck and Eccles, 1992). If so, this
fundamental indeterminism of the nature of each specific quantum state collapse is said to open
opportunity for mental powers to affect brain states, with supposed implications for conscious
intervention and even for free will.
11.7. Kauffman's mind mediating possibles to actuals
Theoretical biologist Stuart Kauffman posits the following: (i) Quantum measurement converts Res
potentia—ontologically real Possibles—into Res extensa - ontologically real Actuals. (ii)
Brain/mind/consciousness cannot be purely classical physics because no classical system can be an
analog computer whose dynamic behavior can be isomorphic to “possible uses”, and therefore,
brain/mind/consciousness must be partly quantum. (iii) Res potentia and Res extensa suggest a role
for mind/consciousness in collapsing the wave function converting Possibles to Actuals, because no
physical cause can convert a Possible into an Actual. (iv) Our brain/mind/consciousness entangles
with the world in a vast superposition and we collapse the wave function to a single state which we
experience as qualia, allowing “seeing” or “perceiving” of X to accomplish Y (Kauffman, 2019, 2023; Kauffman and Roli, 2022)37
As Kauffman and parapsychologist Dean Radin put it, “We propose a non-substance dualism theory,
following a suggestion by Heisenberg (1958), whereby the world
consists of both ontologically real Possibles that do not obey Aristotle's law of the excluded
middle, and ontologically real Actuals, that do obey the law of the excluded middle.” Measurement,
they say, is what converts Possibles into Actuals” (Kauffman and Radin, 2020).
The “culprit” at the root of the mind-body problem, according to Kauffman and Radin, is the
causal closure of classical physics. “We ask mind to act causally on the brain and body,
but in classical physics all of the causes are already determined.” Because of this, they conclude,
no form of substance dualism can work while quantum mechanics as the foundational mechanism of
consciousness should be taken seriously—which, they say, would lead to “the intriguing possibility
that some aspects of mind are nonlocal, and that mind plays an active role in the physical world”
(Kauffman and Radin, 2020). (9.)
11.8. Torday's cellular and cosmic consciousness
Developmental physiologist John Torday offers an original cellular-based explanation of
consciousness that embeds quantum mechanics (Torday, 2022a, 2022b, 2023, 2024). He describes
consciousness as a two-tiered-system, derivative from physiology, having been “constructed” from
the environment via factors in the environment that have been assimilated via symbiogenesis and
integrated as cell physiology—the cell semi-permeable membrane being the first tier, and the
compartmentation and integration of cell physiologic data as cell-cell communication as the second
tier. Basing his model on both classical Newtonian and quantum mechanical principles, he proposes
that consciousness is stored within and between our cells based on control mechanisms, referencing
the “First Principles of Physiology", that is, negative entropy, chemiosmosis and homeostasis, and
consciousness is retrieved from them via the central
nervous system as the “algorithm” for translating
local and non-local cellular physiologic memories into thought (Torday, 2022a).
He claims that quantum entanglement is integral to our physiology, and that it links our
local consciousness with the non-local consciousness of the cosmos, distinguishing causation from
coincidence based on science. Moreover, he posits that local physiologic memories are paired with
non-local memories that dwell in cosmic consciousness and that all cellular memories are on a
continuum of local and non-local properties, and that under certain conditions we may be more
locally or non-locally conscious. He speculates that as we evolve, we move closer to the non-local
by transcending the local. He maintains that we can take advantage of certain experiences in order
to attain a transcendent level
of consciousness: lucid dreaming, near-death experiences, out-of-body experiences, Maslow
peak experiences, runner's high (Torday, 2022a).
Torday's main point is that “the quantum” is native to our physiology (Torday, 2022a, 2022b, 2023, 2024). Moreover, “since our physiology
derives from the Cosmos based on Symbiogenesis,” he hypothesizes that “the cell behaves like a
functional Mobius Strip, having no ‘inside or outside’ cell membrane surface—it is continuous with
the Cosmos, its history being codified from Quantum Entanglement to Newtonian Mechanics, affording
the cell consciousness and unconsciousness-subconsciousness as a continuum for the first time” (Torday, 2024).
11.9. Smolin's causal theory of views
Physicist Lee Smolin approaches the question of how qualia fit into the physical world in the
context of his “relational and realist completion of quantum theory, called the causal theory of
views” (Smolin, 2020).
Smolin has long focused on a “realist” double completion of quantum mechanics and general
relativity that would give a full description of, or explanation for, all individual physical
processes, independent of our knowledge or interventions. Such a completion is required for unifying
gravity, spacetime, and cosmology into the rest of physics. His common theme has been that of a
relational “hidden variables” theory: a realist description of precisely what goes on in each
individual event or process, which reduces to quantum mechanics in a certain limit and averaging
procedure.
In Smolin's theory, the first key idea is that “the universe is constructed from nothing but a
collection of views of events, where the view of an event is what can be known about that event's
place in the universe from what can be seen from that event.” In other words, “the beables of this
theory [‘beable’ is short for ‘maybe-able,’ i.e., anything that could possibly be, in any
superimposed quantum states] are views from events, the information available at each event from its
causal past, such as its causal predecessors and the energy and momentum they transfer to the
event." Smolin calls this the “view” of an event—that is, “a causal universe that is composed of a
set of partial views of itself.” Within such an ontology of views, Smolin says it's “natural to
propose that instances or moments of conscious experience are aspects of some views. That is, an
elementary unit of consciousness is not a single qualia, but the entire of a partial view of the
universe, as seen from one event” (Smolin, 2020.)
Smolin's second key idea restricts the views that are associated with consciousness to within a
very small set. Most events and their views are common and routine, he says, in that they have many
near copies in the universe within their causal pasts. He proposes that these common and routine
views have no conscious perceptions. Then, “there are a few, very rare views which are
unprecedented, which are having their first instance, or are unique, in that they have no copies in
universal history.” Smolin proposes it is “those few views of events, which are unprecedented,
and/or unique, and are hence novel, [i.e., they are not duplicates of the view of any event in the
event's own causal past] which are the physical correlates of conscious perceptions.”
This addresses, he says, “the problem of why consciousness always involves awareness of a bundled
grouping of qualia that define a momentary self. This gives a restricted form of panpsychism defined
by a physically based selection principle which selects which views have experiential aspects.”
To summarize, Smolin bases his theory on two concepts: First, the beables of a relational
theory to be the views of events. Second, the possibility of making a physical distinction
between common and routine states, on the one hand, and novel and unique states, on the other. “A
relational theory that incorporates both ideas offers a possible setting for bringing qualia and
consciousness into physics. The physical correlates of consciousness would be the novel or unique
views of events” (Smolin, 2020.)
11.10. Carr's quantum theory, psi, mental space
Mathematician-astronomer Bernard Carr speculates that “mental space,” an unknown aspect of
reality, may be the ultimate foundation of consciousness. “Even if you believe that consciousness
collapses the wave function,” he says, “that doesn't really accommodate consciousness within
physics. It's saying that quantum theory is weird and therefore maybe it can explain consciousness,
which is also weird—but that is illogical because it's just explaining one mystery in terms of
another. We need to get consciousness into physics in a more fundamental way” (Carr, 2016a).
Carr notes that most physicists take the view that “consciousness is just an epiphenomenon
produced by the brain, independent of physics, and that as physicists they don't have to confront
the problem of consciousness because, after all, physics has a third-person perspective, objects in
the outside world, whereas consciousness has a first-person perspective. In other words, clearly
brains exist and brains are physical systems, but consciousness is simply beyond the domain of
physics. The real issue is how can physics ever accommodate that first-person perspective?” (Carr, 2016b).
Carr considers the radical view that “consciousness actually is more fundamental, that the
brain's role is to limit your experience. So, when you see the world through your eyes and hear it
through your ears, the brain is limiting your experience—which, on the face of it, might seem a
completely bizarre thing to say, but that, at least, is an alternative view, that consciousness is
not actually generated by the brain, but merely encounters the world through the brain” (Carr, 2016c).
“The only way I can see this,” Carr poses, is a state of affairs “where consciousness is primary,
a fundamental aspect of reality. In other words, consciousness is not just generated as a result, as
the endpoint, of physical processes. In some sense, it's there from the beginning” (Carr, 2016c).
As to the relationship between consciousness and mathematics, Carr sees them “on a par because I
feel that the final picture of the world must marry matter and mind. They come together. Which is
primary? I'm not sure the question even makes sense, because I prefer a picture in which matter and
mind co-exist right from the beginning.” Carr is careful to clarify what he means by “mind.” He
says, “When I use the word ‘mind’ in this context, I'm using ‘Mind’ with an upper-case ‘M’, rather
than mind with a lower-case ‘m’, which is generated by the brain. ‘Mind’ with a big ‘M’ is like
consciousness with a big ‘C’” (Carr, 2016c).
In forming his theory, Carr sees support from psi or the paranormal. While he recognizes that psi
“encompasses a multitude of sins,” there are some aspects, such as telepathy and clairvoyance, which
he takes seriously, whereas other aspects, such as precognition and psychokinesis, less so. Still,
he regards even these psi phenomena as possible because of potential deep interactions between
consciousness and physics. Thus, psi is another reason why, he says, “We need a theory of physics
that accommodates consciousness.” (Carr stresses that he gives no credence to many aspects of psi or
the paranormal.) (Carr, 2016d).
Carr's “favorite view,” he says, is that “the way to explain this link between minds, and indeed
between minds and the physical world, is to say that there is in some sense a ‘bigger space’ and
this bigger space in some sense links your mind and my mind.” He labels this bigger space “mental
space.” He says, “Just as there's a physical world that reconciles innumerable observations of the
physical world, there is this ‘mental space’ that allows connections between different minds and
between minds and the physical world—because, remember, the physical world is also part of this
bigger space.”
Carr offers another category of explanations for psi which involves quantum theory, where
entanglement can connect spatially separated objects and events. “Maybe we're all entangled in some
weird quantum mechanical way. Now, that's probably the view which is currently the most popular
among parapsychologists.” However, that's not Carr's own view. “As noted, my own favorite view is
that there is this bigger space, this mental space, that in some sense links minds and perhaps
matter as well.”
Carr discerns the relationship between quantum theory and this mental space. “If you want
consciousness to come into physics, quantum theory is going to play a role. All I'm saying is I
don't think that quantum theory alone can explain all the phenomena. You need some form of mental
space to accommodate these psi or paranormal
phenomena (if you believe in these phenomena, of course, which most of my colleagues do
not).” Carr stresses, rightly I think, that psi or paranormal phenomena are worth taking seriously
(17), because even with a minimalist view that the probability of these phenomena being real is
small, their significance for a final theory of physics would be huge” (Carr, 2016d).
11.11. Faggin's quantum information-based panpsychism
Physicist/inventor Federico Faggin postulates “with high confidence” that “consciousness and free
will are properties of quantum systems in pure quantum states” because they depend on quantum
entanglement, a nonlocal property that cannot exist in any classical, deterministic universe (Faggin, 2023). The kind of information
involved in consciousness needs to be quantum for multiple reasons, he says, “including its
intrinsic privacy and its power of building up thoughts by entangling qualia states.” As a result,
Faggin comes to a “quantum-information-based panpsychism” (QIP) (D'Ariano and Faggin, 2022).
The essence of QIP is that “a quantum system that is in a pure quantum state is conscious of its
own state, that is, it has a qualia experience of its state.” Faggin calls this “a highly plausible
postulate” because “a qualia experience is definite (integrated, not made of a mixture of separable
parts) and private since it can only be known by the experiencer.”
More formally, the theory says that a quantum state is an effective mathematical representation
of a conscious experience because it possesses the same crucial characteristics of what it
represents: the definiteness and privacy of the experience. “Within QIP, quantum information
describes the subjective inner reality of quantum systems, a reality that is private for each
system” (Faggin, 2023).
But this mathematical description of an experience (a vector in Hilbert space), Faggin stresses,
is not the experience itself. Quantum information is non-cloneable and thus can be only
partially objectified with classical information. Moreover, “the nature of that private knowing is
not numeric but qualitative and subjective, because a conscious system ‘knows’ its
own state by feeling it through qualia.”
Faggin says his hypothesis has creative possibilities, which are the foundation of imagination,
intuition, vision, creativity, comprehension, and inventiveness, emerging “from the quantum level of
reality, since a classical world is deterministic, that is, algorithmic and predictable, and thus
incapable of real creativity.” True creativity, Faggin says, like free will and consciousness, “are
non-algorithmic properties that can only exist in a fundamental layer of the universe ruled
by quantum physics.” Because quantum consciousness is not reproducible, Faggin predicts that no
machine can ever have it or create it (it is not reducible to mechanisms) and, he says, it could
continue to exist after the death of the body (Faggin, 2023).
11.12. Fisher's quantum cognition
Condensed matter physicist Matthew Fisher proposes that quantum processing with nuclear spins
might be operative in the brain and key to its functioning. He identifies “phosphorus as the unique
biological element with a nuclear spin that can serve as a qubit for such putative quantum
processing—a neural qubit—while the phosphate ion is the only possible
qubit-transporter.” He suggests the “Posner molecule” (calcium phosphate clusters,
Ca9(PO4)6) as “the unique molecule that can protect the neural
qubits on very long times and thereby serve as a (working) quantum-memory” (Fisher, 2015).
To be functionally relevant in the brain, he says, “the dynamics and quantum entanglement of the
phosphorus nuclear spins must be capable of modulating the excitability and signaling of
neurons”—which he takes as a working definition of “quantum cognition”. Phosphate uptake by neurons,
he says, might provide the critical link.
Because quantum processing requires quantum entanglement, Fisher argues that “the enzyme
catalyzed chemical reaction which breaks a pyrophosphate
ion into two phosphate ions can quantum entangle pairs of qubits,” and that “Posner molecules,
formed by binding such phosphate pairs with extracellular calcium ions, will inherit the nuclear
spin entanglement.” Continuing the explanatory sequence, Fisher says “Quantum measurements can
occur when a pair of Posner molecules chemically bind and subsequently melt, releasing a shower
of intra-cellular calcium ions that can trigger further neurotransmitter
release and enhance the probability of post-synaptic neuron firing. Multiple entangled Posner
molecules, triggering non-local quantum correlations of neuron firing rates, would provide the
key mechanism for neural quantum processing” (Fisher, 2015).
The possible centrality of quantum processing in the brain is supported by the emerging field of
quantum biology. It can be called, “quantum neuroscience” (Ouellette, 2016). Fisher's proposal,
even if incorrect in its specifics, is useful in identifying the kinds of processes and sequences of
explanatory steps required if quantum processing is to be fundamental for brain function in general
and for consciousness in particular.
11.13. Globus's quantum thermofield brain dynamics
Psychiatrist-philosopher Gordon Globus seeks to link two seemingly independent discourses: An
application of quantum field theory to brain functioning, which he calls “quantum brain dynamics,”
and the continental postphenomenological tradition, especially the work of Martin Heidegger and
Jacques Derrida. Underlying both, he says, “is a new ontology of non-Cartesian dual modes whose rich
provenance is their between" (Globus 2003).
The key issue, in Globus's
telling, is that of primary “closure”—the nonphenomenality of quantum physical reality—and the
action that brings “dis-closure.” Dis-closure of the phenomenal world, he argues, “can be
understood within the framework of dissipative quantum thermofield brain dynamics without any
reference to consciousness” (Globus, 2011). He posits to
“deconstruct” the field of consciousness studies by combining “two persistently controversial
areas: the hard problem of qualia and the measurement problem in quantum physics …. within the
framework of dissipative quantum thermofield brain dynamics: disclosure.”
His claim is that “the problematics of consciousness/brain, qualia, and measurement in quantum
physics are resolved by substituting disclosure for perceptual consciousness and distinguishing
the phenomenal brain-p from the macroscopic quantum object brain-q” (Globus, 2013).
Metaphysically, Globus conceives the world as a “continual creation” on the part of each
quantum thermofield brain in parallel, which is “triply tuned”: by sensory
input, memory and self-tuning. Such a brain, he says, “does not primarily process
information—does not compute—but through its multiple tunability achieves an internal match in
which a world is disclosed, even though there is no world out there, only objects under quantum
description at microscopic, mesoscopic and macroscopic scales.” Globus claims his “unconventional
formulation revives a version of monadology via quantum brain theory” (Globus, 2022).
Globus decries how “philosophers have said some rather naive things by ignoring the extraordinary
advances in the neurosciences in the 20th century. The skull is not filled with green cheese!” On
the other hand, he criticizes “the arrogance of many scientists toward philosophy and their faith in
the scientific method,” which he calls “equally naïve,” asserting that “scientists clearly have much
to learn from philosophy as an intellectual discipline” (Globus, 2012).
11.14. Poznanski's dynamic organicity theory
Neuroscientist Roman Poznanski proposes a Dynamic Organicity Theory (DOT) of consciousness, a
quantum biological theory based on a multiscale interpretation of type-B materialism.38 DOT utilizes a multiscalar
temporal-topological framework to include quantum biological effects in the sense of what happens to
macroscopic systems upon interaction with quantum potential energy that exists when a living
negentropic39 state of the brain imposes
thermodynamic constraints (Section: Poznanski, 2024).
DOT does not deal with quantum consciousness or assume quantum brain dynamics. However, according
to Poznanski, a Schrödinger-like equation describes the quantum effects within the multiscale
complexity, where multiscale complexity is both functional and structural through changeable
boundary conditions (resulting in the topology being a holarchical modularity). This is made
possible by treating time consciousness, i.e., “consciousness-in-the-moment,” on a nonlinear
temporal scale and implicitly grounding space to the contingency of changing boundary conditions.
The approach is based on the dynamics of functional relations (not to be confused with
functionalist or relational theories of consciousness). It is a nonspatial topological framework
(not the mathematical study of “space” in a general sense of topological spaces) associated with the
temporal aspect of the functionality. Here, functionality refers to the biological realization of
the physical as those features of usefulness that exist subjectively. Therefore, Poznanski says, it
rules out functionalism and focuses on the qualitativeness of brain functioning. As noted, the
approach is type-B materialism (Chalmers, 2003), where
consciousness is a physical process, but epistemic objectivism
alone does not define physicalism (Shand, 2021). This means that
functionality as the quality of usefulness only refers to physical properties assessed subjectively,
which can be possible only through quantum biological effects.
Moreover, the functional capability of the negentropic state changing over time must satisfy the
following necessary condition for consciousness to arise: the functionality of multiscale complexity
must exceed the functionality of maximum complexity, i.e., FMultiComplexity >
FMaxComplexity. This means that consciousness arises when the functionality of multiscale
complexity reaches above the functionality of maximum complexity. This required increase in
functionality of multiscale complexity is derived from an additional degree of freedom made possible
by quantum biology40 beyond that of the
functionality of maximum complexity as derived from brain structure, dynamics, and function.
FMaxComplexity is an insufficient measure of consciousness. FMultiComplexity
provides an epistemically subjective approach to dynamic organicity, including self-referential
dynamic pathways that give an extra quality of energy-negentropy exchange for path selection as
realization relations. FMultiComplexity is not a step-function but a gradual ascendance
to plateaus accounting for different degrees of consciousness. (Whether this condition is sufficient
is beyond DOT to decipher; something with an equivalent topology could cause consciousness in other
systems.) (Poznanski, 2024).
Poznanski states that “the act of understanding uncertainty is the main qualifier of
consciousness” and “the ’act’ connotes the experienceable form, which is, in essence, a precursor of
the experience of acting.” The process entails the potential for understanding “meaning” through
self-referential dynamical pathways “instead of recognizing (cf. introspection) sensory information
through perceptual channels, forming the basis of understanding uncertainty without relying on
memory recall.” It is not, he says, “coming into existence” because “quantum-thermal fluctuations
are irreducible, yet the process as a whole comes ‘to exist’ perhaps not instantaneously but appears
spontaneously. Its output is intentionality as an instruction to act in path selection.”
The self-reference principle, which Poznanski says can replace emergence and self-organization
when dealing with functionality rather than structure, “establishes dynamical pathways from the
microscale to the macroscale (this includes nonlocal pathways), in which diachronic causation and
how the disunity of causal order in the redundancy creates a weak unity of consciousness through its
temporal structure,” the inferred purpose giving rise to “a sense of self.”
Poznanski avoids discussing phenomenological properties of consciousness, such as qualia,
because, he says, they do “not apply to conscious reality when considered in the context of
functional-structural realism, an offshoot of structuralism, without relying on introspection.”
Phenomenological consciousness, he says, “appears like a black box of ‘being’ instead of ‘doing.’”
However, functional interactions that entail self-referential dynamics “are uniquely fathomed and,
hence, not phenomenally equivalent in other functional systems.”
Thus, Poznanski concludes, “a living negentropic state that supports biological function is a
dynamic state of being organic representing an additional degree of freedom for intrinsic
information to be structured, which makes it possible for a dynamic organicity theory of
consciousness to take shape in the material brain” (Poznanski, 2024).
11.15. Quantum consciousness extensions
The following theories of consciousness are not quantum theories per se in that they do not have
quantum mechanics as the essence or generator of consciousness. Rather, each reflects how quantum
mechanics could facilitate or interact with other theories of consciousness. All are highly
speculative.
Computer scientist Terry Bollinger enjoys speculating about possible mechanisms of quantum
consciousness; these include, non-linear soliton Schrödinger wave models in sensory neural
networks; neural dendrites as antennas for wave collapses; how warm brains might actively
maintain and manipulate quantum wave functions; and how “quasiparticles” might enable quantum
consciousness by quantizing classical data transfers between neurons (Bollinger, 2023).
Complexity theorist Sudip Patra posits that mathematical tools used in quantum
science (information theory included) can be also used to describe cognition; for example,
Hilbert space modeling of cognitive states might provide better descriptions of different
features like contextuality
in decision
making, or even exploring ‘entanglement-like’ features of mental states (Patra, 2023; Rooney and Patra, 2022). Though Patra
is agnostic about any underlying physics of consciousness, he works with Kauffman (11.7) to
construct a non-local theory of consciousness outside the constraints of physical space-time.
New-age physician-author Deepak Chopra explains “the intricate relationship between consciousness
and the quantum field” by applying the same word “field” to both. Consciousness isn't individual, he
says. “Instead, it is a vast field that individuals share in. This field encompasses myriad
possibilities. It is the source from which thoughts, sensations, images, and feelings emerge and
then dissolve back into, just as subatomic particles do in the quantum field. Mental experiences and
quanta are transient, shaped by uncertainty, and are, in essence, energetic fluctuations within the
consciousness field.” Chopra points to the infinite nature of the quantum and the consciousness
fields, and to the essential entanglement within each, such that local realism—i.e., the world of
isolated physical objects and mental thoughts—is “out the window” for both physical and mental
phenomena. This entanglement, he says, “suggests that physical objects are intertwined with
perception and consciousness, blurring the boundaries between the observer and the observed.” Chopra
proposes “a drastic paradigm shift” in which “consciousness comes first, being the field that is the
origin of creation, acting in concert with the quantum field” (Chopra, 2023a, Chopra, 2023b).
Philosopher Emmanuel Ransford proposes “quantum panpsychism” where matter is richer “with an
extra content or dimension”—he calls it “holomatter,” composed of “holoparticles”—and consciousness
is “a nonmaterial content of the world.” It assumes two types of causality: “out-causation,”
causation from outside, out of reach and deterministic; and “in-causation,” causation from within,
unpredictable and “self-willed,” a kind of randomness. Holoparticles, Ransford offers, also have two
parts: one obvious, deterministic and out-causal; the other hidden, random-looking and in-causal.
This hints, he says, that “the randomness of some quantum events is a smoking-gun evidence of
in-causation.” He adds the “im-im hypothesis,” where “im-im” stands for immaterial and
immanent, and his claimed insight is that the brain is a catalyst of the mind. “It is
a biological ‘lamp’ of sorts that pours out untold sparks of consciousness instead of untold
sparks of light (or photons) in the case of ordinary lamps.” Indeed, the brain spawning
large flows of active and entangled in-causal holoparticles within the im-im framework would
underpin ordinary consciousness—holoparticles linking quantum and consciousness. This is why
“consciousness, albeit immaterial, needs a physical structure to ‘catalyze’ it into being”
(Ransford, 2023).
Theoretical engineer Edward Kamen proposes that “the human soul is a type of quantum
field,” which interacts with only certain fields in the physical universe, and not directly with
matter. The claim is made that “fields that interact with the soul field include electromagnetic
waves,” citing as evidence “near-death experiences where events that could
not have been seen through the eyes of the individual are verified.” Extending the theory, Kamen
speculates that because “electric fields and electromagnetic fields have the same quanta consisting
of photons, electric fields may also interact with the soul field.” This could result in the
transfer of information, he says, from working memory to the soul through electric fields produced
by neural ensembles in the human brain. Further, the soul field may also affect neurons on the
molecular level, perhaps via electric fields and cytoelectric coupling (Kamen and Kamen, 2023).
Quantum consciousness: a growth market.
11.16. Rovelli's relational physics
Physicist Carlo Rovelli focuses on “the profoundly relational aspect of physics, manifest in
general relativity, but especially in quantum mechanics.” 20th century physics, he says, “is not
about how individual entities are by themselves. It is about how entities manifest themselves to one
another. It is about relations.” This vindicates, he offers, “a very mild form of panpsychism,” but
“this same fact may undermine some of the motivations for more marked forms of panpsychism” (Rovelli, 2021).
“Although there is nothing specifically psychic or mental in the relational properties of a
system with respect to another system,” Rovelli says “there is definitely something in common with
panpsychism, because the world is not described from the outside: it is always described relative to
a physical system. So, physical reality is, in our current physics, perspectival reality” (Dorato, 2016).
Rovelli takes a deflationary view of the hard problem: “If our basic understanding of the
physical world is in terms of more or less complex systems that interact with one another and
affect one another, the discrepancy between the mental and the physical seems much less dramatic.”
He concludes, “It is a world where physical systems—simple and complex—manifest themselves to
other systems—single and complex—in a way that our physics describes. I see no reason to believe
that this should not be sufficient to account for stones, thunderstorms,
and thoughts” (Dorato, 2016).
According to George Musser, one way to argue that relationalism could solve the hard problem is,
first, to recognize that “third-person physics isn't up to the task of explaining first-person
experience and, specifically, its qualitative aspect (qualia).” Then, Rovelli's approach is to say
that “physics is not, in fact, third-person; it is specific to each of us, just as each of us has
our own private stream of consciousness.” Thus, “the two sides are not so mismatched after all.”
However, Musser adds, “although physics may well be relational, subjective experience doesn't seem
to be” (Musser, 2023a, Musser, 2023b).
12. Integrated information theory
Integrated Information Theory (IIT), developed by neuroscientist Giulio Tononi and supported by
neuroscientist Christof Koch, is an original, indeed radical model that states what experience is and
what types of physical systems can have it (Tononi and Koch, 2015). IIT is grounded
in experience, the phenomenology of consciousness, and it features mathematical description,
quantitative measurement, scientific testability, broad applications, and nonpareil, intrinsic,
cause-effect “structures.” In other words, “IIT addresses the problem of consciousness starting from
phenomenology—the existence of my own experience, which is immediate and indubitable—rather than from
the behavioral, functional, or neural correlates of experience” (Tononi et al., 2022). Controversial to
be sure, IIT has become a leading theory of consciousness.41
IIT accounts for consciousness in the following way. First, introspection and reason identify the
essential properties of consciousness—the axioms of phenomenal existence. Then, each axiom is
accounted for terms of cause–effect power; that is, “translating” a “phenomenal property into an
essential property of the physical substrate of consciousness” [PSC]—yielding the postulates of
physical existence. In this way, IIT claims to “obtain a set of criteria that a physical substrate of
consciousness (say, a set of cortical neurons) must satisfy” (Tononi et al., 2022).
IIT asserts that distinct conscious experiences are in a literal sense distinct
kinds of conceptual structures in a radical and heretofore unknown kind of “qualia space.” IIT says
(and introduced the idea) that for every conscious experience, there is a corresponding mathematical
object such that the mathematical features of that object are isomorphic to the properties of
the experience.
“Integrated information theory means that you need a very special kind of mechanism organized in a
special kind of way to experience consciousness,” Tononi says. “A conscious experience is a maximally
reduced conceptual structure in a space called ‘qualia space.’ Think of it as a shape. But not an
ordinary shape—a shape seen from the inside.” Tononi stresses that simulation is “not the real thing.”
To be truly conscious, he said, an entity must be “of a certain kind that can constrain its past and
future—and certainly a simulation is not of that kind” (Tononi, 2014b).
Christof Koch envisions how IIT could explain experience—how consciousness arises out of matter.
“The theory makes two fundamental axiomatic assumptions,” Koch explains. “First, conscious experiences
are unique and there are a vast number of different conscious experiences. Just think of all the
frames of all the movies you've ever seen or movies that will ever be made until the end of time. Each
one is a unique visual experience and you can couple that with all the unique auditory experiences,
pain experiences, etc. All possible conscious experiences are a gigantic number. Second, at the same
time, each experience is integrated—what philosophers refer to as unitary. Whatever I am conscious of,
I am conscious of as a whole. I apprehend as a whole. So, the idea is to take these two axioms
seriously and to cast them into an information theory framework. Why information theory? Because
information theory deals with different states and their interrelationships. We don't think the stuff
the brain is made out of is really what's critical about consciousness. It's the interrelationship
that's critical” (Koch, 2012b).
IIT starts from phenomenology itself—a point that Tononi stresses cannot be overstressed—with
axioms that are deemed to be unequivocally and universally true for all instances of consciousness,
such that whatever systems manifest these axioms will ipso facto manifest consciousness.
It is at this point that IIT seeks a mathematical expression of the fundamental properties of
experience. It is not the reverse: IIT does not start from mathematics hoping to explain
phenomenology; rather it starts with phenomenology and ends with mathematics (Tononi, 2014a). Because IIT's
consciousness is a purely information-theoretic property of systems, not limited to brains or even to
biology, Tononi constructs a mathematical function φ (phi) to measure a system's informational
integration, with levels of φ covarying with degrees of consciousness (Van Gulick, 2019).
In IIT, each experience, each conscious percept, has clear characteristics: it is specific: it is
what it is by how it differs from alternative experiences; it is unified: irreducible to
noninterdependent components; it is unique: it has its own one-off borders and a particular
spatio-temporal grain (Oizumi et al., 2014; Haun and Tononi, 2019).
These pillar concepts, all grounded in experience, are expressed by five phenomenological axioms:
intrinsic existence, composition, information, integration and exclusion. These axioms are then
formalized into postulates that prescribe how physical mechanisms, such as neurons or logic gates,
must be configured to generate experience (phenomenology). The postulates are used to define
integrated information as information specified by a whole that cannot be reduced to that specified by
its parts (Tononi and Koch, 2015).
Each of IIT's five postulates defines and constrains the properties required of physical mechanisms
to support consciousness (Tononi and Koch, 2015).
- (i)
Intrinsic Existence. Consciousness exists of its own inherent nature: each experience is real, and it exists from its own inherent perspective; to account for experience, a system of mechanisms in a state must exist intrinsically and it must have cause–effect power.
- (ii)
Composition. Consciousness is structured: each experience is composed of phenomenological distinctions; the system must be structured: subsets of system elements (composed in various combinations) must have cause–effect power upon the system.
- (iii)
Information. Consciousness is specific: each experience is the particular way it is; the system must specify a cause–effect-enabling structure that is the particular way it is; the system has a set of specific cause–effect repertoires that distinguishes it from all other possible structures (differentiation).
- (iv)
Integration. Consciousness is unified: each experience is irreducible to noninterdependent subsets of phenomenal distinctions; the cause–effect structure specified by the system must be unified: it must be intrinsically irreducible.
- (v)
Exclusion. Consciousness is definite, in content and spatio-temporal grain: each experience has the set of phenomenal distinctions it has, not less or more, and flows at the speed it does, not faster or slower; the cause–effect structure specified by the system must be definite and is maximally irreducible intrinsically (“conceptual structure”).
It is this conceptual structure that is especially intriguing. Maximally irreducible intrinsically,
it is also known as a “quale” (plural: qualia). Its arguably infinite varieties are formed when
higher-order mechanisms specify concepts, with the constellation of all concepts specifying the
overall form or shape of the quale. On this basis, Tononi and Koch formulate the central identity of
IIT quite simply: an experience is identical to a conceptual structure that is maximally
irreducible intrinsically (Tononi and Koch, 2015).
Questions that IIT seeks to address: Why the cerebral cortex gives rise to consciousness but the cerebellum
does not, though the latter has even more neurons and appears to be just as complex? Is consciousness
present in coma patients, preterm infants, non-mammalian species? Can computers, artificial
intelligence (e.g., large language models) become conscious as humans are conscious?
Most relevant to our Landscape is IIT's fundamental ontology. Put simply, it begins with “the
ontological primacy of phenomenal existence.” The proper understanding of consciousness, IIT states,
is “true existence, captured by its intrinsic powers ontology: what truly exists, in physical terms,
are intrinsic entities, and only what truly exists can cause” (Tononi et al., 2022).
Seeking to embed its theory of consciousness within a coherent metaphysical framework, IIT
introduces its “0th postulate” or “principle of being.” To exist physically, IIT states, “means to
have cause–effect power—being able to take and make a difference. In other words, physical existence
is defined purely operationally, from the extrinsic perspective of a conscious observer, with no
residual ‘intrinsic’ properties (such as mass or charge). Furthermore, physical existence should be
conceived of as cause–effect power all the way down—namely down to the finest, ‘atomic’ units that can
take and make a difference” (Tononi et al., 2022).
IIT deep conclusion is that “only a substrate that unfolds into a maximum of intrinsic, structured,
specific, irreducible cause–effect power—an intrinsic entity—can account for the essential properties
of phenomenal existence in physical terms.” IIT goes on to claim that “only an intrinsic entity can be
said to exist intrinsically—to exist for itself, in an absolute sense. By contrast, if something has
cause–effect power but does not qualify as an intrinsic entity, it can only be said to exist
extrinsically—to exist for something else—say, for an external observer—in a relative sense. And
intrinsic, absolute existence is the only existence worth having—what we might call true existence.
Said otherwise, an intrinsic entity is the only entity worth being.”
In a crucial move, according to Tononi and colleagues, “IIT asserts an explanatory
identity: an experience is identical to a Φ-structure. In other words, the phenomenal
properties of an experience—its quality or how it feels—correspond one-to-one to the physical
properties of the cause–effect structure unfolded from the physical substrate of consciousness. Thus,
all the contents of an experience here and now—including spatial extendedness; temporal flow; objects;
colors and sounds; thoughts, intentions, decisions, and beliefs; doubts and convictions; hopes and
fears; memories and expectations—correspond to sub-structures in a cause–effect structure (Ф-folds in
a Ф-structure)” (Tononi et al., 2022).
This means that “all contents of experience correspond to sub-structures within a maximally
irreducible cause–effect structure—to Φ-folds within a Φ-structure. This applies not only to the
experience of space, time, and objects, but also to conscious thoughts and feelings of any kind …
Conscious alternatives, too, are Φ-folds within the Φ-structure corresponding to an experience.
Fundamentally, then, it is IIT's claim that when one is conscious, “what actually exists is a large
Ф-structure corresponding to my experience, and it exists at its particular grain. No subsets,
supersets, or parasets of that Ф-structure also exist, just as no other grains also exist. Moreover,
what actually exists is only the Ф-structure corresponding to my experience, not also an associated
physical substrate. Crucially, any content of my experience, including alternatives, reasons, and
decisions, corresponds to a sub-structure [i.e., Φ-folds] within my Ф-structure, not to a functional
property emerging from my [neural] substrate (Tononi et al., 2022).
Because “IIT starts from phenomenal existence and defines physical existence operationally in terms
of cause–effect power ‘all the way down,’ with no intrinsic residue, such as mass and charge … a
physical substrate should not be thought of as an ontological or ‘substantial’ basis—an ontological
substrate—constituted of elementary particles that would exist as such, endowed with intrinsic
properties.”
This means, according to IIT, “because I actually exist—as a large intrinsic entity—the neurons of
my substrate as such but the Ф-structure expressing its causal powers … Moreover, because my
alternatives, reasons, and decisions exist within my experience—as sub-structures within an intrinsic
entity—the neuronal substrates of alternatives, reasons, and decisions cannot also exist.” If this
picture is correct, IIT claims controversially, “it leaves no room for emergence or dualism of any
sort” (Tononi et al., 2022).
As a defining corollary to its radical theory of consciousness, IIT claims that true free will
exists, based on “the proper understanding of experience as true existence and on the intrinsic powers
view: what truly exists, in physical terms, are intrinsic entities, and only what truly exists can
cause.” In contrast, in materialistic theories, with ontological and causal micro-determination, much
of the debate about free will has revolved not around existence but around determinism/indeterminism,
so that true free will is incompatible (Tononi et al., 2022).
In the same set of “adversarial collaboration” experiments that tested Global Workspace Theory
(9.2.3), IIT was also subjected to the putatively rigorous protocols (Templeton World Charity
Foundation, n.d.). “The specific IIT prediction examined was that
consciousness is a kind of “structure” in the brain formed by a particular type of neuronal
connectivity that is active for as long as a given experience, say, seeing an image, is occurring.
This structure is said to be in the posterior cortex (the occipital, parietal, and temporal
cortices in the back part of the brain). Preliminary results indicate that while “areas in
the posterior cortex do contain information in a sustained manner”—which could be taken as
evidence that the “structure” postulated by the theory is being observed—the independent
“theory-neutral” researchers didn't find sustained synchronization between different areas of the
brain, as had been predicted. Preliminary brain-scanning data to calculate φ for simplified models
of specific neural networks within the human brain, such as the visual
cortex, seem to correlate with states of consciousness (Lenharo, 2023a, Lenharo, 2023b, 2024). Scanning the brain as people
“slip into anesthesia” is said to offer support for IIT by calculating phi “for simplified models of
specific neural networks within the human brain that have known functions, such as the visual cortex”
(Wilson, 2023)—though, by all accounts,
the empirical neuroscience of IIT is still rudimentary.
More recently, Koch defines IIT’s consciousness as “unfolded intrinsic causal power, the ability to
effect change, a property associated with any system of interacting components, be they neurons or
transistors. Consciousness is a structure, not a function, a process, or a computation.” He calls out
“the theory’s insistence that consciousness must be incorporated into the basic description of what
exists, at the rock-bottom level of reality”—a claim that “has also drawn considerable fire from
opponents.” He explains that IIT “quantifies the amount of consciousness of any system by its
integrated information, characterizing the system’s irreducibility. The more integrated information a
system possesses, the more it is conscious. Systems with a lot of integration, such as the adult human
brain, have the freedom to choose; they possess free will” (Koch, 2024, p. 16).
Personally, I see IIT operating in three dimensions. First, measurement: IIT is a test of
consciousness, assessing what things are conscious, and in those things that are, quantifying the
degree of consciousness (e.g., coma patients). Second, mechanism: IIT can predict brain structures and
functions involved in consciousness. Third, ontology (the most controversial): IIT speculates that the
conceptual structures of qualia are “located” in some kind of “qualia space” (13.5).
The first two dimensions, IIT's measurement and mechanism, could sit comfortably in the Materialism
Theories area of the Landscape. The third, IIT's ontology of qualia, is radically distinct, its
classification unclear—which is part of the reason why I have given IIT its own category on the
Landscape.42
IIT claims that integrated information is both necessary and sufficient for consciousness:
necessary seems uncontroversial; sufficient is the rub to many. But what I especially like about IIT's
“conceptual structures” in “qualia space” is that IIT makes a stake-in-the-ground commitment to what
consciousness per se may literally be—an appreciated rarity on the Landscape of consciousness
(which does not mean that I subscribe to it).
12.1. Critiques of integrated information theory
IIT has its critics, of course, as should every scientific theory. Some like to highlight IIT's
“anti-common sense” predictions imputing consciousness to objects and things that just do not in any
way seem to be conscious. The early exchange between theoretical quantum computer scientist Scott
Aaronson and Giulio Tononi is illuminating (Aaronson, 2014a, 2014b, 2014c; Tononi, 2014a).
More sensational, though not necessarily more illuminating, is the open letter from 124
neuroscientists and philosophers, including leading names, that characterizes IIT as
“pseudoscience,” a damning descriptor that relegates IIT with the likes of astrology, alchemy, flat
Earth and homeopathy. The impact is such that one can no longer discuss IIT without referencing the
letter (Fleming et al., 2023).
The letter is titled “The Integrated Information Theory of Consciousness as Pseudoscience” and it
expresses concerns that the media, including both Nature and Science magazines
“celebrated” IIT as “a ‘leading’ and empirically tested theory of consciousness”—prior to
peer-review. Moreover, the letter criticizes the large-scale adversarial collaboration project as
testing only “some idiosyncratic predictions made by certain theorists, which are not really
logically related to the core ideas of IIT.” The letter concludes, “As researchers, we have a duty
to protect the public from scientific misinformation”—thereby igniting a firestorm in consciousness
studies (Fleming et al., 2023).
Nature called it an “uproar” (Lenharo, 2023a, Lenharo, 2023b). Responding, Christof
Koch said, “IIT is a theory, of course, and therefore may be empirically wrong,” but it makes its
assumptions very clear—for example, that consciousness has a physical basis and can be
mathematically measured.
David Chalmers was quick to comment: “IIT has many problems, but ‘pseudoscience’ is like dropping
a nuclear bomb over a regional dispute. It's disproportionate, unsupported by good reasoning, and
does vast collateral damage to the field far beyond IIT. As in Vietnam: ‘We had to destroy the field
in order to save it’” (Chalmers, 2023).
Hakwan Lau, one of the lead co-authors of the open letter, writes in an extended response to the
“uproar” that “it is already false to characterize IIT, a panpsychist theory, as being empirically
tested at all in a meaningful way.” He argues that the entire field, including his own theory, is
not at the stage where predictions can logically apply, stating “the advertised goal of really
testing and potentially falsifying theories is unrealistic, given where the field is at the moment.”
Lau concludes by doubling down: “The world has now seen the nature of the conflicts and problems in
our field, which can no longer be unseen. As a matter of fact, a sizable group of researchers think
that IIT is pseudoscience” (Lau, 2023).
To physicist-neuroscientist Alex Gomez-Marin, “IIT ticks too many nonmaterialist boxes. There is
academic hate for nonphysicalist speech … Cancel culture has unfortunately landed in the sciences,
and just now in neuroscience. Using the pseudo-word is a pseudo-argument akin to name-calling to get
rid of people … We have the responsibility to tell the truth, to the best of our ability” (Gomez-Marin, 2023).
My own view straddles the barbed fence. On one side, I agree that IIT has more weight than
warrant in the pop-sci and even scientific communities, and that the results of the adversarial
collaboration experiments, even if they could achieve their preset objectives, would not, perhaps
could not, justify the core IIT theory. Moreover, the one-on-one adversarial experiments in general,
with their high publicity, give the inappropriate impression that the two protagonists are the
finalists in a theory-of-consciousness “run off,” as it were, when in fact there are many dozens of
other theories, nonphysical as well as physical, still in the game.
On the other side, I do not sign on to the “pseudoscience” branding; just because IIT may not be
subject to traditional kinds of scientific methodologies, such as falsification, does not ipso facto
force it out of bounds. (The multiverse in cosmology faces similar kinds of criticism.43) It could be that
discerning consciousness escapes traditional science methodologies, as would a majority of
theory-categories on this Landscape (not that discerning truth is a democratic process).
12.2. Koch compares integrated information theory with panpsychism
Neuroscientist Christof Koch states that Integrated Information Theory (IIT) shares many
intuitions with panpsychism (13), in particular that “consciousness is an intrinsic fundamental
property of reality, is graded, and can be found in small amounts in simple physical systems.”
Unlike panpsychism, Koch continues, IIT “articulates which systems are conscious and which ones are
not [partially] resolving panpsychism's combination problem and why consciousness can be adaptive.”
The systemic weakness of panpsychism, or any other-ism, he says, “is that they fail to offer a
protracted conceptual, let alone empirical, research program that yields novel insights or proposes
new experiments” (Koch, 2021).
While uncertainty in theoretical development and inconceivability of empirical experiments are
indeed weaknesses, should they ipso facto disqualify the theory? Experimental verification of string
theory seems impossible because the energy levels required are many orders of magnitude larger than
instrumentation could ever be built, and while some argue that this incapacity to be falsified
should indeed disqualify string theory as a scientific theory, many string theorists disagree,
betting their careers on it.
Koch's comparing IIT with panpsychism provides insight into both. Although admitting “I've always
had a secret crush on the singular beauty of panpsychism,” Koch counts himself among those surprised
by its resurgence. He claims that IIT addresses several major shortcomings of panpsychism—“it
explains why consciousness is adaptive, it explains the different qualitative aspects of
consciousness (why a ‘kind of blue’ feels different from a stinky Limburger cheese), and it head-on
addresses the combination problem”—per IIT's exclusion postulate, only systems with a maximum of Φ
have intrinsic existence and are conscious” (Koch, 2021).
The exclusion postulate, Koch explains, “dictates whether or not an aggregate of entities—ants in
a colony, cells making up a tree, bees in a hive, starlings in
a murmurating flock, an octopus with its eight semi-autonomous arms, and so on—exist as a unitary
conscious entity or not.”
Koch claims that IIT “offers a startling counter-example to Goff's claim that qualitative aspects
of conscious experience cannot be captured by quantitative considerations”—“a detailed, mathematical
account of how the phenomenology of two-dimensional space, say an empty canvas, can be fully
accounted for in terms of intrinsic causal powers of the associated physical substrate, here a very
simple, grid-like neural network” (Koch, 2021, quoting Huang, ). Integrated Information
Theory may well be wrong, Koch says, but it “provides proof-of-principle for how quantitative
primary qualities (here intrinsic causal power of simple model neurons that can be numerically
computed; it doesn't get more quantitative than that) correspond to secondary qualities—the
experience of looking at a blank wall” (Koch, 2021). (For Goff's response,
13.8.)
13. Panpsychisms
Panpsychism is the theory that phenomenal consciousness exists because physical ultimates,
fundamental physics, have phenomenal or proto-phenomenal properties. This means that the essence of
mentality, awareness, experience is a primitive, non-reducible feature of each and every part or
aspect of physical reality, similar to the fundamental fields and particles in physics. Everywhere
there is energy-matter, perhaps everywhere there is even spacetime, panpsychism says there is also
something of consciousness. Everything that exists has a kind of inherent “proto-consciousness” which,
in certain aggregates and under certain conditions, can generate inner awareness and experience.
Panpsychism has multiple forms, nuances, and variants, as one would expect.
Panpsychism is one of the oldest theories in philosophy of mind, going back to pre-modern animistic
religions, the ancient Greeks, Leibniz's monads, and a host of 19th century thinkers (Goff et al., 2022). Of late, in reaction
to the seemingly intractable hard problem of consciousness, panpsychism has been gathering adherents
and gaining momentum, especially among some analytic philosophers.
Panpsychism has strong non-Western roots, not often explored. In particular, the ideas and
arguments from Indian philosophical traditions—especially Vedānta, Yogācāra Buddhism, and Śaiva
Nondualism—can enrich contemporary debates about panpsychism (Maharaj, 2020).
Panpsychism is also finding new supporters. Take “Kabbalah Panpsychism,” an interpretation of
the Jewish mystical
tradition that understands consciousness to be holographically and hierarchically organized,
relativistic, and capable of downward causation (Schipper, 2021).
Yujin Nagasawa provides a careful critique of panpsychism, arguing that although it seems
promising, it reaches “a cognitive dead end” in that “even if it's true, we can't prove it.” He
challenges so-called constitutive Russellian panpsychism (14.1), which many consider to be the most
efficacious panpsychist approach to the hard problem of consciousness, by arguing that it “seems
caught in a deadlock: we
are cognitively unable to show how microphenomenal properties can aggregate to yield macrophenomenal
properties (or how cosmophenomenal properties can be segmented to yield macrophenomenal properties)”
(Nagasawa, 2021).
Panpsychism's revival, indeed its flourishing, has left some philosophers (as well as scientists)
dumbfounded and dismayed. (I'd feel remiss if I did not make an exception and at least recognize
panpsychism's critics.) When I asked John Searle about panpsychism's increasing scholarly acceptance,
he said, “I don't think that's a serious view. If you've got panpsychism, you know you've made a
mistake. And the reason is that consciousness comes in discrete units. There has to be a place where
my consciousness ends and your consciousness begins. It can't just be spread over the universe like a
thin veneer of jam. Panpsychism has the result that everything is conscious, and you can't make a
coherent statement of that” ( Searle, 2014a).
To physicist Sean Carroll, “our current knowledge of physics should make us skeptical of
hypothetical modifications of the known rules, and that without such modifications it's hard to
imagine how intrinsically mental aspects could play a useful explanatory role.” Part of the reason is
the “causal closure of the physical” such that “Without dramatically upending our understanding of
quantum field theory, there is no room for any new influences that could bear on the problem of
consciousness.” Other than materialism/physicalism, Carroll characterizes all theories of
consciousness, including panpsychism, thus: “To start with the least well-understood aspects of
reality and draw sweeping conclusions about the best-understood aspects is arguably the tail wagging
the dog” (Carroll, 2021).
Here I array the nature and kinds of panpsychism on offer. I then summarize the perspectives of
several well-known panpsychists.
13.1. Micropsychism
Proponents position panpsychism as a solution to the vexing problems of both materialism and
dualism: replacing materialism's apparent impotence to account for consciousness and avoiding
dualism's sharply bifurcated reality (Goff et al., 2022). The challenge,
according to Chalmers, is how microphysical properties, characterized by a completed physics, relate
to phenomenal (or experiential) properties, the most familiar of which is simply the property of
phenomenal consciousness (Chalmers, 2013).
If panpsychism is correct, Chalmers says, there is microexperience and there are microphenomenal
properties, which are obviously very different from human experience. Though a proper panpsychist
theory of consciousness is currently lacking, some progress can be made.
Chalmers posits “constitutive panpsychism” as the thesis that macroexperience is (wholly or
partially) grounded in microexperience. It is the thesis that microexperiences somehow add up to
yield macroexperience. “Nonconstitutive panpsychism” holds that microexperience does not ground the
macroexperience; rather, macroexperience is strongly emergent from microexperience and/or from
microphysics (Chalmers, 2013).
In either case, traditional panpsychism is micropsychism, the position that all facts of
panpsychism are formed at the micro-level. Two forms are distinguished, based on which aspect of
mentality is privileged to be fundamental and ubiquitous: thought (pancognitivism) and
consciousness (panexperientialism).
Panpsychism's thorniest problem, long recognized, is the “combination problem”: How could
micro-level entities with their own very basic forms of conscious experience somehow come together
in brains to constitute human and animal conscious experience? The problem is severe: How could
minuscule conscious subjects of rudimentary experience somehow coalesce to form macroscopic
conscious subjects with complex experiences? (Goff et al., 2022).
13.2. Panprotopsychism
Panprotopsychism is distinguished from panpsychism in that the most basic protophenomenal
properties are not themselves forms of consciousness, but rather must combine to generate forms of
consciousness. Panprotopsychism would then be a kind of “emergent panpsychism,” with the “phenomenal
magic” requiring actions at two levels. Such emergence could be weak or strong, depending on whether
one could in principle explain with perfection, solely from all the relevant facts about
protophenomenal properties, all the relevant facts about phenomenal properties as manifest in
conscious creatures (Goff et al., 2022).
“Panqualityism” is the view that protophenomenal properties are thin unexperienced qualities,
whereas our conscious experience is thick with experienced qualities. Their challenge is to explain
how such unexperienced qualities come to be experienced (Goff et al., 2022).
13.3. Cosmopsychism
Cosmopsychism reverses the standard explanatory ontology that facts about big things are grounded
in facts about small things. It posits that facts about little things are grounded in facts about
big things. In other words, all things ultimately exist and are the way they are because of certain
facts about the universe as a whole. Following the argument to its logical conclusion, there would
be one and only one fundamental thing: the universe (Goff et al., 2022).
The minimal commitment of cosmopsychism is that the universe is in some sense “conscious.” But
just as micropsychism can have quantum particles with experience but no thought, so cosmopsychism
can have the universe with some kind of experience, but without thought or agency.
Philip Goff makes a grander case. He develops a form of cosmopsychism, according to which
the universe is a value-responding agent, an ultimate explanation motivated to account for the
fine-tuning of the laws of physics and for the emergence of life and mind. He states that assuming
fine-tuning needs explanation (it is not “an implausible fluke”), then there are three prime
categories to evaluate: theism,
multiverse, and “agent cosmopsychism.” He argues that “agentive cosmopsychism is more
theoretically virtuous than theism” because “God” would require “a commitment to both physical and
non-physical kinds, and to both necessary and contingent kinds.” Similarly, on the multiverse, he
argues that “its structural complexity is realized by an astronomical number of distinct
individuals” that “we cannot directly observe,” whereas on agentive cosmopsychism, “the structural
complexity is realized by the properties of a single individual,” so there is no need to
“postulate a single new individual.” Goff reasons that agentive cosmopsychism is more parsimonious
in that it requires “only one causal capacity rather than multiple” (Goff, 2019a, Goff, 2019b). In his book, Why?
The Purpose of the Universe, Goff calls this third way “teleological cosmopsychism”—some kind
of conscious cosmos with some kind of goal-directed intent (Goff, 2023).
Thus, Goff rejects both theism and multiverse as explanations of fine-tuning, claiming that each
has prediction errors and insurmountable problems. He focuses on the one universe that we have and
know to be real, “merely” adding some new properties. “The universe is a conscious mind,” he
concludes, “with purposes of its own” that are “still unfolding” (Goff, 2023).
Yujin Nagasawa makes a novel case for cosmopsychism by drawing parallels between the
relationship between mind and body in philosophy of mind and the relationship between God and
cosmos in philosophy
of religion. In analyzing articulations between panpsychism and cosmopsychism in philosophy
of mind, and between polytheism and pantheism in philosophy of religion, he argues that by
replacing divinity with phenomenality in pantheism we can derive cosmopsychism, and that doing so
undercuts the combination problem (panpsychism's greatest challenge). He claims that using a
top-down approach (with which he derives polytheism from pantheism) in conjunction with endorsing
cosmopsychism, “the consciousness of the cosmos is ontologically prior to the consciousnesses of
individuals like us.” This, he says, avoids the combination problem (Nagasawa, 2019).
Sophisticated arguments for cosmopsychism come from Indian philosophy. Swami Vivekananda, the
19th century Indian monk who introduced Hinduism and Vedānta to the West, champions (with his
followers) a distinctive form of cosmopsychism, a panentheistic cosmopsychism, according to which
the sole reality is Divine Consciousness, which manifests as everything and everyone in the universe
(Medhananda, 2022).
13.4. Qualia force
In the theory of Qualia Force, consciousness is a deep feature of physical reality that emerges
from the fields and particles of fundamental physics, perhaps in the strong emergence sense that it
cannot be explained by fundamental physics, even with knowledge beyond the current, even in
principle. This qualia force differs from traditional panpsychism, where consciousness is
co-fundamental with the deepest laws of physics. Although in some sense derivative from the
fundamental laws of physics, this qualia force sustains its own faculties and capacities.
13.5. Qualia space
In the theory of Qualia Space, consciousness is an independent, non-reducible feature of reality
that exists in addition to the deepest laws of fundamental physics (i.e., the four forces,
spacetime, mass-energy). This heretofore unknown qualia-space aspect of the world may take the form
of a radically new structure or organization of reality, perhaps a different dimension of reality.
The clearest current example would be Integrated Information Theory's (IIT) “conceptual
structures” in qualia space (12). While this radically novel feature might suggest that IIT should
be classified as a Panpsychism variant, I prefer to keep IIT independent but recognize the implicit
connection by including “qualia space” here under Panpsychism. Note that IIT makes no claim that
IIT's qualia space is ubiquitous in reality, as it would need be for IIT to be classic panpsychist
in nature (Tononi and Koch, 2015). I can imagine
other, distinct, non-IIT theories of consciousness founded on qualia-space.
In addition, the Qualia Research Institute's (QRI) “State-Space Consciousness Via Qualia
Formalism and Valence Realism” holds that phenomenal properties are a fundamental feature of the
world and aren't spontaneously created only when a certain computation is being performed” (Qualia Research Institute, n.d.).
Although it “mostly fits well with a panpsychist view,” QRI members prefer to classify themselves as
a dual-aspect or neutral monism (6).
13.6. Chalmers's panpsychism
Panpsychism's renaissance can be attributed, at least in part, to philosopher David Chalmers, who
has long entertained panpsychism as a possibly viable theory of consciousness (Chalmers, 1996; 2007; 2014a; 2014b; 2016c). “To find a place for
consciousness within the natural order,” he wrote, “we must either revise our conception of
consciousness, or revise our conception of nature” (Chalmers, 2003). This sentence
prepares the way, as it were, because if one is unwilling to deflate consciousness (as a kind of
illusion), then one has no choice but to expand nature.
In his early work, Chalmers raised panpsychism, tentatively, in the context of his kind of
dualism. “I resisted mind-body dualism for a long time, but I have now come to the point where I
accept it, not just as the only tenable view but as a satisfying view in its own right. It is always
possible that I am confused, or that there is a new and radical possibility that I have overlooked;
but I can comfortably say that I think dualism is very likely true. I have also raised the
possibility of a kind of panpsychism. Like mind-body dualism, this is initially counterintuitive,
but the counterintuitiveness disappears with time. I am unsure whether the view is true or false,
but it is at least intellectually appealing, and on reflection it is not too crazy to be acceptable”
(Chalmers, 1996; Doyle, n.d.a).
While Chalmers's initial considerations of panpsychism were perhaps motivated by a
“when-all-else-fails” perspective, his more recent papers address complex philosophical issues
inherent in panpsychism (Chalmers, 2013).
Chalmers divides the most important views on the metaphysics of consciousness “almost
exhaustively into six classes,” three involving broadly reductive views, “seeing consciousness as a
physical process that involves no expansion of a physical ontology,” and three involving broadly
nonreductive views, “on which consciousness involves something irreducible in nature, and requires
expansion or reconception of a physical ontology.” Chalmers's sixth class embeds panpsychism44 (Chalmers, 2003).
Panpsychism, more formally, is the theory that “consciousness is constituted by the intrinsic
properties of fundamental physical entities: that is, by the categorical bases of fundamental
physical dispositions. On this view, phenomenal or protophenomenal properties are located at the
fundamental level of physical reality, and in a certain sense, underlie physical reality itself” (Chalmers, 2003).
In one line of argument, channeling Hegel, Chalmers starts with the thesis of materialism and the
antithesis of dualism, and reaches the synthesis of panpsychism. This synthesis encounters the
antithesis of panprotopsychism (13.2), from which he reaches the new synthesis of Russellian monism
(14.1). This synthesis encounters the new antithesis of the combination problem, and whether there
can be a new synthesis, Chalmers avers, remains an open question. Still, he argues that there is
“good reason to take both panpsychism and panprotopsychism very seriously,” and he concludes boldly:
“If we can find a reasonable solution to the combination problem for either, this view would
immediately become the most promising solution to the mind-body problem” (Chalmers, 2016a).
Chalmers has explored all the major non-materialism theories, including Quantum Theories (Chalmers and McQueen, 2022) and
Idealism (Chalmers, 2020d) as well as
Panpsychism, not wholly committing to any one. Although he favors Panpsychism, he recognizes its
problems (Chalmers, 1996; 2007; 2014a; 2014b; 2016c).
13.7. Strawson's panpsychism
Philosopher Galen Strawson calls panpsychism “the most parsimonious, plausible and indeed
‘hard-nosed’ position that any physicalist who is remotely realistic about the nature of reality can
take up in the present state of our knowledge” (Strawson, 2008, 2011). Conversely, he calls the denial
of “conscious experience, the subjective character of experience, the ‘what-it-is-like’ of
experience,” in his words, “the silliest claim ever made” (Strawson, 2018).
Strawson is a sophisticated (and unabashed) champion of panpsychism, yet I decided to classify
his theory under Monism (14), the next category, not here under Panpsychism. The reason is the
prominence of his argument to subsume panpsychism under his enlarged understanding of “materialism”
or “physicalism”—amplified by his insistence that, in essence, committing to panpsychism makes one a
“real materialist” or “real physicalist” (Strawson, 2009) (14.4.). Strawson's
social constructivist view: “Panpsychism is not a new theory, but it is newly popular, and it is
still widely held to be ‘absurd’. It remains to be seen whether it will ever advance to ‘obvious’”45 (Strawson, 2019b).
13.8. Goff's panpsychism
Philosopher Philip Goff starts from the premise “one thing that science could never show is that
consciousness does not exist” and he mounts a vigorous, rigorous case for panpsychism, the
staggering idea (at least initially) that “consciousness is a fundamental and ubiquitous feature of
the physical world.” He positions consciousness as “fundamental to what we are as human beings,”
“the source of much that is of value in existence,” “the ground of our identity and a source of
great value,” and “the only thing we know for certain is real.” He sets up the explanatory tension:
“Nothing is more certain than consciousness, and yet nothing is harder to incorporate into our
scientific picture of the world” (Goff, 2019a, Goff, 2019b).
Goff sets out to undermine materialism's traditional argument that neuroscience has both
made enormous advances, evincing its power, and it has a long way to go, explaining its lack of
success. None of the neuroscientific advances, Goff says, “has shed any light on how the brain
produces consciousness” and while many neuroscientists take this as evidence that one day
neuroscience will “crack the mystery of consciousness,” Goff turns their argument around and
claims it is evidence that the cause of consciousness differs in kind from the causes of other
scientific problems. “Explaining consciousness will require a change in our understanding of what
science is,” he argues; this is because “the scientific
revolution itself was premised on putting consciousness outside of the domain of scientific
inquiry” (i.e., Galileo's Error). “If we ever want to solve the problem of
consciousness,” he declares, “we will need to find a way of putting it back” (Goff, 2019a, Goff, 2019b).
Goff positions panpsychism as conceding that “there is an element of truth” in each of the claims
of naturalistic dualism, that immaterial minds are part of the natural order, and materialism, that
the physical world will ultimately explain inner experience. No doubt, as Goff states, “An
increasing number of philosophers and even some neuroscientists are coming around to the idea that
it [panpsychism] may be our best hope for solving the problem of consciousness” (Goff, 2019a, Goff, 2019b). It's fascinating to
explore why.
Targeting each of the major competing theories of consciousness, Goff claims to show their
inadequacies—which, given the challenge of explaining consciousness, is not the most difficult of
tasks. Goff defends panpsychism, stressing arguments from simplicity and parsimony. Panpsychism,
obviously, has its own problems—especially the pesky combination problem—which Goff gamely
addresses. His debates with intellectual opponents are probative (Kastrup, 2020a, 2020b).
Goff responds to Christof Koch's “startling counter-example to Goff's claim that qualitative
aspects of conscious experience cannot be captured by quantitative considerations” (4.2). But while
Goff voices “no doubt that we can in principle map out the quantitative structure of visual
experience in mathematical language,” he denies that such a mathematical description can fully
capture the qualities that fill out that structure. If it could, he says, “we could use the
mathematical description to explain to a colorblind neuroscientist what it’s like to see color,”
which, he says, is absurd. Purely quantitative language entails an “explanatory limitation,” Goff
contends, and “if a purely quantitative theory can't even convey the qualities of experience, then
it certainly can't reductively account for them” (Goff, 2021).
In a special issue of the Journal of Consciousness Studies dedicated to Goff's
panpsychism, Goff responds extensively to commentators and critics (Journal of Consciousness Studies,
2021). He frames his argument broadly: “The problem of consciousness is
rooted in the philosophical foundations of science” such that “we can't account for the qualities of
consciousness in the purely quantitative language of physical science” (Goff, 2021).
In his multifaceted replies to scientists, Goff stresses science's explanatory limitation and he
is not persuaded that the various arguments, such as Rovelli's relational or perspectival approach
(11.16), can solve the “two aspects of consciousness that give rise to a hard problem: qualitivity
and subjectivity”46—either, in Goff's view,
would be “sufficient to refute materialism” (Goff, 2021).
In his multifaceted replies to philosophers, Goff focuses on panpsychism's combination problem
and offers a form of “hybrid panpsychism,” which distinguishes sharply “between subjects and their
experiences, holding that the former are ‘strongly emergent’ (i.e., they can't be reductively
explained) whilst the latter are ‘weakly emergent’ (i.e., they can be reductively explained, in
terms of consciousness at the level of physics)” (Goff, 2021).
Thus, Goff addresses the challenge that strong emergent panpsychism, which postulates
fundamental psychophysical
laws of nature, suffers problems similar to those of dualism, and weak emergent panpsychism,
without such extra laws, suffers problems similar to those of physicalism. He argues that this
"new hybrid of the strong and weak emergentist forms of panpscyhism"—where "subjects of experience
are strongly emergent but their phenomenal properties are weakly emergent"—is a form of
cosmopsychism rather than micropsychism (Goff, 2024).
In his multifaceted replies to theologians, Goff disputes the notion that “the case for
panpsychism should also lead one to theism,” because, for one, a “self-explainer” can be the
universe itself; God is not the only choice here (Goff, 2021).
13.9. A. Harris's panpsychism as fundamental field
Neuroscience/consciousness writer Annaka Harris posits that “consciousness isn't self-centered”
and that we should “think of consciousness like spacetime—a fundamental field that's everywhere.” In
Conscious, her “meditation on the self, free will, and felt experience,” she wonders
whether “we've been thinking about the problem backward. Rather than consciousness arising when
non-conscious matter behaves a particular way, is it possible that consciousness is an intrinsic
property of matter—that it was there all along?” (A. Harris, 2020, 2019).
Harris argues that contemporary panpsychism, the idea that “all matter is imbued with
consciousness in some sense,” differs significantly from its earlier versions, now “unencumbered by
any religious beliefs … [and] informed by the sciences and fully aligned with physicalism and
scientific reasoning.” She carefully distinguishes between consciousness and thought, so that if
some primitive consciousness does inhabit all matter, this does not mean that inanimate objects,
like rocks, have experiences or “points of view.” Only certain complex systems, like humans and
other animals, have such (A. Harris, 2020).
Harris has a disarmingly simple solution for panpsychism's vexing combination problem. “We run
into a combination problem,” she says, “only when we drag the concept of a ‘self’ or a ‘subject’
into the equation. The solution to the combination problem is that there is really no ‘combining’
going on at all with respect to consciousness itself.” It all depends on “the arrangement of the
specific matter in question” (A. Harris, 2020).
As for “the correct resolution to the mystery of consciousness,” Harris says she personally “is
split between a brain-based explanation and a panpsychic one. So while I'm not convinced that
panpsychism offers the correct answer, I am convinced that it is a valid category of possible
solutions that cannot be easily dismissed.” She prefers, however, a more neutral term, such as
“intrinsic nature theory” or “intrinsic field theory” (A. Harris, 2020).
13.10. Sheldrake's self-organizing systems at all levels of complexity
Iconoclastic biologist Rupert Sheldrake's radical views on the nature of reality inform theories
of consciousness in two ways. One, covered here, envisions self-organizing systems at all levels of
complexity as a robust form of panpsychism. A second, covered later, is how “morphic fields” relate
to consciousness (17.9) (Sheldrake, n.d.a).
Sheldrake sees no “sharp separation of consciousness in physical reality; ” rather, “our
consciousness and our physical reality go hand in hand.” He says, “I am certainly not a dualist,”
but he does posit “a kind of mind or consciousness at all levels of nature”—in atoms and molecules,
cells and organisms, plants and animals—and, astonishingly, “in the earth, in the sun, in the
galaxy, and in the whole universe” (Sheldrake, 2007a). Motivated in part
by “the recent panpsychist turn in philosophy,” Sheldrake suggests that “self-organizing systems at
all levels of complexity, including stars and galaxies, might have experience, awareness, or
consciousness” (Sheldrake, 2021).
Sheldrake defines consciousness, idiosyncratically, as “largely about making choices, considering
alternative possibilities.” He states, “Consciousness is about choice. It's about choosing among
possibilities.” What then does consciousness do?” he asks. “It enables different possibilities to be
held together and chosen among”—yielding his non-mainstream postulate that “any system in nature
that has possibilities that are not fixed would have some measure of consciousness.” A key to
Sheldrake's consciousness is how “physical reality at any moment opens up into the future through a
range of possibilities … And it's those future possibilities which are the realm in which
consciousness operates.” All things that have consciousness are in this same state (Sheldrake, 2007b).
Referencing the indeterminate nature of quantum mechanics, Sheldrake says, “even a hydrogen atom
and an electron has a whole realm of possibility open to it, of which only a small fraction is
realized … [but] to what extent it's making real choices, to what extent consciousness [occurs] in
something as simple as an electron, is arguable and probably undecidable.”
He then makes his even more startling move: “I think it gets much more interesting when we look
at larger systems like the sun or the galaxy.” Here's Sheldrake's argument: “If consciousness
emerges from patterns of electrical activity in our brains, as materialists would assume, the sun
has vastly more complex patterns of electrical activity than our brains. So why shouldn't that be
associated with consciousness? Why shouldn't the sun have a mind? And if the sun has a mind, why not
all the stars? If all the stars have minds, what about huge collections of stars in galaxies, linked
up by vast plasma currents of electricity surging across trillions of miles of galactic space, with
rhythmic patterns connecting all parts” (Sheldrake, 2007b).
Sheldrake goes ultimate: “Maybe the entire universe has a mind. Why not? There may be many, many
levels of consciousness.” Sheldrake's consciousness is a nesting of consciousnesses at all levels of
organization resident in reality. (Actually, Sheldrake would prefer the term “mind” or “mind-like
aspects” than “consciousness,” because from our perspective these nonbiological “minds” might be
considered “unconsciousness” or “nonconscious.”)
Sheldrake clarifies that these kinds of nonbiological consciousnesses would be totally different
from human consciousness. Just as human consciousness differs from dog consciousness, he says, “sun
consciousness’ differs from “earth consciousness,” and so on. If the sun is conscious, “it may be
concerned with the regulation of its own body and the entire solar system through its
electromagnetic activity, including solar flares and coronal mass ejections. It may also communicate
with other star systems within the galaxy” (Sheldrake, 2021).
“It's hard for us to imagine other forms of consciousness,” Sheldrake stresses. Nonetheless, he
suggests, “there's mind-like organization at all levels of the universe and in nature,” including a
mind-like organization of the entire universe.”
Sheldrake suggests that “the electrical fields of organized or self-organizing systems are a good
candidate for an interface between consciousness and the physical structure”—whether cells, animals,
humans or stars. Note that in Sheldrake's system the electrical fields are not the consciousness per
se, which he describes as “matters of possibilities.” Rather, the electrical fields mediate between
physical and consciousness (as defined).
Sheldrake concludes that all levels or kinds of organization in nature have their own kind of
mind, mediated by electrical fields, and that the entire universe as a whole also has some kind of
consciousness or mind, which would play an important part in what happens as the universe evolves
(Sheldrake, 2021, n.d.a).
13.11. Wallace's panpsychism inside physics
To philosopher of physics David Wallace, one way to motivate panpsychism is as a kind of
synthesis of materialism (consciousness is just reducible to the physical) and dualism
(consciousness is separate from the physical). Each, he says, has major advantages and major
disadvantages. “Materialism seems like it can't adequately explain consciousness. Dualism can't give
an adequate causal role to consciousness.” Wallace envisions panpsychism “as a way of getting the
best features of both materialism and dualism without their disadvantages,” which is why he
envisions “panpsychism potentially as the synthesis of materialism and dualism” (Wallace, 2016a).
Wallace starts with dualism, where “consciousness is real and fundamental, existing at the
bottom-most level of nature”—but dualism, he stresses, has a serious problem: “How can dualism play
a causal role in physics, because physics looks to be closed and autonomous?” This is where Wallace
has panpsychism playing the critical causal role by looking to the intrinsic nature of physics.
“Physics tells us how fields and particles relate to each other, but it doesn't tell us about what
they really are in themselves. According to panpsychism, consciousness is right there inside the
physical world, as its intrinsic nature, and thus when one field or particle affects another, it's
really consciousness which is doing the causing. So, you get a causal role for consciousness in
physics and you get consciousness as real and fundamental.” That's a set of advantages, Wallace
argues, “that no other theory has—and it motivates panpsychism” (Wallace, 2016a).
Wallace explains that when physics gives a mathematical theory of how all fundamental physical
entities relate to one another quantitatively, it doesn't tell us what these entities actually are.
This gives room, he says, for panpsychism to offer a hypothesis about what these entities actually
are. However, Wallace stresses that the intrinsic relationship among all these entities,
non-conscious and conscious, must be as described by the laws of physics. There is no need to
postulate a fifth kind of force or feature as the carrier of panpsychic consciousness, he says;
rather, the need is, as Stephen Hawking put it, “What is it that breathes fire into the equations?”
That would be the fundamental nature of the reality that physics is describing (Wallace, 2016a, 2016b). Regarding consciousness
itself, Wallace would have it not so much as requiring an extra force or feature in the physical
world (as panpsychists sometimes imply), but rather as the underlying nature of the processes that
physics is describing mathematically.
13.12. Whitehead's process theory
Although Process Theory is already classified under Materialism Theories/Relational, motivated by
Griffin's “panexperiential physicalism” (9.7.7), I am making the odd decision to classify it also
here under Panpsychism, motivated by process philosopher Matthew Segall's bringing Alfred North
Whitehead's Philosophy of Organism “into conversation with the recent panpsychist turn in analytic
philosophy of mind.” According to Segall, “Whitehead's unabashedly metaphysical project broadly
aligns with recent critiques of reductive physicalism and the turn toward a conception of experience
as basic to Nature.” Whitehead's panexperientialism, he says, attempts to take consciousness at face
value, resisting inflationary accounts toward absolute idealism and deflationary toward eliminative
materialism (Segall, 2020).
Segall distinguishes Whitehead's process-relational panexperientialism from the dominant
substance-property variants of panpsychism, arguing that Whitehead's version avoids many of
panpsychism's conceptual difficulties. To begin, “Whitehead's process-relational rendering doesn't
claim that experience is a ‘primary attribute’ or ‘intrinsic property’ of matter. This is because in
Whitehead's view, physics has moved beyond the substantialist view of matter, and talk of essential
or accidental properties only made sense given such an [archaic] ontology … While there was an
‘essential distinction between [substantial] matter at an instant and the agitations of experience,’
with this conception of matter having been swept away, a door is opened to analogies between
energetic activity and concrete experience.” Thus, “Experiences, like energy vectors, are
intrinsically process-relational in that they always involve transition beyond themselves: They
manifest in a ‘specious present’ [Whitehead] as a tension between the actualized facts of an
inherited past and the potential forms of an anticipated future” (Segall, 2020).
While Segall has “the philosophical payoff of panpsychism” dissolving the hard problem of
consciousness by “giving experience its proper place in Nature without undermining the scientific
image of the universe.” Regarding substance-property panpsychism's combination problem, Segall says
that Whitehead's process-relational approach “doesn't so much solve this problem as it does reframe
the problem's presuppositions.”
Whitehead does this not by “struggling to understand how abstract little bits of extended matter
with mental intrinsic properties might combine to form bigger bits of minded matter,” but rather by
starting “with a more concrete conception of energetic activity that is more easily analogized to
agitations of experience. Neither ‘matter’ nor ‘mind’ is composed of simply located bits or states.”
Thus, “the ongoing composition of the cosmos is achieved not through the summation of tiny parts,
nor through subtraction from some larger whole (as cosmopsychists would have it), but by a dipolar
relational process with both a stability providing material pole and a novelty inducing mental
pole.”
According to Segall, “Whitehead is neither a micropsychist nor a cosmopsychist exclusively. He
tries to have it both ways. There is a universal soul, a psyche of the cosmos, a primordial
actuality or God of this world, and there are countless creatures creating in concert with it.
Creativity transcends both God and finite actualities; it is the source of all co-evolving parts,
wholes, bodies, and souls. Whitehead's account of process includes moments of combination and
decombination, conjunction and disjunction. For Whitehead the combination problem becomes a logic of
concrescence [i.e., ‘the production of novel togetherness’], a feature and not a bug, a way of
thinking change as more than just the rearrangement of pre-existing parts or the fragmentation of a
pre-existing whole but as genuine becoming, as an ‘emergent evolution’ or ‘creative
advance’ where neither wholes nor parts pre-exist their relations … and in each act of creation the
past is not destroyed but re-incarnated in the novel occasion … Concrescence is thus a cumulative
process and not a merely additive one” (Segall, 2020).
Some call Whitehead's defense of a panpsychist philosophy the theory's most significant
development in the 20th century. Whitehead radically reforms “our conception of the fundamental
nature of the world, placing events (or items that are more event-like than thing-like) and
the ongoing processes of their creation and extinction as the core feature of the world,
rather than the traditional triad of matter, space and time. His panpsychism arises from the idea
that the elementary events that make up the world (which he called occasions) partake of
mentality in some—often extremely attenuated—sense, metaphorically expressed in terms of the
mentalistic notions of creativity, spontaneity and perception” (Goff et al., 2022).
This makes Whitehead an emergentist rather than a constitutive panpsychist. “A given moment of
conscious experience is not reducible to nor simply identical with its constituent parts.” It is “a
creative repetition of the past rather than a combination of parts” (Segall, 2020).
14. Monisms
Monism is the theory that all of reality consists of exactly one concrete object or thing, and
everything that exists is, in some sense, that one concrete object or thing (or part of it) (Schaffer, 2018). Because monisms seek to
account for both mental and physical aspects of reality, avoiding the metaphysical difficulties of
dualism and overcoming the explanatory weakness of materialism, it follows that monisms are also
theories of consciousness. In one way or another, monisms must cover or contain everything we call
mental as well as everything we call physical. (The existence of various kinds of monisms does not
much affect how monisms are theories of consciousness.)
There is substantial and obvious articulation, or overlap, between Monism and Panpsychism. Both are
motivated by the need to integrate consciousness into the deep nature of reality; thus, monism
theories have panpsychism features and panpsychism theories can be seen as monisms (to first
approximations). Perhaps it is simply the case of each reinforcing the other in what are merely
different perspectives, historical and theoretically, on essentially the same stance regarding the
fundamental nature of ultimate reality. However, they are not entirely the same in that panpsychism
has phenomenal or protophenomenal properties as a part or aspect of some larger, fundamental entity,
while monism has only one fundamental entity that encompasses everything (although it is not
intuitively obvious that this distinction makes much of a difference). Separate categories for monism
and panpsychism are certainly justified, yet the boundary can be fuzzy.
Some of the theories or ways of thinking that follow are categorized under Monism because all other
categories seem less appropriate, imposing a belief system that should not apply. (I hope each of
these theories feels less uncomfortable in Monisms.)
14.1. Russellian Monism
Russellian Monism, based on the insights of philosopher Bertrand Russell, is a view that
phenomenal consciousness and the physical world are deeply intertwined (Alter and Nagasawa, 2012). It
characterizes the fundamental essence of matter as beyond that which can be accessed by empirical
science or described by mathematical models. The claim is that the conundrum of consciousness, and
how it fits into the physical world, is so critical that integrating consciousness (or
proto-consciousness) into fundamental reality could suggest that the elements integrated are
distinct from the ones revealed as a result of integration, thus shadowing if not revealing hidden,
deep, intrinsic features of the physical world (Goff et al., 2022).
Three core concepts conjoin to generate Russellian monism: (i) structuralism about
physics (describing the world in terms of its spatiotemporal/relational structure and
dynamics); (ii) realism about quiddities (or inscrutables) (there are
quiddities/inscrutables, which underlie but are not limited by the structure and dynamics
physics describes); and (iii) quidditism (or “inscrutinism”) about consciousness
(at least some quiddities/inscrutables are either phenomenal or protophenomenal properties
and are thereby relevant to the essence of consciousness) (Alter and Nagasawa, 2012; Alter and Pereboom, 2019).
Daniel Stoljar presents four different accounts of the inscrutables: “(i) Phenomenal monism: The
inscrutables are phenomenal in nature. (ii) Protophenomenal monism: The inscrutables are not
themselves phenomenal in nature but they are a precursor to phenomenal properties. (iii) Physical
monism: The inscrutables are physical in nature, though they are outside the domain of physics. (iv)
Neutral monism: The inscrutables are neither phenomenal nor physical but rather have a nature that
is neutral between the two” (Kind and Stoljar, 2023).
To Russellian monists, if the intrinsic nature of fundamental matter is itself infused by
phenomenal properties that express consciousness, then the model is “Russellian panprotopsychism.”
Either way, the claim is that Russellian Monism bests dualism by avoiding problematic
physical-nonphysical causation and bests materialism by taking consciousness seriously and grounding
it in ultimate reality (Goff et al., 2022).
Philip Goff explains that “Russellian monism comes in both smallest and priority monist forms.
For the smallest, fundamental categorical properties are instantiated by micro-level physical
entities, perhaps electrons and quarks. For the priority monist, the most fundamental categorical
properties are instantiated by the universe as a whole.” Each of the categories can be matrixed by
whether its properties are “consciousness evolving” or “not consciousness evolving,” yielding four
categories of Russellian monism (Goff, 2019a, Goff, 2019b).
14.2. Davidson's anomalous monism
Anomalous Monism, developed by philosopher Donald Davidson, holds that mental properties and
events must have a physical ontology, but that psychology cannot be reduced to physics. As such,
Anomalous Monism is a form of property dualism (15.1) and shares features with Non-reductive
Physicalism (10). As Davidson writes, “anomalous monism holds that mental entities (particular time-
and space-bound objects and events) are physical entities, but that mental concepts are not
reducible by definition or natural law to physical concepts” (Davidson, 1993).
Anomalous Monism is distinguished from other theories of consciousness by the intersection of
three propositional claims: (i) Mental events have genuine causal powers and cause physical events.
(ii) All causal relationships are backed by natural laws. (iii) There are no natural laws connecting
mental phenomena with physical phenomena. While each claim has adherents, it is the conjunction of
the three claims, taken together, that gives Anomalous Monism its distinctive look, because at first
glance there surely appears to be inconsistency (if not contradiction) (Silcox, n.d.).
To appreciate Anomalous Monism's originality and subtleties, it needs to be unpacked. A
foundational principle is that “psychology cannot be a science like basic physics, in that it cannot
in principle yield exceptionless laws for predicting or explaining human thoughts and actions
(mental anomalism).” And it is “precisely because there can be no such strict laws governing mental
events that those events must be identical to physical events” (Yalowitz, 2021).
How to make sense of this? What may seem like a non sequitur is in fact the heart of the
argument. If the physical is the only existent, then ipso facto the mental (like everything else)
must come from the physical with robust regularities. But how do the mental and physical articulate?
What is this connection?
Here's the flow of the argument. Given that the mental has causal powers (claim 1), and that all
causal relationships require natural law (claim 2), because there are no natural (psychophysical)
laws that connect the mental and the physical (claim 3), therefore there is only one logical way to
connect mental events and physical events—now denied a causal relationship (combining claims 2 and
3): they must be literally the same thing, the mental and the physical must be in the
strong sense identical.
As identity theories of consciousness are a leitmotif, and a touchstone, for comprehending the
Landscape, we go deeper. Earlier identity theories held that “claims concerning the identity of
particular mental and physical events (tokens) depended upon the discovery of lawlike relations
between mental and physical properties (types) … Token-identity claims thus depended upon
type-identity.”
But Anomalous Monism, almost by its founding premise, does not depend on such psychophysical
laws. “Davidson's position is dramatically different … It in effect justifies the token-identity of
mental and physical events through arguing for the impossibility of type-identities between mental
and physical properties” (Yalowitz, 2021).
Now of course this argument proves that the mental and the physical are identical only to the
extent that the three premises are all accepted as valid, because the conclusion is embedded (or
“hidden”) within the premises (as are all deductive arguments structured in this way). Anomalous
Monism differs from other theories especially in claiming that there are no natural laws connecting
mental phenomena with physical phenomena. Other theories assume there are laws or ways to connect
the mental and the physical, or laws or ways where the mental and the physical are part of, or
derived from, the same stuff.
14.3. Velmans's reflexive monism
Psychologist Max Velmans describes Reflexive monism as “a dual-aspect theory” (in the tradition
of Spinoza) which argues that the one basic stuff of which the universe is composed has the
potential to manifest both in physical forms and as conscious experience. According to the theory,
in the universe's “evolution from some primal undifferentiated state,” it differentiates into
“distinguishable physical entities, at least some of which have the potential for conscious
experience, such as human beings” (Velmans, 2008).
Velmans's “Monism” is straightforward: “the view that the universe, at the deepest level of
analysis, is one thing, or composed of one fundamental kind of stuff.” His “Reflexive” is more
complex: “Each human participates in a process whereby the universe differentiates into parts and
becomes conscious in manifold ways of itself, making the entire process reflexive.”
Velmans focuses on “the ontological status and seeming ‘out-thereness’ of the phenomenal world
and to how the ‘phenomenal world’ relates to the ‘physical world’, the ‘world itself’, and
processing in the brain.” He seeks both to bridge the materialist-dualist gap and to differentiate
Reflexive Monism from “both dualism and variants of physicalist and functionalist reductionism,
focusing on those aspects of the theory that challenge deeply rooted presuppositions in current
Western thought.” Within Reflexive Monism, he says, “the brain is simply what the human mind looks
like when it is viewed from an external (third-person) perspective, and neither the observations of
external observers nor those of subjects have a privileged status” (Velmans, 2008).
Central to Velmans's argument is that in terms of their phenomenology, “experiences of the
external world are none other than the physical world-as-experienced, thereby placing aspects of
human consciousness in the external phenomenal world, rather than exclusively within the head or
brain” (Velmans, 2023). His reflexive
model also makes the strong claim—the radical claim—that, “Insofar as experiences are anywhere,
they are roughly where they seem to be.” For example, “A pain in the foot is in the
experienced foot, and this perceived print on this visible page really is out here on this visible
page. Nor is a pain in the foot accompanied by some other, additional experience of pain in
the brain, or is this perceived print accompanied by some additional experience of print in the
brain. In terms of phenomenology, this perceived print, and my experience of this print are one
and the same.” Technically, he says, this is a form of phenomenological externalism
(Velmans, 2008).
To understand how experienced objects and events might really be (roughly) where they are
experienced to be, Velmans looks closely at “the way that phenomenal space relates to ‘real’
space. No one doubts that physical bodies can have real extension and location in space.” But we
“find it hard to accept that experiences can have a real, as opposed to a ‘seeming’ location and
extension.” We do not doubt, he says, that a physical foot has a real location and extension in
space, but a pain in the foot can't really be in the foot, as we are “committed to the view that
it is either nowhere or in the brain.” Although this common understanding that “location in
phenomenal space is not location in real space,” according to Reflexive Monism, “this ignores the
fact that, in everyday
life, we take the phenomenal world to be the physical world. It also ignores the pivotal
role of phenomenal space in forming our very understanding of space, and with it, our
understanding of location and extension in measured or ‘real’ space” (Velmans, 2008).
Velmans says that Reflexive Monism provides a different perspective on the hard problem of
consciousness by viewing physical and experiential aspects of mind as arising from a common
“psychophysical ground.” Thus, he argues, of the competing views of consciousness on offer,
Reflexive Monism, being a non-reductionist dual-aspect theory, “most closely follows the contours of
ordinary experience, the findings of science, and common sense” (Velmans, 2008).
14.4. Strawson's realistic monism and real materialism
In defining an all-pervading materialism, encompassing all mental as well as all physical
properties and objects, philosopher Galen Strawson espouses his kind of monism, “Realistic Monism,”
as he calls it (Strawson, 2009). “I'm attracted to the
thing-monist view,” he says, “according to which the universe is a single thing in some non-trivial
sense” (Strawson, 2020a). His principal thesis
is “the primacy of panpsychism” and he claims “compelling reasons for favoring panpsychism above all
other positive substantive proposals about the fundamental nature of concrete reality” (Strawson, 2020b).
Strawson deconstructs the concept and use of the term “materialism,” showing that, historically,
it had nothing to do with denial of the existence of consciousness, but rather that consciousness is
wholly material. He laments that the words “materialism” and “physicalism” have come to be treated
as synonymous and to involve denial of the existence of consciousness. It is, he says, ironic that
these two words have “been used to name a position in the philosophy of mind that directly rejects
the heart of materialism and is certainly false” (Strawson, 2011).
Strawson asserts that physicalism (or materialism47), that is, “real
physicalism” (or “real materialism”), entails panexperientialism or panpsychism, on one assumption:
it entails panpsychism given the impossibility of “radical” emergence. Moreover, given that all
physical stuff is energy, in one form or another, we may suppose that “all energy is an
experience-involving phenomenon” (Section: Strawson, 2003, 2009, 2015; 2020a; Strawson and Russell, 2021; Strawson, 2011).
Strawson happily admits, “This sounded crazy to me for a long time, but I am quite used to it,
now that I know that there is no alternative …” It may also sound odd to use “physical” to
characterize mental phenomena like experiential phenomena, but real physicalism, realistic
physicalism, entails panpsychism, and whatever problems are raised by this fact, he exhorts, are
problems a real physicalist must face.
Strawson defines physicalism to be the view that “every real, concrete phenomenon in the universe
is … physical.” It is a view about the actual universe, and that he assumes it is true. But then
comes the “Strawsonian Twist.”
What does it take to be a “realistic physicalist” or a “real physicalist?” He makes one thing
absolutely clear. “You're certainly not a realistic physicalist, you're not a real physicalist, if
you deny the existence of the phenomenon whose existence is more certain than the existence of
anything else: experience, ‘consciousness’, conscious experience, ‘phenomenology’, experiential
‘what-it's-likeness’, feeling, sensation, explicit conscious thought as we have it and know it at
almost every waking moment.”
All materialists hold that every concrete phenomenon in the universe is physical, and they are
neither sensible nor realistic, Strawson says, if they have any inclination to deny the concrete
reality of mental phenomena like experiential phenomena. He concludes by taking no prisoners: “Full
recognition of the reality of experience, then, is the obligatory starting point for any remotely
realistic version of physicalism … It is the obligatory starting point for any theory that can
legitimately claim to be ‘naturalistic’ because experience is itself the fundamental given natural
fact” (Strawson, 2008).
As a “real physicalist,” in his definition, Strawson holds that the mental/experiential is
physical, and he is happy to say, along with many other physicalists, that experience is ‘really
just neurons firing’, at least in the case of biological organisms like ourselves. But when he
says these words he means something radically different from what almost all physicalists mean. He
does not mean that all characteristics of what is going on, in the case of experience, can be
described by physics and neurophysiology
(or any non-revolutionary extensions of them). His claim is stunningly different. It's that
experiential phenomena “just are” physical, so that there is a lot more to neurons than physics
and neurophysiology
account for (or can account for). No one who disagrees with this, he
says, is a “real physicalist.” This is Strawson's challenge.
Reviewing Strawson's book subtitled, “Does Physicalism Entail Panpsychism?”, philosopher Jerry
Fodor shares Strawson's intuition that the hard problem is “not going to get solved for free” and
“views that we cherish will be damaged in the process.” Fodor concludes, “If you want an idea of
just how hard the hard problem is, and just how strange things can look when you face its hardness
without flinching, this [Strawson's book] is the right book to read” (Fodor, 2007).
14.5. Polkinghorne's dual-aspect monism
To mathematical physicist and Anglican priest John Polkinghorne, the psychosomatic
nature of human persons is best understood in terms of a “dual-aspect monism,” in which matter and
mind are complementary aspects of a unitary being (Polkinghorne, 2009). He is sure that
we're not simply matter, that reality is more than just ideas, and that none of the classical
solutions seem to correspond to our experience.
In fact, Polkinghorne argues that classical materialism, idealism and Cartesian dualism all
exhibit a bankruptcy
in the face of the many-layered, and yet interconnected, character of our encounter with reality.
This recognition encourages the search for some form of dual-aspect monism—similar theories are
called “double-aspect theories”—an account that would acknowledge the fundamental distinction
between experience of the material and experience of the mental but which would neither impose on
reality a sharp division into two unconnected kinds of substance nor deny the psychosomatic unity
of human beings (Polkinghorne, 2001).
Dual-aspect monism is designed to take seriously both our mental experiences and the material
world. It claims that they are related in a very deep and complementary way in that there is only
one stuff in the world. Dual-aspect monism seeks to avoid devaluing or subordinating either side.
Polkinghorne rejects the charge that dual-aspect monism is a subtle form of materialism, because, he
says, “It doesn't treat the mental as being just an epiphenomenon of the material” (Harris, 1998).
To give physical systems the kind of freedom and top-down control that he desires,
Polkinghorne recruits complexity
theory, with its dualities of parts/whole and energy/information. The intrinsic
unpredictabilities present in nature, he states, afford the metaphysical opportunity to consider
dissipative systems as exhibiting top–down causality (Polkinghorne, 2009).
Given that in dual-aspect monism there cannot be a nonphysical soul, much less an immortal soul,
how does Polkinghorne account for the eschatological requirements of his strong Christian faith,
especially the biblical resurrection of the dead? How might resurrecting the body and reconstituting
the “soul” work?
Speaking on Closer To Truth, Polkinghorne asks, "Can you make credible understanding of
a destiny beyond death for human beings?" From his theological perspective, he sets two equal and
opposite requirements for the afterlife of a soul: continuity, in that the same person must live
after death, and discontinuity, in that the afterlife-person must live on forever (Section: Polkinghorne, 2007).
“There is not much point in making Abraham, Isaac and Jacob alive again if they are going to die
again,” he says. “So, you must have both continuity and discontinuity. Now when you think about the
continuity side, what could make those people the same as the ones who lived on earth before? The
traditional answer has been the soul, often understood in platonic terms—there is some sort of
spiritual bit of us liberated at death that exists and carries on.”
Polkinghorne has none of that. “I think that's a mistake,” he says. “We are animated bodies, not
animated souls. We're not apprentice
angels; we are embodied human beings. But if we've lost our ‘spiritual soul’ [as a resource], have
we lost our continuity? I don't think so, but we have to reconceive the soul.”
Polkinghorne focuses on the carrier of continuity for a person in this life. “It's quite
difficult,” he says; “here am I, an aging, balding academic—what makes me the same person as that
little boy with the shock of black
hair in the school photograph
of many years ago? It's not atomic-material continuity: the atoms in my body are totally different
than the atoms in that schoolboy's body.”
“It cannot be the atoms,” he continues, “but it is the pattern of how some of those atoms are
organized, in some extraordinary, elaborate, and complex way.” That, Polkinghorne states, is “what I
think the human soul is. The soul is the information-bearing pattern; that's the real me” (Polkinghorne, 2007).
Thus, Polkinghorne reconceives the “soul” as an information-bearing pattern that is encoded by
and carried in the body/brain, and which is dissolved at death along with the dissolution of the
body. However, this unique pattern, this real me, is retained in the divine memory for re-embodiment
at the resurrection of the dead (Polkinghorne, 2003). During this
post-death, pre-resurrection state, this (reconceived) “soul” has no consciousness and no awareness.
“God will remember the pattern, not lose it,” Polkinghorne says, and ultimately, God “will
reconstitute that pattern in an act of resurrection.”
That's the continuity side of things. The discontinuity side, Polkinghorne says, “is that I'm not
made alive again in order to die again, so while I'm going to be embodied, I must be embodied in
some new form of matter. And it is perfectly coherent to believe that God can bring into being such
a new form of matter” (Polkinghorne, 2007).
To Richard Swinburne, the idea of afterlife existence germinating from a renewed instantiation of
the pattern of information that we had when living on Earth is problematic. "The trouble is not
merely how could God, if God so chose, bring into [renewed] existence a being with a specific
pattern of information, but rather that God could [therefore] bring into existence a few thousand
such beings. But because only one of them could be me, a pattern of information provides no
additional criterion for distinguishing which one that would be. And whatever the extra criterion
is, it would have to be such that there [logically] could only be one instance of it at one time.
And if we have such a criterion, then what need is there for the pattern of information to be the
same as a previous pattern?" (Swinburne, 2016; Kuhn, 2016b).
14.6. Teilhard de Cardin's evolving consciousness
The Jesuit philosopher/theologian and paleontologist Pierre Teilhard de Chardin envisioned the
evolution of consciousness as axial in a grand cosmic system of continuing complexification where
consciousness becomes planetized and even “God” is an emergent in a process of “theogenesis” (Delio, 2020). Teilhard helped coin the
concept of a “noosphere,” describing “the layer of mind, thought and spirit within the layer of life
covering the earth” (Teilhard de Chardin, 1964).
According to theologian (and former neuroscientist) Ilia Delio, Teilhard has the total
material universe "in movement toward a greater unified convergence” such that “as life systems
unite and form more complex relationships, consciousness rises.” Teilhard, she says, “speaks of
evolution as the rise of consciousness toward a hyper-personalized organism, what he called an
irreversible personalizing universe.” He speaks of “the human person as a co-creator. God evolves
the universe and brings it to its completion through the human person.” Now the computer,
according to Teilhard, “has evoked a new level of shared consciousness, a level of cybernetic
mind giving rise to a field of global mind through interconnecting pathways” (foreshadowing the
internet) (Delio, 2021).
Teilhard was a dual-aspect monist. He “considered matter and consciousness not as two substances
or two different modes of existence, but as two aspects of the same cosmic stuff.” Mind and matter
“are neither separate nor is one reducible to the other, and yet neither can function without the
other.” From the Big Bang onward, Delio says, Teilhard has “a ‘withinness’ and ‘withoutness,’ or
what he called radial energy and tangential energy. Consciousness is, in a sense, the withinness or
‘inside’ of matter, and attraction is the ‘outside’ of matter; hence, the energy of matter is both
attractive (tangential) and transcendent (radial).” The complementarity of mind and matter is said
“to explain both the rise of biological complexity and the corresponding rise of consciousness.”
Teilhard identifies “the core energy of the universe as love, which both unifies and transcends by
way of consciousness. The greater the exterior levels of physical complexity, the greater the
interior levels of consciousness” (Delio, 2021).
To Teilhard, evolution describes “the dynamic impulse in life toward more being and
consciousness” and that which drives evolution is consciousness. In short, “evolution is the rise of
consciousness.” Following Julian Huxley, he writes that the human person “is nothing else than
evolution become conscious of itself”—and adds, “The consciousness of each of us is evolution
looking at itself and reflecting upon itself” (Teilhard de Chardin, 1959). The human
person is “the point of emergence in nature, at which this deep cosmic evolution culminates and
declares itself” (Delio, 2021).
Moreover, “the presence of mind in matter and the openness of matter to greater wholeness
is the religious phenomenon of nature.” Radically unorthodox, Teilhard sees this reality as the
incarnation of God, where “God and world are in a process of becoming a new reality together.”
Simply put, Delio says, “we cannot speak of God apart from human
evolution, an idea that led Teilhard to state that God and world form a complementary pair.
God and world are entangled with one another to the extent that talk of God is impossible apart
from talk about nature and creative change, and talk of nature makes no sense apart from God”
(Delio, 2021).
In summary, Teilhard describes “matter as the matrix of consciousness.” He posits “the law of
complexity-consciousness” as a fundamental principle of evolution, and conversely, “evolution is
fundamentally the rise of consciousness.” Moreover, the human person is “evolution become conscious
of itself,” with the ultimate goal of “the maximization of thought” whereby consciousness radiates
“throughout the whole, in every aspect of the cosmos,” and then of “self-reflective consciousness,”
whereby “the human person can stand apart from the world and reflect on it” (Delio, 2023, pp. 30–32).
Finally, the foundation of Teilhard's paradigm is “Omega,” which he sees as the “prime mover of
evolution,” the unifying power in evolution. Omega works its guiding magic from the very beginning
of things, “acting on pre-living cosmic elements,” moving into consciousness as it emerged as the
goal toward which evolution complexifies and converges. “Omega is the absolute whole,” making
“wholeness in nature not only possible but also intensely personal. Teilhard identifies Omega with
God” (Delio, 2023, p. 35).
14.7. Atmanspacher's dual-aspect monism
Physicist-philosopher Harald Atmanspacher presents mind and matter, mental and material domains
of reality, as manifestations, or aspects, of one underlying, fundamental reality in which mind and
matter are inseparable. He distinguishes between the epistemic discernment of both the separate
domains and the underlying reality, and the ontic existence of the “psychophysically neutral domain”
(Atmanspacher, 2020a).
He also distinguishes two classes of dual-aspect theories based on “the way in which the
psychophysically neutral domain is related to the mental and the physical.” In Russellian monisms,
“the compositional arrangements of psychophysically neutral elements decide how they differ
with respect to mental or physical properties. As a consequence, the mental and the physical are
reducible to the neutral domain” (Atmanspacher, 2020a).
Whereas in decompositional dual-aspect theories, “the basic metaphysics of the
psychophysically neutral domain is holistic, and the mental and the physical (neither reducible to
one another nor to the neutral) emerge by breaking the holistic symmetry or, in other words, by
making distinctions. This framework is guided by the analogy to quantum holism ….
[which is] based on speculations that clearly exceed the scope of contemporary quantum
theory.”
Atmanspacher establishes connections between the ontic and epistemic domains of dual-aspect
theory and David Bohm's famous notions of implicate and explicate order (11.3). “Mental and physical
states emerge by explication, or unfoldment, from an ultimately undivided and psychophysically
neutral implicate, enfolded order.” This order is dynamic, not static, as in Whitehead's process
philosophy (Atmanspacher, 2020a).
Atmanspacher finds dual-aspect potency in the conjecture by quantum physicist Wolfgang Pauli and
analytical psychologist Carl Jung on the concept of synchronicity
and draws on dual-aspect elements from the two disciplines (17.2; Double-aspect theory, 2023)
In other words, Atmanspacher's dual-aspect theory hypothesizes that mental and material
manifestations may inherit mutual correlations because they are jointly caused by the
psychophysically neutral level. Such correlations, he says, would be “remnants reflecting the lost
holism of the underlying reality” (Atmanspacher, 2020a).
Atmanspacher and philosopher of physics Dean Rickles extend the metaphysical position of
dual-aspect monism by aligning “the deep structure of meaning” as “a fundamental feature of the
nature of reality,” stressing that “the decompositional version of dual-aspect monism considers the
mental and the physical as two aspects of one underlying undivided reality that is psychophysically
neutral.” Crediting their forerunners (Wolfgang Pauli, Carl Jung, Arthur Eddington, John Wheeler,
David Bohm, and Basil Hiley), the authors “reconstruct the formal structure of these approaches, and
compare their conceptual emphases as well as their relative strengths and weaknesses.” Their intent
is to establish dual-aspect monism as a scientifically and philosophically robust alternative to
physicalism, dualism and idealism (Atmanspacher and Rickles, 2022).
14.8. Ramachandran's new physics and neuroscience
Neuroscientist V.S. Ramachandran states that the question of consciousness cannot be answered “in
any obvious terms.” Most neuroscientists don't think about the question of consciousness, as it
doesn't typically arise in neuroscience or in physics. But, he says, the ancient Vedic texts of
India do address the problem of consciousness, the problem of qualia (Section: Ramachandran, 2019).
“Physics, by definition, is a third-person description of the world; its laws have no subjective
quality at all.” Physics has different wavelengths of electromagnetic
radiation, but “you see colors: where does these come from? Consciousness emerges only in a
first-person description of the world. I see red; not red is seen by me. I see red!”
“How can physics, including neuroscience, be a complete description of the world if it excludes
my primary sensory experience, if it does not admit a first-person perspective?” Ramachandran asks.
(He considers neuroscience a branch of physics.) “That I'm looking at the cosmos from here now has
no privileged status in science. For me, I have a privileged status. How is that possible? That's
the problem.”
“We need a new hybrid discipline, physics and neuroscience, that includes consciousness,”
Ramachandran asserts. “Consciousness is part of reality, but how it entwines with physical laws
needs to be explored” (Ramachandran, 2019).
14.9. Tegmark's state of matter
Physicist Max Tegmark speculates that “the subjective experience that we call consciousness is
the way information feels when being processed in certain complex ways,” and he comes to this strong
physicalist view because his starting point is that “It's all physics.” This means, he says, “I'm
not allowed to have any extra ‘secret sauce’ to add to the physical world and brain. Thus,
explaining consciousness is much harder for me, but at the same time, it [i.e., the physicalist
constraint] limits or focuses my work to or on very concrete problems” (Tegmark, 2014a).
Clearly, Tegmark says, “there must be some additional principle about information processing in
nature that distinguishes between the conscious kind and the unconscious kind.” “I would love to
find it,” he continues, “not just because it's philosophically fascinating, but because it's
important. Assessing consciousness is a critical need, whether in caring for comatose patients or in
communicating with super-advanced AI” (Tegmark, 2014a).
Tegmark examines the hypothesis that consciousness can be understood as a “state of matter,”
“perceptronium", as he coins it, with distinctive information-processing abilities (Tegmark, 2015). Assuming that
consciousness is a property of certain physical systems, with no “secret sauce" or non-physical
elements, and given that the key difference between a solid, a liquid and a gas lies not in the
types of atoms, but in their arrangement, he conjectures that consciousness can be understood as yet
another state of matter. Just as there are many types of liquids, he says, there are many types of
consciousness.
To distinguish conscious matter from other physical states of matter, Tegmark explores four basic
principles: “the information, integration, independence, and dynamics principles.” These principles
may identify conscious entities, account for our three-dimensional world, even involve the emergence
of time. Tegmark's approach generalizes Giulio Tononi's Integrated Information Theory (12) for
neural-network-based consciousness as well as for arbitrary quantum systems.
Founded on his concept that mathematics is the ultimate nature of reality (Tegmark, 2014b, 2014c, 2014d), Tegmark's quest is to better
understand the internal reality of our mind and the external reality of our universe, such that they
will hopefully co-explain or at least assist each other. This view sits somewhat apart from most
materialist theories of consciousness, in which the emergence of consciousness is a contingency of
evolution.
14.10. Qualia Research Institute's state-space, qualia formalism, valence realism
The Qualia Research Institute (QRI), a not-for-profit pursuing unique approaches to the science
of consciousness, stresses “Qualia Formalism,” the hypothesis that the internal structure of our
subjective experience can be represented precisely by mathematics, and “Valence Realism,” the
central importance of emotion/affect, that is, valence (how good or bad an experience feels) as a
real and well-defined property of conscious states (Qualia Research Institute). Within the
formalism, symmetry is said to play a significant compositional, functional, and aesthetic role. It
is called the Symmetry Theory of Valence (proposed by philosopher Michael Edward Johnson): the
symmetry of an information geometry of mind corresponds with how pleasant or unpleasant it is to be
(or have) that experience. (“The biggest mystery hiding in plain sight is what gives experiences
valence.”) (Johnson, 2023).
The key QRI move (or assumption) is that every distinct state of conscious experience is unique
and can be described mathematically; the number of such states, a “combinatorial explosion of
unexpected phenomena,” is an unimaginably vast (but not infinite) “state-space of consciousness,”
which is an independent, quasi-dimensional aspect of reality that grows “supergeometrically.” It is
the specific geometry of each state-space of consciousness that is the conscious percept;
each experience would correspond to a single point in the state-space of consciousness; the set of
all possible experiences are organized in such a way that the similarities between experiences are
encoded in the geometry of the state-space; and the degrees of symmetry or lack of symmetry of the
geometry reflect the balance of positive and negative valence, both reflecting brain harmonics which
somehow interact with the quasi-dimensional state-space and its symmetries (Shinozuka, 2020). (The “state-space of
consciousness” resonates with a similar kind of structure in Integrated Information Theory, 12.)
QRI says its position is close to dual-aspect monism or neutral monism. It is committed to an
extended physicalism in the sense that extended laws of physics ultimately must describe fields of
qualia. Included is the idea that emotional valence (the pleasantness/unpleasantness of an
experience) is a natural kind, a real division of the world carved at its joints, which is said to
provide substantial information about phenomenology (Qualia Research Institute, n.d.).
QRI rejects functionalism as creating confusion but considers exotic states of consciousness as
important data points for reverse-engineering the underlying formalism for consciousness. As noted,
QRI is most compatible with, but not synonymous with, Integrated Information Theory (12), which QRI
calls the first mainstream theory of consciousness to satisfy a Qualia Formalist account of
experience. QRI leverages the idea from Integrated Information Theory that for every conscious
experience, there is a corresponding mathematical
object such that the mathematical features of that object are isomorphic to the properties of
the experience, and that without this idea, no matter the neurobiological theory, we cannot solve
the hard problem of consciousness (Qualia Research Institute, n.d.).
14.11. Bentley Hart's monism: consciousness, being, God
Philosopher, theological scholar, and intellectual provocateur, David Bentley Hart, constructs an
ultimate unified monism, first by showing that consciousness/mind and being/existence are profoundly
inseverable. He argues that “rational thought and coherent order are two sides of a single reality,”
and that only by embracing God “as the absolute unity of consciousness and being,” can the one
ontological reality be confirmed (Hart, 2022b). In a sense, it is a
higher-order monism. Oversimplified, an idealist form of panpsychism (Hart, 2021a).
Hart is not a timorous monist: “At the end of the day, I'm a monist as any sane person is … any
metaphysics that is coherent is ultimately reducible to a monism” (Hart, 2024).
Unsurprisingly, Hart is a fierce critic of materialism (Hart, 2019a): “The incommensurability
between physical causation and mental events is so vast that one can confidently assume that no
purely physical explanation of their relation will ever succeed” (Hart, 2021a). He argues that it would
be very odd to claim that physiology and mental agency can be characterized within the same
“mereological hierarchy.” Far from being inverse descriptions of one and the same causal structure,
he says, “the causal description peculiar to each sphere—the material and the mental—is not even
vaguely similar to that peculiar to the other. If the mental merely supervened physically upon the
material, in the way the shape of the wheel supervenes upon the wheel's iron molecules, it is
impossible coherently to conceive of that miraculous conjugation as merely a structural extension of
inherent physical propensities. Here each level operates in ways radically disparate from—even
contrary to—the ways in which the other operates. Material structures and forces, if the
reductionist picture of nature is correct, are composite, fragmentable, non-purposive,
non-intentional, and essentially third-person; mental agency, by contrast, is indivisibly unified,
physically infrangible, thoroughly teleological, inherently intentional, and irreducibly
first-person (that is, conscious)” (Hart, 2019a, 2022a, 2022d).
Hart is certain that “nothing like an actual science of mental reality will ever be conceivable
(much less practicable) so long as the culture of the sciences clings to a belief in the principle
of the ‘causal closure of the physical’” (Hart, 2021b). He rejects irreducible
emergence as “logical nonsense; whatever properties appear in an effect, unless imposed
adventitiously, are already implicit in its ‘lower’ causes, even if only as a kind of virtual
intentionality.” He avers that “‘Strong emergence’ is either a myth, a category error, or a truth so
bizarre as to suggest that truth as such is impenetrable to reason; to invoke such a principle is to
say nothing” (Hart, 2022a). He recommends
reconsidering “something like causal language proposed in Aristotelian tradition” (Hart, 2022b).
Hart's intuition is that “The conditions necessary for knowledge of the world and the conditions
necessary for the world's existence as an object of knowledge at any number of vital points seem
insensibly to merge into a single reality, a single act,” a simplicity and an ultimacy, he says,
that cannot be found within nature as a closed totality and cannot be consistent with any
physicalist theory of the world. It becomes impossible not to wonder, he continues, “whether the
only properly empirical approach to the question of mental reality should begin with a radically
different kind of methodological bracketing: one that suspends every presupposition regarding a real
distinction between epistemology and ontology.”
He continues, “At least, we should never refuse to reflect upon the ancient metaphysical quandary
of whether being and consciousness are ever truly severable from one another.” To exist fully, he
says, is “to be manifest to consciousness,” and “there is no such thing as ontological coherence
that is not a rational coherence,” such that the irreducibility of mind to physical causes and the
irreducibility of being to physical events are one and the same irreducibility. There is a point
then, Hart argues, “at which being and intelligibility become conceptually indistinguishable” and
“being in itself is pure intelligibility” (Hart, 2022b).
Given that “world and mind really are open to one another,” Hart accords “a certain causal
priority to mind over matter in our picture of reality” in that materialism would have more
difficulty to account for consciousness than consciousness would for matter.
Hart invokes Bernard Lonergan's argument that the “unrestricted intelligibility” of reality leads
to God as the one “unrestricted act of understanding.” The ascent towards ever greater knowledge is,
Hart says, “an ascent towards an ultimate encounter with limitless consciousness, limitless reason,
a transcendent reality where being and knowledge are always already one and the same, and so
inalienable from one another” (Hart, 2022b).
“A restricted instance of that unrestricted act,” Hart says, is his “best definition of mind.” He
then goes to God, reasoning that “every act of conscious, unified, intentional mind is necessarily
dependent upon infinite mind—which is to say, God.” God, then, is “the logical order of all reality,
the ground both of the subjective rationality of mind and the objective rationality of being …. the
one ontological reality of reason as it exists both in thought and in the structure of the universe”
(Hart, 2019b, 2022b).
The final step in forming Hart's ultimate monism will seem strange to most, blasphemous to some:
taking consciousness and being, already one and the same, and unifying it with God, to become, all
together, the ultimate one and the same. This is not pantheism (or panentheism), but based on Hart's
Orthodox Christian convictions, a Christological monism. He quotes Maximus the Confessor, who says,
“in the union with God, we ultimately are destined to become uncreated.” In Hart's ultimate monism,
“God doesn't become God, but God in those who are becoming God” (Hart, 2022c).
14.12. Leslie's consciousness inside an infinite mind
Philosopher John Leslie suggests that ethical requirements, when not overruled by stronger
ethical requirements, are creatively effective. The cosmos they create is a collection of infinitely
many minds, each infinite mind eternally conscious of all that's worth contemplating. Our universe
is a structure inside one such mind, its reality consisting simply in its being contemplated.
(Infinitely many finer universes might join our universe in that mind's consciousness, but it does
at least deserve its place there.) (Leslie, 2001).
How, though, would one's own consciousness fit into this scenario? Well, each infinite mind is “a
single existent” in this sense, that its ingredients stand to it somewhat as a ruby's shape and its
redness stand to the ruby; they couldn't exist independently, any more than could the particles in
the Bose-Einstein condensates described by quantum physics. But despite how all the parts of each
universe which any such mind contemplated would exist—remember, solely through entering into that
mind's contemplations—some of those parts could each have consciousness of its own. They could be
conscious brains, or conscious computers. Being inside the existential unity of that mind wouldn't
make these know that it was there that they existed, or what other things existed there. Conscious,
when it contemplated us, of every quark and electron of your brain and mine, that mind could leave
us in ignorance even of each other's existence (Leslie, 2001).
Similarly, our lives from birth to death could be eternally present to that mind's awareness
whereas we could only guess what would fill our next few hours. Still, one's consciousness might
itself be existentially unified at any given moment, perhaps thanks to quantum-physical processes.
This could explain how the entirety of a painting, for instance, can be known in a single glance.
Brains without regions that featured quantum computations, computers which weren't quantum
computers, might be incapable of such knowledge.
Leslie concludes, “Innumerable further things worth contemplating would exist inside each
infinite mind, many of them quite unlike our universe and its living beings. Examples could be
utterly lifeless universes; universes very unlike ours in their physical laws, or obeying no laws at
all; countless things of interest or of beauty, each not forming part of any universe” (Leslie, 2001).
15. Dualisms
Dualism is the theory of consciousness that requires two radically distinct parts: a physical
brain, obviously, but also in addition, a separate, nonphysical substance that is not only independent
of the brain but also not of the physical world (as presently conceived). This would mean that reality
consists of (at least) two ontological categories—physical and nonphysical, whether substances,
properties, aspects, dimensions or planes of existence. Dualism is often called “substance dualism,”
to distinguish it from “property dualism,” which is ontologically different (15.1). In general usage,
“dualism” means substance dualism.
For dualism to be true, what follows must be that the physical world, at its most fundamental level
of fields and forces, is not in some way causally closed, and that mental properties play a causal
role in affecting the physical world. This perspective, often called interactionism, provides
that physical states cause phenomenal states, and phenomenal states cause physical states, and
whatever psychophysical laws there may be will operate in both directions (Chalmers, 2003; 15.8).
Common forms of dualism identify the essence of the person with a nonphysical “soul,” generally an
immortal soul. This kind of “soul-centered dualism” is also the theory of consciousness most widely
believed by the vast majority of the world's population, largely implicitly via acculturation to
belief systems, whether organized religion or folk traditions. Dualism (substance dualism), certainly,
is the default doctrine in the Abrahamic religions of Judaism, Christianity and Islam.
Dualism is largely rejected by philosophers, at least by most professional philosophers in the
West48 (PhilPapers Survey, 2009, 2020). Dualism has fallen out of
philosophical favor for at least four reasons. (i) No Interactions: given the scientific understanding
that the physical world is a causally closed system in that every event has a prior, physically
efficient cause, how could anything outside such a closed system affect it? (Goff, 2020). (ii) Not Parsimonious: two
kinds of world stuffs seem excessively complex; Occam's razor cuts unnecessary entities in
explanations. (iii) No Knowledge: souls are slippery; how to know anything about how they work? (iv)
Fading Divine Creator: With God less prominent in academia, there seems one less way to create or
allocate souls.
In trying to characterize souls (assuming for a moment that souls do exist), we ask questions. Are
all souls exactly the same, as all electrons in the electron quantum field are the same? Are souls
undifferentiated (everyone gets the same “starter kit”), or specially tailored to each individual? Are
souls created by God? Or are souls the inevitable, automatic product of a set of deep psychophysical
laws; in other words, given specific, complex structures of atoms, do souls pop into existence? Or are
souls always existing, part of a cosmic consciousness—journeying, reincarnating, transitioning,
transforming, reincarnating ….?
Notably, because consciousness, under dualism, would require both a non-physical substance and a
physical brain (somehow working together), it is conceivable, following the death of the body and the
dissolution of the brain, that this nonphysical substance by itself could maintain some kind of
existence, conscious or otherwise. (Although this nonphysical substance is traditionally called a
“soul”—a term laden with theological burdens—a soul is not the only kind of thing, or form, that such
a nonphysical substance could be.)
Philosopher Dean Zimmerman reviews “a spectrum of dualisms,” resulting from different meanings of
“nonphysical”. Are souls simple, with no parts, or composite, with internal components (whether fixed
or flexible)? To pose an extreme, could souls be abstract objects, outside of space and time,
necessary existents? Most dualists would have souls as concrete, nonphysical objects. Some would even
have souls extended in space, sharing the same special coordinate system as bodies (Zimmerman, 2005).
David Bentley Hart welcomes confrontation by claiming that most early modern scientists were better
able to understand the mind-body problem than are many in the sciences today. The 17th century
solution to the seeming irreconcilability of mind and matter was “to adopt a casual and contented
dualism, allowing the mental and the physical each its own discrete autonomous sphere: nature, not
being teleological or intentional in any way, is nothing like mind; mind, not being composite,
purposeless, and impersonal, is nothing like nature.” The two can somehow interact, probably, Hart
suggests, through the sheer power of God, but “neither is reducible or even qualitatively similar to
the other.” Hart recognizes the inherent problems in describing “any kind of coherent ontological,
causal, or epistemological continuity between the two spheres”—Hart himself is a monist (14.11)—“it
[dualism] was nowhere near so magnificent a disaster as the later, materialistically monistic attempts
to reduce mental events to mechanical [processes] have so far proved” (Hart, 2019a, 2021a).
To Galen Strawson, “Dualists who postulate two distinct substances while holding that they interact
causally not only face the old and seemingly insuperable problem of how to give an honest account of
this interaction. They also face the (even more difficult) problem of justifying the claim that there
are two substances.” To think that dualism has anything in its favor, Strawson asserts, “is simply to
reveal that one thinks one knows more about the nature of things than one does—and it has Occam's
razor (that blunt, sharp instrument) against it” (Strawson, 2008). The dualism theories
that follow in this section challenge this denial.
Jaron Lanier says, “You've got two choices. Either you know everything [about consciousness], or
you organize your ignorance in some intelligent and organized manner. Dualism is the most honest
manner of organizing your ignorance, okay?” (Lanier, 2007b).
As noted, Closer To Truth viewers regularly send me diverse theories related to
consciousness, some just ideas, some elaborate systems, and occasionally they are hard to classify.
For example, a consciousness system operating independently of the central nervous
system, constituted by “a Material B” (exhibiting “coupling properties” beyond the boundaries
of physics) and explored by “memory-related thought processes” and “illogical
nonlinear-thinking”49 (Ma et al., 2023).
It is well known that mental causation is a vexing problem for dualists. By what conceivable
mechanism could nonphysical stuff effect physical stuff? This is not a primary issue for this
Landscape (15.8), but it is for Dualism.
Again, the purpose of this section on Dualisms as a theory of consciousness is to describe various
kinds of dualism, not to argue in favor or against (a self-imposed hurdle on which I occasionally
trip).
15.1. Property dualism
Property Dualism is the idea that while there is only one kind of substance in the world,
physical substance, there are two kinds of properties, mental and physical properties, such that
mental properties cannot be reduced to or explained by physical properties alone, even though both
kinds of properties are generated by the same physical thing, namely brains. More specifically,
property dualism maintains that human persons are entirely physical objects, composed wholly by the
constituents of fundamental physics and subject only to the laws of physics, but also they have, at
the same time and equally inherent, non-physical properties or aspects, namely mental properties or
aspects (thoughts, concepts, ideas) that are not reducible to, and not explainable by, the
properties of fundamental physics (and its special science derivatives)—even though all of property
dualism's properties must come from those constituents of fundamental physics. Simply, human persons
would have nonphysical properties but no nonphysical parts.
According to Dean Zimmerman (following Chalmers), property dualism means that, “For at least some
mental states, it is not possible to define, in terms of microphysical properties alone, a physical
property common to all individuals in that mental state, and only to them.” Property dualism, then,
would be the failure of supervenience, which states that “among all the possible individuals in all
the possible worlds, there is no pair with all the same microphysical properties but different
mental properties” (Zimmerman, 2005).
Zimmerman applies property dualism to two famous questions in philosophy of mind: “It seems easy
to imagine physically indiscernible zombies (animate human bodies with no consciousness) or people
whose spectrum of color experiences is the reverse of one's own. If genuinely possible, these
scenarios show that the mental does not supervene upon the physical” (Zimmerman, 2005).
But in a wholly physical world, how could the mental not supervene upon the physical? How could
different mental states arise from precisely the same microphysical states (down to the most
fundamental physics)? If mental states can so arise, mustn't something be missing, or arbitrary, in
the physical world? If mental states cannot so arise, what then of property dualism?
To oversimplify, property dualism is dualistic only in its deep epistemology, not in its deep
ontology, which remains entirely materialistic—consciousness remains wholly the product of brain
function. Under property dualism, the mind still comes entirely from the brain, without residue.
When super-advanced neuroscience accounts for all that can be known about the brain—though obviously
it would be fiendishly complex—will there be nothing left over to explain about the mind?
Yet, property dualism has some mental properties as irreducible, a move that perhaps help blunt
attacks on materialist theories of consciousness. (Property dualism shares features with
Non-Reductive Physicalism, 10.) But what does this really mean? How irreducible? Irreducible in
practice, for sure. But irreducible in principle? What would an absolute complete science, from
fundamental physics to neuroscience, not capture?
Philosopher Ralph Weir evaluates the common preference in philosophy of mind for varieties of
property dualism over other alternatives to physicalism and certainly over substance dualism. He
argues that the standard motivations for property dualism “lead directly to nonphysical substances
resembling the soul of traditional metaphysics.” Using the conceivability of modal arguments for
zombies and ghosts and critiquing Russellian monist forms of property dualism, he concludes that “if
you posit nonphysical properties in response to the mind-body problem, then you should be prepared
to posit nonphysical substances as well” (Weir, 2023).
Property dualism is the first subcategory under dualism because it is the most materialistic, the
least dualistic, of the bunch. While I appreciate its important role in the development of
philosophy of mind, I must admit that I've never had it near top-of-list in the marketplace of
fundamental theories.
Peter van Inwagen muses that “‘property dualism’ is a very odd name to give it.” His
argument clarifies the essence of dualism itself. “If there are non-physical substances, then
physical and non-physical substances (a cat and an angel, for example) are clean different kinds
of thing. Although they are both substances right enough, the division of the category ‘substance’
into the sub-categories ‘physical’ and ‘non-physical’ is an ontologically significant division. We
call Descartes and Plato dualists
because they think there are substances in both sub-categories. I would suppose that ‘property
dualists’ call themselves dualists because they think that the division of properties into
physical and non-physical properties is an ontologically significant division of the category
‘property’, a division as significant as the physical/non-physical division of the category
‘substance’. If this is so, I think that the self-chosen description ‘property dualist’ indicates
a metaphysical confusion in the way property dualists conceive of properties” (Van Inwagen, 2007b).
Nonetheless, unlike much-disparaged substance dualism, property dualism remains a respectable
position within philosophy of mind (Zimmerman, 2005).
15.2. Historical and traditional dualisms
Dualism is the oldest and most ubiquitous theory of consciousness in the sense that nonphysical
aspects of the world and mind, such as animism and ancestor worship, had long seemed the default
assumption of millennia of pre-modern human groups and cultures. Plato's description of immortal
souls in ancient Greece, where the person was entirely immaterial, and the profound ruminations
about consciousness in ancient
India, debating individual and cosmic varieties, were consistent with common intuitions and
thus readily accepted.
On the other hand, biblical accounts of the nature of the person, especially in the Hebrew
scriptures, stress human physicality and mortality, with no obvious assertions about immortal souls
(Van Inwagen, 1995). In Genesis, humans
became (were not inherently) “a living soul” (Gen. 2:7). Ezekiel writes, “The soul that
sinneth, it shall die” (Ezek. 18:20). Paul, in the New Testament, has “the wages of sin is death”
(Rom. 6:23). Granted, theologians can interpret “death,” as, say, a soul that is separated from God.
But the Psalmist is clear, saying of humans, “His breath goeth forth, he returneth to his earth; in
that very day his thoughts perish” (Ps. 146:4). And Solomon is unambiguous, “the dead know
nothing” (Eccles. 9:5).
Nonetheless, the overwhelming majority of adherents to the Abrahamic religions of Judaism,
Christianity and Islam, along with most of their religious teachers, assume that human beings are,
in essence, a soul and that the soul has some kind of future beyond death.
John Leslie describes the historical understanding of souls as “existentially unified,” noting,
"When the parts of a soul were viewed as existentially unified at each particular instant, it wasn't
thought that God, when manufacturing unified souls, had to do some kind of special mixing involving
many separate steps. It was believed simply that souls had, from the moment of their creation by
God, the property of being complex yet existentially unified. Many distinguishable elements of such
complexity were present when a soul had a thought or an experience, but still, a soul remained
existentially unified at each instant and remained the very same soul at successive instants" (Leslie, 2006).
15.3. Swinburne's substance dualism
Christian philosopher Richard Swinburne is a leading advocate of substance dualism (Swinburne, 2013). "If you want to tell
the whole story of the world, you must say what objects there are in the world, what substances
there are, and what properties they have at different times," Swinburne said on Closer to
Truth. "Of course, that will include all the physical objects, all the tables and chairs and
planets and atoms. But, of course, that won't tell the whole story. You will also have to tell the
story of conscious life, which is associated with each body." Swinburne asserts that in order to
tell "the whole story of the world," one must "pick out subjects of experience—not just by the
experiences they have, not just by the physical bodies with which they are associated" but also with
"separate mental entities for which the natural word is 'soul' … If you can't bring 'soul' into the
account of the world, you will not tell the whole story of the world, because you will not tell who
has which conscious life" (Swinburne, 2007; Swinburne, 2006).
"If the only things were physical objects, including bodies and brains, we would not be able to
distinguish a case where you have the body which is presently yours and I have the body which is
presently mine, from the case where you have the body which is presently mine and I have the body
which is presently yours," he adds. "If physical properties and mental properties were just
properties of bodies there would be no difference between these cases; " but because there are
obvious differences between "you" and "me," Swinburne claims that "there must be another essential
part of me which goes where I go, and this we can call my 'soul.'" Truths about persons, Swinburne
stresses, are not truths about brains or bodies (Swinburne, 2007).
Swinburne's argument for the existence of a soul—that "souls constitute personal identity and the
continued existence of me will consist in the continued existence of my soul"—"is quite apart from
what might happen in the world to come." Moreover, Swinburne's arguments for the reality of a
nonphysical soul do not depend, he says, on theological revelation or his own religious convictions
(Swinburne, 2016; Kuhn 2016b).
15.4. Composite dualism
Modern dualism in philosophy of mind begins with Descartes who famously divides the world between
the physical and the mental. He was motivated by the obvious distinction that the mind has thought
but no extension while the body has extension but no thought. Yet body and mind both seem needed to
have a human person.
Composite dualists require both body and mind to constitute a person, where “body” generally
denotates brain and “mind” generally denotates soul. There are of course variations and problems (Zimmerman, 2005). A key question is
whether the nonphysical part, the soul, has mental states independent from the body/brain? To most
dualists, both historical and contemporary, the soul does indeed.
As to the relationship between the body and the soul, Swinburne is ambivalent. "Maybe, of course,
a soul can't function on its own," he said. "Maybe it can only function when associated with a body.
In that case, my continued existence would consist in it being joined to a body again, perhaps an
entirely new body. I think a soul could exist on its own, but not a great deal turns on that." A
body is required, Swinburne said, because "for us to interact with others, to recognize others, we
need different public characteristics” (Swinburne, 2016; Kuhn 2016b).
I asked Swinburne to speculate on the essence or composition of such a soul. Is it a
differentiated substance? What's to prevent your soul from getting mixed up with my soul?
"The difference between souls is ultimate, unanalyzable by anything else," Swinburne responded.
"A soul has no extension. It is an 'immaterial particular', to use an old-fashioned philosophical
term. It does, of course, have characteristics, properties. It has thoughts, feelings, attitudes,
and so on. But the way we distinguish in practice between souls is in terms of the bodies with which
they are associated because the difference between your soul and my soul, being ultimate, does not
consist in their relations to our respective bodies. There is of course nothing paradoxical about
the difference between souls being unanalyzable, because some differences must be ultimate; if you
can analyze 'a' by 'b' and 'b' by 'c' and so on, you eventually get to things which you can't
analyze, and the differences between human souls in my view are one of those things. This is why the
only way souls can have a public presence is through their attachment to bodies” (Swinburne, 2007, 2016).
15.5. Stump's Thomistic dualism
The influential Christian scholastic philosopher St. Thomas Aquinas gives an account of the soul
that is non-Cartesian in character, according to Catholic philosopher Eleonore Stump, who has
Aquinas taking the soul to be something essentially immaterial or configurational but nonetheless
realized in material components. This suggests, she argues, not only that Cartesian dualism isn't
essential to Christianity but also that the battle lines between dualism and materialism are
misdrawn (Stump, 1995).
Stump recognizes that because Cartesian dualism is widely regarded (among philosophers) as false,
and because “it is also the case that the major monotheisms have traditionally been committed to
dualism of a Cartesian sort, then in the view of many philosophers the apparent or putative falsity
of Cartesian dualism becomes an embarrassment for those religions.”
In building his alternative to a Cartesian sort of dualism (in historical context, to
Plato's account of the soul), Aquinas is guided by “two complex, culturally conditioned sets of
intuitions,” each of which relates to a biblical passage. The first is "dust thou art, and unto
dust shalt thou return" (Gen. 3:19), conveying that a human
being is a material object, “made out of the same sort of constituents as the earth is,” and
the second is "Then shall the dust return to the earth as it was, and the spirit shall return to
God who gave it" (Eccles.12:7), conveying that a human person survives death, “because her spirit
or soul continues to exist after the dissolution of her body.” Stump has Aquinas accommodating
both sets of intuitions with his account of the human soul (Stump, 1995).
Famously, Aquinas takes the soul to be the form of the body, but, as Stump points out, “the soul
not only is the form that makes this matter a living human body but also is the form that makes the
matter this human being.” And when, after death, all that is left of a human being is the soul,
“individuality persists on Aquinas's account.”
“Soul” is a larger category for Aquinas, his generic term for the substantial forms of all
material objects that are living. Plants have souls, not in the human sense, but in that they enable
“a configuration of matter which allows for nutrition, growth, reproduction.” Animals, too, have
souls, since they, too, are living things; but the configuration of their matter also allows them
perception. The forms that constitute human beings allow a more distinctive set of capacities,
namely, intellective processes. Aquinas tends to call the human soul “the intellective soul” or “the
rational soul”.
Aquinas's soul is created directly by God and infused into matter. The soul is the act of the
body, “because it is in virtue of the soul that something is actually a living human body.”
Moreover, because the soul is the form of the body, it has a spatial location; while the body is
alive, the soul is located where the body is.
As for the post-mortem, disembodied soul, while it does persist, it is not the complete human
being who was the composite but only a part of that human being. A separated soul does exist on its
own after death, but it nonetheless isn't a substance in its own right. Disembodied existence isn't
natural to the soul.
Stump sums up: “The soul is an essentially configurational state which is immaterial and
subsistent, able to exist on its own apart from the body. On the other hand, the soul is the form
that makes the living human body what it is. While it is possible with divine help for the soul to
exist and exercise cognitive function on its own, apart from the body, that state is unnatural to
it. In the natural condition, human cognitive functions are to be attributed to the whole
composite and not to the soul alone, although the composite exercises cognitive functions by means
of the soul.” In Stump's view, the real lesson of Aquinas's account of the soul is to show that
the dichotomy
between materialism and dualism is misleading (Stump, 1995).
15.6. Feser's neo-Thomistic, neo-Aristotelian, common-sense dualism
Catholic philosopher Edward Feser's account of consciousness combines a neo-Thomistic view that
some mental faculties are immaterial and a neo-Aristotelian view that we perceive the world actually
as it appears to be (i.e., direct realism, such that color and sound are properties of external
objects as real as size and shape) (Section: Feser, 2012a; 2012b; 2012c; 2022a; 2022b).
As Feser explains, Aristotelians and Thomists use the term “intellect” as that faculty by which
we grasp abstract concepts, make judgments and reason logically. Intellect is to be distinguished
from “imagination,” the faculty by which we form mental images (visual, auditory, etc.), and from
sensation, the faculty by which we perceive the external material world and the internal world of
the body. Feser argues that the irreducibility of intellect to imagination and sensation is
undeniable (e.g., the intellect's concepts are universals while mental images and sensations are
particulars). He also argues that “the reason why intellectual activity cannot in principle be
reduced to sensation or imagination is, as it happens, related to the reason why intellectual
activity cannot in principle be reduced to, or entirely supervenient upon, or in any other way
explicable in terms of material processes of any sort” (Feser, 2012a).
To explain intellectual activity entirely in terms of material processes, Feser says, is to
inevitably deny the existence of some essential aspect of the intellectual activity. If you identify
thought with material processes, you are necessarily committed to denying, implicitly or explicitly,
that our thoughts really ever have any determinate or unambiguous content. According to Feser, some
materialists have seen this, including Quine and
Dennett, and decided “to bite the bullet and accept that the content of all thought and language is
inherently indeterminate.”
Feser asserts that such claims are indefensible because it would contradict making sense of
mathematics and logic, and hence of empirical science, all of which presupposes that we have
determinate concepts. “Anyone who thinks that thought can even in principle be entirely material,”
he says, “hasn't thought carefully enough about the nature of thought” (Feser, 2012a).
But Feser's dualism is not Descartes's dualism, which makes assumptions about the nature of
matter as much as or more than assumptions about the nature of mind, and thus is responsible, in
part, for generating the mind-body problem. The key point, Feser says, is that by characterizing
matter in purely quantitative, mathematical terms, Descartes left no place in it for qualitative
features like color, odor, taste, sound,
smell, heat and cold as common sense understands them. Accordingly, he treated these qualitative
features—as Galileo before him and countless others after him did—as entirely mind-dependent,
existing only in our conscious experience of the world but not in the world itself (Feser, 2012b).
This means that if these qualitative features as common sense understands them exist only in the
mind and not in the material world, it follows that these features cannot themselves be material. A
kind of dualism follows, Feser claims, precisely from the materialist conception of matter. The
so-called “qualia problem” that contemporary philosophers of mind fret over, he argues, “is the
inevitable result of the conception of matter to which modern scientists in their philosophical
moments have wedded themselves” (Feser, 2012b).
In Feser's reading, Descartes and other moderns had an austere concept of nature as inherently
devoid of the qualitative features we know from conscious experience (e.g., color, sound, heat,
cold) as well as of meaning or purpose of any kind. Thus, they conceived of the human mind as an
immaterial substance that somehow interacts with those parts of the natural world we call human
bodies and brains. This spawns Descartes's novel form of dualism, which is notoriously problematic
(i.e., the interaction problem) such that modern materialists throw out Descartes's immaterial
substance while holding on to his view of the material world. (But their own position, Feser adds,
is even more problematic, since it leaves them with no place at all to locate qualitative features
or meaning.) (Feser, 2012c).
Moreover, because Descartes took the human body as just one entirely mathematically definable bit
of the material world among others, entirely devoid of qualitative features, and took all
consciousness to reside in the res cogitans, which he regarded as immaterial, Descartes's
position implies that sensation and imagination are immaterial. Hence if sensation and imagination
turn out to be material after all, it is understandable how some would infer that all operations of
the res cogitans, all mental
activity, might be susceptible to materialist explanation as well (Feser, 2012b).
But, Feser argues, the Aristotelian tradition has always regarded sensation and imagination as
corporeal faculties, and as having nothing essentially to do with the reasons why our distinctively
intellectual activities are incorporeal, in that strictly intellectual activity on the one hand and
sensation and imagination on the other, differ in kind, not merely in degree, so that to establish
the corporeal nature of the latter is irrelevant to the question of whether the former is corporeal.
Aristotle and the Scholastic tradition that built on his thought took the common-sense view that
the natural world is filled with irreducibly different kinds of objects and qualities: people; dogs
and cats; trees and flowers; rocks, dirt, and water; colors, odors, sounds; heat and cold; meanings
and purposes (Feser, 2012c). The founders of modern
philosophy and science overthrew Aristotelianism, and, on Feser's view, common sense along with it.
On the new view of nature inaugurated by Galileo and Descartes, the material world is comprised of
nothing more than colorless, odorless, soundless, meaningless, purposeless particles in motion,
describable in purely mathematical terms. The differences between dirt, water, rocks, trees, dogs,
cats, and human bodies are on this view superficial.
Common sense, Feser says, takes ordinary physical objects to have both (a) size, shape, motion,
etc. and (b) color, sound, heat, cold, etc. Early modern philosophers and scientists characterized
features of type (a) as “primary qualities” and features of type (b) as “secondary qualities,” and
they argued that the latter are not genuine features of matter as it is in itself, but reflect only
the way conscious awareness presents matter to us. What exists in mind-independent reality
is nothing more than particles in motion. Color, sound, taste, odor, etc. exist only in the mind's
experiences of that reality (Feser, 2022a).
But, Feser argues, to draw a sharp distinction between primary and secondary qualities is much
more difficult than it at first appears. The Aristotelian philosopher who defends common sense would
say that this is a good reason to think that secondary qualities are, after all, as objective as
primary qualities.
The more common approach, however, was to try to make some version of the primary/secondary
quality distinction work, which made a Cartesian sort of dualism an inevitable consequence of the
primary/secondary quality distinction. For if color, sound, heat, cold, etc. as common sense
understands them don't exist in matter, then they don't exist in the brain or the
rest of the body (since those are material). And if they do nevertheless exist in the mind,
then we have the dualist conclusion that the mind is not identical with the brain or with any other
material thing.
Feser claims that the very conception of matter that modern materialism has committed itself to
is therefore radically incompatible with materialism. Attempting to develop a materialist account of
consciousness while at the same time presupposing the conception of matter inherited from
Galileo and Co. is like trying to square the circle. “It is a fool's errand,” Feser opines, “born of
conceptual confusion and neglect of intellectual history” (Feser, 2022a).
To Feser, the hard problem of consciousness is a pseudo-problem. It arises only if we follow
Galileo and his successors in holding that color, odor, sound, heat, cold, and other “secondary
qualities” do not really exist in matter in the way common sense supposes them to, but instead exist
only in the mind (as the qualia of conscious experience) and are projected by us onto external
reality. If you take this position, Feser says, you are stuck with a conception of matter that makes
it impossible to regard consciousness as material.
The solution, Feser offers, is simply not to go along with this assumption in the first place,
but to return to the Aristotelian-Scholastic view the early moderns reacted against, and which is
compatible with the commonsense view of matter. The so-called hard problem of consciousness then
dissolves (Feser, 2022b).
Feser highlights Gilbert Ryle's critical characterization of Descartes's dualism as the theory of
the “ghost in the machine.” It is often supposed that modern philosophy and science after Descartes
preserved his mechanical model of matter while getting rid of the “ghost” of the Cartesian mind. To
Feser, the haunting problem is not the “ghost” but the mechanical model of matter (Feser, 2022b).
15.7. Moreland's Christian soul
Christian philosopher J.P. Moreland defines a robust “generic substance dualism” as the view
according to which “(i) there is a substantial soul (self, ego, I, substantial form) that is wholly
immaterial; (ii) the soul is not identical to its physical body; and (iii) the soul is that which
grounds personal identity for human persons” (Moreland, 2023). He defends a
Thomistic-like dualism, taking the body to be an ensouled, spatially extended, physical structure,
and the soul to be a substantial, unified reality that informs (gives form to) its body, animates it
and makes it human. Thus, a body requires a soul to be a body, and this is why a body is of value. A
body without a soul in it is just a corpse. In contrast to a body, a corpse is of little intrinsic
value (Moreland, 2014).
Similarly, a soul requires a body to be fully realized; for a soul to have a body is its natural
state. By analogy, the soul is to the body like God is to space—it is fully “present” at each point
within the body. Breaking the analogy, Moreland's soul and body relate to each other in an informing
and cause-effect way (Moreland, 2014).
Moreland argues that the unity of consciousness cannot be explained if a person is a brain,
because a brain is just an aggregate of different physical (separable) parts. He accepts constituent
realism regarding properties (and relations), according to which properties (and relations) are
universals that, when exemplified (they need not exist), become constituents of the ordinary
particulars that have them. Moreover, he asserts that whereas a physicalist may claim a unified
awareness of one's visual field consists of combining several different physical parts of the brain
each terminating a different wavelength, each of which is aware of only part (not the whole) of the
complex view, “this cannot account for the single, unitary awareness of the entire visual field” (Moreland, 2018).
Offering “a comprehensive defense of contemporary substance dualism,” Christian philosophers
Brandon Rickabaugh and J.P. Moreland present arguments that they claim support substance dualism and
defeat those that deny it. These include: introspection, self-awareness and intentionality; the
fundamental unity of conscious beings (e.g., mereological essentialism and the diachronic endurance
of the soul); and updated arguments from modality and libertarian freedom (e.g., problems of causal
interaction, neuroscientific objections, and causal closure of the physical) (Rickabaugh and Moreland, 2023).
15.8. Interactive dualism
The primary problem of Dualism—many would say the defeater of Dualism—is how nonphysical
substances could possibly interact with physical substances, especially given the common assumption
that the physical world is a closed system. Also called the "pairing problem," how could an
immaterial thing, the mind, interact with a material thing, the body (or brain)? Notwithstanding our
folk perception that the physical world affects my mind through my senses and my mind affects the
physical world through my actions, most scientists and philosophers deny this is what is in fact
happening. There would be no commonalities between physical and nonphysical substances, no means of
exchange—the problem of mental causation on steroids. Moreover, if nonphysical substances could
somehow affect and alter physical substances, wouldn't that require a transference of energy, and
wouldn't such an addition violate the sacrosanct physical law of the conservation of energy?
(Section: Robinson, 2023; Interactionism, 2023).
Advocates of Interactive Dualism (not that there are many among scientists and philosophers) say
they have resources. They reject the weak dualism of Epiphenomenalism where the physical affects the
mental but the mental does not affect the physical (9.1.2). They can claim that the interaction
problem is founded on archaic 19th century, billiard-ball physics, where causation requires hard
substances to be in physical contact, to touch one another, as it were. Quantum mechanics, on the
other hand, allows for various, albeit speculative ways, for the mental to affect the physical, even
beyond the classic but controversial view that an “observer” is needed to “collapse” the wave
function. Moreover, because quantum mechanics introduces fundamental uncertainty into the universe,
and if by this indeterminism holds, nonphysical substances might enjoy “wiggle room” to effect
causation.
Advocates can also appeal to different kinds of ethereal forces or energy transference systems.
Perhaps mental powers can influence the distribution but not the quantity of energy in the
brain (“a little more here, a little less there” does seem a bit of a cheat). Perhaps each
individual brain is not a causally closed system so that the conservation of energy need not apply.
Perhaps causal closure for the entire universe is also a 19th century invention, based on classical
thermodynamics and statistical mechanics, which are now superseded by quantum mechanics, general
relativity, dark matter, dark energy, and who knows what else? (I can make up another. Since string
theory offers, depending on flavor, 10, 11 or 26 “compactified” extra dimensions, why couldn't
nonphysical substances work via these extra dimensions? I can conceive of a precedent for this. To
account for the “hierarchy problem” in physics, where gravity is vastly weaker than the other
fundamental forces, some postulate that gravity “leaks” or “bleeds” into these extra dimensions.) It
gets crazy.
That's not all. Perhaps, one could just blow away the interaction problem by just asserting that
in systems that have minds, the law of conservation of energy is false. Perhaps because downward
causation goes to the lower physical levels and emergence is enabled, the causal completeness of
physics is wrong (Ellis, 2019). Further, because the
whole idea of a closed physical system is based on the assumption that there are no nonphysical
forces involved, wouldn't this assumption undermine the argument against interaction by making it
circular? Then there is “overdetermination,” where mental and physical factors can each,
independently, affect actions—an approach that, while possibly solving one problem, creates other
problems (Robinson, 2023; Interactionism, 2023).
Finally, there is always a theological solution. God can help. God could have created souls with
powers, especially since “real” (i.e., libertarian) free will is an essential part of “God's plan,”
such that neither conservation of energy nor determinism holds, at least with respect to minds. (It
is challenging how even God could make this coherent.)
Christian philosopher William Lane Craig describes himself as a “dualist-interactionalist” in
that “the brain is itself part of... the physical reality with which the soul immediately interacts
(Craig, 2015). He argues that
even though souls do not have spatial locations, “the question becomes why we should think that
only spatial
relations can pair a cause with its effect. Prima facie this seems overly restrictive”
(Craig, 2023).
I mustn't forget “Occasionalism,” the idea that created substances, physical and nonphysical,
cannot be efficient causes of events in themselves and that all events are caused directly by God.
This would mean that while mind and body appear to interact, in fact it is God that is changing each
separately and ceaselessly. While Occasionalism is dismissed (often ridiculed), there is a kind of
logic here. If God acts as intermediary, as it were, between nonphysical and physical substances,
then because God would have created both in the first place, this would make the apparent causal
connection between nonphysical and physical substances not especially troublesome for God to bring
about. This way of thinking—all these possible mechanisms for Interactive Dualism—reflects the depth
of Dualism's problem.
15.9. Emergent dualism
Emergent dualism is the idea that while mind or consciousness is not fundamental in reality, it
comes into existence “naturally” when a certain kind of complex arrangement of physical atoms come
together, say, in biological neurons. The resultant new substance that emerges would be nonphysical,
generated by some meta-psychophysical processes or laws, and it would become the first-person
subject of the mind or consciousness. This freshly emergent nonphysical substance, to take the
extremes, could be either entirely dependent on the brain for continued existence or take on
independent ontological existence in some strong sense (though the latter, to me, would seem a
rather odd way for reality to be).
For some philosophers, emergent dualism is a softer-sell “dualism-light,” because souls
would then be a normal part of the physical world, however extended, where these as-yet-unknown
“natural” meta-psychophysical laws would determine their automatic manifestation from complex
structures, especially from brains (perhaps only from brains). Dualism's “pairing problem”—how can
nonphysical substances (“souls”) have causal
relations with physical substances (brains) with zero tolerance for failure?—would be
reduced under emergent dualisms because (i) souls would seem in a way tethered in space (Zimmerman, 2005), and (ii) souls would
have been generated by physical substances (brains) in the first place.
As a theist, Richard Swinburne holds the creationist position that God creates anew each new
soul. But, if he came to believe that this position was mistaken, then, as a theist, he would hold
the view that God had already built into atoms their propensity to produce souls (Swinburne, 2016).
Out-of-body and near-death experiences (OBEs and NDEs) are said to support emergent dualism, in
that if one starts by assuming OBEs and NDEs to be actual disembodied conscious experiences (17.12),
then emergent dualism is said to be a candidate to explain them. And once this nonphysical substance
(soul) comes into existence, it is then logically possible for this “soul” to become independent of
its progenerating physical substance (brain) and to maintain its existence beyond the dissolution of
the physical (Kopel, 2023).
Finally, there would be no necessity that the kind of meta-psychophysical laws that generate
emergent dualism should be restricted to complex arrangements of atoms in biological entities or
contexts. Thus, under emergent dualism, AI consciousness would not be impossible, as it would be
under traditional forms of dualism (AI Consciousness, 24).
15.10. Kind's dualism 2.0
Philosopher Amy Kind defends dualism 2.0, “a thoroughly modern version of dualism … decoupled
from any religious or non-scientific connotations.” Her argument is direct and forceful: “A
physicalist framework cannot adequately capture the full reality of our conscious experience”—which
has a “qualitative nature.” However physicalism is defined, she says, “whether it's in terms of
current physics or future physics, or some other way entirely—we should see the theory as committed
to an important constraint: Physicalism can be true only if the phenomenality is not a primitive
aspect of the world” (Kind and Stoljar, 2023, pp. 4, 58).
She analyzes and rejects Materialist Theories of Representationalism (9.8) and High-order
Theories (9.8.3), and Russellian Monism (14.1), and she deflects the counterattack that “rejecting
physicalism is tantamount to believing in ghosts, or fairy dust, or magic.” She stresses that “the
claim that consciousness is not a physical thing does not commit one to the existence of spooky
stuff. Rather, it should be seen as perfectly consistent with an adoption of a broadly naturalistic
conception of the world and our place in it.” She calls Dualism 2.0 “a rebooted version of dualism …
what it looks like to adopt this kind of view from the vantage point of the 21st century” (Kind and Stoljar, 2023, p. 5).
Kind's claim is a simple one: “Just as physical states, events, and processes are an
irreducibly real part of the world, so too are phenomenal states, events, and processes an
irreducibly real part of the world” (jointly, “activity”). Given “the existence of both phenomenal
activity and physical
activity, and further, in virtue of its claim that these two kinds of activity cannot be
reduced to one another,” she declares that “the view is appropriately characterized as dualistic.”
Immediately, however, she stresses that “this duality need not be thought of in terms of mental
substances. We can have duality of activity without duality of entities” (Kind and Stoljar, 2023, p. 53).
While obviously distinct from physicalism, Kind's dualism 2.0 distinguishes itself from
Russellian Monism (and Panpsychism, 13), because, although the “claim that phenomenality (or
protophenomenality) can be found at the fundamental level of reality … is consistent with dualism
2.0 … it is not required by it.” Dualism 2.0, she says, “need not take mass and charge to be the
appropriate model for phenomenality.” Nor does dualism 2.0 “commit itself to the ubiquity of
phenomenality,” nor “to anything spooky.” Just because “something cannot be reduced to the physical”
does not mean, ipso facto, “that it is magical or mystical.” Her example is mathematics (Kind and Stoljar, 2023, pp. 53–54).
What about the physicalist argument that specifying the putative phenomenal laws seems a project
from nowhere? Kind reminds her critics of their lack of progress “in giving precise physical or
functional specifications of phenomenally conscious states”—and she concludes that “dualism 2.0 is
not here in any worse shape than its competitors.” She holds out hope for “a better and broader
understanding of the nature of causation” that could enable us “to accommodate mental causes and
thus affirm the causal efficacy of the phenomenal … without those seeming either mysterious or
spooky” (Kind and Stoljar, 2023, pp. 55–56).
15.11. Soul in the Hebrew Bible and Jewish philosophy
If one wants to pay attention to the nature of consciousness or soul in the Hebrew scriptures
(which is recognized as foundational by traditional Christianity and Islam as well as by Judaism),
there are two essential words to consider: “nephesh” (נֶפֶשׁ), often translated as “soul,”
and “ruach” (רוּחַ), often translated “spirit.” Neither word is translated consistently,
nor does either map cleanly unto modern meanings of soul or consciousness.
The essential verse for nephesh is Genesis 2:7: “God formed man from the dust of the
ground, and breathed into his nostrils the breath of life,” and “the man became a living being (or
soul, nephesh).” If nephesh is translated “soul,” that “soul” was not immortal (in
that it had to be described as “living”); it was not a nonphysical substance given to the
man, but rather it was what the man became. Nephesh applies to all sentient
creatures, not just to humans, and although mostly translated “soul”, it is elsewhere translated as
life, person, creature, mind, heart (emotions), desires. There are several places where the context
seems to require that nephesh be translated “dead”—it would be an odd coupling, indeed, for
nephesh to be an immortal soul and at the same time be dead.
The first use of ruach in the Hebrew bible is Genesis 1:2, where it is the “spirit”
(ruach) of God that is hovering in the darkness over the surface of the waters of a
formless and desolately empty earth. But ruach is elsewhere translated “wind” (many
verses), as well as vigor, courage, anger, disposition, patience, desire, even mind as the seat of
mental acts or moral courage. Ruach is used in “holy spirit” as well as in God's spirit. While
neither nephesh nor ruach means soul or consciousness, ruach seems closer
to a mental designator and nephesh closer to a living body designator.
Philosopher and rabbi Aaron Segal offers a defense of a traditional Judaic view that there are
souls and that they exist long before being embodied. Responding to the materialist challenge that
it's very surprising that none of us remembers anything from before we were born, he proposes that
each of us has “been in existence for a very long time" but "only came to be a thinking
thing at a certain point in the development of her body (or brain).” Other respectable metaphysical
views, he argues, “have us existing for just as long and undergoing transformations no less radical
than this. For example, according to one prominent view, anything that ever exists, always existed
and always will exist. Nothing really goes into or out of existence. What looks like going into and
out of existence is just a matter of going from being abstract (with no causal powers and no
location, like a feature) to being concrete (with causal powers and a particular location, like a
person), and back again. An immaterialist who goes this route need not maintain that any of us has
undergone a transformation so radical as from the abstract to the concrete: just from unthinking to
thinking” (Olson and Segal, 2023; Segal, 2023).
Segal then moves to a view he calls “closer to home”: animalism—a prominent version of
materialism that each of us is a human organism. “Quite plausibly,” he says, “animalism has as a
consequence that each of us was once an unthinking fetus. So, according to that prominent version of
materialism, each of us has undergone a transformation from an unthinking thing to a thinking
thing.”
Physicist/businessman Eduard Shyfrin, who has developed a “Kabbalah of Information”
framework that integrates information theory with the Jewish
mystical tradition, calls the Kabbalah soul “the information entity with the dimension of self
that is structurally part of the informational foundations of the worlds (The Tree of Sefirot)”
(Shyfrin, n.d.).
The Kabbalah of Information, Shyfrin says, holds that God created only information, nothing else,
as the building blocks of all reality. Thus, there is no fundamental difference between material and
spiritual. Creation is an information space (“infospace”), composed of concepts of different
complexity and dimensionality. The distance between concepts in infospace is measured by the
likeness of their meaning, generating a form of hierarchy of concepts or “worlds”—as determined by
the Kabbalah Law of Likeness. Moreover, all the worlds are structurally invariant; the Tree of
Sefirot has a fractal structure. The transfer from one concept to another is incremental; it takes
place when information change reaches an “error threshold” (Shyfrin, 2019).
Based on the above, Shyfrin explains that the “soul” is the information structure similar to the
structure of the “worlds” (Tree of Sefirot), with the additional dimension of “self.” This
structural similarity allows for the smooth interaction between the soul and the Tree of Sefirot.
Souls can “move” in infospace, which, for example, is the process of learning and thinking. All
souls intrinsically have the same kinds of concepts in general, but in particular, souls are
distinguished by their taking concepts from different parts of the hierarchy of concepts. This
process determines the “DNA” of the soul and all its potential functions (i.e., intellect, memory,
etc.) (Shyfrin, 2019).
In addition, according to Shyfrin, because “according to the Torah the soul is in the blood”
(hence the Judaic prohibition against eating blood), "the information content of part of the soul's
hierarchy may be structurally similar to that of DNA.” Perhaps, at the moment of the soul's
creation, "G-D chooses its complexity and dimensionality, which have hierarchies of structure and
which entail the soul's intellectual potential."50
15.12. Soul in the New Testament and Christian philosophy
Almost all Christian denominations feature an immortal soul as essential doctrine and it is
conventional wisdom that the immortal soul is supported by passages in the New Testament. Yet there
are opposing views; for example, Peter van Inwagen's “Christian materialism” (10.3) (Van Inwagen, 1995).
Biblical scholar James Tabor points out that although many assume that the New Testament abandons
the Hebrew view of the “soul” (nephesh) as simply a “living being,” referring in Genesis 1
to all breathing creatures, such is not the case. The Greek term usually translated “soul” (ψυχή
psykhḗ/psychi) essentially means “life,” and thus refers to a living “breathing” being; so
that rather than having souls, humans are souls. The central concept is that of
breathing or not breathing—which equates to being alive or dead. Thus “soul” is most often used for
the “self,” which is the “whole” being and it can be destroyed along with the body (Matthew 10:28).
Thus, we read of “fear coming upon every soul” meaning every individual (Acts 2:23) or Jacob's
children numbering “seventy-five souls”—or persons (Acts 7:14). The Apostle Paul metaphorically
speaks of the dead as “asleep”—no longer conscious or breathing, so that resurrection is an
“awakening” in a new transformed body. Without the resurrection they would “perish” (1 Corinthians
15:18). Likewise, giving up the “spirit” (pneuma) is to breathe one's last breath and die
(John 19:30) (Tabor, 1989; Tabor, 2023b; TaborBlog).
“But, of course, what I assert here can be contested,” Tabor adds, especially by Christian
apologists and theologians who consider the subsequent idea of the immortal soul fundamental to
Christianity. However, he says, there are very few texts in the New Testament that picture the
“afterlife” in the lower Hadean world as “conscious” or semi-conscious, or in a state more actively
aware than Paul's metaphor of “sleep,” which is grounded solidly in the Hebrew Bible (Tabor, 2023a).
Historian of ancient
religions Jonathan Z. Smith emphasizes the shifting nature of perceptions taking place in
the late Hellenistic/Early Roman period (200 BCE to 200 CE), when forms of Christianity and
Judaism that became dominant were emerging (Smith, Encyclopedia
Britannica). The shift is from the archaic, which Smith calls the “Locative” view of the
cosmos—in which human beings had their place: death was death, and life was life—to what he calls
the “Utopian”—a perfect heavenly world beyond this one in which we really “belong” or to which we
“return” (Tabor, 2022).
Still, by and large, the New Testament is strikingly “Hebraic” in its views of body, soul, and
spirit as constituting the whole person, and death or the grave as a place of no return—except that
the idea of resurrection provided future hope of “making the dead live,” which is the standard
Hebrew expression to this day (Tabor and Wise, 1995).
Christian philosopher Andrew Ter Ern Loke surveys, from a Christian perspective, how human beings
are generated (after Adam and Eve). In the early church there were three competing views:
Traducianism, Creationism and Pre-existence, all of which assume substance dualism. According to
Traducianism, God uses parents to create the souls of children; according to Creationism, the souls
of children are directly created by God (either at or soon after biological conception).
Pre-existence is the doctrine that God has a “stock of souls from eternity and allocates them as
needed” (Loke, 2022).
Pre-existence is widely regarded as unorthodox, while theologians have been divided on
Traducianism and Creationism, with Augustine acknowledging that he does not know which position is
the correct one. Creationism has been the dominant though informal position in Reformed Theology and
the Catholic Church since the time of Peter Lombard (c. 1100–1160), while Traducianism has
been the dominant position in Lutheran theology51 (Loke, 2022).
Loke proposes a possible way in which Traducianism and Creationism may be combined, utilizing a
modified hylomorphic theory of human souls such that, “while the soulish potentialities are passed
down from parents to children in accordance with Traducianism, the particular restrictions on the
form of soul-stuffs are created by God so as to bring into existence particular individuals.”52 Separately, Christian
substance dualism is said to be consistent with Darwinian evolution (Loke, 2022).
Souls, of course, remain core Christian doctrine, and they are defended as “a better
explanation for consciousness.” Dualism is said to imply theism and
that dualism and theism are “ontologically tied together.” Joshua Farris “advances a case for the
person or self as being the fundamental bearer of conscious properties … where the primary bearer,
binder, and ground of consciousness is the soul as an immaterial substance” (Farris, 2023, 2024).
15.13. Soul in Islamic philosophy
In Islam, the nature of the soul is a central concern, and is not dissimilar to the soul in
Christianity and Judaism (understandable because the three developed side by side during the Middle
Ages, rather harmoniously, too). Building on ancient and Neo-Platonist philosophers,
medieval Islamic philosophers, mainly al-Kindî, al-Farabi, Avicenna, and Averroes, developed an
Islamic metaphysic of the soul by evaluating the concepts of intellect, soul, nafs
and body. Especially important is nafs, which literally means “self,” but can be translated
“psyche” and “soul.” In building an Islamic theory of consciousness, the relationship
between the soul and body is shaped by the unification of the soul with the body, the soul's effect
on the body, the soul's independence, the state of the body, the separation of the soul after the
body's death, and whether the soul preserves its individuality (Islamic Soul-Body, 2020).
Avicenna has the soul in an accidental relation to a particular body, given that body's need for
a central organizing and sustaining principle. “The soul itself is generated by the separate
intelligences of the heavens and emanated by them upon the body” (Ivry, 2012).
Averroes focuses on the hierarchical structure of the soul, with each faculty sustained by a
lower, more material, or less “spiritual,” faculty. Thus, the nutritive faculty is substrate for the
sensory faculty, which is substrate for the common-sense faculty, which is substrate for the
imaginative faculty, which is, finally, the substrate for the rational faculty. While consciousness
per se is not a direct concern, it would be enriched at each level (Ivry, 2012).
The Islamic scholar, teacher and classicist Hamza Yusuf describes the Islamic understanding of
consciousness as “a spiritual light that God has placed into the human being.” It's not metaphor, he
says, “It's a light, a spiritual light.” Noting that the term “consciousness” is relatively new and
that “the pre-moderns would have had a very different view of things,” Yusuf explains that in a
person's relationship with God, “the mirror of the soul has to be polished because the light cannot
shine properly unless there is a polishing. Remembrance of God is how one polishes the soul.” He
adds, "the human soul is considered 'aeviternal;' it has a beginning but no end" (Yusuf, 2023).
Contemporary Islamic philosopher Seyyed Hossein Nasr presents a full flowering of the soul in the
afterlife, similar to the Tibetan
Book of the Dead or Hindu doctrines of the afterlife. In some sense, he says,
development does not stop with death. “Something stops,” he says, “but the soul continues to
develop” (Nasr, 2007).
According to Nasr, Islam identifies paradise with a garden, which includes sexuality as well as
eating—these raise, not lower, the value of paradise, he says. “All of these are to cut the soul
loose from attraction to the lower reflections of these realities and have the soul gaze upon the
real reality itself. That's what paradise is. And even within paradise, there are levels. The
highest paradise is called the paradise of the essence, in which every single concept and idea and
limited form of existence is transcended beyond the paradisal estate in the ordinary sense.”
The state of the soul, Nasr says, is “meta cosmic,” a kind of merging without destruction of the
individual. “It's what Meister Eckhart called ‘fusion without confusion’—a beautiful expression.
It's like swimming in the ocean of divinity. To transcend that into divine unity is what you might
call a bi-unity. By some great mystery, we are given the power to be conscious of our own
nothingness in divinity” (Nasr, 2007).
15.14. God as the supplier of souls
Many in the Abrahamic religious traditions—Judaism, Christianity, Islam—believe that God
dispenses souls actively to each individual (whether at birth, conception or some arbitrary time is
irrelevant here). Whether all these original souls are the same kind of tabula rasa,
indistinguishable initially one from another, or whether each soul has its own particular properties
or propensities, is a matter of debate.
Aaron Segal addresses another anti-dualist challenge—i.e., dualism would require material things
like our bodies to have the extraordinary power to generate souls ex nihilo—by invoking the God who
created them. “If God exists,” he argues, “then God might well be creating those souls in accordance
with the laws; otherwise, this process would happen by itself. Either way, I'm not sure how much
more extravagance any of this adds to the fact that souls are coming into existence ex
nihilo in the first place. God is already supposed to be able to create ex nihilo,
so if God is creating the souls, this would add no more extravagance at all. If God isn't involved,
there would be no agent at all creating the souls—the body would be no more of an agent than the sun
is in growing trees” (Olson and Segal, 2023; Segal, 2023).
A few religious denominations, especially in the Christian tradition, go further and assert that
not only does God dispense a soul to each individual, but also God makes a determination, prior to
or at that moment of allocation, what the future holds for that individual soul-person: the
soul-person's ultimate destiny, whether that soul-person will attain salvation or be condemned to
damnation. This controversial doctrine is called “predestination,” and most mainstream religions
reject it (Predestination, 2024).
15.15. Personal and cosmic consciousness in Indian philosophy
Theories of consciousness that developed in the ancient Indian
subcontinent, based on the Vedic scriptures, focus on the relationship between individual
human consciousness and cosmic consciousness. Roughly, there were two major views: each individual
human consciousness is a “piece,” as it were, of the cosmic consciousness, or each individual
human consciousness, in some mystical sense, is the entirety of the cosmic consciousness, even
though there are innumerable instantiations of the same thing (Sarvapriyananda, 2023b; Sarvapriyananda, 2023a; Medhananda, 2023).
These centers of individual consciousness would reincarnate through countless cycles of birth,
death, and rebirth before a final disposition would be made, with the individual consciousness being
absorbed back into the cosmic consciousness, as if a single drop of rain, having evaporated from the
ocean, condenses back into it.
While the main Advaita Vedanta tradition is nondualist, meaning that consciousness is the only
fundamental existent and all else, including the entire physical world, is derived from
consciousness, there are minority schools that maintain that the physical world has realist
existence (Medhananda, 2022, 2023).
Historically, and perhaps ironically, one of the oldest Indian philosophical schools, Samkhya,
advocated the fundamental existence of two distinct, universal realities: prakriti is
matter or nature (time, space, energy), and purusha is consciousness or spirit. While the
entirety of our perceived universe is nature (prakriti), including our bodies and brains,
even our minds and emotions, that which experiences the external world and the internal world of the
mind is consciousness or the self (purusha). Hence, dualism (Sarvapriyananda, 2020). Swami
Sarvapriyananda explains: “The Samkhyans were strict dualists. They said there is no larger
consciousness. Each of us is an individual consciousness” (Sarvapriyananda, 2023b).
According to Swami Medhananda, Samkhya is indeed dualist. It is founded on the eternal
purusha (spirit or self), which alone is sentient; it is the witness-consciousness; it is
absolute, independent, free, beyond perception, above any experience by mind or senses, and
impossible to describe in words. Everything else (including the mind) is only a modification of
insentient prakriti (primordial nature); it is inactive, unconscious, and is a balance of
the three gunas (qualities or innate tendencies) (Medhananda, 2022; Samkhya, 2024).
As Swami Vivekananda explains, the English word “mind” corresponds to what Samkhya philosophers
call the antaḥkaraṇa (internal organ), which comprises four aspects: the cogitating or
thinking faculty; the will (or the intellect); the self-conscious egotism; and the substance in and
through which all the faculties act, the floor of the mind as it were. Swami Vivekananda describes
the Samkhyan approach to consciousness: “Mind, intelligence, will, and everything else is
insentient. But they are all reflecting the sentiency, the cit [consciousness] of some
being who is beyond all this, whom the Samkhya philosophers call puruṣha.” Thus, Samkhya
has a metaphysical dualism between conscious spirit and insentient matter. Fundamentally, even the
mind (antaḥkaraṇa) is actually a subtle form of insentient matter, but it appears
to be conscious because of the “light” of the puruṣha behind it (Medhananda, 2022). In other words, the
body/brain is “a gross form of matter” and the mind is “a subtle form of matter”—and the soul is
necessary to “illuminate the mind with consciousness” (Medhananda, 2023).
Souls have always existed; souls are not created by God or by anything else; souls are part of
the divine consciousness. How then do we each have our own unique conscious perspective? Swami
Medhananda's mechanism is that "the one divine consciousness playfully limits itself" in the form of
each person's private consciousnesss (Medhananda, 2023).
To enrich contemporary debate about consciousness, Swami Medhananda calls for considering the
relevance and epistemic credentials of meditative techniques and spiritual experience. Doing such,
he says, would bring philosophy of mind into fruitful dialogue with philosophy of religion (Medhananda, 2022).
Indian philosopher and yogi (and nationalist) Sri Aurobindo envisions an ongoing, progressing
evolution of consciousness as a prime feature of world meaning and human purpose. “He holds that the
human mind is much too imperfect a type of consciousness to be the final resting point of nature,
and that just as life developed out of matter, and mind out of life, a still higher form of
consciousness is bound to develop out of the mind” (Cornelissen, 2004).
Sri Aurobindo bases the ontology of his evolutionary consciousness on the Vedāntic view of
consciousness, which, in one telling, says that “consciousness is pervasive throughout reality and
that it manifests as a range of ever-higher gradations of consciousness and being.” In each category
of reality, consciousness has its tailored form. “In matter, consciousness is fully engrossed in its
own existence and shows itself only as matter's habit of form and its tendency to obey fixed laws.
In plant and animal life, consciousness begins to emancipate a little, there are the first signs of
exchange, of giving and taking, of feelings, drives and emotions. In the human mind we see a further
emancipation of consciousness in the first appearance of an ability to ‘play with ideas in one's
mind’ and to rise above the immediate situation.” The mind, however, constitutes opposing
characteristics. On the one hand, it is “the plane of objective, generalized statements, ideas,
thoughts, intelligence, etc.” On the other hand, it “is also an inveterate divider, making
distinctions between subject and object, I and thou, things and other things” (Cornelissen, 2004).
From the Vedic perspective, “ordinary human mentality is considered to be only the most primitive
form of mental consciousness, most ego-bound, most dependent on the physical senses. Above it there
is the unitary Higher Mind of self-revealed wisdom, the Illumined Mind where truths are seen rather
than thought, the plane of the Intuitive Mind where truth is inevitable and perfect, and finally the
cosmic Overmind, the mind of the Gods, comprehensive, all-encompassing.” But one must rise beyond
all of them to find ultimate perfection, “one with the divine consciousness that upholds the
universe” (Cornelissen, 2004).
While various spiritual traditions have set life's highest goal as connecting or even merging
with the absolute consciousness, Sri Aurobindo distinguishes his vision by announcing, “It is at
this moment for the first time becoming possible to let a supramental consciousness enter into one's
being and transform it in every respect.” It is this “comprehensive, supramental transformation of
all aspects of human nature” that is the central theme of Sri Aurobindo's work—and it is his grand
prediction that human progress via the evolution of consciousness will eventually bring about
“supramental consciousness as much an intrinsic, ‘natural’ part of earthly life as our ordinary
mentality is now” (Cornelissen, 2004).
According to Ravi Gomatam, a quantum physicist and a monk of the Gaudiya Vaishnava (GV)
Vedanta school of India, GV Vedanta is monotheistic, with a pluralist ontology that
distinguishes between the energetic personal God (shaktiman) and the diverse energies
(shaktis) such as consciousness and matter, which emanate from God. Both the energetic
personal God (the Universal "I”) and his diverse energies, which include consciousness and matter,
are ontologically real. While the material atoms lack consciousness and therefore are
indistinguishable, the plane of non-material consciousness comprises innumerable individual units of
consciousness, each with its own unique “I” (Gomatam, 2021).
Yet, Gomatam says, GV Vedanta is uniquely compatible with the materialistic perspective informing
modern cognitive science—namely that thinking, feeling, willing, intelligence, and even our present
sense of “I” spring entirely from matter. This is via the GV Vedanta idea that many properties of
consciousness can be separated from consciousness and instantiated in appropriate complementary
“levels of matter,” a novel technical concept that Gomatam is introducing through his work in the
foundations of quantum mechanics. He says it is different from the prevailing idea of hierarchy of
matter at various scales in physics.
The color, size and shape of an apple can be instantiated on paper. A plastic apple may
instantiate even further properties of the apple, such as its 3-dimensional shape, weight and
texture. In either case, the apple itself is not reduced to the painting or the plastic object
that instantiates its properties. Similarly, Gomatam explains, GV Vedanta allows various traits of
consciousness to be instantiated sans consciousness in matter at various “levels” of matter, which
are mutually exclusive, causal realms that complement one another, with each higher level not
being constituted by its lower levels (Gomatam, 1987).
Even though matter instantiates properties such as thinking, feeling, experience and even an “I”
via an apparent self onto these levels of matter, matter itself is not aware it carries these
cognitive and affective properties. Only consciousness can know matter has these properties.
GV Vedanta further explains that we mistake these materially instantiated traits to be part of
our intrinsic consciousness due to maya (illusion), imposed upon the individual souls in
the material world by the Universal Person (purushottama), from whom all individual “I”s
emanate, but who is different from them. In this way, Gomatam suggests that GV Vedanta can
contribute novel, sophisticated notions of levels of matter to instantiate various features of
consciousness, without reducing consciousness itself to matter. Gomatam points out that here GV
Vedanta differs from Advaita Vedanta, which holds both matter and individual “I”s to be ultimately
non-existent, and admits only an impersonal Universal “I”. Jainism and Buddhism, two other schools
of Indian thought, additionally treat the Universal “I,” personal or impersonal, to be also
non-existent (Gomatam, 2021).
15.16. Soul in indigenous religions
The concept of the soul, in multifarious forms, has infused indigenous and folk religions
throughout the world, and although we tend to categorize these ancient belief systems as
“pre-modern” and “pre-scientific,” lacking the sophistication of the major Eastern and Abrahamic
traditions, we may be remiss not to recognize the data and to assess its implications (if any). The
geographic ubiquity of soul belief, spanning the globe and including all racial and cultural groups,
and its resiliency
over time, should not be ignored.
The cognitive science of religion, a relatively recent field of inquiry, can account for beliefs
in supernatural agents and entities, from souls and ghosts to angels and gods (Barrett, 2000; Boyer, 2001; Lawson, 1993). Psychologist Justin
Barrett's idea of a “hyperactive agent detection device” can explain why human beings evolved
concepts of gods and spirits. (Barrett asserts that this evolved psychological mechanism is agnostic
on whether such gods and spirits would actually exist: “Having a scientific explanation for mental
phenomena does not mean we should stop believing in them,” he says [Barrett, 2012].)
Although the soul in indigenous religions is often more a vital principle or an immanent power
resident in all animate and even inanimate objects, not a non-physical substance in each individual,
there is wide recognition of spiritual aspects of human beings. While it is not fruitful to try to
discern the metaphysics of what is designated by some aborigines as "spirit of the man," or "spirit
in the man," there is certainly widespread belief in the existence of forces, powers and entities
beyond their physical worlds (Rivière, 1987, 2005).
Whether these beliefs can be classified as substance dualism as presently conceived is debatable,
although numerous examples show that “there exists a quite noticeable distinction between the body
element and the diversity of spiritual entities that one may call ‘souls’ for the sake of
convenience, entities that may have the body as a prop.” What James Frazer in The Golden
Bough called the “external soul” has some characteristics of dualism's souls or spirits, such
as the capacity to depart the body during dreams. (Differences include, for example, the external
soul living in an animal double or in one's shadow.)
The origin of the indigenous soul, compared with that of dualism's soul, also has
similarities (e.g., coming from an almighty spirit) and differences (e.g., obtained as a gift or
by conquest or by choice). The Ewe of Togo use
specific, separate terms for the "substance of the soul" and the "breath of life," and believe
that the individual, before incarnation, exists as a spirit, and together with the supreme
creator (Mawu-Lisa) he or she chooses their own destiny. Other indigenous groups have very
physical means to obtain souls, such as pilgrimage,
fasting, eating, combat and killing (Rivière, 1987, 2005).
Regarding its destiny after death, souls can reach new worlds in which to live or be transmitted
as a vital force to descendants. The majority believe that after death their ancestors live in
another world. Many African religions focus on ancestors, who, in some cases, can reincarnate in a
newborn baby.
The Native American Dakota have four types of souls (given by the sky god): one is judged
after death—if deserving, one's soul enters the world of spirits; if not, it must wander forever.
Almost everywhere, the soul after death involves a gradual purification
through a series of trials. The ultimate destination is a celestial space or an undifferentiated
earth-based place (underground, marshes, desert). While living in the other world, the dead person
can be present elsewhere; as a specter or a ghost (Rivière, 1987, 2005).
In Chinese folk religion, the majority of supernatural beings are thought to originate from the
"souls" of dead people (Harrell, 1979). Traditional
Chinese Medicine (TCM) is said to engage “a deeper level of consciousness that touches
various organs of the human body.” Every organ is in some sense involved in consciousness. This
includes the brain, of course, but it also includes the liver, the kidney, the heart, etc. each
with its own essence or contribution, thus forming “an integrated consciousness system.” “Shen”
(神) is the TCM concept corresponding to “consciousness” and the classic TCM text
(Huangdi Neijing) describes “how to understand the meaning of Shen in the
heart, soul in the liver, meaning in the spleen, soul in the lungs, essence in the kidney, and
will.” According to TCM theory, “the human body is a little universe. Things outside the body form
the big universe. These outside and inside universes are closely connected together in one
holistic overall system.” The claim is that this idea corresponds to the cognitive-science
concepts of embodiment, specifically Ecological Psychology (9.6.7) and Embodied
Cognition (9.6.1) (Lu et al., 2022).
The imaginative varieties of indigenous souls reflect the richness and abundance of human
creativity. The Fang of Gabon name
seven types of souls: three disappear at death; two persevere after death; one is a disincarnated
spirit (which can appear as a ghost); and one is “both shadow and soul.” (Harrell, 1979). While these “souls”
are not dualist substances, they reflect aspects of dualism.
No claim is made that souls in indigenous religions, however ubiquitous, corroborate dualism as a
theory of consciousness. On the other hand, the substantial and similar anthropological data should
at least be acknowledged.
15.17. Realms of the soul
Many, I'd say most, religious traditions present elaborate levels or stages or realms of the
soul, accommodating the soul and its elaborate journeys before birth and after death—Yogācāra
Buddhism, Sufism in Islam, Kabbalah in Judaism, Christian mysticism, occult sects such as Theosophy
(15.18). These religions espouse different doctrines superficially, but the complex, multi-level,
multi-dimensional, geometric structures of the habitats of the soul—the bewildering imagery of what
souls are, where they come from, where they go, what they do—look remarkably alike.
While such visions of the soul do not address directly the essence of consciousness, the fact
that they espouse a nonphysical substance or entity, the soul, that is prominent, primitive, and
permanent makes personal consciousness derivative and hence also nonphysical.
Yet, all this means little for purposes of this dualism category. In no way does any of this, in
no way does all of this, add verisimilitude to the story of souls, but humanity's
fascination, obsession, with souls cannot be denied.
15.18. Theosophy's eclectic soul and consciousness
Soul and consciousness are core doctrines of Theosophy, an occult amalgam of esoteric ideas from
Western and Eastern religions, traditions and philosophies. Theosophy defines itself as
“Wisdom-religion” or "Divine Wisdom,” and considers itself “The substratum and basis of all the
world-religions and philosophies, taught and practiced by a few elect ever since man became a
thinking being” (Theosophy, 2023).
Theosophy's “soul” describes three of the seven principles that are said to compose human beings:
animal soul (astral body, astral shape, and the animal or physical intelligence); human
soul (“a compound in its highest form, of spiritual aspirations, volitions, and divine love;
and in its lower aspect, of animal desires and terrestrial passions imparted to it by its
associations with its vehicle, the seat of all these”); spiritual soul (“irrational in the
sense that as a pure emanation of the Universal mind it can have no individual reason of its own on
this plane of matter”) (Soul, 2023).
The Secret Doctrine, Theosophy's primary text (written by its founder, Madame
Blavatsky), speaks of consciousness as “the dark mystery of non-Being; unconscious, yet absolute
Consciousness; unrealisable, yet the one self-existing reality.” The state of consciousness is
described as “beyond limitation, and hence is beyond the cognizer, cognition and cognized.” It is
the state attained in Nirvana, a state “in which all sense of individuality is merged in the whole”
(Consciousness, Absolute, n.d.).
Theosophy approaches personal consciousness “as sentience or awareness of internal and external
existence.” In this view, Theosophy's consciousness “includes any kind of cognition, experience,
feeling, or perception.” A special case of consciousness is "self-consciousness" or
"self-awareness," which is “the experience or perception of one's own personality or individuality.”
Theosophy's consciousness is “a fundamental (not an emergent) property of the cosmos, which is
present in everything including inorganic matter.” The implication of this universal ubiquity is
that “consciousness is not necessarily a cognitive function as normally experienced by humans, but
rather the more basic ability to perceive and respond to the environment in some form.” Thus,
Theosophy regards each individual atom as “possessing a principle of consciousness in its most basic
form. This does not mean that there is some process of thinking in the atom.” Rather, "’atomic
consciousness' could be its ability to ‘perceive’ or ‘identify’ atoms with which it has affinity,
responding to them by forming molecules” (Consciousness, 2023).
In Theosophy's telling, there are many levels of consciousness, “depending on the plane or body
through which it manifests.” In addition, the difference between consciousness and
self-consciousness is also important, “since the latter is said to be a special feature that is
fully developed only in human beings, especially in connection to the physical plane” (Consciousness, 2023).
A contemporary Theosophy thinker is Edi Bilimoria, an engineer, classical musician and life-long
student of perennial philosophy. He takes “Unfolding Consciousness” as his overarching framework “to
show how the Universal Wisdom Tradition—the Perennial Philosophy—and the corroboration of some of
its tenets by enlightened science of the quantum era, broadens and contextualises mainstream science
beyond its existing metaphysical limitations.” He explores, “in the manner of the Universal Wisdom
Tradition, the unfolding of Consciousness from its Unmanifest and Implicate realms, through Cosmos,
and Man.” Mind and consciousness, he contends, cannot be wholly explained without in-depth
understanding of “the subtle (i.e., non-physical) bodies of the human being on all levels” (Bilimoria, 2022; Bilimoria, n.d.).
15.19. Steiner's esoteric soul and consciousness
The esotericist, philosopher and spiritual teacher Rudolf Steiner had a complex and changing
relationship with Theosophy, from apologist and thought leader to competitor and reprobate. He
developed a large following in his time, which to some degree continues. His “spiritual science”
sought to expand knowledge and wisdom (Steiner, 2024.)
Consciousness, particularly the evolution of consciousness, is central to Steiner's belief system
and spiritual teachings. He explains “how it is possible to develop higher faculties of
consciousness—Imagination, Inspiration, and Intuition”—and how humanity could “gradually take in
hand its own destiny through the conscious and free development of spiritual capacities.” He devoted
much of his teaching to the esoterica of consciousness and soul, describing vividly “one's life
after death and the progress of the individual through the planetary spheres where tasks and goals
for future incarnations are prepared in cooperation with the spiritual beings of the Hierarchies”
(Steiner, 1923a).
Steiner differentiates consciousness from “soul life,” though they are obviously related. His
consciousness is a “continuous stream of visualizations,” while it is “not the same thing as the
continuous stream of the soul life.” Moreover, “a visualization can live on in the soul without
entering consciousness.” This relates to memories, which are usually not conscious and are held in
our soul life, and “in order to be conscious of them [memories] we must first call them up out of
the unconscious life of the soul by an act of will.” Consciousness, Steiner says, “illuminates but a
part of the soul life” (Steiner, 1909).
Steiner defines consciousness in (at least) two ways: (i) the overlapping in the present of the
current (streams or flows) of emotions coming out of the future and the current of visualizations
flowing out of the past; and (ii) the meeting of the astral and etheric bodies (Steiner, 1909, 1923b). What does this mean?
Steiner states that “the riddles of consciousness will be solved and the whole peculiar nature of
the soul life clarified if you start with the premise that the current of desire, love and hate
comes to meet you out of the future, and meets the current of visualizations flowing out of the past
into the future. At every moment you are actually in the midst of this encounter of the two streams,
and considering that the present moment of your soul life consists of such a meeting, you will
readily understand that these two currents overlap in your soul. This overlapping is
consciousness” (Steiner, 1909).
To get a sense of how such overlapping happens, one begins with Steiner's description of the
human being as having seven distinct members, the first three of which are “bodies”—physical,
etheric, astral—and the fourth is Ego or I. The physical body covers the workings of
physics and chemistry. The etheric body or “life body” describes forces or energy fields
that are spatial and take the form of our physical body. The astral body expresses affect,
feelings and emotions, and has “movements,” such as expansion and contraction (reflecting positive
and negative emotions, respectively).
To Steiner, how these bodies articulate is critical. For example, “throughout the whole of an
earthly life the physical body and the etheric remain together, never separating even when, in
sleep, the etheric body and the astral body have to part company.” Similarly, the Ego and the astral
body never “part from one another during life on Earth. In our waking state we give life to our
senses through our Ego, and through the astral body to our nervous system” (Steiner, 1923b).
Two critical elements are: (i) “clairvoyant consciousness about the etheric and astral bodies,”
and (ii) “the intersection of the two streams … the two currents meet in the physical body.” In this
way, Steiner harmonizes his two definitions of consciousness—overlapping streams of emotions from
the future and of visualizations from the past, and the meeting of the astral and etheric bodies,
the two streams intersecting in the physical body.
What happens “when a man passes through the gate of death,” as Steiner puts it? To simplify, “The
etheric body detaches itself from the physical body—something that never happens during earthly
life. And now, when the etheric body is free of the physical, all that has been interwoven into the
etheric body is gradually dispersed … the experiences that have gradually penetrated into the
etheric body … pass out into the universal cosmic ether, and dissolve.” Steiner offers an intricate
tapestry of the worlds beyond death: spiritual beings, a speaking universe, uniting with the whole
Cosmos, the music of the spheres, rebirths, and more (I spare the reader the details) (Steiner, 1923b).
15.20. Nonphysical component in the human mind
This theory of consciousness is a generalized notion that in order to make the human mind, some
kind of “nonphysical component,” working with the human brain, might be needed. It is the
speculative position I took in my first paper, published in 1969, where I emphasized that such a
hypothetical nonphysical component would not be a traditional immortal soul (Kuhn, 1969).
I did not impute to this nonphysical component, on its own, consciousness or any kind of
awareness, only its (potential) power, when working with the human brain, to transform the human
brain into the human mind. I can almost find, if I stretch, parallels or resonance with
Polkinghorne's “information-bearing pattern.” (14.5) and Van Inwagen's “naked kernel” (10.3).
Here I distinguish human mind from consciousness, which we presume to exist in many animals. Few
doubt that mammals such as primates, dogs, and cetaceans are conscious and have mental experiences.
Human mind and consciousness are like intersecting, non-overlapping Venn diagrams: some but not all
of human mind is consciousness, and some (but not all) of consciousness is human mind; stated in
reverse, aspects of human mind go beyond consciousness and instances of consciousness go beyond
human mind.
My 1969 conjecture was that a “nonphysical component” might be needed to explain the vast
difference between the mental outputs of humans and other mammals, especially those whose brains are
larger than human brains.
To pursue the speculation, if consciousness per se requires some kind of dualist theory, and if
human mentality is step-function qualitatively superior to any animal mentality, it might follow
that if a certain kind of nonphysical component is needed for human consciousness, then perhaps a
different nonphysical component structure is needed for animal consciousness.
To crawl farther out on this shaky limb, such a nonphysical component difference between humans
and animals could come about in two ways: (i) human and animal consciousness have different kinds of
nonphysical components; or (ii) there is one kind of nonphysical component for pure consciousness,
applicable to both humans and other animals equally, and another kind of nonphysical component that
transforms basic animal consciousness into human consciousness. (Undaunted by nested speculations, I
had a curious Bible story where this might apply.53)
Suffice it to say that I wrote my “nonphysical component” paper more than 55 years prior to
writing this paper, so I ask that my views (and my style) then should not color too darkly my views
now. (Well, maybe just a bit of coloring is fair …)
16. Idealisms
Idealism is consciousness as ultimate reality, the fullness of the deepest level of all existence,
the singular fundamental existent. It is the theory of consciousness that takes consciousness to its
maximum meaning. The focus here is ontological idealism, where ultimate reality is mind or awareness
or thought, while everything else, including all physical worlds and universes and all that they
contain, are derivative or illusionary. (I do not consider epistemological idealism, where all we can
know is constrained by the structure of human thought.) (Guyer and Horstmann, 2023).
Consciousness as ultimate reality is the age-old claim, rooted in some wisdom traditions, that the
only reality that's “really real” is consciousness—everything else, from physical laws to physical
brains, is the generative product of an all-pervading and all-encompassing “cosmic consciousness.”
Each individual instance of consciousness—human, animal, artificial or otherwise—is a subset of this
cosmic consciousness, the ultimate superset.
Idealism has a rich intellectual history, especially in the 18th century (e.g., Berkeley, Kant) and
19th century (e.g., Hegel, Bradley); it was anticipated by elements of 17th century philosophy and
continued to develop into the 20th century (Guyer and Horstmann, 2023). Though
often eliciting “the incredulous stare" (in David Lewis's delightful phrase), Idealism is taken
seriously by philosophers. Moreover, it is the foundation of major religious traditions, especially
among those that arose in ancient India.
To the surprise of some, Idealism as a theory of consciousness has not been fading in light of
scientific advances. If anything, Idealism's explanatory star seems on the ascent, shining brighter,
as consciousness maintains its mysteries and Idealism attracts more adherents.
David Chalmers muses, “One starts as a materialist, then one becomes a dualist, then a panpsychist,
and one ends up as an idealist. I don't know where this comes from, but I think the idea was something
like this. First, one is impressed by the successes of science, endorsing materialism about everything
and so about the mind. Second, one is moved by problem of consciousness to see a gap between physics
and consciousness, thereby endorsing dualism, where both matter and consciousness are fundamental.
Third, one is moved by the inscrutability of matter to realize that science reveals at most the
structure of matter and not its underlying nature, and to speculate that this nature may involve
consciousness, thereby endorsing panpsychism. Fourth, one comes to think that there is little reason
to believe in anything beyond consciousness and that the physical world is wholly constituted by
consciousness, thereby endorsing idealism” (Chalmers, 2020d).
Chalmers defines idealism broadly “as the thesis that the universe is fundamentally mental, or
perhaps that all concrete facts are grounded in mental facts. As such it is meant as a global
metaphysical thesis analogous to physicalism, the thesis that the universe is fundamentally physical,
or perhaps that all concrete facts are grounded in physical facts. The only difference is that
‘physical’ is replaced by ‘mental.’”
Idealists are not necessarily committed to anti-realist views about the physical world, though some
are, especially among Eastern traditions. It is perfectly coherent for an idealist to regard the
physical world as “real” in the sense that it exists when no one is looking; “it just has a surprising
nature,” having been formed from mental fundamentals (Chalmers, 2020d).
Chalmers distinguishes three types of idealism. (i) “Micro-idealism is the thesis that
concrete reality is wholly grounded in micro-level mentality: that is, in mentality associated with
fundamental microscopic entities (such as quarks and photons).” (ii) “Macro-idealism is the
thesis that concrete reality is wholly grounded in macro-level mentality: that is, in mentality
associated with macroscopic (middle-sized) entities such as humans and perhaps non-human animals.”
(iii) “Cosmic idealism is the thesis that concrete reality is wholly grounded in cosmic
mentality: that is, in mentality associated with the cosmos as a whole or with a single cosmic entity
(such as the universe or a deity)” (Chalmers, 2020d).
Thus, micro-idealism has all fundamental forces and particles as entirely (not in part) mental;
macro-idealism privileges what we commonly call mental as somehow constituting the foundations of
reality; and cosmic idealism can be conceived as kinds of pantheism or theism, though not the dominant
strands, of course. Moreover, there is resonance between these three kinds of idealism with three
similar kinds of panpsychism, the rough difference being that whereas in panpsychism the mental, while
everywhere, is not everything; in idealism, the mental is both everything and everywhere.
To Huston Smith, world religion expert and devotee, matter is not fundamental, but consciousness
is. “Matter is like an iceberg protruding out of the sea of consciousness.” Consciousness can never be
destroyed, he said, but “can oscillate between different forms,” which leads, he recognizes, to the
issue of death. “We know what our consciousness is like; we can't explain it, but we can experience
it. What will it be when we drop our body? Well, what we can say is if consciousness is the
fundamental reality and it can't be destroyed, consciousness will continue. The light on the
television screen will never go out. Now what the image on that screen will be after death, after we
drop the body, we do not know. That's the ultimate mystery” (Smith, 2007).
To philosopher-theological scholar David Bentley Hart, “reason abhors a dualism, all phenomena
should ideally be reducible to a single, simpler, more capacious model of reality. So, then, rather
than banishing mind from our picture of nature, perhaps we should reconsider the ancient intuition
that nature and mind are not alien to one another precisely because nature already possesses a
rational structure analogous to thought” (Hart, 2022b).
Not sufficiently contrarian, Hart then considers “the ground of the possibility [that] regular
physical causation is a deeper logical coinherence of rational relations underlying all reality.”
Perhaps, more to his point, “mind inhabits physical nature not as an anomaly, but as a revelation of
the deepest essence of everything that exists.”
16.1. Indian cosmic consciousness
Consciousness is central to the philosophical and religious traditions that emerged on the
ancient Indian subcontinent, perhaps more central to Indian philosophy and religion than it is to
any other global tradition. The sophistication and subtleties of the millennia-long discussions on
consciousness in Indian traditions have enriched human understanding of, and appreciation for,
consciousness as core of human sentience.
All the schools of ancient Indian philosophy were concerned with ideas about consciousness
and self, which were based on the Upanishads,
the late Vedic, sacred Sanskrit texts (800-300 BCE). Although the motivation was often the
perennial question, “How does one [Self] overcome suffering?”, the explorations developed
sophisticated philosophies and subtle ontologies (Sarvapriyananda, 2020; Sarvapriyananda, 2023a).
Speaking on Closer To Truth, Swami Sarvapriyananda explains why ancient Indian thinkers
of all varieties—Hindus, Buddhists, Jains, etc.—were so interested in consciousness. Their central
quest was to overcome suffering, he reiterates, to attain liberation of the self. “Once you do that,
you see immediately that consciousness and the self are very intimately connected. I am obviously
conscious. I am aware. And it is in my awareness that I experience suffering, and the struggle to
liberate myself from suffering. But all of it requires consciousness. Even the search for God
requires consciousness” (Sarvapriyananda, 2023b).
Sarvapriyananda defines consciousness as “that to which everything else appears.” So, this world,
he asks, “Is it consciousness? No. Nothing in this world is consciousness because it's an object to
you. Is this body consciousness? No. Because it's an object to you. Now, what about the mind, our
thoughts and emotions, which would normally be taken as related to consciousness? By this elegant
definition of consciousness as ‘that to which everything else appears,’ can you designate this
thought or this emotion subjectively from your perspective? You can. And if you can, then even
thoughts and emotions are also objects to consciousness. The result is that consciousness is clearly
distinguished from all objects. Whatever appears to you belongs to material nature. And
consciousness is not that. Consciousness does exactly one thing. It gives you a first-person
experience” (Sarvapriyananda, 2023b).
(“Consciousness” is the usual translation of the Vedantic term “Chaitanya,” although
alternative English words, such as “awareness” and “sentience,” are also used.)
The preeminence of consciousness, both intrinsically and to the self, elicited a wide diversity
of speculation about what consciousness is, and how it arises and functions. “Indian philosophy had
different schools, and they argued with each other fiercely. Each of the schools fashioned its own
approach to consciousness and to its relationship with self. The range of beliefs parallels
consciousness studies today, from materialist-reductionism to idealism. Although the ancient Indian
materialists (Charvakas) were a popular school, the dominant theme of the primary Vedanta schools,
especially Advaita Vedanta, became nondual idealism, ‘nondualism’” (Sarvapriyananda, 2020). Other schools
said there are two kinds of consciousness: a personal consciousness associated with individual
bodies and minds, and a cosmic consciousness associated with all bodies and minds. “You are the
consciousness associated with your body and mind. And God is the consciousness associated with all
bodies and minds. God is cosmic consciousness” (Sarvapriyananda, 2023b).
“But this goes further,” Swami Sarvapriyananda says. “How does consciousness interact with
material nature? There were multiple answers from multiple schools. One is that material nature is
real, and consciousness is just an expression of material nature. (There were modern materialists in
ancient
India!) The second school says that the universe is produced from consciousness. And who says
that? Every theistic school in the world says that. If God is the creator God, and God is obviously
conscious, then in some sense, consciousness produces the material universe. These are the dualists.
The third school is the Samkhyan, where consciousness and matter are parallel; neither produces the
other; both are fundamental, irreducible realities.”
The fourth, Advaita Vedanta, Swami Sarvapriyananda's own school, is nondualist, “which means that
you cannot solve the interaction problem. If consciousness and matter are fundamentally different,
then there is no way they could interact. Where would be the place, the boundary, where interaction
could occur?” So, not being able to solve the interaction problem, what to do? “Let's just stick to
our experience,” he advises. “What is matter? That which appears in consciousness. And if matter
appears in consciousness, then matter can be reduced to consciousness. Thus, the materialist reduces
consciousness to matter, the nondualist reduces matter to consciousness” (Sarvapriyananda, 2023b).
Advaita Vedanta, a monistic system, eradicates the dualistic dichotomy between consciousness and
its object. Even more fundamental than the mind is nondual pure consciousness. The term for this
ultimate consciousness is Brahman, “the vast” or “the limitless” (literally, "that which
expands into everything"), and it is the key concept that unifies the consciousness of the
individual with the consciousness of the cosmos, which is the fundamental, nondual reality of the
universe. Rather than conceiving of prakriti/nature as a transformation of
purusa/consciousness, in Advaita Vedanta, prakriti is considered an
appearance of purusa (Sarvapriyananda, 2020).
In the succinct expression of the Mandukya, the briefest of the major Upanishads,
“Brahman is all, and the Self is Brahman.”
Thus, Advaita Vedanta's nondualism asserts that each individual soul, in some literal sense, is
non-different from the infinite Brahman. “You are that underlying reality,
Brahman. Not you as the body; not you as the mind; not even you as the person you think
yourself to be, but as an underlying consciousness that shines through, functions through, and
expresses itself through this body-mind complex.” Swami Vivekananda, who introduced Vedanta to
Western audiences, put it this way: “If only you knew yourselves as you truly are.” Not as a body,
bound to age, decay, and die; not even as a mind, a changing, limited personality, but as an
unlimited consciousness expressing itself through a mind and a body (Sarvapriyananda, 2020).
The modern Hindu sage Bhagavan Sri Ramana Maharshi clarified the fundamental principles of
Advaita Vedanta, as explained by philosopher/translator Michael James, an expert on Sri Ramana. With
regard to consciousness, “Sri Ramana highlighted the distinction between transitive awareness
(suṭṭaṟivu in Tamil) and intransitive awareness (suṭṭaṯṟa aṟivu). Transitive
awareness is awareness that knows objects or phenomena, whereas intransitive awareness is awareness
that knows nothing other than itself. In classical Advaita Vedanta, intransitive awareness is called
pure consciousness (śuddha caitanya), because it is consciousness devoid of any content,
and being-consciousness (sat-cit), not only because it is conscious only of its own being,
‘I am’, but also because it is the consciousness (cit) that is itself pure being
(sat), meaning that it is what alone actually exists, so it is the one real substance
(vastu) from which all other things derive their seeming existence, just as gold ornaments
derive their existence from gold. Transitive awareness, on the other hand, is called
cidābhāsa, meaning that it is an ābhāsa (semblance, likeness or reflection) of
consciousness (cit), because it is not real consciousness, since it is consciousness of
things that do not actually exist but merely seem to exist, like all the things seen in a dream.
Only consciousness of what actually exists is real consciousness, and since what actually exists is
only pure consciousness, it alone is real consciousness” (James, 2012, 2024).
However, according to James, “these are not two separate consciousnesses, but two forms of the
one and only consciousness, one form of which is consciousness as it actually is, namely
intransitive awareness, and the other form of which is an unreal appearance, namely transitive
awareness. Intransitive awareness is real because it is permanent, unchanging, self-existent and
self-shining. It is self-existent because it exists independent of all other things, and it is
self-shining because it shines by its own light of consciousness, underived from anything else.
Transitive awareness, on the other hand, is impermanent and constantly changing, and it is neither
self-existent nor self-shining, because it derives its seeming existence from the real existence of
intransitive awareness and it shines by the light of consciousness that it borrows from intransitive
awareness. Intransitive awareness is therefore the reality that underlies and supports the illusory
appearance of transitive awareness, just as a rope is the reality that underlies and supports the
illusory appearance of a snake. That is, we cannot be aware of anything without being aware, but we
can be aware without being aware of anything, so intransitive awareness is primary and fundamental
whereas transitive awareness is secondary and emergent” (James, 2024).
Sri Ramana concluded that “transitive awareness (awareness of anything other than ourself) is an
unreal appearance, and that the only real consciousness is pure intransitive awareness (awareness of
nothing other than our own being). That is, consciousness or awareness is not an object but the
reality of the subject, so no objective investigation can enable us to know consciousness as it
actually is. Since we ourself are consciousness, in order to know ourself as we actually are, we
need to turn our entire attention back on ourself, away from all other things”—a practice Sri Ramana
called self-investigation (ātma-vicāra), which means “keeping our attention fixed firmly on
what we actually are, namely our fundamental awareness ‘I am’, which is our very being, so he also
called this practice ‘awareness-investigation’ (jñāna-vicāra)” (James, 2012, 2024).
According to artist and computer scientist Ganapathy Subramaniam, Brahman as
"Consciousness/Awareness/Self" can be compacted to “I”. While all things can be reduced to this “I,”
this “I” cannot be reduced (i.e., the Vedanta fundamental irreducible is in the first person). So,
when Vedanta says, “I am that,” meaning “I am the fundamental,” it does not mean that the individual
person is fundamental; rather the irreducible I is the fundamental. This leads to the declaration,
"Atman is Brahman," meaning, "The Individual Consciousness is the same as
Universal Consciousness" (which is the irreducible "I") (Subramaniam, 2023).
Subramaniam states that “reincarnation and the interrelated concept of karma are stepping stones
to understand ultimate truth. Understanding ultimate truth is called Nirvana. It's nothing more
nothing less.” How do the multiple reincarnations "stop" with Nirvana? he asks rhetorically.
“Nirvana means apprehending that the concept of births and deaths is an illusion and the
consciousness that you truly are, does not get born or die. Consciousness is fundamental. and you
are that. This is the only truth, and this obviously negates reincarnation—which is the true meaning
of the statement that ‘Once you achieve Nirvana, you no longer reincarnate.’ It's simply a logical
conclusion from the definition of Nirvana.”
“Indian thought is layered and progressive, and as you move through the layers you need to
abandon and evolve out of the previous one,” Subramaniam says. “Within mainstream Indian thought you
have Karma theory as well as negation of Karma theory. If you look at both at the same time, it
appears to be a contradiction. But if you look at both as a progression, it fits in well.”
Consciousness qua consciousness is “incapable of experiences,” Subramaniam contends, “so, only a
person (or any sentient) is capable of physical and mental experience. When you investigate who
‘you’ are, you will logically arrive at the conclusion that ‘you’ are not the person.” But you will
still be experiencing all the events of life, accumulating experiences, much like in a dream or a
novel or a movie or a video game. But the fact is you are not the person. Nobody is ever the person
they think they are or as they appear to be. And it all converges to the singular consciousness” (Subramaniam, 2023).
In that Advaita Vedanta's central teaching is “That Thou Art,” with “That” representing God and
“Thou” standing for the individual, how to counter the charge of blasphemy, equating oneself with
God? The Advaita exculpatory answer is that when the limited personality is transcended, the
divinity within is revealed. Each soul is potentially divine. (Reasoning in reverse, the Advaita
Vedanta system claims to prove the existence of God in that “our own existence is the
existence of God”—although the reasoning, at least superficially, has a touch of circularity.)
Concisely, with respect to consciousness, the central paradigm of Advaita Vedanta is that there
is only one nondual reality, which is consciousness, and it is this all-pervading cosmic
consciousness that is our individual consciousness and generates our first-person inner experiences
(qualia) (Sarvapriyananda, 2020).
Naturally, within Hinduism, different traditions understand the nature of consciousness in
different ways, but most of them do take consciousness to be fundamental (Medhananda, 2023). One school follows
the tradition of Sri Ramakrishna (a 19th century mystic in India), and his view was that while
consciousness is fundamental, the one divine consciousness is not just impersonal but also personal,
and that everything in the universe in reality is one and the same Divine Consciousness, even though
everything in the universe in appearance, manifests as various and diverse forms. (This might
compare to the Western metaphysics of panentheistic cosmopsychism, according to which the sole
reality is one cosmic consciousness, which grounds all of the individual-level consciousnesses.) (Medhananda, 2022).
Aphorisms give flavor.
-
The soul/consciousness is smaller than the smallest, larger than the largest, and is everything everywhere all at once.
-
Consciousness localized is Body; globalized is Mind; universalized is Soul; and synchronized is Life.
To understand properly Advaita Vedanta's conception of consciousness, one must introduce
reincarnation, the guiding belief in most India-based religious traditions that the soul goes
through innumerable, perhaps endless, cycles of birth-death-rebirth. Without discussing
reincarnation as a doctrine, with its (to be expected) myriad nuances, suffice it to say that
reincarnation works to distinguish among soul, self and consciousness. While the underlying soul may
be in a sense immortal, its consciousness is contingent on its current incarnation, with scant, if
any, awareness of its prior existences (although the karma of past lives would influence the
condition of future lives).
Relating consciousness to ultimate reality, Swami Sarvapriyananda explains what it means that
“Brahman, the ultimate reality, is limitless existence, limitless consciousness, existence
and consciousness without limit.” Without limit, he says, “should be understood technically
as no limits in space and no limits in time, and no limits in something called ‘object limitation.’
Limit in space means it's here and it's not there. But Brahman is not something that's
located in one place. It's everywhere. And limit in time means it does not exist earlier, it does
not exist later. But Brahman is not something that appears and disappears. It always is.
Object limitation is interesting. A table is not a chair. A horse is not a cow. But Brahman
does not have object limitation. Consciousness does not have object limitation. There is no object
which is other than consciousness because they are all appearances of consciousness, in
consciousness, and ultimately, nothing but consciousness itself” (Sarvapriyananda, 2023b).
16.2. Buddhism's empty, illusory phenomenal consciousness
Consciousness in Buddhism is sufficiently distinct, with its concepts of emptiness and illusion,
it could command a prime category of its own on the Landscape, yet it also fits decently in
idealism, appropriately after Hinduism. Buddhism also arose in ancient India and the legendary
philosophical disputes between Hindu and Buddhist sages enriched both.
Buddhist discussions of consciousness feel radically different from contemporary Western
discussions, as philosopher Jay Garfield explains, yet “can be valuable sources of viable
alternatives, both with respect to positions on the topic and, more fundamentally, with respect to
how questions and debates are framed in the first place” (Garfield, 2015, pp. 135–136).
Buddhism describes nine kinds or levels of consciousness. The first five reflect the five
senses: eye consciousness, ear consciousness, nose consciousness, tongue
consciousness, and body consciousness. The sixth is mind consciousness, which integrates the five
senses and provides meaning. The seventh consciousness is directed inward, toward one's private
thoughts and apprehends spiritual issues; it also creates the concept of self (from which all the
deception is said to come because there is no entity ‘self’). The eighth consciousness is known as
“storehouse consciousness” where all our experiences, actions and deeds, are in some sense
“stored,” accumulating a lifetime of karma. (The eighth consciousness persists after death, unlike
the first seven that cease when the body dies.) The ninth and highest consciousness, known as the
Buddha nature, is the purest, forming the foundations for one's life and serving as the core of
our energy and the source for all mental and spiritual activity. It cannot be affected by any of
the karmic energy from the previous eight levels and attaining the ninth is to find peace and
ultimate fulfillment” (Yifa, 2023; The Nine Consciousness, 2022).
Garfield analyzes these nine levels of consciousness by kind. These include: “sensory and
conceptual forms of consciousness; consciousness that is introspectible and consciousness that is
too deep for introspection; consciousness that takes external phenomena as objects and consciousness
that takes inner phenomena as objects; consciousness that is merely receptive and consciousness that
is constructive and even projective. In general, the complex set of phenomena is opaque to casual
introspection, and are knowable only theoretically or perhaps by highly trained meditators.”
Garfield draws parallels between the nine levels and modern theories of consciousness: reflexive
models of self-consciousness and self-knowledge, higher-order thought models, higher-order
perception models and self-luminosity models (Garfield, 2015).
Regarding the Buddhist approach to phenomenal consciousness, the story is complex. On the one
hand, as Garfield puts it, “There is no phenomenal consciousness; there is nothing ‘that it is like’
to be me. To believe in phenomenal consciousness or ‘what-it-is-like-ness’ of ‘for-me-ness’ is to
succumb to a pernicious form of the ‘Myth of the Given’.54.. the sense that there is
such a kind of consciousness is an instance of cognitive illusion … The very idea that there is an
inner world of qualitative states must be illusory” (Garfield, 2016).
On the other hand, there is rich tradition of Buddhist debate about perceptual
consciousness and representationalism: how inner perception articulates with external objects and
what we can know about the relationship. The Yogācāra school goes for idealism, “arguing that
since direct realism is incoherent, as is representationalism, the direct and only object of
conscious experience is an inner state,” while its worthy competitor, the Madhyamaka school,
“analyzes consciousness, as they analyze all phenomena, as a set of relations, not as an
independent phenomenon or characteristic.” In this deflationary account, “the illusion that there
is a special property or center of consciousness is resolved in favor of a network of processes”
(i.e., perceived object, sense organ, sensory
system, conceptual system) (Garfield, 2016).
From the Madhyamaka perspective, all that we lose is “the illusion that there is more in
conscious experience than the psychology and physiology of experience. In particular, reference to
internal representations, qualia, phenomenal properties and other such ghostly mediators of our
experience drop away.” Garfield argues that such a more naturalistic, more public (less private)
view “forces the theorist who takes something like the qualitative character of experience to be
real, and to be essential to consciousness, to defend and not to presuppose that view” (Garfield, 2016).
To go deeper into Buddhist consciousness is to go “empty.” Emptiness is a foundational concept in
Buddhism and is easily misunderstood (and inappropriately ridiculed). Simply put, “Emptiness is the
lack of any intrinsic nature, not another intrinsic nature instead of those we naively superimpose
on entities.” Emptiness, Garfield stresses, is never “emptiness of existence” but rather “always
emptiness of some more determinate metaphysical property.” As Garfield explains the doctrine of the
“two truths,” illuminating Nāgārjuna (c.150 - c.250 CE), perhaps Buddhism's greatest
philosopher-saint (other than the Buddha, of course), “nothing turns out to be ultimately real,
everything is merely conventionally real, and the ultimate and conventional truths, while radically
different in one respect, are in fact identical in another. That is the profound doctrine of the
emptiness of emptiness” (Garfield, 2016).
Applied to consciousness, if phenomenal consciousness, like everything else, is empty of
intrinsic nature, its claim of qualitative distinction from all other phenomena, its claim of
radical subjective experience as a nonpareil occurrence in the cosmos, would seem to weaken.
Moreover, though debate abounds, whereas Madhyamaka “takes all phenomena, including mind and the
external world, to be conventionally real but ultimately empty, and to be interdependent, Yogācāra
takes external objects to be mere appearances to mind, to be utterly non-existent, and takes mind to
be the substantially real subjective substrate of those representations,” confirming the Yogācāra
position as idealist (Garfield, 2015).
That Buddhism rejects the self, asserting that we are persons, not selves, makes for fascinating
explorations (Garfield, 2022). Debate has continued
whether the Buddhist “Atman,” often translated self or soul, is permanent and unchanging, a
position that Buddhist traditions and texts largely reject. No matter. The nature of the Buddhist
non-self (or self) or the Buddhist person does not seem to much affect the deflationary nature of
Buddhist consciousness. Self, non-self, person—phenomenal consciousness is the same empty illusion.
16.3. Dao De Jing's constant dao
Among my favorite lines in all philosophical literature are the deceptively simple opening lines
of the Dao De Jing, the Chinese classic text that is the foundation of Daoism. “The
Dao [Ultimate Reality, Way] that can be spoken of [expressed] is not the Constant
[Eternal] Dao; the Name that can be named [understood] is not the Constant [Eternal] Name”
(道可道非常道; 名可名非常名). “Dao” (道) refers to “Ultimate Reality” but also means “Way” or “Path.”
“Constant” comes from “Chang” (常), which also means “invariable” and may connote “eternal.”
“Name” comes from “Ming” (名), which also means “to name,” and as a homophone of the
character “Ming” (明), may connote “to understand.” The verses are nuanced, even vague,
perhaps deliberately so, allowing high variance in interpretive translation. The core sense,
however, seems to be that whatever you think the Dao may be, it is not that, and whatever
you think the Name may be, it also is not that.
Sinologist and translator Joseph Pratt says it's hard to read those first lines and not think
that the Dao is the source and manifestation of conscious experience or awareness and not
think that the Name is the related cognition or thoughts. Supporting evidence comes from the Dao
De Jing's Chapter 42 cosmogenic process: “The Dao begets the One, the One begets the
Two, the Two begets the Three, the Three begets the Ten Thousand Things” (which includes human
beings) (Pratt, 2020).
In short, the Dao (or Consciousness) and the Name (or Cognition) are both “Constant” or
“Eternal” (常), giving rise to the YinYang of Consciousness and Cognition and eventually to the
individual phenomenological dynamic of Consciousness, including Cognition and Form/Thinghood. So, in
this ancient text, according to Pratt, consciousness is really the first thing and the last thing.
Moreover, the Zhuangzi, the other of Daoism's main founding texts, refers frequently to
the ideal of a flow state, including in the context of armed combat. Though sometimes considered to
be an “unconscious” or “less conscious” condition, from the Daoist perspective a flow state is a
deeper state of consciousness. Both the Zhuangzi and the Dao De Jing could be
considered guides for cultivating such a condition (Pratt, 2020, 2023).
Personally, my long interest in the Dao De Jing's opening verses is rooted in my long
interest in Nothing, the metaphysics/ontology of Leibniz's haunting question, “Why is there
Something rather than Nothing?” “Why is there anything at all?” In my essay, “Levels of Nothing,” I
pose nine levels of increasing Nothingness (or decreasing Somethingness). If consciousness is not
fundamental, it would disappear at the most simplistic level of Nothing, Nothing Level 1. If
consciousness is fundamental, it wouldn't disappear until Nothing Level 7 (Kuhn, 2013).
16.4. Kastrup's analytic idealism
Philosopher Bernardo Kastrup's “analytic idealism” is “a consciousness-only ontology” that has
refocused attention, within the philosophical community and more broadly, on metaphysical idealism,
that is, an idealism that is grounded in philosophical argument as opposed to promoted by religious
tradition or spiritual belief. Kastrup's modern, analytic version of the ontology of idealism
asserts “(a) phenomenal consciousness, as an ontological category, is fundamental; and (b)
everything else in nature can ultimately be reduced to, or grounded in, patterns of excitation of
phenomenal consciousness.” (Kastrup, 2019). Thus, he proposes
“there is only cosmic consciousness” (Kastrup, 2018), in that “spatially
unbound consciousness is posited to be nature's sole ontological primitive” (Kastrup, 2017).
In Kastrup's idealism, human beings, along with all other living organisms, are but “dissociated
alters of cosmic consciousness” (Kastrup, 2018), that are “surrounded
like islands by the ocean of its mentation.” The inanimate universe we see around us, he says, is
“the extrinsic view of thoughts and emotions in universal consciousness. The living creatures we
share the world with are the extrinsic views of other dissociated alters of universal consciousness.
A physical world independent of consciousness is a mistaken intellectual abstraction” (Kastrup, 2016a, Kastrup, 2016b)
Evidence that consciousness is not reductionist-materialist, Kastrup argues, comes from,
among others, neuroimaging of brains in altered states induced by psychedelic substances. That
these “unfathomably rich experiential states” correlate with significantly reduced activity in
multiple brain areas is said to “contradict the mainstream metaphysics of physicalism for obvious
reasons: experience is supposed to be generated by metabolic neuronal
activity.” He dismisses “the best physicalist hypothesis to explain psychedelic experiences”
based on the idea that psychotomimetic drugs cause brain desynchronization, processes labeled
“brain entropy,” “complexity,” “diversity”—which Kastrup interprets as “very straightforward:
brain noise.” The “entropic brain hypothesis” (9.5.6), Kastrup says, is “a
linguistic charade,” leaving mainstream physicalism unsupported as a viable metaphysics of mind (Kastrup, 2023).
(Neuropsychopharmacologist David Nutt contends that “we don't need to adopt an untestable
metaphysical worldview to explain the subjective richness of psychedelic experiences” and that
neuroscience and neuroimaging
research have resources to develop complete theories—for example, chaotic
cortical entropy may “release the usual brake” that the cortex holds on sub-cortical
structures, especially the emotion centers, liberating the amygdala
and hippocampus
from “top-down” inhibitory
control [Nutt, 2023]. Kastrup counters
that such disinhibition,
if it were the case, should itself correspond to increased brain activity somewhere in the brain,
which is not what is observed.)
How to explain, under idealism, the correlation between inner experience and brain states?
According to Kastrup, “the brain and its patterns of neuronal
activity are not the cause of inner experience, but the image, the
extrinsic appearance of inner experience. In other words, brain activity is what inner experience
looks like when observed from the outside.” As such, he says, “the correlations ordinarily
observed between patterns of brain activity and inner experience are due to the trivial fact that
the appearance of a phenomenon correlates with the phenomenon.” And when this correlation is broken,
as observed in the psychedelic state, the reason is that, “unlike a cause, the
appearance of a phenomenon doesn't need to be always complete”—it can
leave out much about the phenomenon it is an appearance of (Kastrup, 2023).
Kastrup maintains that idealism's key challenge is “to explain how the seemingly distinct
phenomenal inner lives of different subjects of experience can arise within this fundamentally
unitary phenomenal field.” This is called the “decomposition problem” and it is the core problem
Kastrup needs to address. Other challenges include: “how to reconcile idealism with the fact that we
all inhabit a common external world; why this world unfolds independently of our personal volition
or imagination; why there are such tight correlations between measured patterns of brain activity
and reports of experience” (Kastrup, 2019).
Kastrup's unabashed challenge to his metaphysical competitors is that an idealist ontology “makes
sense of reality in a more parsimonious and empirically rigorous manner than mainstream physicalism,
bottom-up panpsychism, and cosmopsychism” (Kastrup, 2018). He argues that an
idealist ontology “offers more explanatory power than these three alternatives, in that it does not
fall prey to the hard problem of consciousness, the combination problem, or the decombination
problem, respectively.” (Panpsychists seem to be taking the challenge more seriously than do
physicalists55 [Kastrup, 2020b; Goff, 2020].)
Given his consciousness-only ontology, Kastrup explores what might follow in two areas of high
interest and continuing controversy: foundations of quantum mechanics and prospects for life after
death.
Regarding quantum mechanics, he stresses the centrality of consciousness, making the startling
but perhaps coherent argument that “the dynamics of all inanimate matter in the universe correspond
to transpersonal mentation, just as an individual's brain activity—which is also made of
matter—corresponds to personal mentation” (Kastrup et al., 2018).
Regarding life after death, Kastrup speculates that “the implication is that, instead of
disappearing, conscious inner life expands upon bodily death, a prediction that finds circumstantial
but [claimed] significant confirmation in reports of near-death experiences and psychedelic trances,
both of which can be construed as glimpses into the early stages of the death process” (Kastrup, 2016a, Kastrup, 2016b).
Say this for Kastrup's analytic idealism: it expands and enlivens the consciousness debate.
16.5. Hoffman's conscious realism: the case against reality
Cognitive psychologist Donald Hoffman's “Case Against Reality” argues that our visual perceptions
are not veridical of ultimate reality because evolution selects for fitness to reproduce, not for
access to ontological truth (Hoffman, 2019a). “This is
consistent with the interface theory of perception, which claims that natural
selection shapes perceptual systems not to provide veridical perceptions, but to serve as
species-specific interfaces that guide adaptive behavior” (Prakash et al., 2020).
Hoffman likens our perceptions of objects around us to “interfaces” constructed by natural
selection, taking as analogy the file icons on our computer screens, which may look like
little paper folders but are in truth written in the complex binary code of machine language.
Similarly, he says, evolution has shaped our perceptions, not as true depictions of an
animal-independent world, but rather as simplistic illusions to help us navigate the world around
us (Hoffman, 2019a).
Continuing his computer-screen interface analogy, he says, “The pixels are in the screen, still
part of the desktop interface. Similarly, tiny nuclei and electrons are in spacetime, still part of
our spacetime interface.” But “spacetime is not objective reality and does not resemble reality,
whatever reality might be” (Hoffman, 2019b).
Hoffman's ultimate ontology is what he calls “conscious realism,” which states that the objective
world consists of conscious agents and their experiences. This means, fundamentally, that instead of
assuming that “particles in spacetime are fundamental, and somehow create consciousness when they
form neurons and brains,” he proposes the reverse: “consciousness is fundamental, and it creates
spacetime and objects.” He posits a mathematical theory of consciousness that “reality is a vast
social network of interacting ‘conscious agents,’ in which each agent has a range of possible
experiences, and each agent can act to influence the experiences of other agents.”
What follows for Hoffman is that “no object within spacetime is itself a conscious agent;
spacetime is simply a format for conscious experiences—an interface—employed by agents like us, and
physical objects are just icons in that interface” (Hoffman, 2019b).
Remarkably, Hoffman reverses the arrow of causation for the abundance of experimental evidence
correlating mental states of the mind with physical states of the brain. These correlations arise,
he states, “because consciousness creates brain activity and indeed creates all objects and
properties of the physical world” (Hoffman, 2008).
Hoffman is clear: “Consciousness is fundamental in the universe. It is not a product of space and
time or anything inside space and time. I think that efforts to derive consciousness from spacetime,
either by identity theories or causal theories, have proven ineffective, and I've been forced to
take the view that consciousness is actually fundamental in the universe” (Hoffman, 2013).
16.6. McGilchrist's relational, creative-process idealism
Psychiatrist, neuroscientist, and literary scholar Iain McGilchrist's idealist metaphysics has
consciousness as “irreducible, primordial and omnipresent.” But consciousness is “not a thing; it is
a creative process,” he says. “All that exists, exists in consciousness … consciousness is the stuff
of the cosmos.” Moreover, given “that consciousness is ‘the fundamental given natural fact’, it
clearly follows that it cannot be reduced to something more fundamental” (McGilchrist, 2021b, 2021a, p. 1601).
Matter, to McGilchrist, is “a theoretical abstraction that no one has seen.” The term clearly has
meaning, he clarifies; “it refers to the qualities of certain elements within consciousness which
offer relative resistance and relative permanence as a necessary part of that
creative process” (McGilchrist, 2021b). Matter is also
critical for individuality to arise.
Put another way, McGilchrist has matter as “a special case, or a phase of consciousness.” Matter
is not a separate thing, he says, any more than ice is separate from water; it's a phase of water;
it's neither less nor more than water; it's not separate from water; it's a kind of water.
And matter is a kind of consciousness—for a time—that has certain quite marked properties that are
different from the way we normally think of consciousness, just as water is transparent and flows
and all the rest, and ice is hard and opaque and can split your head open. So they're different but
they're part of the same ontology.” McGilchrist stresses that “consciousness and matter must be
distinguished”—but “there should be no need to set the one against the other.”
McGilchrist's consciousness turns on its relational nature. He holds that “everything is
relational, and that what we call things, the relata, are secondary to relationship.”
Consciousness, he argues, is always “of” something, then he asks: “what is the nature then of that
something that is both in part constitutive of, and in part constituted by, that
relationship?”
A consequence, counterintuitive to most, is that while some scientists consider a “Reality Out
There” to be independent of any consciousness whatsoever—naïve realism—McGilchrist says, “In
reality, we participate in the knowing: there is no ‘view from nowhere’” (McGilchrist, 2021b).
Given that McGilchrist has consciousness as primordial and matter as a phase of consciousness,
how does he have the relationship between the brain and consciousness? He says, “I do not suggest
that the brain originates anything. I do not know that the brain ‘causes’ consciousness: it might or
might not.” He goes on to note, rightly, “I know of no way of proving the point one way or the
other, since the observable facts would look the same whether it [the brain] gave rise to, or simply
mediated, consciousness.” In other words, the same findings are equally compatible with the brain
emitting consciousness, transmitting consciousness, or permitting
consciousness. (The latter two options are similar, except that permitting substitutes the
idea of a constraint that is creative, fashioning what it allows to come into being, replacing the
merely passive idea of transmitting.)” McGilchrist argues that “it is the last of these
possibilities – permitting – that is the most convincing” (McGilchrist, 2021a, pp. 55, 1592).
Logically, McGilchrist's ontology would skew to the brain alone not causing consciousness and his
medical training would skew to the brain not being a mere passive receiver of consciousness. His
solution seems to be something like this: the brain structures, shapes and physically actualizes the
consciousness we experience so that it can be expressed and felt by a body.
It's worth noting that McGilchrist's consciousness-matter ontology has a kind of relationship to
his hemisphere hypothesis, which states that the brain's “two hemispheres have evolved so as to
attend to the world, and therefore bring into being the only world we can know, in
two largely opposing ways: the left hemisphere paying narrowly targeted attention to a detail that
we need to manipulate; the right
hemisphere paying broad, open, sustained, vigilant, uncommitted attention to the rest of the
world while we focus on our desired detail” (McGilchrist, 2009, 2021a).
This means, he argues, that “each hemisphere brings into being a world that has different
qualities … In the case of the left hemisphere, a world of things that are familiar,
certain, fixed, isolated, explicit, abstracted from context, disembodied, general in nature,
quantifiable, known by their parts, and inanimate. In the case of the right hemisphere, a world of
Gestalten, forms and processes that are never reducible to the already known or certain,
never accounted for by dissolution into parts, but always understood as wholes that both incorporate
and are incorporated into other wholes, unique, always changing and flowing, interconnected,
implicit, understood only in context, embodied and animate” (McGilchrist, 2009, 2021a).
Most importantly, the world of the right hemisphere is the world that presences to us,
that of the left hemisphere a re-presentation: the left hemisphere a map, the right
hemisphere the world of experience that is mapped.” To McGilchrist, loosely associating the right
hemisphere with consciousness and the left hemisphere with matter may be more than metaphor.
Finally, McGilchrist sees “the cosmos as fundamentally relational, and the ground of Being as
driven to come to know itself in and through creating an evolving cosmos. The ground of Being and
the cosmos respond to each other. (So far this is in keeping with Whitehead.) What life does is to
increase by untold orders of magnitude the responsiveness of that cosmos. I, like Nagel, see that
‘value is not just an accidental side-effect of life; rather, there is life because life is a
necessary condition of value.’” What life brings, McGilchrist maintains, “is not consciousness,
then—which, as I have argued, is present from the beginning—but the coming into being of the
capacity for value: thus, a mountain cannot value, though it can have value for creatures, like
ourselves, who value. And it is not just we, but all living creatures, that for the first time are
able to recognize value. Life vastly enhances the degree of responsiveness of, to and within the
world.” Indeed, “life could be seen as the very process of the cosmic consciousness continually both
discovering and furthering its beauty, truth, and goodness; both contemplating and (not separately
but in the same indivisible act) further bringing them into being: a process” (McGilchrist, 2021a, pp. 1722, 1723).
Yet, the grounding of consciousness is not deterministic, McGilchrist says. It has none of the
characteristics of being pre-programmed by “an omnipotent and omniscient engineering God
constructing and winding up a mechanism. It is in the process of discovering itself through its
creative potential (one thing we all know directly from our own experience is that consciousness is
endlessly creative)” (McGilchrist, 2021a). The cosmos has
purpose, McGilchrist says. “It has direction, but not direction of the hydraulic kind, being pushed
blindly from behind, rather of the kind that is drawn from in front, by attractors that call it ever
forward” (McGilchrist, personal communication).
16.7. Chopra's only the whole is conscious
Holistic physician Deepak Chopra defines consciousness as “It is what makes experience possible.
It is what makes perception possible. It is what makes cognition possible. Everything we call
reality, consciousness makes possible. Consciousness is the ultimate reality” (Chopra, 2013).
To Chopra, progress in cognitive neuroscience, such as brain
scans that translate electrical patterns in the brain into real words in synthesized speech,
are “false clues,” like tracking a fox in the snow only to find that the tracks have led you in a
circle. “This looks like progress,” he says, “and yet the progress is built up from false clues,
for the same reason that pertains to circular tracks in the snow. It is physically impossible for
brain cells to create the human mind. Brain cells are composed of the same basic organic chemicals
as any other cell in the body, and organic chemicals can't think. It doesn't matter how many
billions of neurons the human brain contains, or the quadrillions of synaptic connections between
them. Complexity doesn't get around the simple impossibility that chemicals aren't conscious, and
the brain is nothing but chemicals. The presence of electrical activity in the brain is also a
false clue, because electricity can't think, either” (Chopra, 2023a, Chopra, 2023b). “If you want to
understand consciousness, then the last thing you want to be is a neuroscientist,” Chopra
half-jokes, referring to my/RLK background. “Because neuroscience doesn't give you a clue” (Chopra, 2013).
Chopra's persistent claim is that there is only one way to get past every false clue in the hunt
for consciousness. “You must make it the ‘stuff’ of creation, a non-physical state from which
matter, energy, time, and space are created. It is not, he says, that every phenomenon we can
experience has consciousness or exhibits mind. It is that consciousness shapes itself into every
mode of knowing and experiencing reality.” In other words, Chopra says, “the ‘hard problem’ isn't a
problem at all. Consciousness, being our source and origin, explains everything by itself, needing
no outside explanation” (Chopra, 2013).
According to Chopra, taking idealism to its logical extreme—some say to its simplest
condition—what's conscious is only the whole, not the parts like us. The entirety of reality, the
fullness of the cosmos, a multiverse of innumerable universes (if there are such), everything
everywhere all together, is the expression of a unitary consciousness.
In their essay, “Why You Aren't Conscious and Never Have Been,” Chopra and physicist Menas
Kafatos, after rejecting both materialism and panpsychism, seek to explain consciousness not by
trying to figure out how individuals are conscious, which they claim is doomed to failure, but
rather by assuming that all reality is conscious and individual instances of consciousness are
conscious only with respect to their being part of the whole. “When you arrive at the conclusion
that nothing material is conscious, bizarre as this sounds, you make a tremendous breakthrough. ‘I
am conscious’ misstates the reality, which is ‘I am consciousness itself’” (Chopra and Kafatos, 2023).
“The way that humans are conscious is what matters,” the authors write. “Consciousness is
everywhere all the time embracing past, present and future. I am part of that reality. Therefore, I
am consciousness itself. Who I really am is beyond time.”
Nothing can be conscious on its own, Chopra and Kafatos claim; the only way to be conscious is to
be part of the “All and One.” As for where the All-and-One Consciousness comes from or came from,
the answer is the same as to “Who made God?” “Our origin story begins with absolute, pure awareness,
which has no explanation. It simply is” (Chopra and Kafatos, 2023).
16.8. How consciousness becomes the physical universe
Idealism works well as an explanation of creature consciousness, provided, of course, that one
accepts its foundational premise that consciousness, and consciousness alone, is fundamental
reality. One challenge for idealism is coming to consider what seems to be an odd, perhaps
outlandish, idea so alien to our life experiences: If all is consciousness, how does the physical
world come about?
The claim is made that quantum theory, which, unlike classical physics, assigns (in some
interpretations) a fundamental role to the act of observation, can bridge the explanatory gap
between idealism as foundational reality and the physical world as empirically apparent. Can quantum
theory, as its adherents believe, open the door “to a profoundly new vision of the cosmos, where
observer, observed, and the act of observation are interlocked,” thus hinting “at a science of
wholeness, going beyond the purely physical emphasis of current science?” Adherents look to
developments in the intersection of quantum theory, biology, neuroscience and the philosophy of
mind. Non-local interactions of the quantum universe are cited as evidence of the interconnectedness
of everything, supporting the idea that “consciousness and matter are not fundamentally distinct,
but rather are two complementary aspects of one reality, embracing the micro and macro worlds,”
ultimately founded on consciousness as the ultimate reality (Kafatos et al., 2011).
There are elaborate theories that claim to explain how consciousness, once assumed to be
fundamental in nature and reality, generates or interacts with matter and energy and interfaces with
the brain. In one version, developed by computer science professional Mahendra Samarawickrama,
consciousness governs causation and creates energy and matter. The interplay of consciousness,
matter and energy underpins what we experience and observe in reality (Consciousness Studies, Australia,
2024). Consciousness itself is “a high-speed sequential process that leads
to awareness” (notwithstanding the brain's massive parallel-processing capability). “Like time,
consciousness is also subjected to relativity. When the observer is moving, both time and
consciousness dilate.” Further, “the electromagnetic energy of consciousness follows quantum
principles and wave-particle duality …. This interplay of consciousness with matter and energy makes
consciousness and reality interrelate and follows determinism, realism, and physicalism” (Samarawickrama, 2023).
No surprise that none of this is taken seriously by a large majority of quantum physicists (Rovelli, 2022) (11.16).
16.9. Goswami's self-aware universe
Quantum physicist Amit Goswami proposes that consciousness, not matter, is the primary “stuff” of
creation, and indeed it is consciousness that creates the material world, not the other way around.
He uses quantum physics, particularly the Copenhagen interpretation (where an “observer” is required
for the collapse of the wave function), to disabuse us of the false notion that matter is simple,
solid and foundational. Consciousness, he says, “is the agency that collapses the wave of a quantum
object, which exists in potentia, making it an immanent particle in the world of manifestation” (Goswami, 1993; Woronko, 2020).
Goswami sees Idealism as not only the most parsimonious theory of consciousness but also
mitigating and perhaps solving the famous paradoxes of quantum mechanics, such as entanglement,
superposition and non-locality.
The key, Goswami offers, is that there is only one consciousness in the universe, one subject of
experience, in which we all (somehow) participate. The ego, he says “is constricted consciousness,
much like a localized object. You cannot understand consciousness without experiencing expanded
states of consciousness.”
Consciousness, according to Goswami, plays an active role in constructing physical reality
by “choosing” the results of a measurement. He views our mental activities, our thoughts and
feelings, as “mental objects” in a sense similar to material objects, subject to the same laws of
physics, particularly quantum mechanics. Thus, Goswami envisions the brain, not simply as a
passive measuring device that intervenes in the quantum world, but more significantly as an active
quantum system that selects and determines which unconscious
processes become conscious. Goswami concludes that all creation is interconnected, including
us (Goswami, 1993).
16.10. Spira's non-duality
Spiritual teacher (and pottery artist) Rupert Spira espouses non-duality as “the recognition that
underlying the multiplicity and diversity of experience there is a single, infinite and indivisible
reality, whose nature is pure consciousness from which all objects and selves derive their
apparently independent existence.” He states, “The greatest discovery in life is that our essential
nature does not share the limits or the destiny of the body and mind” (Section: Spira, n.d.).
To Spira, a non-dual understanding addresses two essential questions: one, “How may we be free of
suffering and find the lasting peace and happiness for which all people long above all else?”, and
two, “What is the nature of reality?” While the first is most meaningful to individuals and to the
global community, only the second is relevant for this Landscape.
Spira begins his non-dual teaching with an investigation into the essential nature of our self,
and it is this “clear knowledge of oneself,” he says, that is also the basis of the second aspect of
the non-dual understanding, “namely, the recognition that reality is an infinite, indivisible whole,
made of pure consciousness, from which all separate objects and selves borrow their apparently
independent existence.” Everything we know or experience, he states, “is mediated through the mind,
and therefore, the mind's knowledge of anything can only ever be as good as its knowledge of itself.
In order to know what anything truly is—that is, what reality truly is—the mind must first know its
own essential nature. Therefore, the investigation into the nature of the mind must be the highest
endeavor upon which any mind can embark, and the knowledge of its essence or nature the highest
knowledge.”
Spira suggests that approaching non-duality as a means of finding an answer to the ultimate
question about the nature of reality “is found at the heart of all the great religious and spiritual
traditions.” For instance, “In Christianity, it is said, ‘I and my Father are one’. That is, the
essence of our self and the ultimate reality of the universe are the same.” Similarly, “in the Sufi
tradition, ‘Whosoever knows their self knows their Lord’. That is, whoever knows the essential
nature of their self knows the ultimate reality of the universe.” And “in Buddhism, ‘Samsara and
Nirvana are one’, meaning the nature of the world and the essence of the mind are identical” (Spira, n.d.).
16.11. Nader's all there is
Transcendental
Meditation leader (and former neuroscientist) Tony Nader states “there is nothing other than
consciousness, and that matter and the multiplicity of loci of consciousness, us, for one, are
nothing but consciousness experiencing itself from limited perspectives that hide the true nature
of both the observer and the observed.” In a world of an infinite number of simultaneously
existing possibilities, Nader says “one fact seems undeniable: the fact of our own awareness …
Commonly, this awareness is called consciousness: the observer, the witness, the experiencer”
(Nader, n.d.).
Nader states formally, “Consciousness is all there is and does not create anything physical
outside itself; matter is real only in terms of consciousness or as an appearance within
consciousness.” While “Consciousness is all there is” and “Consciousness is One” are his foundation,
Nader acknowledges that “there are different kinds of consciousness: different flavors, states,
levels, and so on. The only way for these two statements to be simultaneously true, he says, is that
the one Consciousness has different flavors, states, and experiences of itself” (Nader, 2015).
While acknowledging that other Idealism theorists suggest similar, Nader differentiates his
approach by providing “a carefully constructed and cogent model for how those limited perspectives
in all their subjective richness emerge within the singularity of consciousness.” He claims “a
monistic field theory of consciousness” as the most primordial field, which then can “potentially
solve enduring problems in other fields, including quantum field theory and the psychology of higher
states of consciousness” (Nader, n.d.).
Nader's distinguishing proposal is to place consciousness “in a mathematical framework by
introducing fundamental axioms that are motivated by the experience and dynamics of consciousness.”
By systematizing how human awareness perceives, discriminates, organizes, and expresses its own
patterns of functioning, mathematical
methods and mathematical modeling provide “one of the most useful and scientifically
manageable methods to study the interface between consciousness and physical phenomena.” Mathematics
is seen as “the precise abstract representation of consciousness at work.”
Nader claims “to test the reasonableness
of these axioms in two ways: by deriving consequences from the axioms and comparing these
consequences to our experience of the world, and by verifying that heretofore unsolved problems can
be resolved with this new paradigm.” In particular, he ambitiously addresses how the physical
universe emerges from consciousness.
Nader introduces “the notion of a Bit of Consciousness as a triple of particular values of
Observerhood, Observinghood, and Observedhood,” with the understanding that “nothing can be said to
be real unless it is a triple with none of its components equal to 0. In other words, real existence
requires an observer, a process of observation, and an observed” (Nader, 2015).
In Nader's consciousness model, it is not non-localized or localized objects that are the issue.
Rather, it is the idea of the very existence of objects as entities independent of Consciousness
that is the root of the problem. In his model, nothing exists outside the realm of observer,
observed, and process of observation (Nader, 2015).
16.12. Ward's personal idealism: souls as embodied agents created by God
Philosopher-theologian Keith Ward's “personal idealism” integrates his philosophical convictions
about consciousness and souls, idealism in Eastern traditions, and his Christian faith (Ward, 2022). It's a heady brew.
Ward describes souls as “the embodied
agents which are created by God.” To build his case, he cites the “huge gap in modern
culture between neurophysiologists and old-fashioned philosophers” (musing, “We thought we were
very trendy in our time”). It's a fundamental, philosophical divide, he says, and from his
perspective, he begins from consciousness, puts consciousness first, because “this is where all
knowledge starts … your starting point is perception, a set of perceptions, a set of concepts. And
from that, you build up a picture of what the world is like” (Ward, 2006).
Ward stresses “you can never get rid of consciousness.” He is firm: “From where I sit, I can just
say whatever view you come up with, consciousness is not reducible to particles which are publicly
observable in space and time.” He is adamant: “I will just not give way on this—because it seems to
me so obvious; I don't see how anyone can deny it.” Responding to questions about the putative
illusion of conscious unity, Ward is dismissive (politely): “You're inventing a problem.”
Ward's idealism surfaces when contrasting dualism. His claim, even for explaining Descartes, is
not that mind and body/brain are separate substances that must somehow interact, but rather are
subject and object, the thinker and perceiver as the subject who is aware of its perceptions and
which is engaged in having its thoughts. “What you've got is a subject thinking. The subject is not
a different substance.”
Ward then rationalizes his idealism. “The whole world is actually a construct with perceptions
and feelings and thoughts. But the agent who is having these perceptions, the perceiver, the
thinker, is not another thing somewhere. So, subjects and objects are always together. There's no
subject without an object. There's no mind without some objectivity, some environment in which it's
embodied. That's why I see embodiment as an essential part of mentality, and of being a person. When
you're talking about the mind, you're talking about a subject, an embodied subject, who nevertheless
is not to be identified simply by physical facts which are publicly observable. I think that's what
the soul is: An embodied subject of intellectual and moral agency” (Ward, 2006).
16.13. Albahari's perennial idealism
Comparative philosopher Miri Albahari defends “Perennial Idealism” as a mystical solution to the
mind-body problem. She faces the “vicious dilemma” of subjects arising from unconditioned
consciousness. “If the manifest world of subjects is real, it irrevocably undercuts the purely
unconditioned nature of the ground by imposing boundaries between subjects and the ground. If only
the ground is real, we have the seemingly absurd consequence of denying reality to what seems
undeniably existent.” She finds resources in the modern mystic, Sri Ramana Maharshi, who was
recorded as saying, “Nothing exists except the one reality … The one unity alone exists ever. To
such as find it difficult to grasp this truth and who ask, ‘How can we ignore this solid world we
see all around us?’ the dream experience is pointed out and they are told, ‘All that you see depends
on the seer. Apart from the seer, there is no seen.’” (Ramana is expressing what is known in Advaita
Vedanta as the ajāta doctrine, which means “not created, not caused”.) (Albahari, 2019a).
Albahari takes as evidence “first-person accounts from people who claim to have experienced and
indeed permanently established themselves in aperspectival or nondual consciousness,” mystics from
across traditions and centuries who came to believe that they “have directly ‘awoken’ to their
abiding nature as aperspectival consciousness, realizing it to be none other than the ultimate
ground of what we take to be the world.” The “central metaphysical content of this allegedly
recurring insight” has been termed by Aldous Huxley and others, “Perennial Philosophy” (Huxley, 1946), from which Albahari's
“Perennial Idealism” denotes its philosophical parentage (Albahari, 2019a).
Albahari posits her Perennial Idealism as “a radical new successor to Cosmopsychism,” which,
erroneously, she argues, “takes the entire externally specified cosmos to be an internally conscious
subject” (13.3). This brings “serious troubles for Cosmopsychism,” which not only “typically casts
the entire cosmos as a conscious subject” but also “in turn grounds the consciousness of subjects
such as ourselves” (Albahari, 2019b). The most promising way
forward in the mind-body problem, she argues “is to renounce the pervasive panpsychist supposition
that fundamental consciousness must belong to a subject. This extends the reach and scope of
consciousness to ground not merely to the inner nature of the cosmos, but everything we take to be
the world, with its subjects and objects” (Albahari, 2019a). This, Albahari
concludes, “offers a framework for thinking about how the world could be grounded in a universal
consciousness which, following Advaita Vedanta and the ‘Perennial Philosophy’, is not structured by
subject or object” (Albahari, 2019b).
16.14. Meijer's universal knowledge field
Biomedical scientist Dirk K. F. Meijer explains consciousness in the context of a “Universal
Knowledge Field” (UKF), the concept that a collective storage of all information that is present
and/or evolves in our universe can take a universal character and that all information is present in
a general knowledge field. Other names for the UKF, he says, include Universal Consciousness, Cosmic
Consciousness, Universal Mind, Universal Memory, Universal Intelligence, Holographic Memory,
Collective Consciousness, Implicate Order and the Plenum. The UKF is said to be consistent with
fundamental physics, cosmological and holographic models. In addition, universal consciousness can
be approached from transcendental human experience, including transpersonal and psi phenomena (Meijer, 2018).
Meijer claims that integral information processing in the universe is based on a
generalized musical-scale of discrete electromagnetic field (EMF) frequencies and that the
biophysics literature reports the effects of similar EMF frequency patterns in a wide range of
animate and non-animate systems. This provides a conceptual bridge between living and non-living
systems, relevant for biophysics, brain research, and biological evolution. He proposes that the
pro-life EMF frequency bands may literally act in concert as a “tonal octave-based symphony” to
provide living systems, including the brain, with information embedded in such harmonic-like
resonance patterns. Such “tonal” projections, in a global manner, may organize synchronicity,
both spatially and temporally in essential organs in the body: heart and brain (Meijer et al, 2020, pp. 1–31).
Thus, if nature is guided by “a discrete pattern of harmonic solitonic waves,” since the whole
human organism, including brain, is embedded in this dynamic energy field, a comprehensive model for
human (self-) consciousness could be conceived. This implies an intrinsic cosmic connectivity that
is mirrored in the human brain. An assumed “hydrodynamic superfluid background field” is proposed to
guide the ongoing fabric of reality through a “quantum metalanguage” that is instrumental in the
manifestation of universal consciousness, of which human consciousness is an integral part (Meijer et al, 2020, pp. 72–107).
Meijer proposes a “pilot-wave-guided supervenience” of brain function that may arise from a
“holofractal memory workspace” associated with, but not reducible to the brain, which operates as a
scale-invariant mental attribute of reality. This field-receptive workspace integrates past and
(anticipated) future events and may explain overall ultra-rapid brain responses, as well as the
origin of qualia (Meijer et al, 2020, pp. 31–71).
16.15. Idealism's imaginative expressions
As creator and host of Closer To Truth, I receive ideas from viewers globally. These
unsolicited papers are often elaborate treatises, the majority of which focus on consciousness or
cosmology. I look at all of them, keep an open mind with at least one eye skeptical, learn some,
respond as I can. I marvel at the passion and respect the dedication.56
Addressing the "ultimate questions" of cosmic existence and human sentience is the highest
calling of human beings, which is why I appreciate diverse ideas (Kuhn, 2023). While I cannot agree with
many of the assumptions, and certainly not with most of the assertions, I see the scope of subjects
as exemplifying the kinds of issues and challenges that enliven the human spirit (small “s”).
To conclude this section on Idealism, I note several models of idealism I've received (among
many). The only judgment I pass is that consciousness in general, and idealism in particular, fire
the imagination as well as stir the passions.
Flip-Book Idealism (FBI), developed by neuroscientist Silvia Paddock and physicist Thomas
Buervenich, agrees with other forms of idealism that spacetime is not primary
and that consciousness exists outside of it. According to FBI, observer/participants, who are individuations
of this consciousness, detect patterns in a facet of consciousness called the “Urgrund”—the
fundamental essence of existence—and shape this information into frames of experience by
translating complex signal patterns into qualia. One hallmark of FBI is that the generation of
experiential frames by consciousness creates the arrow of time. Its observer-based viewpoint of
reality aligns with quantum mechanics, such that wave-particle duality and entanglement (“spooky
action at a distance”) are no longer odd or mysterious. FBI distinguishes itself from other forms
of idealism by asserting that conscious agents primarily interact with one another through the
intermediary of the Urgrund in a kind of question-and-answer game and by proposing that spacetime
is a set of rules that consciousness needs to adhere to when creating experiential frames to allow
for the experienced world to be consistent. FBI does not solve the hard problem of consciousness
but attests to its significance (Paddock and Buervenich, 2023).
According to reviewer Jo Edwards, “The central idea is that our subjectivity is the inherently
conscious universe enjoying local snapshots in discrete time ‘frames’, set by brain interactions,
that are elided into a sense of movement and continuity, as for a cartoon flipbook.” He concludes
that the authors make “a nice case for these being fundamental time units that in the brain are a
few milliseconds long but elsewhere will follow rules of quantum field theory—perhaps as decoherence
intervals. I think this is the right direction to go in. It is nice to see mainstream quantum theory
rather than fringe interpretations or invocations of entanglement, tachyons, or dark matter. Like
genes, consciousness is likely to be based on kitchen sink biophysics” (Edwards, 2024).
Rodrigues's C-Pattern Theory. Neuroscientist Pablo Rodriguez posits that the brain can
generate only c-patterns, no experiences, because experiences are qualitatively different from
matter. Experiences are thus regarded as created by the universe, in that c-patterns are constantly
“read” and converted to experiences. C-Pattern Theory has three basic points. First, the brain
doesn't generate conscious experiences; it generates c-patterns, which are complex geometric
three-dimensional structures composed of all action potentials from all of the brain's [relevant]
neurons firing at any given moment. The c-pattern's specific form and geometry is postulated as
being what fully defines any conscious experience. So, for every moment, there's a different
c-pattern and a corresponding experience defined by it. Second, an experience is defined by a
c-pattern's form, but each is created by the universe, not by the brain; rather, a c-pattern's
specific form and geometry encodes an experience as a discrete expressions of a universal geometric
experience language, which the universe understands perfectly and decodes into real, actual
experiences. Third, we are not body and brain; we are consciousness. If c-patterns are mere symbols
converted to experiences, then only consciousness can be what's having all experiences. And as we
are the ones experiencing, we are parts of consciousness. Different organisms have different
c-patterns, experiences, and levels of understanding reality. So, this world is just what our
c-patterns currently allow, until we manage to expand them to the next level. Thus, true human
progress is possible only if the experience language is deciphered and c-patterns are expanded
towards greater understanding (Rodriguez, 2023).
The Meaning of Life. The primacy of consciousness explored via science and logic,
without leaping to faith or spiritual awakening. It dissects the mind-body-spirit conundrum and
provides a theory
of everything that posits that reality is an agreed-upon hallucination.
It includes the probative power of optical illusions, why linear time is a stubborn illusion,
and the roles that beauty, love, and creativity play to help shape reality (Forrest, 2021).
Is-Ness. All consciousness is one. Every human spirit is unique, with our singular
thoughts, perceptions and experiences, like a whirlpool in an infinite ocean of consciousness. While
universal consciousness is infinite in space and time, each conscious being experiences creation
from a unique perspective. The power of spirit does not come from its past achievements or future
aspirations, but from its existence in the present instant. This is the essence of our existence.
Awareness of this essence is the state of "Is-Ness” (Koyoti, 2023).
Consciousness from Non-Self in Buddhism. Consciousness in the sense of qualia and
self-consciousness are not a two-tier, parallel relationship like that of the Cartesian Theatre or
“Cogito, ergo sum”, but a one-tier, serial relationship. The sense of self just emerges out of the
process of alternating “awareness” and “awareness of awareness.” This view on consciousness comes
from an interpretation of “non-self” in Buddhism. Conversely, it also provides insight into
consciousness-only and anatta (from “non-self” to “emptiness”) in Buddhism: in reality,
there is neither subject nor object of “awareness” (or “consciousness”). According to Yogācāra,
there is no object of awareness (or consciousness). Therefore, the mystery behind
“consciousness-only” should be how consciousness arises. However, according to Madhyamaka, there is
even no consciousness and everything is empty (Huang, n.d.).
Consciousness's Platonic Computation. Consciousness (the power to conceive, perceive and
be self-aware) is the most fundamental and irreducible existence. Creation of all else is rendered
by the “Platonic computer” that is made by, of, with and from Consciousness. The hypothesis of
“Platonic computation” offers a solution to the inverse hard problem of consciousness: how matter
arises out of consciousness (Duan, n.d.).
Hawkins's Map of Consciousness. Psychiatrist and spiritual teacher David Hawkins claims
human consciousness comes arrayed with 17 levels and associated “energy fields,” with the
“frequency” or “vibration” of energy increasing with each rise in level, along with corresponding
implications for emotional tone, view of God, and view of life. Consciousness is pervasive,
connecting to God via “devotional nonduality” and enabling, at its higher levels, a beneficial and
healing effect on the world. Hawkins says his scientific framework elucidates the spiritual levels
delineated by saints, sages and mystics, with highest levels representing Self-realization, the
void, nothingness vs. allness, full enlightenment, and divine realization.57 (Hawkins, 2014; Hawkins, n.d.).
17. Anomalous and altered states theories
Can nonphysical consciousness (or realms) be revealed or accessed via anomalous, psi or paranormal
phenomena—extrasensory perception (ESP), out-of-the-body experiences (OBEs), near-death experiences
(NDEs), and the like? Psychical research beginning in the late 19th century and parapsychology
in the mid-20th century sought to study the phenomena scientifically.
To those who believe in its existence—researchers and general public alike—the reality of
psi/paranormal phenomena leads directly to consciousness being nonphysical, as well as to nonphysical
modes of mental existence, whether as individual “spirits” or “souls” or in the broader sense of
nonphysical realms of parallel worlds (Radin, 2007; Schlitz, 2007; Tart, 2007). There are innumerable
reports of ESP—telepathy, clairvoyance, precognition, psychokinesis—the vast majority anecdotal, some
research-based; believers (“sheep”) and skeptics (“goats”) remain equally adamant in their
convictions. Moreover, even among psi-sheep researchers, there are replicability problems and a
possible paradox of confounding interactions between the researcher (the observer) and the experiment
(the observed) (Rabeyron, 2020).
For the record, I remain skeptical regarding the overwhelming majority of anecdotal paranormal
stories and circumspect regarding statistically significant research affirming psi. I consider likely
drivers to be illusion, delusion, fraud, imperfect experimental design, unwitting experimenter bias,
ex ante sample
selection, ex post data selection, ex post reasoning, and/or plain-old wishful thinking.
Still, I have to say, I generally respect parapsychologists and their experimental designs, and I
cannot rule out all paranormal stories. This is why I must consider the profound implications for
theories of consciousness if any claims of psi and the paranormal would turn out to be
veridical. (In context of my skepticism and consideration, and in the spirit of full disclosure, I
have a history.58)
Parapsychologist Dean Radin distinguishes sharply between the words paranormal and
psi. They are not synonymous, he stresses. “The paranormal is a tabloid trope that
encompasses Bigfoot, astrology, crystal healing, UFOs, the Bermuda Triangle, etc.,” he says. “Equating
paranormal with psi perpetuates the idea that psi is part of a great silliness, and this is one of the
many reasons why sober academics strictly avoid the topic.” By contrast, Radin points out, “psi refers
only to common aspects of human experiences reported throughout history and across all cultures, and
psi research studies such experiences.” Radin acknowledges, “Yes, 95% of these reports may have
mundane explanations, but 5% do not. And that 5% changes everything” (Radin, 2024).
Psi research, Radin notes, was “designed explicitly to exclude the illusion, delusion, fraud,
p-hacking [misuse of data analysis to report false positives], and the like.” He asserts, “There is no
better way to demonstrate the current state of the evidence for psi than to read major pro-psi and
con-psi articles published in the APA's flagship journal, American Psychologist (Cardeña, 2018; Reber and Alcock, 2020). The pro article
discusses meta-analyses of 10 classes of psi experiments reported in over 1000 individual studies. In
reply, the authors of the con article state up front that they would not address the evidence because
-- and they actually say this -- psi is impossible. That's the Spanish Inquisition approach
to ignoring uncomfortable facts, and yet that is the state of psi skepticism today” (Radin, 2024).
Cardena's paper, “The experimental evidence for parapsychological phenomena: A Review,” clarifies
“the domain of psi, summarizes recent theories from physics and psychology that present psi phenomena
as at least plausible, and then provides an overview of recent/updated meta-analyses.” The evidence,
Cardena concludes, “provides cumulative support for the reality of psi, which cannot be readily
explained away by the quality of the studies, fraud, selective reporting, experimental or analytical
incompetence, or other frequent criticisms.” The evidence for psi, he says, “is comparable to that for
established phenomena in psychology and other disciplines, although there is no consensual
understanding of them” (Cardeña, 2018).
Reber and Alcock's paper, “Searching for the impossible: Parapsychology's elusive quest,” presents
an opposing perspective to “the general claims of psi (the umbrella term often used for
anomalous or paranormal phenomena).” The authors mount “a broad-based critique of the entire
parapsychology enterprise.”
Their position is straightforward: “Claims made by parapsychologists cannot be true. The effects
reported can have no ontological status; the data have no existential value.” Reber and Alcock base
their stark conclusion “on well-understood scientific principles. In the classic English adynaton,
‘pigs cannot fly.’ Hence, data that suggest that they can are necessarily flawed and result from
weak methodology or improper data analyses or are Type I errors.59 So it must be with psi
effects.” What they find “particularly intriguing is that, despite the existential impossibility of
psi phenomena and the nearly 150 years of efforts during which there has been, literally, no progress,
there are still scientists who continue to embrace the pursuit” (Reber and Alcock, 2020).
The vast anecdotal literature of near-death experiences (NDEs) and out-of-the-body experiences
(OBEs) (17.12), amplified by innumerable (supposed) communications with the dead, also some serious
but controversial research, gives rise to beliefs in a sentient afterlife, thus giving apparent
credence to non-materialistic theories of consciousness. There are even reports of auras and halos
around or emanating from people; some claim to witness, at the moment of death, the soul departing the
body. “Terminal lucidity”—unanticipated and unexplained changes in mental clarity, verbal
communication, and/or physical capability in the days and hours before death when each patient's
medical condition should not allow for such sudden improvements—suggests, to some, that there is
something nonphysical going on (Roehrs et al., 2023). Credulous readers
will find an inexhaustible supply of NDE/OBE anecdotes and stories, but modest serious research of
sound design in which the extraordinary claims are supported unambiguously by extraordinary evidence
(to paraphrase Carl Sagan) (I acknowledge claims to the contrary.60).
Perhaps the most common claim of “evidence” that consciousness is nonphysical comes from
out-of-the-body experiences (Tart, 1987, 2007). Those having OBEs report their
experiential awareness to be as a nonphysical entity (spirit/soul) in a nonphysical world. It is all
sensorily or perceptibly real, vivid and stable, yet they sense not being in their earthly bodies and
not being in our earthly world. The more lucid quality of OBE consciousness (compared to dream
consciousness), which is typical of OBEs, convinces OBE adherents of the nonphysical nature of their
personal consciousness and the reality of nonphysical realms.
It is no surprise that psi researchers are more compelled by laboratory tests than by OBE/NDE
anecdotes. They also point to everyday phenomena that people experience, such as thinking of someone
and then getting a text or phone call from them, fueling the sense that it feels too unlikely to be a
coincidence.
To philosopher and parapsychologist Stephen Braude, the answer to the mind-body problem depends in
part on how much exotic data you are willing to entertain. “If you are willing to look seriously at
some of the data suggesting a persistence of personality after bodily death, after the body has
decomposed,” he says, “then certainly the conventional materialist, neurophysiological view goes out
the window” (Braude, 2007a). (For
mathematician-astronomer Bernard Carr, paranormal
phenomena inform his views of consciousness and the nature of fundamental
reality—11.10.)
The fact of the matter—whether such psi/paranormal phenomena have credible claims on reality, or
whether they are purely and merely illusion, delusion, poor design or faulty analysis (those that
aren't already outright frauds)—is not for adjudication or even for assessment here. (But the wholly
skeptical view, personified engagingly by Susan Blackmore, does need voice [Blackmore, 2002, 2007].)
Rather, if any of these psi/paranormal phenomena—even if a minuscule fraction of them—is real and
does challenge or defy the laws of physics as currently construed, then non-materialistic theories of
consciousness would have to be taken more seriously. This possibility, however remote or however
likely, justifies inclusion, at least for me, of psi-motivated theories of consciousness here on the
Landscape of possible explanations.
I largely agree with Alex Gomez-Marin: “The study of consciousness requires that we take seriously
the many flavors of human experience, particularly those that lie at the edges of what is typically
explored scientifically and discussed in public. From psychedelics and synchronicities, to lucid
dreaming and psychic phenomena, the ‘backdoors of perception’ have the potential to transform not just
neuroscience and physics but our very understanding of the nature of reality and our place in it” (Gomez-Marin, 2023b). (I am, however,
modestly less optimistic that meaningful progress can be made.)
The more general “altered states of consciousness” subsumes diverse deviations from our normal
alert, waking consciousness as induced by various physiological, psychological, or pharmacological
actions or agents (Altered state of consciousness, 2023).
Charles Tart, whose book, Altered States of Consciousness, was the first comprehensive
treatment of the subject, focuses on the subjective nature of the experience: "Altered states of
consciousness are alternate patterns or configurations of experience, which differ qualitatively from
a baseline state," stressing “… such that the experiencer feels his consciousness is radically
different from the way it functions ordinarily” (Tart, 1969).
Note that Anomalous and Altered States theories, strictly speaking, are generally not theories of
consciousness per se in that they are not theories of what consciousness is. Rather, they are
claimed as evidence of what consciousness is not—not reducible to neurobiological states
without residue. It is natural that those who interpret psi results favorably are also motivated to
accept (or to create) non-local theories of consciousness. Moreover, while advocates of Anomalous and
Altered States theories skew toward dualist or idealist theories, they espouse all the non-materialist
theories: quantum, panpsychism and monism as well as dualism and idealism. For example, Dean Radin
supports a “quantum oriented,” non-substance dualism (17.3), while Charles Tart supports an “emergent
interactionism” substance dualism (17.4). All the theories that follow are motivated, at least in
significant part, by anomalous, psi or paranormal phenomena (often NDEs and OBEs).
17.1. Bergson's multiplicity, duration, perception, memory
Late 19th/early 20th century philosopher Henri Bergson's non-reductive consciousness is an
unapologetic, sophisticated challenge to Materialism Theories. In consciousness, he says, “we find
succeeding states without distinction; and, in space, simultaneities which, without succeeding, are
distinguished, in the sense that one is no longer there when the other one appears. Outside of us,
reciprocal exteriority without succession: within, succession without reciprocal exteriority” (Bergson, 1889; Pascal, 2023).
Bergson's consciousness, which “retains the past and anticipates the future,” is not easy to
categorize. It is the complex centerpiece of his grand philosophical system that highlights several
original concepts: multiplicity (heterogeneity and continuity, the immediate data of consciousness);
duration (no juxtaposition of events, no mechanistic causality, a qualitative multiplicity);
perception (pure, images are all we sense); memory (pure, personal)—each from Bergson's
idiosyncratic perspective (Lawlor and Moulard-Leonard, 2021).
Bergson self-characterizes his own view as “frankly dualist,” because it “affirms both the
reality of matter and the reality of spirit,” though he recognizes (and thinks he can overcome) “the
theoretical difficulties which have always beset dualism.” Bergson rejects that “matter is a thing
that possesses a hidden power able to produce representations in us. There is no hidden power in
matter; matter is only images.” He critiques materialism by “showing that matter does not differ in
nature from representation … the image is less than a thing but more than a representation”
Moreover, Bergson's theory of “pure perception” posits that how we know things, in their pure
states, is representational, thus establishing a middle ground between realism and idealism (Lawlor and Moulard-Leonard, 2021).
To Bergson, “That which perceives is consciousness, that is to say the memory taken as a
whole because this consciousness, which we might call here human soul or human spirit, is a
continuous movement between pure perception and pure memory.” “The brain does not perceive:
it transmits perception (pure or not) from the organ of perception to consciousness
(sensory mechanism) and, conversely, it transmits the nascent order of action from
consciousness to the appropriate motor organ to act in response to perception (motor
mechanism) (Bergson, 1896, 1990; Pascal, 2023).
Continuing, Bergson puts memory at the heart of consciousness with pithy propositions. “Mind with
memory is consciousness and produces time. Mind without memory is the unconscious and produces
space.” “The phenomena of memory are at the juncture of consciousness and matter.” “Going from pure
perception to memory, we definitively leave matter behind for the mind.” “First the present becomes
past and then the past becomes present. Thus, consciousness becomes the bridge
between the present and the past which we call the future. The future is being fabricated
at all times by a free act called choice of consciousness” (Bergson, 1896, 1990; Pascal, 2023).
Bergson has consciousness as “unquestionably connected with the brain: but it by no means follows
that a brain is indispensable to consciousness.” The brain, he says, is not the generator of
consciousness, but a “filter” of consciousness, because unfiltered consciousness would be shattering
and stupefying. Our capacity to focus and act in the world is enabled by our brain acting as
barrier, shielding our personal awareness from the vast cacophony swirling in the great beyond (Bergson, 1920).
Bergson's notion of consciousness is “a ceaselessly dynamic, inherently temporal substance of
reality” that might even allow for some sort of survival after death (Barnard, 2011). Is Bergson a kind of
dualist, panpsychist or even idealist? No matter. Certainly, he is no materialist. He was president
of the Society for Psychical Research, which no doubt reflects his views and warrants his inclusion
in this category.
According to Alex Gomez-Marin, "The essential debate about the precise relationship between
thoughts and brains (solidarity versus equivalence, participation versus interaction, etc.) has
faded. But one can revisit Henri Bergson to find a lucid dose of common sense: ‘That there is a
close connection between a state of consciousness and the brain we do not dispute. But there is also
a close connection between a coat and the nail on which it hangs, for, if the nail is pulled out,
the coat falls to the ground. Shall we say, then, that the shape of the nail gives us the shape of
the coat, or in any way corresponds to it?’ What do brain data really show? The edifice of
twenty-first-century consciousness neuroscience stands on the foundations of the following candid
empirical fact: ‘change the brain, experience changes.’ The hard problem of wardrobes is to explain
why and how hangers give rise to clothes” (Gomez-Marin, 2022).
Moreover, Gomez-Marin and Juan Arnau retrieve an argument by Bergson to expose, what they call
“the fundamental self-contradiction of parallelism: it forces the idealist to sustain that ‘the part
is the whole’, and the realist that ‘the part subsists when the remainder of the whole vanishes.’”
Bergson's image-movement theory (from Matter and Memory) is then recast “to overcome the
conceptual dead-end of parallelism”—the point being that “Consciousness is real. So is its special
relation to the brain. Differentiating between solidarity (as lesions demonstrate) and equivalence
(as no data does) offers an alternative point of departure for an understanding of consciousness
that does not, from the outset, outlay a false problem” (Gomez-Marin and Arnau, 2019).
17.2. Jung's collective unconscious and synchronicity
Psychiatrist/psychoanalyst Carl Jung famously posits a “collective unconscious,” a hidden,
quasi-nonphysical aspect of reality with which each individual human subconsciousness is in some
sense connected. Prime features of the collective
unconscious, according to Jung, are “archetypes” and “synchronicity:” archetypes are ancient
primal symbols, themes and images that are apparently universal and recurring and can impact
individual psyches; and synchronicity describes putative connections between physical and/or mental
events that are acausal and seemingly random but appear to be meaningfully related.
Synchronicity is properly controversial, because, according to the laws of physics, there should
be nothing of the sort. But if, perchance, synchronicity does exist and it does represent real
phenomena—if synchronous events are not mere chance masquerading as meaning—then synchronicity would
be a powerful probe of novel fundamental realities of mind and world, and it would, en passant, take
down classic materialism.61
Jung had been intrigued by the ancient Chinese oracle I Ching, whose 64 hexagram symbols
generated divinations “made by seemingly random numerical happenings for which the I Ching
text gives detailed situational analysis.” Years later, Jung introduced synchronicity "to describe
circumstances that appear meaningfully related yet lack a causal connection." Other definitions Jung
used enriched synchronicity's non-normal vision of reality: "a hypothetical factor equal in rank to
causality as a principle of explanation," "an acausal connecting principle," "acausal parallelism,"
and the "meaningful coincidence of two or more events where something other than the probability of
chance is involved” (Synchronicity, 2023).
Collaborating with physicist and Nobel laureate Wolfgang Pauli (Pauli Exclusion Principle), Jung
further developed the radical concept. Pauli contributed his intimate understanding of the common
sense-defying elements of quantum theory, such as complementarity, nonlocality, and the observer
effect, and their work together yielded what is now called the “Pauli–Jung conjecture”—which stands
for “a basic psychophysically neutral reality with its derivative mental and physical aspects and
the nature of the correlations that connect these aspects.” Jung and Pauli "offered the radical and
brilliant idea that the currency of these [synchronicity's] correlations is not (quantitative)
statistics, as in quantum physics, but (qualitative) meaning” (Atmanspacher, 2020b; Atmanspacher and Fuchs, 2014).
For his part, Pauli said that synchronicities were "corrections to chance fluctuations by
meaningful and purposeful coincidences of causally unconnected events," though he sought to move
away from “coincidence” and towards a "correspondence," "connection," or "constellation" of discrete
factors. Jung's and Pauli's position was that, “just as causal connections can provide a meaningful
understanding of the psyche and the world, so too may acausal connections” (Synchronicity, 2023).
The speculative nexus between synchronicity and quantum physics turns on entanglement, where
there is absolute correlation but absolutely no transference of information. Thus, quantum
entanglement is said to be the physical phenomenon that most closely represents the concept of
synchronicity. As Harald Atmanspacher puts it. “Inspired by and analogous to entanglement-induced
nonlocal correlations in quantum physics, mind-matter entanglement is conceived as the hypothetical
origin of mind-matter correlations. This exhibits the highly speculative picture of a fundamentally
holistic, psychophysically neutral level of reality from which correlated mental and material
domains emerge” (Atmanspacher, 2020a).
Atmanspacher probes for epistemic/ontic commonalities between synchronicity and entanglement. He
highlights “local realism” of empirical facts obtained from classical measuring instruments and a
“holistic realism” of entangled systems, arguing that “these domains are connected by the process of
measurement, thus far conceived as independent of conscious observers. The corresponding picture on
the mental side refers to a distinction between conscious and unconscious domains” (Atmanspacher, 2020a).
A further claim concerns Jung's “depth psychology” conceptions, where these two domains of local
realism and holistic realism are connected by the emergence of conscious mental states from the
unconscious, analogous apparently to physical measurement. Crucially, famously, “Jung's unconscious
has a collective component, unseparated between individuals and populated by so-called archetypes.”
These archetypes are said to be “constituting the psychophysically neutral level comprising both the
collective unconscious and the holistic reality of quantum theory.” At the same time, Atmanspacher
says, “they operate as ‘ordering factors’, being responsible for the arrangement of their psychical
and physical manifestations in the epistemically distinguished domains of mind and matter” (Atmanspacher, 2020a).
So, here's the axial question: Does the “acausal connection principle” in synchronicity
meaningfully parallel the “acausal correlation principle” in quantum entanglement? Is this apparent
parallelism revelatory or shoehorn forced, unveiling profound new realities, or overthinking
superficial similarities? Again, the axial question.
Why have I situated Jung's collective unconscious on this Landscape of Consciousness? The reason
is somewhat indirect, because, if valid as stated, a literal collective unconscious would falsify
many theories of consciousness, certainly defeat every strictly materialistic theory. Moreover, it
would be consistent with diverse nonphysical theories: Dualism, Panpsychism, and Idealism. Idealism
is most often associated with Jung's worldview.
While Jung is recognized as one of the most important psychologists in history, few scientists
take his concept of the collective unconscious as literally true. However, Jung's highlighting (and
coining) synchronicity does elicit from time to time far-reaching theories in both physics and
consciousness regarding anomalous cognition and events.
17.3. Radin's challenge to materialism
Coming at consciousness from an empirical point of view, parapsychologist Dean Radin calls on
what he believes to be the overwhelming evidence for psi phenomena in order to infer that “intention
affects the physical world.” He characterizes his work as “a tiny part of a century-long legacy of
researchers who have reported studies, when meta-analyzed, provide strong evidence for psi” (Radin, 2007).
Radin notes that non-local conscious experiences are commonly reported (prevalence rates
well above 10% and as high as 90%). Moreover, cognitive abilities can be retained when the brain
is seriously compromised. For example, in terminal lucidity patients with terminal
neurodegenerative conditions can display apparently normal cognitive function and mental clarity
during the short period preceding death; paradoxical lucidity can occur in dementia due to
advanced Alzheimer's
disease, brain
abscesses, tumors, strokes, and meningitis.62
Radin recruits the happy term “magic,” as in “real magic,” to facilitate public appreciation that
psi/paranormal phenomena are a natural aspect of reality (Radin, 2018), and he claims strong
experimental or empirical evidence for three types of “real magic:” (i) “divination,” which in
today's world is perceiving through space and time and which is identical to clairvoyance, remote
viewing, precognition; (ii) “force of will,” which causes “psycho-kinetic effects,” the idea that
your mindful intention can affect aspects of the physical world beyond yourself; and (iii)
“theurgy,” by which Radin means the practice of engaging or communicating with spirits, entities
that are not human and invisible to most people (Radin, 2022).
Then, Radin says, you start thinking like a scientist and ask how could these phenomena happen?
“Well, what are the ‘force beams’ coming out of the head? But we don't see any beams coming out. In
fact, even the evidence doesn't exactly look like it's a causal mechanism. These are weird
relationships that arise.” Next, Radin says, is to consider some kind of “downward causation”
effect. I suppose that's possible, he says, “but it just seems to make more sense if really at the
bottom is simply consciousness. There's some kind of ‘ocean of consciousness’ that gives rise to an
emergent property, which we may call energy, which gives rise to matter, and then the physical world
plays out in a way that we usually see it, except that really at the bottom is consciousness.” It's
much, much easier, Radin says, “to simply imagine that matter is ultimately composed of mind, that
mind and matter are ultimately the same thing, than to imagine the complex mechanisms of
mind-body/brain interactions” (Radin, 2007).
Radin and colleagues point to specific non-local effects to support their proposal that
“post-materialistic models of consciousness may be required to break the conceptual impasse
presented by the hard problem of consciousness.” They review several alternative non-physicalist
theories: all of which purport to refute the central premise of physicalist theories that
consciousness is generated solely and purely by the brain and is only local to the brain. Most of
these theories have quantum or panpsychism pedigrees; some even propose that consciousness is more
fundamental than energy-matter and spacetime (Wahbeh et al., 2022).
Radin and colleagues propose that “consciousness may not originate in the brain,” although many
aspects of human consciousness are obviously dependent on the brain. They also suggest that
awareness too extends beyond the brain. While they affirm with conviction that these non-physical,
non-local properties of consciousness are observable, they are less confident as to the underlying
mechanism of how they work. It may be, they say “due to a non-local material effect, to
consciousness being fundamental, or something else we have not yet discovered” (Wahbeh et al., 2022).
Thus, Radin and colleagues propose “specific phenomena that we would expect to see if non-local
consciousness theories are correct:” Perceiving information about distant locations (clairvoyance,
including remote viewing); perceiving information from another person (telepathy); perceiving the
future (precognition); and apparent cognitive abilities beyond the experience/learning/skill of the
person exhibiting them (e.g., speaking a foreign language they do not know, i.e., speaking “in
tongues”) (Wahbeh et al., 2022).
In defending their quantum-oriented approach to the mind-brain problem, Stuart Kauffman and Radin
cite as evidence for a nonlocal mind the predictions of two types of nonlocal experiences: “The mind
would have the capacity to extend beyond the mind-brain system, and the act of observing a distant
physical system would, to some degree, directly influence the behavior of that system.” Such
effects, they claim, would occasionally result in experiences “where minds interact with other
minds, where minds perceive hidden or distant objects or events, and where minds directly influence
aspects of the physical world” (Kauffman and Radin, 2020).
The common terms for these psi phenomena are the following: “telepathy for mind-to-mind
interactions; clairvoyance for perceptions of inanimate things across space;
precognition for perceptions through time; and psychokinesis for mental influence
of physical objects.” Kauffman and Radin stress that use of these different terms does not imply
that the underlying phenomena are different in kind; “they are just labels used to describe the way
the experiences seem to manifest” (Kauffman and Radin, 2020).
While Radin's primary line of argument uses psi phenomena to corroborate a nonlocal mind of a
quantum-oriented nature, one can reverse the causal-explanatory direction such that a nonlocal mind
could provide a mechanism for psi phenomena (Kauffman and Radin, 2020). (Note that
the arrow of causation or explanation can point in either direction, although not in both directions
in the same argument, which would be circular.)
17.4. Tart's emergent interactionism
Consciousness explorer Charles Tart proposes “Emergent Interactionism” as a dualistic
theory of consciousness, based on his long work on altered
states of consciousness, transpersonal psychology, and multiple forms of parapsychology
(Tart, 1978a, 2007). He calls it “pragmatic
dualism,” in that it reflects the nature of things and recognizes the need to understand
consciousness in terms of two qualitatively different aspects of reality: a “B system” of brain and
body governed by physical law, and a “M/L system” of the mental and life aspects of reality.
Consciousness, Tart says, is a “system property,” an emergent from the auto-psi interaction of
the B and M/L systems. Ultimate understanding of consciousness, then, in addition to conventional
neuroscience, also requires increasing knowledge of psi/paranormal phenomena.
Tart claims that the veracity of psi phenomena is a clear-cut scientific demonstration of the
inadequacy of a materialistic view of mind and matter. The “psychoneural identity hypothesis,” he
says, is so widely accepted in science and so thoroughly discredited by ESP and parapsychology (Tart, 1978a).
Tart's extraordinary hypothesis is that psi is being used much of the time in everyone's life,
but it is being used internally. This means, he offers, we frequently use auto-clairvoyance
to read our own B system and auto-psychokinesis to affect our B systems. This is ordinary psi,
auto-psi. What we observe in parapsychological experiments, however, is non-ordinary psi, which is
taking a process ordinarily confined within a single organism and pushing it outside, making it
“allo-psi” (Tart, 1978a, personal communication).
The Emergent Interactionist position allows for kinds of potential survival beyond bodily death,
Tart speculates, but it would not necessarily be the kind of postmortem survival we usually conceive
of. Our usual imagery of survival means survival of the basic pattern of our consciousness, our
experience of our mental life, our feelings of personal identity. But if consciousness, as Tart
proposes, is an emergent of the auto-psi interactions of the B and the M/L systems, an emergent of
constant patterning of each system upon the other, then if the B system ceases functioning in death,
the patterning influence of the B system upon the M/L system will cease, so how is ordinary
consciousness, as we know it, to survive? What is the emergent to emerge from?
One answer, according to Tart—and not the pleasant answer people would like—may be that personal
identity, which is so intimately intertwined with ordinary consciousness, does not survive death, at
least not for very long, and in any event it would likely be quite different from the original
person (Tart, 1978a).
Moreover, Tart stresses, psi phenomena radicalize even further the nonphysical dimension of
dualism by showing how consciousness reveals or enables space and time to be flexible and mobile. He
proposes that an extended aspect of the mind, which is activated when psi abilities are used, has
two properties that differ from our ordinary consciousness. The first is that psi-engaged
consciousness is not spatially or temporally localized with respect to ordinary spatial and temporal
constraints on the physical body/brain, and so somehow can pick up information at spatial locations
outside the sensory range of the body/brain (Tart, 1978b).
The second property of psi-engaged consciousness is that the center point of its experienced
present can be located at a different temporal location than the center point of the experienced
present of ordinary consciousness. That is, it may be centered around a time that, by ordinary
standards, is past or future. Furthermore, the duration of this extended dimension of the mind's
experienced present is wider than that of our ordinarily experienced present, such that the mind may
include portions of time that, from our ordinary point of view, are both past and future as well as
present (Tart, 1978a).
17.5. Josephson's psi-informed models
Nobel laureate physicist Brian Josephson approaches consciousness from the dual perspectives of
fundamental science and psi phenomena. He posits understanding the brain by “implementing the
demands of an appropriate collection of models, each concerned with some aspect of brain and
behaviour”—in particular, explaining “higher-level properties [e.g., phenomenology] in terms of
lower-level ones by means of a series of inferences based on these models” (Josephson, 2004).
Josephson says that many scientists believe that psi is real but don't come out and say so due to
social pressures and career concerns. He considers the immense implications if, say, telepathy
exists. “All sorts of things would change if we accepted that paranormal things happen and that we
have such connections.” One simple example is playing music in an ensemble, where, using telepathy,
“they somehow lock into a single state and perform better” (Josephson, 2012a).
As for how psi could work, Josephson posits quantum physics—Einstein's “spooky actions at a
distance”—but also recognizes that “we probably need to include new dimensions of reality.” He
points to biology, the emergence of life, as a “strange phenomenon” that “changes the whole game.”
Biology, he says, “involves principles that we don't have in physics, and these principles might be
able to unfold in quite dramatic ways, extending our understanding of the cosmos, perhaps because
biological principles lead to minds and minds can do things.”
Josephson sees biology and consciousness as fundamentally linked because “organisms deal with
information in a certain way and consciousness could fit into that.” There could be some kind of
“biological field,” analogous to the electric field, he says. The assumption that you can get to
some ultimate level, though, “may be incorrect.”
Josephson's “theory of everything” paradigm, informed by psi and based on “parallels between
spontaneously fluctuating equilibrium states and life processes,” envisions “an evolving ensemble of
experts [modules], each with its own goals but nevertheless acting in harmony with each other.” How
such an ensemble might function and evolve, he says, can affect fundamental physics such as symmetry
and symmetry breaking. Josephson says, “This picture differs from that of regular physics in that
goal-directedness has an important role to play, contrasting with that of the conventional view
which implies a meaningless universe” (Josephson, 2021).
Moreover, advancing John Wheeler's proposal that “repeated acts of observation give rise to the
reality that we observe,” Josephson suggests that “nature has a deep technological aspect that
evolves as a result of selection processes that act upon observers making use of the technologies.”
He concludes that “our universe is the product of agencies that use these evolved technologies to
suit particular purposes” (Josephson, 2015). Going for ultimates,
Josephson proposes that “something is happening behind the universe on a larger, possibly infinite
scale, that has this organization and is doing things—like bringing a universe into being, setting
up its laws, and perhaps directing its evolution” (Josephson, 2012b).
17.6. Wilber's Integral Theory
Charismatic, iconoclastic philosopher Ken Wilber puts forth “Integral Theory” as an
overarching metatheory
that seeks to harmonize numerous (100+), diverse philosophical and spiritual theories—including
consciousness studies, meditative traditions, religious traditions, psychology, transpersonal
psychology, parapsychology and sociology—into a single, coherent framework that accounts for the
human condition, broadly conceived. Integral Theory is founded on a developmental “spectrum of
consciousness,” an evolutionary account from ancient non-life-to-life proto-consciousness to
ultimate spirit/spiritual attainment or enlightenment. In New-Age intellectual circles, Integral
Theory is lauded as a pioneering, path-setting model for novel explorations of consciousness and
human futures (Section: Integral Theory/WIlber, 2024).
Wilber's core framework is a four-quadrant model—the AQAL (All Quadrants All Levels) model—the
simple-sounding 2x2 grid arraying interior-exterior with individual-collective. The ambitious claim
is that all essential theories, models and levels of individual psychology and spiritual
development, and of collective expressions of social
organization, can be subsumed and discerned within Wilber's AQAL system. Moreover, according
to its proponents, all forms of knowledge and experience can be conceptualized as fitting and
flowing together within the model.
In his 1995 classic, Sex, Ecology, Spirituality: The Spirit of Evolution, Wilber
combines sex and gender issues, ecological wisdom, and non-sectarian spirituality into what
adherents see as a prescient, coherent vision for contemporary times. Founded on the emergence of
mind and the evolution of human consciousness, and on combatting philosophical naturalism (which
he considers as a source of the world's ills), Wilber asks a critical question: Can spiritual
concerns be integrated with the modern
world? Wilber conceives of the “Kosmos” (not “cosmos,” which is too physicalist for him) as
consisting of several concentric spheres: matter (the physical universe); then life (the vital
realm); then mind (the mental realm); then soul (the psychic realm); and then finally Spirit (the
spiritual realm) (Wilber, 1995).
In his 1999 book, Integral Psychology: Consciousness, Spirit, Psychology, Therapy,
Wilber seeks to reestablish spiritual consciousness in contemporary developmental
psychology by embracing “every legitimate aspect of human consciousness [Eastern and
Western, ancient and modern] under one roof.” Wilber's project is to legitimatize, within the
framework of modern science, the spiritual quest (Wilber, 1999).
What's the relationship between Wilber's project and this Landscape of theories of (phenomenal)
consciousness? It is direct in that if Wilber succeeds, Materialism Theories of consciousness are
obviously undermined and likely defeated. Although Wilber does not get much into the
consciousness-categories game, his core developmental process begins with a separation of individual
consciousness from a transcendental reality, and then his grand course of human development moves
toward restoring the primordial unity of human and transcendental consciousness (Integral Theory/WIlber, 2024).
17.7. Combs's chaotic attractor and autopoietic systems
Consciousness researcher and systems theorist Allan Combs uses nonlinear dynamics, and more
specifically chaos theory, to understand how all the elements of conscious experience “cling
together to form the many states and structures of consciousness that characterize the onflow of our
experiential lives.” (Section: Combs, 2022). In doing so, Combs
channels William James, “This multitude of ideas, existing absolutely, yet clinging together, and
weaving an endless carpet of themselves, …like dominoes in ceaseless change, or the bits of glass in
a kaleidoscope—whence do they get their fantastic laws of clinging, and why do they cling in just
the shapes they do?” (James, 1890).
“We live in a nonlinear universe,” Combs says, which means that “nothing turns out exactly as one
might expect based on projections from the past.” While this is true in physics and astronomy, it is
“even more true in the realms of biological systems and the mind.” What results is “the emergence of
novel interacting elements,” which is “an essential feature of countless real-world events.”
Moreover, in chaotic systems, like the weather, while there are recognizable general patterns, “it
is impossible to make precise predictions about future behavior”—local or moment-to-moment details
are always unpredictable.
The action of chaotic systems can be mapped topologically as attractors, that is,
as recognizable mathematical patterns that repeat or almost repeat themselves indefinitely. But
systems that can be represented as chaotic attractors never repeat themselves precisely. “Many
complex systems of a biological nature, such as the metabolic rhythms of a living cell, EEG
responses to sensory
stimuli, and circadian sleep cycles, are in a strict sense always novel. That is, they are
never exactly the same twice.” Even the action of a healthy human heart shows variation from beat
to beat (Combs, 2022).
According to Combs, consciousness, the onflow of experience, “fits the bill nicely as a
chaotic-like attractor.” To begin with, it is always in motion, dynamic and ever-changing. Moreover,
like all chaotic attractors, it displays a recognizable pattern; yet, it is never exactly the same
during different cycles. Indeed, this unique feature of each person's onflow of experience is what
James considered to be the basic signature of an individual personality. “Each of us, for instance,
experiences unique patterns of thoughts, feelings, perceptions, memories, and so on, that replay in
roughly the same way day in and day out.” But never precisely the same. Thus, consciousness as a
chaotic attractor is ever-changing yet identifiable, “in a fashion that amounts to a distinct
signature of the individual's experiential life.”
Combs recruits the concept of “autopoiesis” to help explain consciousness. Autopoiesis means
capable of generating and maintaining itself by producing its own parts—“auto” meaning "self" and
“poiesis” meaning "creation” or “production” (Humberto and Varela, 1980)—a concept applied widely in
understanding biological systems, such as the self-maintaining biochemistry of living cells.
Assuming consciousness, as James had it, is “the onflow of thoughts, memories, and emotions
that recreate themselves as they go along, ‘clinging together, and weaving an endless carpet of
themselves’ … [then] this description fits the notion of a chaotic autopoietic attractor.” For
example, Combs cites how “joy, anger, and sadness tend to sustain themselves by creating their own
self-perpetuating internal conditions.” Emotional states self-propagate, he says, “thereby
creating coherent self-organizing streams of experience,” with each such state accompanied by its
own neurochemistry,
which also contributes to its resilience (Combs, 2022).
In addition, cognitive patterns by which we understand the world exemplify the mind as a complex,
self-creating autopoietic system. The mind also exhibits features of a chaotic system on the “edge
of chaos” or “the brink of change,” characterized by “periods of relative stability punctuated by
phases of instability, or increased chaotic behavior, after which they may return to their original
state, or transition (bifurcate) to a new attractor pattern” (Combs, 2022).
17.8. Schooler's resonance theory and subjective time
Experimental psychologist Jonathan Schooler outlines a theory of consciousness that combines two
novel ideas: “resonance theory,” where multiple levels of consciousness interact, and “subjective
time,” where consciousness arises with an observer's movement through objective time relative to a
currently unacknowledged dimension of subjective time (Schooler, 2022a). Both ideas are
motivated by Schooler's research and thinking on meta-consciousness, mind wandering, and anomalous
cognition (i.e., psi/paranormal phenomena).
The first idea is what he calls meta-consciousness or meta-awareness. In addition to having
experiences, he says, “periodically, I check-in on what's going on in my mind. And I may notice
things that I hadn't noticed otherwise; for example, mind wandering while reading. We all have the
experience of reading along and suddenly realizing that, although our eyes are moving across the
page, we have no idea what we're reading. We're thinking about something completely unrelated. It's
as if we're waking up, but we were awake all along” (Schooler, 2022a). Temporal
dissociations are revealed when an individual, who previously lacked meta-consciousness about the
contents of consciousness, directs meta-consciousness towards those contents (e.g., catching one's
mind wandering during reading) (Schooler, 2002).
Appreciating the distinction between consciousness and meta-consciousness helps to clarify a
variety of phenomenal experiences. As Schooler notes, “when we're entering a moment of
meta-consciousness, when we recognize that we can have experience without being meta-aware of that
experience, it helps to open up the discussion about consciousness. We can have an emotion and not
realize that we're having it. We may not notice that we're angry. When people shout, ‘I'm not
angry,’ they are attempting to take stock of it, but they get it wrong. By recognizing this
distinction between experiential consciousness and meta-consciousness we can gain broader
perspectives on the varieties of consciousness and deeper understanding of the nature of
consciousness” (Schooler, 2022a).
Meta-consciousness is said to correspond to conscious states in which the content of those states
includes an explicit characterization of what is currently being experienced. In other words, he
says, meta-consciousness is simply a kind of conscious experience in which the focus of thought is
turned on to itself. Thus, although conscious and unconscious mental processes are categorically
distinct, conscious and meta-conscious states differ only with respect to the type of content that
they entail (Schooler and Mrazek, 2015).
“Resonance theory” leverages meta-consciousness by positing multiple levels or streams of
consciousness going on simultaneously. In the same way that the brain's left and right hemispheres
seem to carry on multiple streams of consciousness, Schooler says it's possible that lower levels or
“windows” may have their own, albeit circumscribed conscious experiences. And the way that these
windows are communicating with one another is through resonances of assorted kinds. Within a single
window, all can be happening in synchrony, and then, between levels, there is cross-frequency
coupling. And it is through these various kinds of resonances, both top-down and bottom-up circuits,
that multiple potentially sentient windows may be able to communicate with one another, thus
producing what we know as macroscopic consciousness (Schooler, 2022a).
According to Schooler, the resonance theory of consciousness works via a shared resonance that
allows different parts of the brain to achieve a phase transition in the speed and bandwidth of
information flows between the constituent parts. This phase transition allows for richer varieties
of consciousness to arise, with the character and content of that consciousness in each moment
determined by the particular set of constituent neurons (Hunt and Schooler, 2019).
Schooler recognizes that because the idea driving his resonance theory is that we may have
multiple levels of consciousness, he affirms what Daniel Dennett denies: a “Cartesian Theater” in
the brain. Whereas Dennett disparages the “Cartesian Theater” as imaginary, Schooler champions its
reality.
“I do think that, at any given moment, there is a vantage,” Schooler states, “but I also think
that it's just one of multiple vantages that are happening in the mind. We have multiple windows; we
have what we call ‘nested observer windows’. And so, we imagine that consciousness may actually be
these nested windows, windows upon windows, with each one resonating with the others. In this way,
through the shared resonance between different windows, at different levels of awareness, we may
construct an ever increasingly complex conscious experience.” Thus, Schooler conjectures that there
may be not just a single Cartesian Theater, but in fact a “Cartesian Multiplex” of multiple nested
observers (Schooler, 2022a).
The second idea undergirding Schooler's theory of consciousness is the real possibility of
“anomalous cognition” (i.e., psi/paranormal phenomena). “I have a motto,” he says, “’entertaining
without endorsing’, meaning I see sufficient evidence such that psi phenomena deserve
consideration—hundreds of studies that have found positive results. But at the same time, the
failures to replicate, and the profound challenges in understanding how it could exist, if it does
exist, lead me to feel that we are far from being able to endorse it as being a real phenomenon” (Schooler, 2022b; Schooler et al., 2018).
For example, although accounts of precognition (i.e., the mind perceiving events that have not
yet occurred) have been prevalent across human history, Schooler and colleagues say it is no
surprise that these claims have been met with strong skepticism, but rather than dismissing the
claims, they call for more research to bridge the gap between skeptics and proponents (Franklin et al., 2014).
While scientists on both sides may usefully vary in the criteria that they set for entertaining
and endorsing anomalous cognition, Schooler and colleagues argue that researchers should consider
adopting a liberal criterion for entertaining anomalous cognition while maintaining a very strict
criterion for the outright endorsement of its existence. Appreciating the justifiability of polar
opposite views on psi/paranormal phenomena, Schooler encourage humility on both the part of those
who present evidence in support of anomalous cognition and those who dispute the merit of its
investigation (Schooler et al., 2018).
Schooler wonders whether there may be some aspects of existence that may forever elude full
scientific scrutiny. He relates two germane examples. “Just as it may never be possible to prove
objectively the single thing we know the best, which is our subjective experience of qualia, so it
may never be possible to reproduce anomalous cognition events with robust precision and effects” (Schooler, 2022b).
Seeking potential mechanisms for anomalous cognition or psi/paranormal phenomena, if they were to
exist, Schooler speculates that explanations of consciousness and explanations of anomalous
cognition are going to be related. “If there is anything to anomalous cognition,” he says, “then it
has to do with unexplained aspects of the nature of consciousness itself” (Schooler, 2022c).
Pondering what possible structures could explain both consciousness and anomalous cognition,
Schooler focuses on the failure of the prevailing third-person perspective of material reductionism
to account adequately for the first-person experience of subjectivity, the flow of time, and the
present. While acknowledging intrinsic differences among these three ideas, he posits a
meta-perspective that experience, the flow of time, and the unique quality of “now” might be
accommodated by a subjective dimension or dimensions of time (Schooler, 2014). This new dimension of
existence, a subjective dimension of time, would be as real as spatial dimensions. It is this
subjective dimension, Schooler posits, that, while entirely overlooked by science, may be where the
possible realm of anomalous cognition resides as well as being an essential part of the deep
explanation of consciousness (Schooler, 2022b).
Alluding to information theory, Schooler considers how a conjoined first-person/third-person
meta-perspective could conceptualize subjectivity, the present, and the flow of time within an
architecture that closely links information to an ever-changing now. Thus, “consciousness arises
via the changing informational states associated with an observer's movement through objective
time relative to a currently unacknowledged dimension or dimensions of subjective time” (Schooler, 2014).
Perhaps most dramatically, certainly most controversially, the existence of an additional
temporal dimension could be consistent with precognition (knowing the future), which has a vast
anecdotal tradition and a serious (if challenged) research program. Schooler asserts that
“demonstrating robust findings of precognition could inform theories of how consciousness interfaces
with time in a manner not currently considered in modern science” (Schooler, 2014).
Given his “resonance theory” and “subjective dimension of time,” what is Schooler's ultimate
ontology of consciousness? Wielding his motto, “entertaining without endorsing,” he picks out
panpsychism. “The magnitude of the challenge of how consciousness exists in physical reality, he
says, invites ambitious characterizations of how it might fit. And panpsychism, the idea that very
low-level consciousnesses integrate into higher levels, seems quite plausible” (Schooler, 2022a).
17.9. Sheldrake's morphic fields
Parapsychologist Rupert Sheldrake proposes “morphic fields” as a field of form or shape or
organization, “such that every entity has its own field: each ant colony, each termite nest, a flock
of birds, a pack of wolves and a herd of animals.” Social groups of people too, such as a family, a
tribe or a group, where “members of that group interact with each other within that [morphic] field.
When they go apart, that field, as it were, stretches. It doesn't break. The members remain
connected at a distance in a way analogous to quantum entanglement.” There is a huge diversity of
morphic fields. “Each self-organizing pattern of activity has its own morphic field, and a kind of
collective, inherent memory” (Sheldrake, 2007a, n.d.a, n.d.b).
Morphic fields at all levels of complexity have the following characteristics: They are
self-organizing wholes; they have both a spatial and a temporal aspect, and organize spatio-temporal
patterns of vibratory or rhythmic activity; they attract the systems under their influence towards
characteristic forms and patterns of activity; they are a nested hierarchy or holarchy; they are
structures of probability, and their organizing activity is probabilistic; and they contain a
built-in memory that is cumulative and reinforcing (Sheldrake, n.d.b).
Sheldrake's corollary concept of “morphic resonance” expresses this kind of collective memory
inherent in nature, the inference of similar prior patterns of activity on subsequent similar
patterns of activity—which, once they have occurred, can happen more easily anywhere. Morphic
resonance is rhythmic in nature, patterns of vibration in space and time that give rise to this kind
of memory. It is like a habit, he says, which depends on memory, usually unconscious memory.
Sheldrake posits that morphogenesis
in biology depends on organizing fields. As the case in point, the fields organizing the activity of
the nervous system are inherited “through morphic resonance, conveying a collective, instinctive
memory. Each individual both draws upon and contributes to the collective memory of the species.
This means that new patterns of behavior can spread more rapidly than would otherwise be possible.”
Unabashedly controversial and mainstream rejected, morphic fields, Sheldrake says, underlie our
mental activity and our perceptions. He claims that the existence of these fields can be tested
experimentally, such as the sense of being stared at (a claim refuted by in-field scientists.) He
further claims that morphic fields of social groups “help provide an explanation for telepathy” and
that “telepathy seems to be a normal means of animal communication” (as with dogs [Sheldrake, 2011])—all of which are
mainstream dismissed.
Sheldrake argues that “telepathy is normal not paranormal, natural not supernatural, and is also
common between people, especially people who know each other well,” adding, “The morphic fields of
mental activity are not confined to the insides of our heads. They extend far beyond our brain
through intention and attention”63 (Sheldrake, n.d.a, n.d.b).
17.10. Grinberg's syntergic/neuronal field theory
Iconoclastic neurophysiologist Jacobo Grinberg-Zylberbaum presents a psychophysiological theory
of consciousness—"The syntergic theory"— which postulates that “the human brain is able to create a
hypercomplex field of interactions that are the result of the activation of all its neuronal
elements.” He calls this interaction matrix the “neuronal field,” and “one of the effects of its
activation is the unification of neuronal activity.” Grinberg speculates that “the neuronal field
produces a distortion in the basic space-time structure and the reality of our percepts is the
perception of this distortion.” For the neuronal field to be activated, he says, “a structure as
complex as the brain is needed” and “this field is responsible for the interactions between brains
produced in emphatic non-verbal communication.” Consciousness, he states, “is closely connected to
the neuronal field” (Grinberg-Zylberbaum, 1997).
Grinberg, who pursued fringe areas, such as shamanism,
and who vanished mysteriously at age 48, conceives of “Reality” as “an undifferentiated energetic
matrix” and “by means of the brain, this matrix is converted into neuronal activity and
experience.” Thus, “human experience is considered to constitute or ‘exists in' a dimension
different from that which is related to the localized physiological activity of the brain.”
Combining “cerebral electrochemical changes and the experiences themselves of light, sound, love,
fear, etc., energetic transformations of a qualitative nature must take place.” These hypothesized
transformations engender Grinberg's “syntergic theory” which, he says, concerns “the creation of
experience” (Grinberg-Zylberbaum, 1981). Grinberg
also claims to support “the brain's quantum nature at the macrolevel” by demonstrating “transferred
[evoked] potentials” between electrically insulated subjects situated 14.5 m apart (Grinberg-Zylberbaum et al., 1994).
Moreover, the syntergic theory postulates that the brain's energetic field (the neuronal field)
“expands into space, interacts with the space-matter continuum, is able to change the informational
content of the latter, and thus affects other neuronal fields and physical forces.” According to
this theory, he says, “gravitation is a by-product of an alteration in the informational content of
the space-matter continuum, and human communication is based on neuronal field interactions.” In
short, the syntergic theory considers experience as “the interaction between the neuronal field and
the energetic (syntergic) organization of space." Grinberg claims that “this approach is the one
that contemporary physics requires in order to be able to incorporate experience into its realm and
thus expand its limits to include life and consciousness” (Grinberg-Zylberbaum, 1982).
17.11. Graboi's three-aspect model
Cognitive
neuroscientist Daniel Graboi, motivated by telepathy and clairvoyance being real and
nonphysical, proposes a “three-aspect model of consciousness”: matter, mind (nonphysical), and
pure awareness (an “absolute”). In his model, "pure awareness energy" interacts with a brain to
produce consciousness in the mind, which exists in a nonphysical dimension of reality. The
information produced by the activation pattern of neurons in the unique wiring structure of a
specific brain dissociates and is rendered into a "pure information" format which is universal and
available nonlocally to enter the contents of consciousness of any suitably receptive brain-mind
(Graboi, 2023).
17.12. Near death experiences, survival, past lives
Near-death experiences (NDEs) command great popular interest but receive only modest discussion
here on the Landscape. Obviously, if even a minuscule fraction of this vast ocean of anecdotes were
actually true, it would instantly falsify every Materialism Theory and support (but not confirm) a
host of nonphysical theories.
NDEs are out-of-the-body experiences (OBEs) that are triggered during catastrophic physical
trauma that leads to “death” in terms of heart stoppages, and generally feature a cluster of common
characteristics: a feeling of floating above or beyond one's body; a sense of movement toward a
bright light with a benevolent aura; a capacity to commune with deceased loved ones; and the
presence of a spiritual Being or beings who radiate warmth and love (whose names or traits vary
according to the religion or culture of the NDE experiencer). NDEs have been recorded throughout
history and across cultures, often associated with mystical traditions.
Of all the requests we receive from viewers of Closer To Truth, NDEs surely rank first,
and survival/past lives probably second. My response goes something like this: “I have followed NDE
accounts, both experiencers/advocates and skeptics/debunkers, but I do not find sufficient depth and
diversity, beyond the obvious confirming enthusiasm of the former and the obvious denying critique
of the latter, to warrant the kind of explorations we do on Closer To Truth. We are not in
the business of adjudicating claims of NDEs and survival/past lives (as we are not with ESP). What
we do is to explore the implications or ramifications of such claims, if they would be
true, from an ontological perspective and with critical thinking (which CTT does with ESP).”
(For a pioneering and exploratory exception, Closer To Truth features the experimental work
of Sam Parnia, a medical scientist who explores NDEs under a new name, “Recalled Experiences of
Death [Parnia et al., 2022; Parnia, 2014].)
While popular accounts of NDEs, such as Eben Alexander's Proof of Heaven: A Neurosurgeon's
Journey into the Afterlife, have widespread impact, they are generally not taken seriously by
the scientific or medical communities (Alexander, 2014). Quite apart from the
blizzard of anecdotal accounts, there have been scientific studies of NDEs, survival and past lives.
Most notable, perhaps, is the work of the Division of Perceptual Studies (DOPS) at the University of
Virginia School of Medicine, which claims to have documented thousands of cases. Founded by Dr. Ian
Stevenson and advanced by Dr. Bruce Greyson, DOPS strives to challenge the “entrenched mainstream
view by rigorously evaluating empirical evidence suggesting that consciousness survives death and
that mind and brain are distinct and separable” and that science needs “to accommodate genuine
spiritual experiences without loss of scientific integrity” (DOPS, n.d.; 17.13).
The Bigelow Institute for Consciousness Studies (BICS) was founded to support research into the
survival of human consciousness after physical death. (Bigelow, 2023). BICS's essay contest to
“present evidence beyond reasonable doubt,” as if in a court of law, “for the survival of
consciousness after permanent physical death (‘life after death,’ or ‘the afterlife’)” attracted 204
essays and produced 29 winners.”64
Jeffrey Mishlove, the host of a long-running TV and web series New/Thinking Aloud,
who has a PhD in Parapsychology from Berkeley, won BICS first prize for his comprehensive
presentation of the pro-survival arguments. He begins by pointing out that “a belief in postmortem
survival of consciousness is common to every culture, nationality, religion, and linguistic group
in every region and historical period on Earth. Every single one!” For example, American belief in
life after death has been stable for 75 years at over 70%, even while religious
affiliation has been dropping. Mishlove's best evidence for postmortem survival is the big
picture of what he says are nine largely independent categories “all pointing to postmortem
consciousness:” near-death experience; after-death communications; reincarnation cases; peak in
Darian experiences (visions of dead people who are not known at the time to be dead); instrumental
trans communication (electronic devices for communication with the deceased; xenoglossy (the
ability to converse in a language one has never learned); possession; mental mediumship; and
physical mediumship (Mishlove, 2021).
Dr. Pim van Lommel, a cardiologist, won BICS second prize for his reporting on recent
scientific research on NDEs, especially in survivors of cardiac arrest, with “strikingly similar
results and conclusions.” His claim is that NDEs seem “to be an authentic experience which
cannot be simply reduced to imagination, fear of death, hallucination, psychosis,
the use of drugs, or oxygen
deficiency.” Using examples of nonlocal consciousness beyond the brain, for instance during
a period when the brain is either non-functioning or malfunctioning, he argues that “there are now
good reasons to assume that our consciousness does not always coincide with the functioning of our
brain: enhanced or nonlocal consciousness can sometimes be experienced separately from the body.”
The general conclusion of scientific research on NDE, he says, “is indeed that our enhanced
consciousness does not reside in our brain and is not limited to our brain. Our consciousness
seems to be nonlocal, and our brain facilitates rather than produces the experience of that
consciousness.” He concludes that “death, like birth, may be a mere passing from one state of
consciousness into another” (Van Lommel, 2022).
One intriguing parapsychological critique of NDE survival stories is “super-psi” or “living agent
psi” where information is gleaned via telepathy or clairvoyance not by post-mortem communications, a
position affirmed by Braude (1992) and denied by Mishlove (2021).
There are of course many physicalist, physiological and psychological critiques of NDEs,
OBEs, life-after-death stories, and all the survival arguments; such critiques are widely
available. While oxygen deprivation has been a common explanation for NDEs, more sophisticated
analysis suggests “a sort of blending of conscious states: waking, rapid-eye movement (REM) sleep
and non-REM sleep.” Neurologist Kevin Nelson posits, “The physiological balance between conscious
states is disrupted during the conditions of near-death, leading the brainstem
arousal system controlling conscious states to blend waking and rapid eye movement consciousness
into a hybrid state known as REM intrusion … [and] REM intrusion leads to many key features of
near-death, including lying still, visual activation, out-of-body, and the experience's narrative
qualities” (Freeman, 2023).
That NDEs are being taken more seriously by the scientific community was evidenced by
a conference held by The New York Academy
of Sciences, “Explorations in Consciousness: Death, Psychedelics, and Mystical
Experience.” Participants describe NDEs, which are sometimes called periods of “disconnected
consciousness,” as surprisingly common—according to one report, “15 percent of intensive
care unit patients and up to 23 percent of survivors of cardiac arrest reported having had
one” (Freeman, 2023).
The claim is that because more people survive cardiac arrests—due to substantially improved
resuscitation techniques—more NDEs are reported and the field has emerged as a legitimate one for
scientific inquiry. That NDEs can be emotionally transformative provides opportunity to examine mental
health issues, both the positive feelings of enhanced compassion or purpose and the
negative after-effects of bad dreams and persistent intrusive
thoughts. Calling evolutionary explanations for NDEs “just-so stories,” Christof Koch
said, “They may be true. They may be false. It just doesn't matter. But the fact that we do have
[these] experiences—that is the remarkable thing” (Freeman, 2023).
The fact that some NDE experiencers describe a reduced fear of death does not ipso facto mean,
obviously, that death is any less physically final and that consciousness is any less entirely
material. Moreover, it is difficult to imagine what kinds of observations or experiments could count
as scientifically dispositive that NDEs confirm post-mortem survival.
17.13. DOPS's consciousness research and theory
The Division of Perceptual Studies (DOPS), a research unit within the Department of Psychiatry
and Neurobehavioral Sciences at the University of Virginia, has contributed both empirically and
conceptually to emerging nonphysical theories of consciousness, which picture mind as irreducible
and grounded in some sort of highest consciousness which forms the ontological foundation of
reality as a whole. DOPS cognitive scientist/parapsychologist Ed Kelly contends that “the
limitations of contemporary mainstream consciousness theorizing derive from the systematic
unwillingness of the physicalist camp to take difficult empirical phenomena such as psi and
mystical experience into account” (DOPS, n.d.; Kelly, 2024).
DOPS was founded in 1967 by psychiatrist Ian Stevenson and has been dedicated to research related
to the possibility of postmortem survival. According to Kelly, “Survival is a watershed issue
theoretically, in that demonstration of its occurrence as an empirical reality would immediately
rule out most if not quite all of the materialism theories. Clearly, if the prevailing physicalist
‘production’ model of mind-brain relations is correct in claiming that mind and consciousness are
manufactured entirely by neurophysiological processes occurring in brains, then it follows logically
and inescapably that postmortem survival is impossible, period” (DOPS, n.d.; Kelly, 2024).
DOPS staff have published hundreds of research papers in refereed journals, plus over a
score of books, on reincarnation, near-death experiences (NDEs) and other survival-related topics
such as crisis apparitions, mediumship, and after-death communications (DOPS, website). Stevenson
himself was the primary architect of a major project involving small children who begin at a very
early age to speak and act as though they are remembering, or expressing behaviorally, potentially
verifiable events that took place in the life of a recently deceased person. Most interestingly
are the relatively few cases in which the child's statements and behaviors were well documented
before the previous personality (PP) was identified. Stevenson found “cases of the reincarnation
type” (CORT) everywhere he looked, primarily but not exclusively in sociocultural settings where
their occurrence is not unexpected. He and various colleagues have so far investigated over 2500
cases, around 2000 of which have been deemed of sufficient quality to merit laborious encoding of
associated variables for inclusion in a cumulative database. Systematic properties include a very
high proportion of violent or premature
death in the PPs, which, DOPS researchers speculate, might relate to why some children
remember but others do not. Other findings include confusions surrounding gender in children who
report memories of a life as a person of the opposite sex. Stevenson paid special attention to a
subset of over 200 cases in which the child displays birthmarks
or birth
defects, often extremely unusual in form, corresponding to fatal injuries suffered by
the PP (Stevenson, 1997).
Another major line of research, spearheaded by psychiatrist Bruce Greyson, has focused on
NDEs. Greyson and colleagues have investigated a large number of such cases and created a second
DOPS database containing over a thousand what they consider good cases. Of special interest are
the hundreds of cases in which NDEs have occurred under extreme physiological conditions such as
deep general
anesthesia and/or cardiac arrest, conditions in which almost all contemporary
neuroscientists would expect that patients should report no conscious experience whatsoever, let
alone the most meaningful and transformative experiences of their lives—in effect, mystical
experiences occurring under life-threatening conditions. Numerous physiological explanations have
been offered for NDEs, but none, DOPS argues, can withstand scrutiny (Greyson et al., 2009).
Of particular interest here is the DOPS theoretical work opposing physicalism, led by Ed
Kelly and involving fifty or so scholars from diverse academic disciplines (over a period of more
than two decades). Motivated by DOPS's
empirical studies, DOPS's
theorizing in regard to the mind/brain relationship and consciousness are presented in three
books. The first is Irreducible Mind, which describes various
psychophysical phenomena that appear difficult or impossible to explain in conventional
physicalist terms. These include psi and survival data, along with other non-standard empirical
phenomena such as stigmata and hypnotically induced blisters; prodigious forms of memory and
calculation; psychological automatisms
and hidden or secondary centers of consciousness; near-death and out-of-body experiences,
emphasizing experiences occurring under extreme physiological conditions; genius-level creativity
such as that of the Indian mathematician Ramanujan; and mystical experiences, whether spontaneous,
pharmacologically induced, or occurring in conjunction with transformative practices such as an
intense meditative discipline of some sort (Kelly et al., 2007).
The main import of Irreducible Mind, apart from its systematic empirical attack on
physicalism, Kelly says, is to marshal support for a model of the human psyche advanced by F. W.H.
Myers and developed philosophically by William James. Contrary to today's prevailing conception,
which views everyday consciousness as the only consciousness, generated entirely by physiological
processes in the nervous system, the Myers/James picture includes at least one level of normally
hidden and more comprehensive consciousness that exists independently of the organism and is
equipped with “adits and operations” of its own which provide access to wider and deeper parts of
the reality in which we find ourselves embedded (Myers, 1903).
According to Kelly, this sort of “permission” or “transmission” or “filter” model of the psyche
(James, 1900), in which everyday
consciousness takes forms dependent on interactions between a more inclusive and capacious
consciousness and an organism that serves mainly as a sensorimotor interface, may initially sound
strange to our modern ears, but, Kelly argues, “there is now a lot of evidence to support it.” It
also has strong affinities to views advanced by Bergson (17.1), Jung (17.2), and the Indian
philosophical tradition with its “subtle” mental and physical worlds interposed between everyday
experience and an ultimate consciousness of some sort (16.1, 16.7, 16.9, 16.10, 16.13). Ongoing
research seeks to identify conditions in the mind and body that encourage what Myers termed
“subliminal uprush”, or expression in everyday consciousness of information and capacities
normally confined to James's hidden “More”—for example, using functional
neuroimaging techniques for research on meditation and psychedelics.
The second book, Beyond Physicalism, is more explicitly theoretical, seeking to identify
alternative conceptual frameworks, or worldviews, or metaphysical systems, that could permit the psi
or paranormal empirical phenomena catalogued in the first book to occur. These include a range of
theories: a modernized form of interactive dualism (15.8); process philosophy (13.12); quantum
theories of Henry Stapp (11.2), Harald Atmanspacher (14.7), Bernard Carr (11.10);
mystically-informed philosophies such as those of the Neoplatonists, Samkhya/Yoga, and Kashmiri
Shaivism, and Western philosophical figures including Leibniz, Peirce, and Whitehead (Kelly et al., 2015).
Kelly argues that the central tendency is toward some sort of Idealism (16), most likely of the
type known as (evolutionary) panentheism (Hartshorne and Reese, 2000). Kelly
stresses that “The precise form that an adequate theory will take is powerfully constrained by the
need for it to incorporate or at least respect the discoveries of modern physics, making it an
objective or realist idealism as opposed to a subjective idealism of the sort advocated by Bishop
Berkeley.” Several of Kelly's collaborators—Federico Faggin (11.12), Bernard Carr (11.10), and
Bernardo Kastrup (16.4)—are explicitly working in this direction, as is Mira Albahari (16.13) from
the perspective of Indian idealisms. All such theories, Kelly points out, can potentially make room
not only for “rogue” phenomena such as psi and survival, genius, and mystical experience, but also
for experiences of value, meaning and purpose so vital to real human life. Conversely, Kelly
believes that these metaphysical frameworks imply “poor prospects for artificial general
intelligence and virtual immortality” (Kelly, 2024).
The third book, Consciousness Unbound (Kelly and Marshall, 2021), has three
parts. The first part is empirical, summarizing the state-of-the-science for precognition, NDEs, and
CORT. The second part presents additional non-physicalist conceptual frameworks, including those of
Max Velmans (14.3), Bernardo Kastrup and Federico Faggin. The third part explores implications of
the emerging theoretical picture for consciousness research, the humanities, and the current
landscape of mind/brain metaphysics.
17.14. Bitbol's phenomenological ontology
Philosopher of science Michel Bitbol suggests that a radical view of neurophenomenology
(9.6.5) amplifies “the available range of interpretations of altered
states of consciousness, from OBEs and NDEs to meditation and psychedelics, and which may
suggest a new ontological category. There are generally three such interpretations, he says: “two
objectivist-realist and one non-committal (mild) phenomenological interpretation.” According to
the objectivist-realist approaches, he says, “these states refer to worldly or other-worldly
objective processes. They refer either to an alteration of the brain's biochemical
balance, thus giving rise to hallucinations, or to a backstage supernatural (but ‘real’) world which
discloses itself to (say) dying people.”
In contrast, Bitbol says, “according to the non-committal phenomenological
approach, instead, these states are relevant by themselves, as transformative experiences
for those who live through them.” This latter approach, advocated by Evan Thompson as well as by
Bitbol, take “a decisive step beyond the sterile conflict between naturalism and super-naturalism.
It shows that despite their superficial disagreement, both positions share the same crucial but
disputable strategy: escaping one's own lived embodied situation and striving towards some
(natural or super-natural) transcendent realm of being” (Bitbol, 2015; Thompson, 2014).
Bitbol sees a big vision here. “But the clarifying role of phenomenology is not bound to stop at
this point. One can take further advantage of a truly radical phenomenological approach, and thereby
endow the transformative experiences with additional significance. According to Merleau-Ponty (who
partly agreed with Heidegger and Sartre on this point), phenomenology, in its mature state, becomes
a new form of ontology: not a straightforward ontology of things facing an observer, however, but an
‘oblique ontology’ of intertwining with what there is (Saint Aubert, 2006); not an ontology of
manifest beings, but an ontology of self-manifesting being. As Merleau-Ponty writes, radical
phenomenology does not yield a standard ‘exo-ontology,’ but rather an unexplored ‘endo-ontology.’
Merleau-Ponty here unambiguously alludes to an ontology expressed from the innermost recesses of the
process of being, rather than to an ontology of the external contemplation of beings” (Bitbol, 2015).
This granted, Bitbol argues, “some altered
states of consciousness can be understood neither dismissively as illusions, nor neutrally
as enthralling experiences, but positively as revealing a state of being which happens to be
hidden by intellectual fabrications and by the impulse of intentional directedness.” Here, to
avoid misunderstandings, Bitbol clarifies that “unlike in super-naturalism, there is no question
here of reaching some remote domain of transcendent being, but only of self-disclosing an
exquisitely proximate mode of being, which is permanently present but usually neglected: perhaps
what Tibetan
Dzogchen practitioners call ‘the nature of mind,’ which, in this nondualist context, is likely to
be simultaneously the (self-experienced) nature of being” (Bitbol, 2015).
17.15. Campbell's theory of everything
Consciousness researcher (and former nuclear physicist) Thomas Campbell presents “My Big TOE,”
his theory of everything: “Consciousness is the fundamental reality. The physical world is an
illusion, a virtual reality that only exists in our minds. We are Individuated Units of
Consciousness: immortal, interconnected parts of a Larger Consciousness System. We choose to be
players in the virtual reality game called life on Earth, set in a virtual universe computed by the
system to aid our consciousness evolution.… Our goal: to learn from the outcomes of our choices in
order to grow up and evolve the quality of our consciousness from fear to love. By evolving our
individual consciousness quality from one round of the game to the next, we advance the evolution of
the entire consciousness system” (Section: Campbell, 2003/2007, n.d.).
Rejecting Dualism, Materialism and Idealism, Campbell claims all questions and objections are
answered and resolved “if we conceive of the physical universe as a virtual reality,” the core idea
of My Big TOE. Moreover, My Big TOE “provides entirely rational explanations for many phenomena
dismissed by mainstream science as ‘weird’ (quantum effects), ‘mysterious’ (consciousness),
‘illusory’ (free will) or ‘delusions’ (paranormal experiences).” For example, paranormal phenomena
are natural artifacts of a virtual universe.
As for the hard problem of consciousness, it is supposedly “solved—or rather, dissolved—once we
drop our belief in a fundamental external reality.” The virtual reality model helps us do that,
Campbell says. In this view, “our subjective perception is not some ‘internal' representation of an
‘external’ world: There is no objective world outside of us.”
But if our reality is a simulation, who or what is doing the simulating? Is this not just kicking
all the conundrums, such as consciousness, up a level? My Big TOE is ready with a “Larger
Consciousness System” (LCS) that computes virtual realities, noting, unlike the God of religions,
LCS “demands neither praise nor worship.”
In the very beginning, Campbell's big conjecture goes, “all that may have existed was an Absolute
Unbounded Oneness (AUO)—an undifferentiated, elementary consciousness with a potential to evolve
into the highly complex, unfathomably vast LCS of today. AUO was barely aware, but it did have the
potential to develop all the attributes of consciousness, including awareness, perception, cognition
and free-will choice-making.”
Driven, somehow, by an inherent drive towards complexity, “when AUO reached its evolutionary
limits as a monolithic block of consciousness, a single source of choosing, it made a crucial
decision: AUO split itself into unfathomably many interconnected but autonomous pieces, a process we
can imagine like partitioning a computer hard drive into multiple partitions. The idea was for all
the different pieces to build something more innovative and creative than a single mind would ever
be able to come up with.” At that fateful moment, Campbell says, “the One became the Many: the
Absolute Unbounded Oneness (AUO) turned into an Absolute Unbounded Manifold (AUM),” which led to the
genesis of the Larger Consciousness System,” which provides, according to My Big TOE, the
simulations of our virtual universe today (Campbell, 2003/2007, n.d.).
17.16. Hiller's eternal discarnate consciousness
Maverick physicist Jack Hiller posits an “eternal discarnate consciousness” or, as he says,
in common parlance, the “soul”—which, “when freed from its hard attachment to the body, functions
in a Universal Field of Consciousness (UFC) which may also be characterized as the mind of God.”
The soul brings to the body the moral values that exist in the UFC and these values may often
conflict with, in Hiller's Freudian terms, “the Id and the Ego's
pleasure-seeking functions.” (Hiller, 2021). The theory hypothesizes
that the individual consciousness (spirit and soul) functions in this UFC, both in life and in
eternity, before and after an Earth life (Hiller, 2019).
Hiller bases his theory on what he says are many thousands of out-of-body experiences (OBEs)
associated with near-death experiences, including many documented cases in which researchers were
able to verify accurate reporting about the activities observed during the OBE that could not be
accounted for by normal sense-perception (Rivas et al., 2023). He stresses OBEs'
peculiar, nonphysical characteristics: time no longer has meaning, does not flow, and the past and
present, even some future events, are available to see and experience; visits may be made to Earth
locations distant from the body, or out to the cosmos; perception is radically enhanced, e.g.,
visual perception is 360°, with an ability to focus down to atomic particles or up to the cosmos;
everything appears to be made of light; thinking and movement by thinking are instantaneous; all
entities, inanimate as well as diverse animate, exude consciousness; individual consciousness,
souls, connect telepathically; the world experienced is multidimensional, more than space-time; by
existing in the universal field of consciousness, all knowledge is felt as available, and one feels
part of God and God's love for all (Hiller, 2020). Hiller speculates that
if quantum entanglement can be conceptualized as some kind of signaling at infinite speed across any
distances, there could be a deep relationship between quantum mechanics and reported instances of
discarnate consciousness.
17.17. Harp's universal or God consciousness
Physicist and “spiritual scholar” Dennis Harp, who seeks to unify theoretical physics and
spiritual teachings, claims that “each of us exists as consciousness attached to a mind and body,
making sense of the universe by experiencing individual states in a causal sequence.” Motivated by a
personal NDE as well as NDE research, Harp asserts that with contemplative practices, we can learn
(eventually) “to detach from the body and explore the universe in a non-physical manner. Finally, we
detach from the mind as well, and experience the entire universe at once in the shared view called
Universal, or God Consciousness. Thus, what we call consciousness is somehow the union of this
Universal or God Consciousness with our mind and body (Harp, 2022).
To Harp, theoretical physics “is comfortable with the possibility of the infinite complexity of
infinite universes, along with universal waveform collapse and reinflation every instant in order to
explain causality.” However, he says, “causality is only necessary as long as the mind is
interpreting, or ‘making sense’ of the universe. Since consciousness can experience the universe
independent of the mind, beyond the realm of space and time, it experiences all quantum mechanical
states simultaneously, and no interactions occur at all. This static universe unifies theoretical
physics and mystical teachings” (Harp, 2022).
17.18. Swimme's cosmogenesis
Mathematician and integral studies professor Brian Swimme presents the cosmology of a creative
universe—cosmogenesis—in which human consciousness plays an essential role. He views the evolution
of the universe toward greater complexity and consciousness as “the ultimate aim of the universe.”
It is a creative universe that develops through time from plasma to galaxies to living planets to
human consciousness, “a universe that can intend something even before human consciousness emerges”
(Swimme, 2022).
Swimme bases his ideas on the teachings of Thomas Berry, a Catholic priest, cultural
historian, and world religion scholar, who spoke of “the spirituality of the universe,” using “the
word ‘spirituality’ to correct a deformation in modern consciousness, that imagined the existence
of a ‘physical universe.’” Such a conception no longer made sense, Berry said, because in the 20th
century, “we discovered that the matter of this universe—the only matter we know of—constructs
life. There is no such thing, then, as ‘lifeless matter.’ Matter, in its very structure and dynamism,
generates life.” Consciousness, then, is built into the fundamental fabric of the universe. What
will happen, Swimme asks, “when we turn our consciousness around and realize that our awareness of
cosmogenesis is also the work of the universe? How will we change when we face the universe and
find the universe facing us?” (Swimme, 2022).
17.19. Langan's cognitive-theoretic model of the universe
Independent thinker, autodidact Christopher Langan claims that what he calls the "Cognitive-Theoretic Model of the
Universe" (CTMU) provides the logical framework of a true “Theory of
Everything.” It explains "the connection between mind and reality” (note “cognition” and “universe”
in the same phrase); and “proves the existence of God [as defined], the soul, and an afterlife” (Langan, 2024).
CTMU posits information as the most fundamental constituents of reality. The universe is a vast
arrangement of digital information and the mathematical relationships between them. At the same
time, “it is only through consciousness that we can perceive or know anything at all. Thus, our
reality can just as well be conceived as a vast network of conscious experiences: perceptions and
the laws which govern them.” Because there is nothing outside reality, reality must contain all of
the conditions necessary for its own existence, and given sufficient time, “even mere possibility is
enough to ensure that it generates itself” (Section: CTMU Wiki, n.d.).
Although this kind of mind, which Langan calls God's mind, “sits in knowledge of itself in an
unchanging, eternal way, it contains within it all of the processes required for it to refine itself
into existence out of nothingness.” It is here, according to CTMU, that “consciousness is
stratified: the bottom stratum is the all-knowing mind of God,” within which “all of the more
superficial strata of consciousness” are contained. From God's perspective, God “is aware of all the
steps in its own creation.” However, from the perspective of these more superficial strata—of which
our human minds are pieces—the universe appears as a physical entity unfolding in physical space.
But because “our conscious minds are contained within God's consciousness … we retain the creative
power and freedom of God on a scale that is localized in time and space.”
CTMU describes reality as “a Self-Configuring Self-Processing Language, a reflexive intrinsic
language characterized not only by self-reference and recursive self-definition, but by full
self-configuration and self-execution” (Langan, 2002). Embedding issues of
absolute morality and karma, “if we choose to act in a way that is in line with the telos, those
parts of our minds that match the mind of God get preserved and we basically move closer to the
all-knowing substratum, or the consciousness of God. If we act against the telos, what happens may
be that those elements of our minds that do not match the mind of God get recycled endlessly until
they properly refine themselves.”
In short, CTMU's reality “is a self-refining informational system which, due to its form, cannot
NOT exist. Even if there is nothingness, this system will exist and know itself and all of the
localized conscious minds within its creation process will experience its informational structure as
real, physical, etc. It is thus self-creating, as it requires nothing outside of itself to exist”
(CTMU Wiki, n.d.).
17.20. Meditation and the brain
The scientific consciousness community generally recognizes that meditation can provide insights
into consciousness, at least enriching descriptions. But our question goes deeper: Can meditation
help discern the fundamental nature or essence of consciousness?
Deep meditation, especially as practiced by Eastern traditions, is an altered state of
consciousness that induces changes in the brain. Studies show that meditation, if done regularly,
can help relieve symptoms of chronic pain (Trafton, 2011); and that mindfulness
meditation programs have moderate evidence of improved anxiety and depression as well as pain
relief65 (Goyal et al, 2014). What is happening
in the brain?
Studies suggest that alpha
waves (∼7–14 Hz), which are modulated in primary sensory
cortex during selective attention, have a mechanistic role in perception. During
“mindfulness” meditation, a common practice requiring sustained attention to body and
breath-related sensations, people were better able to control their alpha rhythms, thereby
implicating “this form of enhanced dynamic neural
regulation in the behavioral effects of meditative practice” (Kerr et al., 2011). The idea is
that alpha
waves help suppress irrelevant or distracting sensory information, diminishing the
likelihood that extraneous stimuli “will grab your attention” and enhancing the likelihood that
you can better focus and “better regulate how things that arise will impact you” (Trafton, 2011).
In the highest meditative state possible in Theravada Buddhism—nirodha-samāpatti,
translated roughly as “the cessation of thought and feeling”—overall brain synchronization is
reduced. This means that while during normal consciousness different parts of the brain are
communicating predictively with other parts, during nirodha-samāpatti (i.e.,
the deepest trance-retreat into the mind, an utter absence of
sensation and awareness, with all mental activity temporarily suspended), the brain is
desynchronized, no longer functioning as an integrated unit. (Interestingly, similar brain
desynchronization occurs when people are given anesthetic doses of propofol
or ketamine,
but not during sleep) (Love, 2023).
It is clear that meditation, which alters consciousness, also alters specific brain wave
patterns, thereby giving support to various Materialism Theories (e.g., Brain Circuits and Cycles
Models, 9.2.11, and Electromagnetic Field Theories, 9.3). Moreover, the brain desynchronization that
accompanies the cessation of consciousness seems to support Global Workspace Theory (9.2.3), because
the brain activity seems no longer in the same sense “global,” and Integrated Information Theory
(12.), because the brain seems no longer in the same sense “integrated.” Obviously, these results do
not disprove nonphysical theories of consciousness, which could be consistent with this same set of
facts.
17.21. Psychedelic theories of consciousness
Throughout human history, psychedelics have been used for spiritual purposes by inducing altered
conscious experiences dramatically different from the norm. Colors explode. Time slows, speeds up,
stops. Self shatters, dissolves. Magical creatures emerge. Spirit Beings appear. All is alive. All
is connected. All is One. Some attribute the advent of religion to the use of psychotomimetic or
hallucinogenic substances in rituals. In each culture or condition, interpretations of psychedelic
experiences were made. Mystics conjoined with cosmic consciousness. Indigenous traditions communed
with sentient beings from spirit worlds. Aldous Huxley saw the source of all mysticism and
spirituality, which he developed into the “perennial philosophy,” related to psychedelics.
Psychedelic missionaries in the 1960s sought short-cut insights into consciousness (Philosophy of psychedelics, 2023).
Materialists like Sam Harris argue for a naturalized spirituality (Explorations in Consciousness: Death Psychedelics and
Mystical Experience, 2023).
There is much to be gained from psychedelic research. Not included, as I see it now, is
independent support for non-materialist theories of consciousness. No matter how connected,
spiritual or other worldly psychedelic experiences may seem, no matter how intense the sense of
“Oneness with ultimate reality” may be, it is hard to imagine how psychedelic experiences could
unlock the door to new external realities, any more than how seeing stars from a blow to the head
could open the window to new vistas of the world. Other arguments perhaps can, but psychedelic
arguments probably can't. (Metzinger describes the psychedelic experience as "epistemically vacuous"
[Metzinger, 2004]. But see Kastrup, 2024.)
The best one could claim is that psychedelic or hallucinogenic visions would be “consistent with”
nonphysical theories of consciousness. On the other hand, psychedelic research may well selectively
advance various Materialism Theories of consciousness, of which there are many.66 (Not a few viewers of
Closer To Truth have advised me: “If you really want to get ‘closer to truth,’ you
really need to go psychedelic.”)
Psychedelic drugs “induce drastic changes in subjective experience, and provide a unique
opportunity to study the neurobiological basis of consciousness” (Herzog et al 2023). By
administering psychedelic drugs to disrupt how the brain perceives and models the world while
we're awake, researchers seek to understand how the conscious brain works (Can psychedelic
drugs, 2022). In other words, assessing the neural mechanisms of how psychedelic drugs alter
consciousness might provide clues to the neural basis of normal consciousness. For example, LSD
and ketamine,
though targeting separate brain receptors, induce similar neural
oscillation patterns across the brain, indicating synchronized neural behavior. Such
“synchronized neural activity might be more linked to the psychedelic experience than the activity
of individual neurons” (Psychedelics Sync Neurons, 2023). If
so, this distinction could support Electromagnetic Field Theories (9.3).
Carhart-Harris and Friston formulate a theory of psychedelic action by integrating Friston's
free-energy principle (9.5.4) and Carhart-Harris's entropic brain hypothesis (9.5.6). They call this
formulation “relaxed beliefs under psychedelics (REBUS) and the anarchic brain, and it is founded on
the principle that—via their entropic effect on spontaneous cortical activity—psychedelics work to
relax the precision of high-level priors or beliefs, thereby liberating bottom-up information flow,
particularly via intrinsic sources such as the limbic system” (Carhart-Harris and Friston, 2019).
Psychedelic drugs have been shown to trigger altered states of consciousness similar
to those seen in people experiencing near-death experiences (NDEs). Clinical evidence indicates
that psychoactive
agents can reduce emotional
distress in terminally
ill people, much as NDEs do after cardiac arrests. Dr. Anthony Bossis showed that “a
single treatment with psilocybin—a psychoactive compound found in some mushroom species that
humans have consumed for thousands of years—brought rapid reductions in depression, anxiety,
and hopelessness in people with terminal cancer.” The benefits of psilocybin
treatment, he said, were greatest among individuals who reported strong mystical experiences
during the sessions. “The more robust that mystical experience, the greater the outcome in terms
of reduction of depression,” Dr. Bossis said. “These aren't NDEs,” he added, “but they're
deathlike experiences with a similar phenomenology” (Freeman, 2023).
Psychedelic experiences can have profound impact on belief systems, especially regarding
religion, philosophy and ultimate reality (Carhart-Harris and Friston, 2019).
Even a single such experience can catalyze a radical transformation. Moreover, a single
belief-changing psychedelic experience is said to be associated with increased attribution of
consciousness to living and non-living entities, even a sense that everything is alive (Nayak and Griffiths, 2022). This seems
a significant result for the construction of belief systems, although any implications for theories
of consciousness per se would be at best indirect.
For a perspective more open-minded than mine, philosopher Sarah Lane Richie reports that
“emerging scientific and philosophical research on psychedelics … has attracted a growing body of
philosophical and theological work on the metaphysical and epistemological possibilities of such
experiences.” She discusses “the epistemic status of psychedelic experiences,” suggesting “there
exists a mutually reinforcing relationship between panpsychism and the metaphysical possibility of a
veridical interpretation of psychedelic states” (Richie, 2021).
As noted, I have a strong predisposition to dismiss any notion that psychedelics reveal any sort
of veridical reality. Insights about brain-mind mechanisms, sure, but no ontological unveilings.
Richie and also philosopher Peter Sjöstedt-Hughes, who focuses on psychedelics and
consciousness/metaphysics, put a hairline fracture in my bone-strength worldview.
Sjöstedt-Hughes proposes that “Metaphysics should be used to integrate and understand
psychedelic-induced metaphysical experiences.” (This is not a tautology, he rightly states.) He
argues that “there is a potential extra benefit to patients in psychedelic-assisted therapy if they
are provided with an optional, additional, and intelligible schema and discussion of metaphysical
options at the integrative phase of the therapy.” (He offers a “metaphysical matrix” with five
columns—Physicalism Idealism, Dualism, Monism, Transcendent—and two special rows, Panpsychism and
Theism.) (Sjöstedt-Hughes, 2023).
Sjöstedt-Hughes presents his case. “If the mind-matter relation is an unresolved problem, then
psychedelic induced intuitions and visions of alternate frameworks of reality within which to see
this problem should not be immediately dismissed as mere hallucination. We cannot judge what is
hallucinatory if we do not know what is real. Thus, the hard problem of consciousness bears directly
upon the hard problem of psychedelic consciousness—the problem of determining the truth or delusion
of certain psychedelic experiences.” He asks, “whether psychedelic experiences are
conditioned by one's culture or whether they decondition one from one's culture
into a transcendent state.” He concludes, “the experiences that psychedelics can occasion might not
be mere delusion but may hold true insights about the nature of ourselves and the cosmos of which we
are parts” (Sjöstedt-Hughes, 2022).
About ourselves? I agree totally. About the cosmos? I remain almost totally skeptical (but no
longer totally skeptical).
Psychedelic experiences are well worth researching, phenomenologically and neurobiologically. But
I'm not waiting for psychedelic breakthroughs in discerning the ultimate theory of consciousness.
Granted, according to psychedelic researchers Yaden et al., “psychedelic substances produce unusual
and compelling changes in conscious experience,” which “have prompted some to propose that
psychedelics may provide unique insights explaining the nature of consciousness.” Yet, they say, “At
present, psychedelics, like other current scientific tools and methods, seem unlikely to provide
information relevant to the so-called ‘hard problem of consciousness’” (Yaden, 2021) (Could psychedelics,
however, shed light on the nature of subjectivity and selfhood, which are indirectly related to the
hard problem?) The authors are optimistic that psychedelic research can help solve “multiple ‘easy
problems of consciousness,’ which involve relations between subjectivity, brain function, and
behavior.” They conclude by calling for “epistemic humility” (Yaden, 2021)—which is sage advice for
everyone working on consciousness, present company included.
18. Challenge theories
The eight “Challenge Theories” that follow portray the profound depth and perhaps intractability of
the mind-body problem. They are long on diagnosing the explanatory disease—largely fallacies of
materialism theories of mind—but short on offering prescriptive solutions. They are long on hearty
speculation, short on confident conclusions. They are important signposts or benchmarks on the
Landscape of Consciousness, and appropriately, they come last, part of the take-away message.
18.1. Nagel's mind and cosmos
Philosopher Thomas Nagel famously shook up the philosophy of mind with his seminal article,
“What is It Like to be a Bat?” He begins with the premise that “reduction euphoria,”
which aims to explain consciousness by “some variety of materialism, psychophysical
identification, or reduction” gets it “obviously wrong,” and he states upfront and repeats at the
conclusion, “we have at present no conception of what an explanation of the physical nature of a
mental phenomenon would be” (Nagel, 1974).
Nagel's essay focuses on the nature of subjective experience, which could differ widely among
different sentient creatures (hence the “bat” of the title). His point is that “It is like
something” to have a conscious experience; it is not like nothing. It is perhaps Nagel's footnote on
the phrase that has had the most lasting impact: “Therefore the analogical form of the English
expression "what it is like" is misleading. It does not mean "what (in our experience) it
resembles," but rather "how it is for the subject himself” (Nagel, 1974).
Nagel does not conclude that physicalism with respect to consciousness is false. “Nothing is
proved by the inadequacy of physicalist hypotheses that assume a faulty objective analysis of mind.
It would be truer to say that physicalism is a position we cannot understand because we do not at
present have any conception of how it might be true” (Nagel, 1974).
Thirty-eight years later, Nagel published the controversial Mind & Cosmos: Why
the Materialist Neo-Darwinian Conception of Nature Is Almost Certainly False, and he goes
further: “The failure of reductionism in the philosophy of mind has implications that extend beyond
the mind-body problem. Psychophysical reductionism is an essential component of a broader
naturalistic program, which cannot survive without it” (Nagel, 2012). Thus, Nagel rejects
wholly physicalist/materialist explanations, not only for consciousness but also for all reality!
Nagel is no theist. (“It isn't just that I don't believe in God and, naturally, hope that I'm
right in my belief. It's that I hope there is no God! I don't want there to be a God; I don't want
the universe to be like that” [Nagel, 1997].) As a comprehensive
worldview, he does not find theism any more credible than materialism. His interest is “in the
territory between them.” He asserts that “these two radically opposed conceptions of ultimate
intelligibility cannot exhaust the possibilities. All explanations come to an end somewhere. Both
theism and materialism say that at the ultimate level, there is one form of understanding. But would
an alternative secular conception be possible that acknowledged mind and all that it implies, not as
the expression of divine intention but as a fundamental principle of nature along with physical
law?” (Nagel, 2012).
As a result, Nagel finds himself moving to a universal monism or panpsychism. “If we imagine an
explanation taking the form of an enlarged version of the natural order, with complex local
phenomena formed by composition from universally available basic elements, it will depend on some
kind of monism or panpsychism, rather than laws of psychophysical emergence that come into operation
only late in the game” (Nagel, 2012).
Earlier, he had argued that panpsychism would follow from four premises: 1) All is material;
there is no spiritual existence, no disembodied souls. 2) Consciousness is not wholly reducible to
physical properties. 3) Consciousness is real; mental states exist. 4) Strong emergence is not
possible; all higher-order properties of matter can be derived from the properties of its
lower-order constituents (Nagel, 1979).
Yet, I choose to classify Nagel under “Challenge Theories,” not under Panpsychism or Monism,
because he is more passionate to explicate the profundity of the problem than to promote even his
kind of solution.
18.2. McGinn's ultimate mystery (mysterianism)
Philosopher Colin McGinn argues that the bond between the mind and the brain is “an
ultimate mystery, a mystery that human
intelligence will never unravel” (McGinn, 2000). In his classic paper,
“Can We Solve the Mind-Body Problem?” McGinn opens his case: “We have been trying for a long time to
solve the mind-body problem. It has stubbornly resisted our best efforts. The mystery persists. I
think the time has come to admit candidly that we cannot resolve the mystery.” He concludes his case
thus: “A deep fact about our own nature as a form of embodied consciousness is thus necessarily
hidden from us” (McGinn, 1989).
For his fondness of the word “mystery” in the context of consciousness, McGinn was awarded the
appellation “mysterian”—not a label of his choosing—and he became an unvolunteered leader of the
“New Mysterians,” an ad hoc, though serious group of mostly philosophers and some scientists who
have come to believe that consciousness may never be explained completely67 (New mysterianism, 2023). They
are distinguished from the “old mysterians” who believed that consciousness is supernatural (from
God or the Cosmic Order). The New Mysterians are not dualists or idealists: just because human
intellect can never understand consciousness does not mean there is anything supernatural about
it. The mind-body problem is simply "the perimeter of our conceptual anatomy
making itself felt." McGinn describes his position as “existential naturalism.”
McGinn stresses that consciousness in our universe is contingent, not necessary, so it could have
been that while the physical laws obtained, no consciousness ever evolved. “Not every world has
consciousness in it, so our world might have been a world in which there was no consciousness.” This
is why, McGinn says, “I'm opposed to the idealist view, or the panpsychist view,” that “the physical
world itself is somehow inherently spiritual.” He says it is “incontestable that consciousness
arises solely from the material world” (McGinn, 2007a).
What are possible deep mechanisms? “[Some] have to bring God in to explain how the mind comes
into existence,” a view that McGinn finds unacceptable. “You might hope you can jettison God from
the picture so you have a more scientific version of dualism.”
McGinn reveals a wild speculation that he once entertained, a bizarre idea that gives insight
into how profound the explanatory problem. “I once played with the idea that there were two
universes, which existed through all eternity,” McGinn muses. “There's a material universe and
there's a conscious universe; they were coarsely isolated, but at some point in universal history
there was a kind of causal breakthrough between the two.” With this mechanism, consciousness occurs
in this “conjoined double universe” because it had existed in the conscious universe for all
eternity. “That's a very far out theory,” McGinn smiles, “nobody's ever maintained that theory … not
even me. I brought it forward to explain what dualism would have to be like in order to even be
coherent.” (McGinn, 2007b).
McGinn is not alone in wondering if humanity will ever truly understand consciousness. Martin
Rees, the UK Astronomer Royal, also questions the human cognitive capacity to discern consciousness
(Rees, 2007). Mathematical physicist
and leading string theorist Edward Witten, who is optimistic that physics can solve nature's most
profound mysteries of fundamental structure and ultimate origins, is pessimistic about prospects for
a scientific explanation of consciousness. “I think consciousness will remain a mystery,” Witten
said, “I tend to think that the workings of the conscious brain will be elucidated to a large extent
… But why something that we call consciousness goes with those workings, I think that will remain
mysterious. I have a much easier time imagining how we understand the Big Bang than I have imagining
how we can understand consciousness …” (Horgan, 2016).
18.3. S. Harris's mystery of consciousness
Philosopher, author, and neuroscientist Sam Harris, who is not known for timidity in
offering opinions, does not offer his own theory of consciousness. Instead, he offers a mystery.
The problem, he says, “is that no evidence for consciousness exists in the physical world.” By
this he means that “physical events are simply mute as to whether it is ‘like something’ to be
what they are. The only thing in this universe that attests to the existence of consciousness is
consciousness itself; the only clue to subjectivity, as such, is subjectivity.” To Harris, it is
not an “explanatory gap; ” it's an unbridgeable gap (Section: Harris, 2011).
While Harris of course appreciates high correlations between mental states and brain states,
“absolutely nothing about a brain, when surveyed as a physical system,” he says, “suggests that it
is a locus of experience.” Consciousness seems the obvious fact about our world, but, “were we not
already brimming with consciousness ourselves, we would find no evidence of it in the physical
universe—nor would we have any notion of the many experiential states that it gives rise to.”
“While we know many things about ourselves in anatomical, physiological, and evolutionary
terms,” Harris continues, “we do not know why it is ‘like something’ to be what we are. The fact
that the universe is illuminated where you stand—that your thoughts and moods and
sensations have a qualitative character—is a mystery, exceeded only by the mystery that there
should be something rather than nothing in this universe. How is it that unconscious events can
give rise to consciousness? Not only do we have no idea, but it seems impossible to imagine what
sort of idea could fit in the space provided” (Harris, 2011).
Harris targets emergence as a false friend in the pursuit of consciousness. He recognizes that
“most scientists are confident that consciousness emerges from unconscious complexity.”
Nevertheless, “this notion of emergence” strikes Harris “as nothing more than a restatement of a
miracle. To say that consciousness emerged at some point in the evolution of life doesn't give us an
inkling of how it could emerge from unconscious processes, even in principle.” He stresses, “This
notion of emergence is incomprehensible,” then he doubles down: “The idea that consciousness is
identical to (or emerged from) unconscious physical events is, I would argue, impossible to properly
conceive—which is to say that we can think we are thinking it, but we are mistaken. We can say the
right words, of course—'consciousness emerges from unconscious information processing.’ We can also
say ‘Some squares are as round as circles’ and ‘2 plus 2 equals 7.’ But are we really thinking these
things all the way through? I don't think so.”
Harris asserts that “Consciousness—the sheer fact that this universe is illuminated by
sentience—is precisely what unconsciousness is not. And I believe that no description of unconscious
complexity will fully account for it … an analysis of purely physical processes will never yield a
picture of consciousness.” Does Harris then hedge? However, he says, “this is not to say that some
other thesis about consciousness must be true. Consciousness may very well be the lawful product of
unconscious information processing.” But his apparent hedge is a feint. “But I don't know what that
sentence means,” he declares, “and I don't think anyone else does either.”
Continuing, Harris asks, “Couldn't a mature neuroscience nevertheless offer a proper explanation
of human consciousness in terms of its underlying brain processes?” It's the common consensus among
most neuroscientists, which Harris unambiguously rejects. “Reductions of this sort are neither
possible nor conceptually coherent,” he says. “Nothing about a brain, studied at any scale (spatial
or temporal), even suggests that it might harbor consciousness. Nothing about human
behavior, or language, or culture, demonstrates that these products are mediated by
subjectivity. We simply know that they are—a fact that we appreciate in ourselves directly and in
others by analogy.”
While Harris is hardly optimistic about science's long-future prospects “to dispel the
fundamental mystery of our mental life,” and he has little time for conventional religious
doctrines, he does see a role for introspection. “Many truths about ourselves will be
discovered in consciousness directly,” he says, “or not discovered at all” (Harris, 2011).
18.4. Eagleman's possibilianism
Neuroscientist, technologist, and author David Eagleman labels himself a “possibilian” in that he
calls for “an openness in approaching the big questions of our existence” (Eagleman, 2010). He embraces
“Possibilianism” as an overarching philosophy, rejecting a false dichotomy between either atheism
(denying the existence of God) or theism (wholly believing in God)—and he finds agnosticism passive
and uninteresting (Possibilianism, 2022). Eagleman's
Possibilianism applies, with similar significance, to consciousness (Eagleman, n.d.).
Eagleman says consciousness “rides on top of a massive amount of machinery … it's successive
levels of abstraction.” Even a basic movement like drinking a cup of coffee triggers a “lightning
storm of neural activity that underpins that act.” But “I'm not aware of any of that in my
consciousness. All I want is a very high-level abstract representation, which is, ‘Am I succeeding
or am I spilling it on myself?’” (Eagleman, 2011a).
Eagleman draws the analogy between consciousness and the CEO of a large company. “He or she
doesn't understand much of anything about the machinery underneath.” The CEO's job is setting the
company's long-term vision and the plan to accomplish it. “If everything is running just fine, the
CEO doesn't even need to know … it's only when something surprising happens that the CEO has to sit
up and say, ‘OK, what's going on?’” It's exactly the same with consciousness, Eagleman says. “If
everything is going as expected, I don't have to be very conscious.”
“Why does it [consciousness] feel like something?” Eagleman asks. “That we don't know—and the
weird situation is that not only don't we have a theory, but we don't even know what such a theory
would look like. Because nothing in our modern mathematics says, well, ‘do a triple integral and
carry the two’ and then here is the taste of feta cheese.” We can see “this set of Christmas tree
lights [flash in the brain] when you're conscious of this or that—but it still leaves us feeling
quite empty as to why it feels that way” (Eagleman, 2011a).
Can we ever, in principle, explain inner experience? “I don't see how,” Eagleman says, adding
quickly, “Now that is either (a) a limitation of my imagination or (b) … it might be materialism is
wrong.”
He explains, “The reason neuroscientists generally subscribe to materialism” is “because we have
a million examples where brain
damage changes the person, changes their conscious state … there's this irrevocable
relationship between the biology and the conscious state, but that doesn't mean materialism has to
be true. There are alternative theories that could be the case.”
Eagleman stresses he is not saying he subscribes to these alternative theories, but notes,
“let me just say, agnostically, they are perfectly possible.” No doubt, he concludes, “our mind is
integrally dependent on the brain.” But “whether this is all that's required or whether there's
something else that our science is too young to understand, that's the open question” (Eagleman, 2011b).
18.5. Tallis's anti-neuromania skepticism
Philosopher and humanist Raymond Tallis, a former geriatric
neurologist and clinical neuroscientist, has a baffling yet coherent and penetrating perspective
on consciousness (my highest compliment) (Tallis, 2011a). He is
anti-reductionist in principle, not just in practice, asserting, “We have failed to explain how
consciousness equates to neural activity inside the skull because the task is self-contradictory in
that we cannot access qualitative, subjective consciousness by means of an objective, often
quantitative approach.” There is an inevitable failure to explain consciousness in terms of neural
activity because there is nothing in such activity that can “explain the ‘aboutness’ of mental
entities, the simultaneous unity and multiplicity of the moments of consciousness, the explicit
presence of the past, the initiation of actions that point to an as yet non-existent future, the
construction of self” (Tallis, 2010).
Nor can we explain “appearings,” Tallis argues, because we are constrained by “an objective
approach that has set aside appearings as unreal and which seeks reality in mass/energy that neither
appears in itself nor has the means to make other items appear. The brain, seen as a physical
object, no more has a world of things appearing to it than does any other physical object” (Tallis, 2010).
Tallis dismantles “the notion that there is close correlation between neural activity and
aspects of consciousness.” The more carefully you look at it, he says, “the less impressive it is,
despite all the advances in recent neuroscience.” And correlation, anyway, does not amount to
causation or identity. “When you see neural activity in the brain, is that really identical with
conscious experience? Let me take a simple example. I'm looking at a yellow object. That will
correspond to neural activity in my occipital
cortex, at the back of the brain. That neural activity is quite unlike the phenomenal
appearance of a yellow object. Yet, according to those who believe in ‘neurophilosophy,’ the
actual phenomenal appearance of the yellow object—my experience of yellowness—is identical with
neural activity in the back of the brain. Now, if those two things really were identical, well, at
least you might expect them to look a little bit like each other, and of course, they don't. So,
to engender conscious experience, there must be something more than neural activity.” The brain is
no doubt necessary, according to Tallis, but it is certainly not sufficient (Tallis, 2011a).
Tallis runs down the list of potential explanations. He dismisses “naturalistic
explanations”—which ultimately means materialistic explanations—[because they] leave consciousness,
self-consciousness, the self, free will, the community of minds and the most human features of the
human world unexplained” (Tallis, 2009).
What then is Tallis's solution to the mind-body problem? God? Dualism? Panpsychism?
As for supernatural explanations, they “simply parcel up our uncertainties into the notion of an
entity—God—that is not only unexplained but usually contradictory.” (Tallis, 2009). Tallis is an
unrepentant atheist and does not subscribe to any known theory of consciousness. He thinks Cartesian
dualism is a lost cause and panpsychism fails to explain how universal mind-dust gathers itself up
into a conscious subject (Tallis, 2011b).
“The foundations of phenomenal consciousness and knowledge elude us,” Tallis states. “So,
some kind of skepticism, justifying an inquiry that enables us to question the all-too-obvious,
the glass wall of our everyday thinking about everyday
life, seems entirely in order.” (Tallis, 2009). “We atheists have good
reason to be ontological agnostics and to believe that anything is possible” (Tallis, 2011b).
18.6. Nagasawa's mind-body problem in an infinitely decomposable universe
Philosopher Yujin Nagasawa poses the disruptive idea of what would happen to the mind-body
problem if there were no such thing as the deepest level of reality, because the universe is
infinitely decomposable? He argues that such a possibility would be devastating to theories of
consciousness because it would undermine all traditional responses to the mind-body problem, such as
physicalism, dualism, idealism and neutral monism. Attempts to rescue physicalism from such an
argument do not succeed, he argues, because “Physicalism (and any alternative to it) turns out to be
an unfalsifiable, unverifiable, and unstable metaphysical view” (Nagasawa, 2012b).
However, “Their failures might motivate a unique form of monism that is radically different from
physicalism as commonly formulated.” It leads to a “priority monism” because “It motivates us to
seek fundamentality on the top, rather than on the bottom, level of reality.” The main difference
between priority monism and traditional micro-fundamentalism, Nagasawa says, is that “Priority
monism regards the whole universe, rather than its ultimate components, as most fundamental.
Locating the fundamental level at the top enables priority monism to secure a firm [if unusual]
metaphysical ground”—because then, the totality of everything, including all that we call physical
entities and mental entities, is the single fundamental entity, of which all of its components are
derivative.
Nagasawa concedes that while what he has is truly a monism, with exactly one fundamental entity,
it is neither monism nor dualism in the context of the mind-body problem. Rather, he suggests, it
“has an affinity with monism in Eastern traditions, which regard the totality as an organic whole in
which numerous entities are entangled” (Nagasawa, 2012a).
18.7. Musser's “is it really so hard?”
Science journalist George Musser explores the relationship between consciousness and physics with
two explanatory arrows pointing in opposite directions. In addition to the normal
using-science-to-explain-consciousness framework, he focuses on “why physicists are studying human
consciousness and AI to unravel the mysteries of the universe.” Must physics, to find its holy-grail
“theory of everything,” account for consciousness? Reciprocally, could such investigations provide
new insights into physics? (Musser, 2023a, Musser, 2023b).
Musser centers his inquiry at the intersection of fundamental physics, neuroscience, and rapidly
developing AI, and after examining diverse approaches, such as neural networks and quantum
computing, predictive coding and integrated information theory, he concludes with cautious optimism
that we humans do have a shot at comprehending our consciousness. “There is as yet no sign that
science has hit a wall,” Musser says. “Our minds evolved to understand the world, which requires
that the world be understandable. And we are of this world” (Musser, 2023a, Musser, 2023b, p. 251).
Musser wants to reject the “mysterian” position of Colin McGinn, Steven Pinker, Noam Chomsky, and
others, who think we might never grasp how consciousness works, even though they still have
consciousness as a product of the natural, physical world, “rather than an exotic add-on” (like
panpsychism) (Musser, 2023a, Musser, 2023b, p. 240). Although he
comes to no firm conclusion, Musser gives pride of place to explanations of consciousness that are
“perspectival” or “relational.” He approvingly quotes Carlo Rovelli (11.16) that the physical world
is “a web of relations … things have no properties in isolation, but acquire them only at their
point of contact with other things” (Musser, 2023a, Musser, 2023b, p. 148). Musser then
begins “to think about how qualia might be relational” (Musser, 2023a, Musser, 2023b, p. 243).
Musser and colleagues wonder whether the exponentially-growing power of AI could, at some future
point, devise or discover theories that a human mind could not, from foundations of quantum
mechanics to the essence of consciousness. Perhaps, Musser muses, “the machines will help us the
most when they are their most inscrutable” (Musser, 2023a, Musser, 2023b, p. 250). (Personally, I
would find it a very large surprise if AI, however successful at predicting protein structures and
checking mega-math proofs, could provide novel insight to the hard problem. AI might enjoy proving
me wrong.)
18.8. Davies's consciousness in the cosmos
Physicist and polymath
Paul Davies asserts the heterodox view among scientists that consciousness is something very
significant in the evolution of the universe. “Although we see consciousness only in response to
some set of physical systems, nevertheless it seems to me to play an absolute and fundamental
role. Because at one level, all of science, our whole understanding of the universe, comes through
our own consciousness. It's actually the starting point of all inquiry” (Davies, 2006b).
But what of the minuscule place of consciousness amidst the unfathomably vast universe? Davies
muses: “Is consciousness on the surface of our planet just a little embellishment on the great
scheme of things or does it have fundamental role? I should also say that whether it's fundamental
or not, we surely have to explain it. It has got to fit into our scientific picture of the world,
but I don't think we've got a clue as to how to go about it because none of the concepts from
fundamental physics, like mass and momentum and charge, seem relevant at all.”
With respect to whether consciousness really matters to quantum physics, Davies says that
physicists are sharply split and that he himself has oscillated. “I used to think that consciousness
was just getting in the way of understanding. But because I'm convinced that consciousness is a
fundamental part of the universe, I'd like to find a place for it in physics. And the one place that
it has been ‘on again and off again’ is within the realm of quantum physics. So, consciousness could
enter quantum physics at the point of observation where the rules of the quantum game change as a
result of that observation or measurement” (Davies, 2006b).
Davies is critical of the many-world interpretation (MWI) of the Schrödinger
equation that governs the wave function of quantum mechanical systems. While MWI adherents
argue they are literalists, Davies counters that “it's a way of trying to get rid of consciousness
from playing a fundamental role in quantum physics.” He calls MWI a “missed opportunity,” because
“if we're going to actually incorporate consciousness into our description of physics it's at the
quantum level that we should attempt to do so.”
Can one then go from consciousness at the quantum level to consciousness at the universe level,
not just as metaphor but to actually explain reality? Davies focuses on the challenge of giving a
cosmic significance to consciousness because, as far as we know, there are so vanishingly few
conscious beings in the vast universe (Davies, 2006b, 2006c).
Davies looks to the far future of the universe. “It seems entirely possible that human beings or
alien beings or any sort of conscious beings are going to spread out across the universe. We think a
universe of 13.8 billion years is old; in fact, it's exceedingly young. There's no reason why it
can't go on for trillions and trillions of years. There's absolutely plenty of time for it to become
full of minds, full of observers. And we can imagine a time in the far, far future when mind and the
universe in effect merge: they become one. And so the act of observation which at the moment is
limited to maybe a little corner of the universe could saturate the whole universe. The whole
universe could become self-known.”
But could what might happen in the future affect what has happened in the past? Davies explains:
“Part of the weirdness of quantum physics is that observations which are made now can affect the
nature of reality in the past.”
This is not “backward causation,” he stresses, but a selection among myriad alternate possible
histories, a developmental history of the universe that makes sense only in the quantum realm. This
is why Davies can say that “observations made in the very far future can affect the nature of
reality today and even back at the Big Bang.”
Davies concludes with the grand vision: “if you buy this whole quantum physics package and you
have this universe saturated by mind, saturated by observers, then indeed the whole character of the
universe, including the original emergence of its laws and the nature of its states, become
inextricably intertwined with its mentality, with its mindfulness” (Davies, 2006b).
19. Closer to truth views
Following are brief comments on consciousness from participants on Closer To Truth
(arranged alphabetically). Perspectives are diverse. Quotes are from the Closer To Truth website – www.closertotruth.com.
Tim Bayne: “We're not in a position to advance theories of any detail with any degree of
certainty. The science of consciousness is so immature and there are so many fundamental disputes. I
think what we should be looking for are constraints on theories, and once we've got those, then we're
going to be in a better position to discern the underlying theories … And there's a fundamental sense
in which we don't know what we're talking about. I think we need to be honest. But we can still make
progress” (Bayne, 2007).
Susan Blackmore: “What we need to do and have totally failed to do so far, is have some kind
of true, nondual understanding of the world. What feels like an outside world of physical things, and
what feels like an inside world of my experience—we must somehow bring these together. Physicists are
trying at one level, psychologists at another, philosophers at still another … Nobody knows what
consciousness is” (Blackmore, 2007).
Colin Blakemore: “The problem of brain and mind is that it's chalk and cheese. I know what a
brain is. It's a physical thing; I know what it looks like, what it contains. I can see brain sections
under the microscope. Then this other word, ‘mind’—and we all know what that means too, in a way. But
you can't put ‘mind’ under a microscope. We don't know what constitutes it. Mind is a useful word in
dialogue but it doesn't map onto something you can study easily experimentally. So, neuroscientists
have tended to simply put the concept to one side. It's not the mind we're working on; it's the brain.
How much of an animal's behavior can be explained just by studying its brains? You can go a long way,
a very long way” (Blakemore, 2012b).
Stephen Braude: “It's not just that I'm an anti-physicalist, I'm an anti-mechanist. I don't
think we can give lower-level explanations, explanations by analysis, in terms of psychological
regularities or capacities. This takes us to new ways of understanding human behavior: not as if it's
emitted by a kind of behavior mechanism, but to see and understand human action as one of an
indefinitely large number of possibilities in a much grander action space” (Braude, 2007b).
Hubert Dreyfus: “Nobody has any idea [about consciousness], and they should just keep quiet
until they do, because I think it is the hardest question: How in the world could ‘matter,’ which is
this third-person material stuff, ever produce consciousness? And AI and computers are not helping us
understand it one bit” (Dreyfus, 2009).
Susan Greenfield: “I find unhelpful this notion that our brains are like satellite dishes,
and out there floating in the ether is consciousness, which our brains pick up” (Greenfield, 2012).
Jaron Lanier: “The real drama of the question of consciousness—on which I have absolutely no
insight—is the possibility of an afterlife.” Post-mortem survival, Lanier says, is “the name of the
game for a lot of people who concern themselves with consciousness … I think the scientific community
ought not to tread on that territory unless it has something constructive to say.” It's “simply dumb,”
he says, for scientists to tell people, “Don't believe in that.” “Don't have any hope.” “Don't have
any faith.” It's not something we have evidence about, Lanier posits, then cautions, “Make your faith
disciplined so you don't get manipulated by people trying to build power bases or trying to sell silly
superstitions.” Lanier says that “hard attack on soft faith will backfire and is destructive.”
Moreover, “ultimately it isn't honest, because many of us do feel this consciousness thing inside, and
many of us wonder what it’s all about on some larger level. We just don't have the tools to do
anything but wonder” (Lanier, 2007a, 2007b).
Massimo Pigliucci: “The only examples we have of consciousness are biological. That
doesn't mean that, in principle, it is not possible to build artificial consciousness, but we have
no idea how to do it. And we don't know whether, in fact, it is even possible. This truly is an open
question where I am entirely agnostic. But the fact of the matter is, in science, when you study
something, you start with what you have, not with what you might know in the future. And the thing
that we know about consciousness is that it is an evolved biological
phenomenon based on particular substrates” (Pigliucci, 2023a, Pigliucci, 2023b.).
Alex Rosenberg: “I think that the available scientific evidence which drives us to atheism
should also drive us to a denial of free will, to a denial of the existence of absolute fundamental
ethical theories, to a physical materialism about the nature of consciousness, and to a denial that
the history or trajectory of our species' existence on the planet has any particular goal, or purpose,
or endpoint, or meaning” (Rosenberg, 2022.).
Eric Schwitzgebel: “I don't rule out the possibility that we're not in fact physically
embodied in the way that we think we are. One possibility on my map, although not generally accepted
in contemporary philosophy, is idealism. On an idealist view, minds and bodies are just kind of
constructions of our minds. And so it would be misleading in a certain way to say that minds were
physically embodied. It would be more like bodies are ‘enminded’” (Schwitzgebel, 2014).
Gino Yu: “The Western way of thinking, the Western framing of the world, is to try to
understand who or what I am by looking outward, rather than by looking inward, observing what is
happening …. Trying to understand the realm of the mind intellectually is like trying to scratch an
itch you cannot reach” (Yu, Gino. 2013).
Samir Zaki: “Not a single sentence written about consciousness is worth reading. There's a
lot about how it's being made a subject worthy of scientific study—I don't think it will produce
anything too worthwhile, actually … Philosophical problems become philosophical problems by virtue of
the fact that there are no solutions to them. What new theories have been produced by consciousness?
They have been negligible” (Zeki, 2019).
In addition, “Must the Universe Contain Consciousness?”—with Paul Davies, Leonard
Susskind, J. Richard Gott, Saul Perlmutter, Alan Guth, Leonard Mlodinow, Christof Koch, Brian
Josephson, Stuart Hameroff, Michael Shermer, and Deepak Chopra (Must the Universe Contain, n.d.).
Separately, physics-savvy filmmaker Curt Jaimungal offers a “layering” approach to consciousness,
in which successive levels (“layers”) of multiple theories reveal greater complexities and depth, much
as he does in expounding string theory on his “Theory of Everything” podcast (Jaimungal, 2014a, 2014b). While more an epistemological
framework than an ontological theory, “layering” could facilitate novel ways to think about
consciousness.
Finallly, the elemental enigma of consciousness—the implicit failure of any of the myriad theories
to suffice—sugggests the inconvenient idea that perhaps the whole consciousness enterprise is
fundamentally flawed. For example, post-realist philosopher Hilary Lawson has reality as an
"unspecified other"—which he calls "Opennesss"—in principle inaccessible and unknowable—and what we do
is "Close" the Openness of the forever-hidden "real world" by taking parts and pieces into "our world"
of things and thoughts and properties. We "Close" via language, observation and reason, which is
required to engage and intervene, but in doing so we also limit or cut off untold realms of reality
(Lawson, 2001). One could suppose this is
what we do with consciousness.
20. Chalmers’s meta-problem of consciousness
We've got one more topic. It's not on the Landscape. It's about the Landscape.
It's the meta-problem of consciousness. David Chalmers, its originator, explains: “The
meta-problem of consciousness is the problem of explaining why we think that there is a problem of
consciousness.” (Chalmers, 2018). While the meta-problem
is not a theory or explanation of consciousness, it gives insight into the ways of thinking of leading
theorists and it probes the psychosocial structure of the field.
Chalmers continues: “The meta-problem is a problem about a problem. The initial problem is the hard
problem of consciousness: why and how do physical processes in the brain give rise to conscious
experience? The meta-problem is the problem of explaining why we think consciousness poses a hard
problem, or in other terms, the problem of explaining why we think consciousness is hard to explain.”
Equivalently, it is the problem of explaining why people have problem intuitions … including
metaphysical intuitions (“consciousness is non-physical”), explanatory intuitions (“physical processes
can't fully explain consciousness”), knowledge intuitions (“someone who knows all about the brain but
has never seen colors doesn't know what it’s like to see red”), and modal intuitions (“we can imagine
all these physical processes without consciousness”). There are also intuitions about the value of
consciousness, the distribution of consciousness, and more (Chalmers, 2018).
In a special issue of the Journal of Consciousness Studies dedicated to the meta-problem
of consciousness, 39 colleagues respond to Chalmers. Following are several whose own theories are
presented on the Landscape (Journal of Consciousness Studies,
2019).
Andy Clark, Karl Friston, Sam Wilkinson: “The meta-problem of consciousness is the problem
of explaining the behaviours and verbal reports that we associate with the so-called ‘hard problem of
consciousness’. These may include reports of puzzlement, of the attractiveness of dualism, of
explanatory gaps, and the like. We present and defend a solution to the meta-problem. Our solution
takes as its starting point the emerging picture of the brain as a hierarchical inference engine. We
show why such a device, operating under familiar forms of adaptive pressure, may come to represent
some of its mid-level inferences as especially certain. These mid-level states confidently re-code raw
sensory stimulation in ways that (they are able to realize) fall short of fully determining how
properties and states of affairs are arranged in the distal world. This drives a wedge between
experience and the world. Advanced agents then represent these mid-level inferences as irreducibly
special, becoming increasingly puzzled as a result” (Clark et al., 2019).
Daniel Dennett: “David Chalmers underestimates the possibility that actually answering the
‘hard question’ will make both the hard problem and the meta-problem of consciousness evaporate” (Dennett, 2019).
Keith Frankish: “The meta-problem of consciousness prompts the meta-question: is it the only
problem consciousness poses? If we could explain all our phenomenal intuitions in topic-neutral terms,
would anything remain to be explained? Realists say yes, illusionists no. In this paper I defend the
illusionist answer. While it may seem obvious that there is something further to be
explained—consciousness itself—this seemingly innocuous claim immediately raises a further problem—the
hard meta-problem. What could justify our continued confidence in the existence of consciousness once
all our intuitions about it have been explained away? The answer would involve heavy-duty metaphysical
theorizing, probably including a commitment either to substance dualism or to the existence of a
mysterious intrinsic subjectivity. A far less extravagant option is to endorse the illusionist
response and conclude that the meta-problem is not a meta-problem at all but the problem of
consciousness” (Frankish, 2019).
Nicholas Humphrey (who offers “A Soft Landing for Consciousness”): “Problem reports result
from several misunderstandings about the nature and functions of phenomenal consciousness. I discuss
some philosophical and scientific correctives that, taken together, can make the hard problem seem
less hard” (Humphrey, 2019).
David Papineau: “I am glad that David Chalmers has now come round to the view that
explaining the ‘problem intuitions’ about consciousness is the key to a satisfactory philosophical
account of the topic. I find it surprising, however, given his previous writings, that Chalmers does
not simply attribute these intuitions to the conceptual gap between physical and phenomenal facts.
Still, it is good that he doesn't, given that this was always a highly implausible account of the
problem intuitions. Unfortunately, later in his paper Chalmers slides back into his misguided previous
emphasis on the conceptual gap, in his objections to orthodox a posteriori physicalism. Because of
this he fails to appreciate how this orthodox physicalism offers a natural solution to the challenges
posed by consciousness” (Papineau, 2019).
Galen Strawson: “Many hold that (1) consciousness poses a uniquely hard problem. Why is this
so? Chalmers considers 12 main answers in ‘The Meta-Problem of Consciousness’ … This paper focuses on
number 11, and is principally addressed to those who endorse (1) because they think that (2)
consciousness can't possibly be physical. It argues that to hold (2) is to make the mistake of
underestimating the physical, and that almost all who make this mistake do so because they think they
know more about the physical than they do. When we see things right, we see that there is nothing in
physics nor in our everyday experience of the physical that gives us any good reason to hold (2). This
leaves us free to embrace the overwhelmingly strong reasons for accepting that (3) consciousness is
wholly physical. The correct general response is the same as the response to wave–particle duality:
acceptance without expectation of understanding” (Strawson, 2019a).
Joseph Levine: “The key to understanding both consciousness itself and addressing the
meta-problem is to understand what acquaintance is and what its objects are …. First, treat conscious
experience as the holding of a basic, intentional relation of acquaintance between the conscious
subject and a virtual world of objects and properties. In a sense I would endorse the almost
universally deplored ‘Cartesian theatre’ model of experience. What it is to have conscious experience,
on this view, is just to stand in a primitive or basic acquaintance relation to the objects of
experience …. We still need a way of making the cognitive immediacy of experience explicable in the
nature of the relation between the cognitive states about acquaintance and the phenomenon of
acquaintance itself. One possible line of investigation is to employ the notion of cognitive
phenomenology (9.6.3, 9.6.4, 9.6.5). After all, it is when one is occurrently entertaining thoughts
about one's experience that one gains knowledge of this acquaintance relation … Unfortunately …, it is
unclear how our acquaintance with the contents of experience can serve as data for our theory of
conscious experience” (Levine, 2019).
Chalmers responds to his respondents in-depth (Chalmers, 2020a, 2020b, 2020c). Here is how he organizes his
responses. “The commentaries divide fairly neatly into about three groups. About half of them discuss
potential solutions to the meta-problem. About a quarter of them discuss the question of whether
intuitions about consciousness are universal, widespread, or culturally local. And about a quarter
discuss illusionism about consciousness and especially debunking arguments that move from a solution
to the meta-problem to illusionism … As a result, I have divided my reply into three parts, each of
which can stand alone. This first part is ‘How Can We Solve the Meta-Problem of Consciousness?’ The
other two parts are ‘Is the Hard Problem of Consciousness Universal?’ and ‘Debunking Arguments for
Illusionism about Consciousness’” (Chalmers, 2020a).
“How can we solve the meta-problem? As a reminder, the meta-problem is the problem of explaining
our problem intuitions about consciousness, including the intuition that consciousness poses a hard
problem and related explanatory and metaphysical intuitions, among others. One constraint is to
explain the intuitions in topic-neutral terms (for example, physical, computational, structural, or
evolutionary terms) that do not make explicit appeal to consciousness in the explanation … I canvassed
about 15 potential solutions to the meta-problem. I expressed sympathy with seven of them as elements
of a solution: introspective models, phenomenal concepts, independent roles, introspective opacity,
immediate knowledge, primitive quality attribution, and primitive relation attribution …” (Chalmers, 2020a).
How does Chalmers view developments in consciousness studies since he highlighted, or ignited, the
hard problem? “One thing that's really nice to see now is a lot of people are taking the problem a lot
more seriously. And there has been a panoply of ideas, left and right, philosophers and scientists
trying to address the problem of consciousness in a way that doesn't reduce consciousness to something
else or try to deflate it, whereas in the past, all the predominant approaches were reductionist. Now,
that's not the case” (Chalmers, 2016b).
As for Chalmer's own thinking, he says, “I've gradually evolved toward trying to focus on
constructive theories of consciousness. For a while, it was a matter of fighting battles with
materialists; I still enjoy that, but I think we're at the point where it's more worthwhile to focus
on getting the details of constructive theory right. So, I've thought a lot about panpsychism, the
idea that consciousness is fundamental in the universe—and how you can overcome the problems for that
kind of view. I've thought about the idea that consciousness might play a role in quantum mechanics,
and how that might help provide a role for consciousness in the universe. In general, although my hair
has gotten shorter, my tolerance for wild ideas has gotten higher: I'm prepared to entertain all kinds
of crazy ideas when it comes to a theory of consciousness. I think one thing we've learned is that
we're just not going to have a good theory of consciousness without a wild idea or two in there. If
you try to make it all common sense, it's just not going to work. But I think we've also learned we
can be rigorous at the same time (Chalmers, 2016b).
21. Implications
That's it. The explanations and theories on the Landscape of Consciousness—currently. They will
change.
As promised, I shall not adjudicate among them, rank them in some order, critique this or that.
Nor, should I try, would I have much confidence in my own, idiosyncratic views.
Scanning through all of them, this blizzard of explanations and theories, I respect but resist
Colin McGinn's old admonition: “The mystery persists. I think the time has come to admit candidly that
we cannot resolve the mystery” (McGinn, 1989).
We go on.
That's what it means to be human.
I'm asked by viewers of Closer To Truth why I don't take more stands and give more answers
to the big questions we pursue. I respond that if I knew, I'd tell—I'm keeping no secrets. Rather,
I've learned to luxuriate in the questions, with an agnosticism that is proactive and passionate.
Now the fun part. I turn to implications of the explanations or theories of consciousness with
respect to four big questions: (i) ultimate meaning/purpose/value (if any); (ii) AI consciousness;
(iii) virtual immortality; and (iv) survival beyond death.
What can be said? Most must be speculative, of course, but some general principles might hold.68
22. Meaning/purpose/value
Under Materialism Theories (9) (philosophical, neurobiological, electromagnetic fields,
computational and informational, homeostatic and affective, embodied and enactive, relational,
representational, language, phylogenetic evolution), I'd be hard-pressed to rationalize any ultimate
meaning or purpose, and probably no ultimate value, but recognize the humanistic meaning, purpose and
value that we create for ourselves. None can explain this better than physicist Steven Weinberg. Near
the end of his early book on cosmology, he wrote the indelible line, “The more the universe seems
comprehensible, the more it also seems pointless” (Weinberg, 1977).
Some 30 years later, I asked Weinberg to reflect on his words. “Oh, I don't have any second
thoughts. I do think that as we've learned more and more about the universe, we've seen that there is
no point in nature. There is nothing in the laws of nature that refer to human beings. There's nothing
that gives us guidance. We do not discover that we are part of a cosmic drama in which we play a
central role” (Weinberg, 2006).
However, Weinberg reflected further: “But I did have a following paragraph. I said that [even] if
we don't find a point in nature, we can at least make a point for ourselves. We can love each other
and find beauty in things. And one of the things that gives point to some of our lives is the process
of discovering nature, discovering the laws of nature. But whatever point there is, it is one that we
have to give to ourselves.” (I've said on Closer To Truth that if I were God, Steven Weinberg
would be my prophet.)
By contrast, almost all Dualism (15) and Idealism (16) theories offer some kind of ultimate
meaning/purpose/value (countless variations are imagined and on offer). Non-Reductive Physicalism
(10), Panpsychism (13), many Monisms (14), and some Quantum Theories (11) sit in the middle, with
possible ultimate meaning/purpose/value. John Leslie's theory of why there is a universe, not a blank,
has “Value” as its heart (Leslie, 2013). Non-Reductive Physicalism
is taken up by some Christian philosophers who see God's purpose working toward a resurrection of the
dead, not toward a post-mortem heaven or hell (with no immediate state between moment of death and
moment of resurrection).
While Anomalous and Altered States theories distribute their support among Dualism, Quantum, and
Monism theories, they all envision an expanded reality with potential for new kinds or levels of
meaning, and almost all give credence to some kind of life or state of consciousness after death.
Integrated Information Theory may be the subtlest to interpret in that while its measurement and
analysis of consciousness convey no ultimate meaning/purpose/value, its speculative, innumerable nth
dimensional structures, each a conscious percept, is sufficiently novel to suspend judgment.
23. Artificial intelligence (AI) consciousness
Whether artificial intelligence (AI) can be or become conscious, while long a question, has burst
into public discourse—due to the sudden impact of large language models such as ChatGPT, Gemini, and
others. AI consciousness has become a serious matter of global concern. The question has vast social,
moral and perhaps human-species-wide consequences.
A major multidisciplinary report, bringing together AI experts, philosophers, neuroscientists and
psychologists, argues for and exemplifies a rigorous and empirically grounded approach to AI
consciousness. The report surveys prominent scientific theories of consciousness, all of which are on
this Landscape, and derives “indicator properties” of consciousness, which are used to assess AI
systems. The conclusion is that no current AI system is conscious, but that there are no obvious
barriers to building AI systems that could be conscious (Butlin, 2023).
It must be stressed that the report's working hypothesis is computational functionalism,
the thesis that performing computations of the right kind is necessary and sufficient for
consciousness. The report adopts this hypothesis for pragmatic reasons: unlike rival views, it entails
that consciousness in AI is possible in principle and that studying the workings of AI systems can
assess whether they are likely to be conscious. Though indeed a mainstream position in philosophy of
mind, computational functionalism is challenged by diverse rivals on the Landscape.
To philosopher John Searle, computer programs can never have a mind or be conscious in the human
sense, even if they give rise to equivalent behaviors and interactions with the external world. In
Searle's famous “Chinese Room” argument, a person inside a closed space can use a rule book to match
Chinese
characters with English words and thus appear to understand Chinese, when, in fact, she does
not. (There is dispute about the validity of Searle's Chinese Room argument [Cole, 2023].)
Nonetheless, Searle argues that just because brain processes cause consciousness and intentionality
(aboutness) does not imply that only brains can be conscious. The brain is a biological machine, and
we might build an artificial machine that was conscious. Because we do not know how the brain
generates consciousness, Searle says, is the reason we are not yet in a position to know how to do it
artificially (Searle, 2007a, 2007b).
Rather, what Searle rejects is that a simulation of brain states, however detailed the
information and precise the representation, can achieve the subjective qualities of inner awareness.
What is required for consciousness, he says, is the same set or system of biological
processes that the brain uses (Searle, 2002; Proust, 2003).
Will it ever be possible, with hyper-advanced technology, for non-biological intelligences to be
conscious in the same sense that we are conscious? Can computers have ‘inner experience’?69
“It's like the question, ‘Can a machine artificially pump blood as the heart does?” Searle
responds. “Sure it can—we have artificial hearts. So, if we can know exactly how the brain causes
consciousness, down to its finest details, I don't see any obstacle, in principle, to building a
conscious machine. That is, if you knew what was causally sufficient to produce consciousness in human
beings and if you could have that [mechanism] in another system, then you would produce consciousness
in that other system. Note that you don't need neurons to have consciousness. It's like saying you
don't need feathers to fly. But to build a flying machine, you do need sufficient causal power to
overcome the force of gravity” (Searle, 2007b.).
Searle cautions: “The one mistake we must avoid is supposing that if you simulate it, you duplicate
it. A deep mistake embedded in our popular culture is that simulation is equivalent to duplication.
But of course it isn't. A perfect simulation of the brain—say, on a computer—would be no more
conscious than a perfect simulation of a rainstorm would make us all wet.”
Robotics professor/entrepreneur Rodney Brooks agrees that consciousness can be created in
non-biological media, but disagrees on the nature of consciousness itself. “There's no reason we
couldn't have a conscious machine made from silicon,” he said. Brooks's position derives from his view
that the universe is mechanistic and that consciousness, which seems special, is an illusion. We “fool
ourselves,” he says, into “thinking our internal feelings are so unique.” (Brooks, 2011).
AI expert Joscha Bach is bullish on AI consciousness, in part, because his theory (9.2.10) treats
“consciousness as a memory instead of an actual sense of the present”—which he says “resolves much of
the difficulty for specifying an AI implementation of consciousness: it is necessary and sufficient to
realize a system that remembers having experienced something, and being able to report on that memory”
(Bach, 2019).
Can we ever really assess consciousness? “I don't know if you're conscious. You don't know if I'm
conscious,” says neuroscientist Michael Graziano. “But we have a kind of gut certainty about it. This
is because an assumption of consciousness is an attribution, a social attribution. And when a robot
acts like it's conscious and can talk about its own awareness, and when we interact with it, we will
inevitably have that social perception, that gut feeling, that the robot is conscious …. But can you
really ever know if there's ‘anybody home’ internally, if there is any inner experience?” he
continues. “All we do is compute a construct of awareness” (Graziano, 2014).
Inventor and futurist Ray Kurzweil believes that “we will get to a point where computers will
evidence the rich array of emotionally subtle behaviors that we see in human beings; they will be very
intelligent, and they will claim to be conscious. They will act in ways that are conscious; they will
talk about their own consciousness and argue about it just the way you and I do. And so the
philosophical debate will be whether or not they really are conscious—and they will be participating
in the debate” (Kurzweil, 2007).
Kurzweil argues that assessing the consciousness of other (possible] minds is not a scientific
question. “We can talk scientifically about the neurological correlates of consciousness, but
fundamentally, consciousness is this subjective experience that only I can experience. I should talk
about it only in first-person terms—although I've been sufficiently socialized to accept other
people's consciousness. There's really no way to measure the conscious experiences of another entity …
But I would accept that these non-biological intelligences are conscious. And that'll be convenient,
because if I don't, they'll get mad at me.”
Physiological psychologist Warren Brown stresses “embodied cognition, embodied consciousness,” in
that “biology is the richest substrate for embodying consciousness.” But he doesn't rule out that
consciousness “might be embodied in something non-biological.” On the other hand, Brown speculates,
“consciousness may be a particular kind of organization of the world that just cannot be replicated in
a non-biological system” (Brown, 2014).
“I am a functionalist when it comes to consciousness,” says neuroscientist Christof Koch. "As long
as we can reproduce the same kind of relevant relationships among all the relevant neurons in the
brain, I think we will have recreated consciousness. The difficult part is, what do we mean by
‘relevant relationships?’ Does it mean we have to reproduce the individual motions of all the
molecules? Unlikely. It's more likely that we have to recreate all the relevant relationships of the
brain's synapses and the brain's wiring (the ‘connectome’) in a different medium, like a computer. If
we can do all of this reconstruction at the right level, this entity, this software construct, would
be conscious” (Koch, 2012c).
Koch stresses that “experience” requires new, perhaps radical, scientific thinking. “You need to
expand the traditional laws of physics. In physics there is space, time, energy, mass. Those by
themselves are sufficient to explain the physics of the brain. The brain is subject to the same laws
of physics as any other object in the universe. But in addition, there is something else. There is
experience. The experience of pain. The experience of falling in love. And to account for experience,
you need to enhance the laws of physics.”
In the context of Integrated Information Theory, would Koch be comfortable with nonbiological
consciousness? “Why should I not be? Consciousness doesn't require any magical ingredient.”
Over the years, Koch has refined his views. Against the grain, he says, “integrated
information theory radically disagrees with this functionalist view. It argues from first principles
that digital
computers can (in principle) do everything that humans can do, eventually even faster and
better. But they can never be what humans are. Intelligence is computable, but consciousness is not.
This is not because the brain possesses any supernatural properties. The critical difference between
brains and digital computers is at the hardware level, where the rubber meets the road—that is,
where action potentials are relayed to tens of thousands of recipient neurons versus packets of
electrons shuttled back and forth among a handful of transistors.” Koch primary point is that “the
integrated information of digital computers is negligible. And that makes all the difference. It
means that these machines will never be sentient, no matter how intelligent they become.
Furthermore, that they will never possess what we have: the ability to deliberate over an upcoming
choice and freely decide” (Koch, 2024, p. 20).
Theist philosopher Richard Swinburne says, “I don't see that it is in the least implausible
that a 'radically separate, non-physical substance' could come into existence as a result of a
non-biological process. There might be some law of nature stating that all sufficiently complicated
computer-like systems become conscious. But the problem is that the law could not state which
conscious being they would become, out of the innumerable possible individual conscious beings they
might become. And that, in my view, also applies to organisms produced by normal processes—there may
be a law determining that a person with a certain character emerges as a result of fertilization
of an egg, but the law could not determine which person that was; for the simple reason that laws
deal with the causation of states of affairs of certain kinds by other states of affairs of certain
kinds; and given that a duplicate of me isn't necessarily me, no law of nature could determine that
I would have been born from my actual parents” (Swinburne, 2016).
Now, for each of the categories of explanations of consciousness, a conjecture: In which could AI
become conscious?
Materialism Theories (9): Sure. For Materialism Theories (with all its subcategories) to be
consistent, AI consciousness must be in principle absolutely sure. There is no possibility that, given
materialism, AI consciousness would be forbidden. If one argues that consciousness must be embodied,
fine, then materialism will build a body. Remember, we are speaking in ultimate principle, not in
current practice, and there are no time limits. (Dehaene, Lau and Kouider assert that to build
machines that are conscious, novel machine architectures must be based on information-processing
computations similar to those of the human brain, especially global workspace and higher-order
theories [Dehaene et al., 2017].)
If materialism explains consciousness entirely (without residue), then it would be certainly true
that non-biological intelligences with super-strong AI would eventually have the same kind of inner
awareness that humans do. Moreover, as AI would break through the singularity and become vastly more
sophisticated than the human brain, it would likely express forms of consciousness higher than we
today can even imagine. Though some speculatively reject that AI could ever become conscious (e.g., Reber, 2016; Reber, 2018), if one takes a hard-core
physicalist position, an immutably skeptical outlook may not be warranted (and may not be coherent).
To the degree that language affects the deep essence of consciousness, this would make AI
consciousness more likely, given the exponential advances in AI language development. But language per
se is certainly not sufficient and likely not necessary.
Non-Reductive Physicalism (10). If Non-Reductive Physicalism is true, then it would be
almost certainly true that non-biological intelligences could eventually be conscious—although the
independent reality of mental states attenuates (slightly, unpredictably) the likelihood of inner
awareness—an argument that is itself countered by functionalism (if functionalism is true). However,
if strong emergence and top-down causation were required, then both would have to be enabled in
creating AI consciousness, a process that would require two orders of complexity (i.e., strong
emergence and top-down causation as real phenomena, and then their artificial creation).
Quantum Theories (11). If quantum mechanics is the key to consciousness, with its
exponential amplification of processing power and its vast parallel pathways working simultaneously,
Quantum Theories would be the lead category for generating AI consciousness. The one caveat, a
practical but not an in-principle obstacle, would be the physical constraints of manipulating myriad
quantum states, with their inherent indeterminacies
and environmental sensitivities, making the technology even more daunting. However, the technology
is accelerating with fervor and so if AI consciousness is to happen, by design or by default,
Quantum Theories is likely how and where it will happen.
Integrated Information Theory (12). If consciousness requires an independent, non-reducible
feature of physical reality—say, IIT's “qualia space”—then it would remain an open question whether
non-biological intelligences could ever experience true inner awareness. (It would depend on the deep
nature of the consciousness-causing feature in qualia space, and whether this feature could be
controlled by technology.)
Panpsychisms (13). If panpsychism explains consciousness such that proto-consciousness is a
non-reducible property of every elementary physical field and particle, then it would seem likely that
AI could experience true inner awareness (because consciousness would be an intrinsic part of the
fabric of reality). Panpsychism introduces more complexity than does materialism because panpsychism
must solve its combination problem (but this problem must be solved anyway in order for panpsychism to
be the winning theory). In addition, AI consciousness under panpsychism turns on whether the
micropsychic aspects can be manipulated by advanced technology.
Monisms (14). Monisms, almost by definition, should pose no problem for AI consciousness, as
everything everywhere is the same stuff. A possible exception would be if God or something like God
(if it exists) were involved.
Dualisms (15). The major holdout to AI consciousness, as I see it (at this particular
moment), would be if dualism were true and consciousness requires a radically separate, nonphysical
substance not causally determined by the physical world. It would then seem impossible that
non-biological intelligences, no matter how super-strong their AI, could ever experience true inner
awareness, at least the varieties of dualism where God or something like God was doing the creating
and/or allocating. Emergent dualism, where unfathomable but conceivable psychophysical laws generate
“souls” (or nonphysical components) based on certain principles of physical complexity, would be an
exception and could generate AI consciousness almost as surely as materialism, though requiring this
extra process.
Idealisms (16). As Idealism holds that everything everywhere is already consciousness in
some primitive sense, that fundamental consciousness is ultimate reality, then anything could be (or
is) conscious (whatever that may mean), including non-biological entities. However, the question turns
on how fundamental consciousness would be related to personal consciousness, and if so, could even
maximally advanced technology manipulate it? (Idealist philosopher Bernardo Kastrup, also a computer
scientist, says “Conscious AI is a fantasy,” though for reasons based mostly on current concepts of
computers [Kastrup, 2023].)
Anomalous and Altered States Theories (17). Because Anomalous and Altered States theories of
consciousness require “something” beyond, or in addition to, materialism, that “something” would ipso
facto need to generate AI consciousness. While unknowable practically, it does not seem an
insurmountable barrier conceptually. For example, it could be the case that when a system is of a
sufficient kind of complexity it “automatically” taps into the “grid,” as it were, of another realm of
reality. Alternatively, Anomalous and Altered States theories may simply be taken, by their adherents,
as evidence of Quantum, Dualism or Idealism theories, in which case the theory of choice would
determine the possibility of AI consciousness.
To summarize, in assessing AI consciousness, here are my (tentative) conclusions for each category:
Materialism Theories: Yes. Non-Reductive physicalism: Likely. Quantum Theories: Yes (the lead
category). Integrated Information Theory: Uncertain. Panpsychism: Probably. Monism: Likely (some).
Dualism: No (mostly). Idealism: Likely. Anomalous and Altered States Theories: Possibly.
I agree that after super-strong AI exceeds some threshold, science could never distinguish, not
even in principle, actual inner awareness from apparent inner awareness. But I do not agree with what
often follows: that this everlasting uncertainty about inner awareness and conscious experience in
non-biological entities makes the question irrelevant. I think the question remains maximally
relevant.
In all aspects of behavior and communications, these non-biological intelligences, such as
super-strong AI robots, would seem to be equal to (or, more likely, superior to) humans. But if
super-strong AI robots did not, in fact, have the felt sense of inner experience, they would be
“zombies” (“philosophical zombies”), externally identical to conscious beings, but with no mental
content, nothing inside. Moreover, this difference between super-strong AI being conscious and merely
appearing conscious would become even more crucial if, by some objective standard, humanlike inner
awareness conveys some kind of “intrinsic worthiness” with moral rights and privileges.
Consider cosmos-colonizing robots driven by super-strong AI. The stark dichotomy between conscious
and non-conscious entities elicits a probative question about self-replicating robots, which, unless
we destroy ourselves or our planet, will eventually colonize the cosmos. Post-singularity, would
super-strong AI robots without inner awareness be in all respects as powerful as super-strong AI
robots with inner awareness, and in no respects deficient? That is, are there kinds of cognition that,
in principle or of necessity, require true inner felt experience?
Moreover, would conscious galaxy-traversing robots, with true inner felt experience, represent a
higher form of intrinsic worthiness and absolute value? I can argue that unless our robotic probes
were literally conscious, even if they were to colonize every object in the universe, the absence of
inner felt experience would mean a diminished intrinsic worth, and, by extension, a diminished
universe. For assessing the profound nature and value of robotic probes colonizing the cosmos, for
assessing what it means to colonize the cosmos, the question of consciousness is axial.
24. Virtual immortality
Virtual immortality is the theory that the fullness of our first-person mental selves (our “I”) can
be uploaded with first-person perfection to non-biological media, so that when our mortal bodies die
and our brains dissolve, our mental selves will live on. I am all for virtual immortality and I hope
it happens (rather soon, too). Alas, I don't think it will (not soon, anyway). I'd deem it almost
impossible for centuries, if not millennia. Worse, virtual immortality could wind up being absolutely
impossible, forbidden in principle.
This is not the received wisdom of optimo-techno-futurists, who believe that the exponential
development of technology in general, and of AI in particular (including the complete digital
duplication of human brains), will radically transform humanity through two revolutions. The first is
the “singularity,” when AI will redesign itself recursively and progressively, such that it will
become vastly more powerful than human
intelligence. The second, they claim, will be virtual immortality.
Virtual immortality would mark a startling, transhuman world that optimo-techno-futurists envision
as inevitable in the long run and perhaps just over the horizon in the mid run. They do not question
whether their vision can be actualized; they only debate when it will occur, with estimates ranging
from several decades to a century or so.
I'm skeptical. I think the complexity of the science is wildly unappreciated, and, more
fundamentally, I challenge the philosophical foundation of the claim. Consciousness is the elephant in
the room, though many refuse to see it. They assume, almost as an article of faith, that super-strong
AI (post-singularity) will inevitably be conscious (perhaps ipso facto). They may be correct, but to
make that judgment requires an analysis that is surely multifaceted and, I suspect, likely
inconclusive.
Whatever consciousness may be, it determines whether virtual immortality in the strong sense of
true first-person survival is even possible. That's why, here, to assess prospects of virtual
immortality, I do so in the context of the Landscape's diverse categories of the explanations or
theories of consciousness.
First, however, there are two other potential obstacles to virtual immortality. I consider them
briefly. One is sheer complexity. What would it take to duplicate the human brain such that our
first-person inner awareness, and all that it entails, would be not only indistinguishable from the
original but actually identical to it?
Consider some (very) rough data for the human brain: about 86 billion neurons; 500 to 1,000
trillion synapses; about 40–130 billion glial cells
(traditionally assumed limited to metabolic support for neurons, now shown also to participate in
brain functions); up to 1,000 moments or “buckets” per second on every neuron for positioning action
potentials (the electrical sparks of information in neurons); 50 billion proteins per neuron (some of
which form memories); innumerable 3-dimensional structural forms for proteins and their geometric
interactions; various extra-cellular molecules (some of which are involved in brain functions). The
list goes on.
How much of all of this complexity is required for total virtual duplication such that the mental
fullness of the original person can be said to exist? Who knows?
Granted, much of the brain is not needed for consciousness and its contents; much of the machinery
of the brain is metabolic. The bodily control mechanisms, such as regulating breathing, heart rate and
digestion would be of no value in non-biological substrates. On the other hand, several theories of
consciousness suggest that bodily sense is needed for normal cognition (e.g., 9.6, Embodied and
Enactive Theories).
Take all the brain data together and consider all possible combinations and permutations that work
to generate the more than 100 billion distinct human personalities who have ever lived (each of whom
has distinct states from moment to moment over decades of life). I hesitate to estimate the number of
specifications that would be required. How could all these be accessed non-invasively, in sufficient
detail, in real time, and simultaneously? The technologies exceed my imagination. But in principle,
they are possible.
A second potential deterrent to virtual immortality is quantum mechanics, the inherent indeterminacies
that could make creating a perfect mental duplicate problematic or even impossible. After all, if
quantum events (like radioactive decay) are in principle non-predictable, how then would it be
possible to duplicate a brain perfectly?
But quantum indeterminacies exist everywhere, in bricks just as well as in brains, so its special
applicability to brain function, and hence to virtual immortality, is questionable. The crux of the
issue is at which level in the hierarchy of causation, if any, does quantum mechanics make necessary
contributions to brain function and to consciousness? (11). Certainly, the vast majority of
neuroscientists think quantum mechanics works only at bedrock levels of fundamental physics, way too
low to play any special role at the higher levels where brains function and minds happen.
This means that while the sheer complexity of the brain would deter virtual immortality, and the
indeterminacy of quantum mechanics might be an insurmountable obstacle to perfect duplication, the
former would only delay its advent while the latter is probably not relevant. This leaves theories of
consciousness—that same elephant in the room—which optimo-techno-futurists ignore as they plan their
virtual afterlife.
This section on Virtual Immortality follows from the previous section on AI Consciousness. It is my
conjecture that unless humanlike, first-person inner awareness can be created in AI-empowered
non-biological intelligences, uploading one's neural patterns and pathways, however complete, could
never preserve the original, first-person mental self (the private “I”) and virtual immortality would
be impossible. To the extent that the case for AI consciousness can be made, the case for virtual
immortality strengthens. To the extent that the case for AI consciousness is weak, the case for
virtual immortality weakens. AI consciousness is a necessary but not sufficient condition for virtual
immortality. In other words, virtual immortality requires the same basic conditions as does AI
consciousness, but then must add (unknown) orders of magnitude of greater constraints and complexity.
What about well-known thought experiments where each neuron is replaced, one at a time, by silicon
chips that are perfect replicators. Everyone would agree that replacing one neuron (of 86 billion)
would not change phenomenal consciousness. What about replacing one billion neurons? Ten billion? All
of them? Would consciousness gradually fade and wink out? Or disappear all at once (unlikely)? Or not
change at all?
John Searle, who also used the silicon chip replacement thought experiment, thinks that “as the
silicon is progressively implanted into your dwindling brain, you find that the area of your conscious
experience is shrinking, but that this shows no effect on your external behavior” (Searle, 1992). David Chalmers, who uses
“fading qualia” to probe consciousness, thinks silicon replacement would not change phenomenology (Chalmers, 1995a). Michael Tye, who
offers four possibilities for what could happen to both phenomenology and belief, thinks that neither
would change (Tye, 2019). Ned Block thinks
phenomenology depends on the nature of our biological machinery (Block, 2023). I think theory of
consciousness matters.
In my view, the silicon replacement thought experiment poses another hurdle for virtual
immortality. Unless Chalmers and Tye are correct that there would be no change, virtual immortality
would be impossible.
Philosopher of mind and AI Susan Schneider warns would-be mind uploaders that “If one opts for
patternism, enhancements like uploading are not really ‘enhancements’; they can even result in death.”
Patternism, she says, is based on the computational theory of mind (9.4), which explains “cognitive
and perceptual capacities in terms of causal relationships between components, each of which can be
described algorithmically.” One common metaphor is that “the mind is a software program: That is, the
mind is the algorithm the brain implements.” Upload the software, you upload the mind? Not so fast.
Personal identity, Schneider says, requires “spatiotemporal continuity,” such that any uploaded entity
would not be your first-person self. It would be an “android,” she says, “an unwitting imposter.” (Schneider, 2019a, 2019b).
According to Christof Koch, “Mind-uploading will only be achievable if computational
functionalism, the metaphysical assumption that computations, executed on a computer, are sufficient
for consciousness, holds. In this view, consciousness is simply a question of discovering the right
algorithm. Under a different metaphysical assumption, consciousness cannot be achieved by mere
computation as it is a structure associated with the physics of complex systems. If this is how
reality is structured, then uploading a ‘mind’ to a digital
computer will end up with a deep fake: all action without what we hold most precious,
subjective experiAs noted, virtual immortality ence” (Koch, 2024, p. 19; 12).
As noted, virtual immortality is a large leap beyond AI consciousness, in that AI consciousness
creates a new locus of consciousness whereas virtual immortality must not only create a new locus of
consciousness, it must also reproduce with exquisite perfection a prior locus of consciousness. This
is why virtual immortality would require far more advanced technology, the acquisition of which could
take centuries if not millennia or longer.
Whether virtual immortality is even possible has never changed, of course; always it has been
determined or constrained by the unchanging, actual explanation or theory of phenomenal consciousness.
We assess for each category.
Materialism Theories (9). If Materialism Theories explain consciousness entirely (without
remainder), then our first-person mental self would be uploadable and virtual immortality would be
attainable. The technology would take hundreds or thousands of years—not decades as
optimo-techno-futurists expect—but, barring human-wide catastrophe, virtual immortality would happen.
There is no in-principle prohibition.
If epiphenomenalism is true, then it is highly likely that virtual immortality would be attainable.
The inert “foam” of consciousness should have little impact.
To the degree that Language affects the deep essence of consciousness would make Virtual
Immortality more likely, given the exponential advances in AI language development—but it would still
be only a first step.
Relational and Representational Theories, if true, could guide research and facilitate the
technology for virtual immortality.
Non-Reductive Physicalism (10). If Non-Reductive Physicalism explains consciousness, then it
is also highly likely that virtual immortality would be attainable. The causative power of mental
states should not affect virtual immortality because a perfect duplication of the physical states
would ipso facto produce a perfect duplication of the mental states. But if there were some strong
emergence and/or top-down causation required, then those would also have to be duplicated in the
upload.
Quantum Theories (11). If Quantum Theories are the mechanism of consciousness, then it is
likely that virtual immortality would be attainable, because quantum mechanics is governed by highly
predictable regularities, although the technology to do so would be more challenging. However, the
indeterminacies, intrinsic probabilistics and strangeness of quantum physics add a degree of
uncertainty that cannot be evaluated. The test, as with all potential causes of consciousness, is
whether advanced technology can manipulate and control the cause of consciousness, and do so
comprehensively and precisely and without meaningful error. The quantum nature of consciousness, if
true, would introduce unpredictability and perhaps undermine perfect duplicability. For this reason,
quantum theories, compared to other theories of consciousness, would have relatively less success in
enabling virtual immortality than in generating AI consciousness (which is not to say it can do
either).
Stuart Hameroff thinks it is possible that “your consciousness can be downloaded into some
artificial medium as the singularity folks have been saying for years, but without any progress
whatsoever.” Referencing his and Roger Penrose's Orch OR theory of quantum conscious (11.1),
Hameroff says, “It could happen in an alternative medium that has the proper properties,” he said,
“perhaps artificial nanotubes
made of carbon fullerenes.
[Creating consciousness in non-biological media] can be done as long as you have enough mass
superposition to reach threshold in a reasonable time” (Hameroff et al., 2024).
Integrated Information Theory (12). If phenomenal consciousness requires an independent,
non-reducible feature that may take the form of a radically new structure or organization of reality,
perhaps a different dimension of reality—as IIT postulates—then virtual immortality could be possible,
but it would be remain an open question whether our first-person mental self could be uploaded. As we
do not understand this consciousness-causing structure, we could not now know whether it could be
manipulated by technology, no matter how advanced. If this qualia space could be directed by
activities in the brain, with predictable regularities, then virtual immortality would be more likely.
Whereas many neuroscientists assume that whole brain duplication can achieve, ultimately, virtual
immortality, Tononi and Koch do not grant to a digital simulacrum the same consciousness we grant to a
fellow human. According to IIT, they say, “this would not be justified, for the simple reason that the
brain is real, but a simulation of a brain is virtual.” Consciousness is a fundamental property of
certain physical systems, those that require having real cause–effect power, specifically the power of
shaping the space of possible past and future states in a way that is maximally irreducible
intrinsically.” Therefore, they conclude, “just like a computer simulation of a giant star will not
bend space–time around the machine, a simulation of our conscious brain will not have consciousness”
(Tononi and Koch, 2015). What would most
likely happen, Tononi says, is, “you would create a perfect ‘zombie’—somebody who acts exactly like
you, somebody whom other people would mistake for you, but you wouldn't be there” (Tononi, 2014c).
Panpsychisms (13). If Panpsychism is true and consciousness is an irreducible property of
each and every elementary physical field and particle, then it would seem probable that our
first-person mental self could be uploaded. There would be two reasons: (i) consciousness would be an
intrinsic part of the fabric of reality, and (ii) there would be regularities in the way particles
would need to be aggregated to produce consciousness—and if there are such regularities, then advanced
technologies could learn to control them. But the question turns, again, on whether the micropsychic
forces could be harnessed and manipulated by super-advanced technology, as can physical forces of
fundamental physics (with varying degrees of difficulty and precision).
Monisms (14): As with AI consciousness, monism's single-stuff reality should enable virtual
immortality—again, unless God or something like God (if it exists) were involved.
Dualisms (15). If Dualism is true and consciousness requires a radically separate,
nonphysical substance not causally determined by the physical world, then it would seem impossible to
upload our first-person mental self by duplicating the brain, because a necessary cause of our
consciousness, this nonphysical component, would be absent. (An exception, again, would be Emergent
Dualism [15.9], where unknown psychophysical laws would generate “souls” or nonphysical components
“automatically.” But whether the same radically-unknown psychophysical laws would work equally well
for virtual consciousness as for brain-based consciousness is a further complexity.)
Idealisms (16). If consciousness is ultimate reality, then consciousness would exist of
itself, primitive, without any physical prerequisites. But would the unique, comprehensive pattern of
a complete physical brain (derived, in this case, from consciousness) favor a duplication of a
specific segment of the cosmic consciousness (i.e., our unique first-person mental self)? It's not
clear, in Idealism's case, whether uploading would make much difference (or much sense). But, again,
like AI consciousness under Idealism, virtual immortality under Idealism would turn on whether
hyper-technology, maximally advanced, could harness and manipulate Idealism's fundamental
consciousness. I can argue both sides: on the one hand, we are already composed of the same
consciousness, so duplication is facilitated; on the other hand, the probability of being able to
manipulate fundamental consciousness does not feel high.
Anomalous and Altered States Theories (17). As with AI consciousness, because Anomalous and
Altered States theories of consciousness require “something” beyond, or in addition to, materialism,
that “something” would be necessary but not sufficient to enable virtual immortality. However, given
that almost every Anomalous and Altered States theory of consciousness already has ample (theoretical)
resources to provide its own form or forms of immortality (supposedly), virtual immortality under
Anomalous and Altered States theories would seem moot. After all, if you get the “real thing,” why
worry about “virtual?”
To summarize, in pursuit of virtual immortality, here are my (tentative) conclusions for each
category of theories of consciousness. Materialism Theories: Yes. Non-Reductive Physicalism: Likely.
Quantum Theories: Probably (with uncertainty). Panpsychism: Probably. Monism: Likely (some). Dualism:
No (mostly). Idealism: Likely. Anomalous and Altered States theories: Not needed.
Any theory, of course, would need to take on board all the brain-based complexities noted earlier,
much underappreciated by optimo-techno-futurists.
In trying to distinguish among these alternative theories of consciousness, and thus assess the
viability of virtual immortality, I am troubled by a simple observation. Assume that a perfect
duplication of my brain does, in fact, generate my first-person consciousness—which is the minimum
requirement for virtual immortality. This would mean that my first-person self and personal awareness
could be uploaded to a new medium
(non-biological or even, for that matter, a new biological body). But here's the problem: If “I” can
be duplicated once, then I can be duplicated twice; and if twice, then an unlimited number of times.
What happens to my current first-person inner awareness? What happens to my “I”? Assume I do the
duplication procedure and it works perfectly—say, five times. Where is my first-person inner awareness
located? Where am I? Each of the five duplicates would state with indignant certainty that he is
“Robert Kuhn,” and no one could dispute any of them. (For simplicity of the argument, physical
appearances of the clones are neutralized.) Inhabiting my original body, I would also claim to be the
real “me,” but I could not prove my priority. (David Brin's novel Kiln People is a thought
experiment about “duplicates,” and personal identity [Brin, 2003].)
I'll frame the question more precisely. Compare my inner awareness from right before to right after
the duplication process. Will I, the original, feel or sense differently? Here are four duplication
scenarios, with their implications:
- 1.
I do not sense any difference in my first-person awareness. This would mean that the five duplicates are like super-identical twins—they are independent conscious entities, such that each, after his creation, begins instantly to diverge from the others. This would imply that consciousness is the local expression or manifestation of a set of physical factors or patterns. (An alternative explanation would be that the duplicates are zombies, with no inner awareness—a charge, of course, they would angrily deny.)
- 2.
My first-person awareness suddenly has six parts—my original and the five duplicates in different locations—and they all somehow merge or blur together into a single conscious frame, the six conscious entities fusing into a single composite (if not coherent) “picture.” In this way, the unified effect of my six conscious centers would be like the “binding problem” on steroids.70 This could mean that consciousness has some kind of overarching presence or a kind of supra-physical structure.
- 3.
My personal first-person awareness shifts from one conscious entity to another, or fragments, or fractionates. These states are logically (if remotely) possible, but only, I think, if consciousness would be an imperfect, incomplete expression of evolution, devoid of deep grounding.
- 4.
My personal first-person awareness disappears upon duplication; although each of the six (five plus original) claims to be the original and really believes it, in fact none is. (This, too, would make consciousness even more mysterious.)
For my money (or my life), I'd bet on Scenario 1. But if Scenario 1 is correct, then have “I,” the
original “I,” achieved virtual immortality? No. I have a bunch of super-identical twins, an enlarged
family, but no virtual immortality for “me.”
Suppose, after the duplicates are made, the original (me) is destroyed. What then? Almost certainly
my first-person awareness would vanish, although each of the five duplicates would assert unabashedly
that he is the real “Robert Kuhn” and would advise, perhaps smugly, not to fret over the deceased and
discarded original.
There's a further implication of virtual immortality, and an odd one, relating to the possibility
that super-strong AI, cosmos-colonizing robots could become conscious (see previous section). I can
make the case that such galaxy-traveling, consciousness-bearing entities could include you—yes,
you!—your first-person inner awareness exploring the cosmos virtually and (almost) forever. Here's the
argument. If AI consciousness and virtual immortality are possible, then human first-person
consciousness and personality can be uploaded (ultimately) into space probes and we ourselves
can colonize the cosmos!
If virtual immortality is possible, I'd see no reason why we couldn't choose where we would like
our virtual immortality to be housed, and if we choose a cosmos-colonizing robot, we could experience
the galactic journeys through robotic senses (while at the same time enjoying our virtual world,
especially during those eons of dead time traveling between star systems).
At some time in the (far) future, scientists will likely assure us that the technology is up and
running. If I were around, would I believe the scientists and upload my consciousness? Moreover,
entranced by what I assume will be AI-enhanced commercial advertisements,
would I select a cosmos-colonizing robot as my medium of storage so that I could spend my virtual
immortality touring the galaxy? I might, if only I'd be confident that a theory of consciousness that
allows duplication is true and that the duplication procedure would not affect my first-person mental
self one whit. (I sure wouldn't let them destroy the original, though the duplicates may call for it.)
So, while all the duplicates wouldn't feel like me (as I know me), I'd kind of enjoy sending
“Robert Kuhn” out there exploring star systems galore.
There's more. If my consciousness is entirely physical and can be uploaded without degradation,
then it can be uploaded without degradation to as many cosmos-colonizing robots as I'd like—or can
afford. It gets crazy. Which makes me think there is something irreparably wrong with duplicates in
specific and perhaps with virtual immortality in general.
Whether non-biological entities such as robots can be conscious, or not, presents us with two
disjunctive possibilities, each with profound consequences. If robots can never be conscious, then
there may be a greater moral imperative for human beings to colonize the cosmos. If robots can be
conscious, then there may be less reason for humans, with our fragile bodies, to explore space—but
your personal consciousness could be uploaded into cosmos-colonizing robots, probably into innumerable
such galactic probes, and you yourself (or your mental clones) could colonize the cosmos.
My intuition, for what it’s worth, is that it’s all a pipedream. I deem virtual immortality for my
first-person inner awareness to be not possible as a practical matter (given any hyper-technology),
and perhaps to be never possible in principle. Does this commit me to a form of dualism? I'm not
comfortable with the pigeonhole. But confident in my conclusion, I am not.
While in the (far) future, we may find a way to convince ourselves that duplication really works,
for me for now, I'm convinced of only this: Virtual immortality, like AI consciousness, must face the
explanations and theories on the Landscape of Consciousness.
25. Survival beyond death
This section is somewhat repetitive. The reason is not just because there is absence of real
knowledge about survival beyond death, which is obvious (to some), but also because what follows from
each explanation or theory of consciousness with respect to survival is reasonably clear (even if, in
some cases, ambiguous).
Materialism Theories (9). Death of the brain and body is death of the person, irrevocable
and permanent non-existence. The conventional-wisdom way to maintain post-mortem, first-person
subjectivity under Materialism Theories would be virtual immortality via hyper-advanced technology
(see the previous section). Another possibility comes from the four-dimensional block universe
interpretation of fundamental physics (the fourth dimension being time). As Albert Einstein wrote to
the family of his friend, Michele Besso, who had just died: “Now he has departed this strange world a
little ahead of me. That signifies nothing. For us believing physicists, the distinction between past,
present and future is only a stubbornly persistent illusion.”
Generic Subjective Continuity (9.8.13). Naturalistic conceptions of consciousness, personhood,
and self, tied to a physicalist picture of consciousness dependent on the brain, would seem to make
it impossible, even ludicrous, to sustain the hypothesis that one's particular personal
consciousness survives the dissolution of the brain upon death. Nevertheless, some (Clark, T., 1994) have proposed that at
death we should anticipate not the onset of oblivion or nothingness, but the continuation of
consciousness—however, not in the context of the person who dies. Such “generic subjective continuity”
suggests that consciousness, albeit tied to specific physical instantiations, never finds itself
absent. One might stretch to find resonances with aspects of some Eastern eschatologies. (That this
may or may not be welcomed by those facing death—many of whom have the hope of first-person-continuity
life after death, and some of whom may prefer the onset of oblivion, not the continuation of
experience in other contexts—is way beyond the scope of this Landscape.)
Non-Reductive Physicalism (10). Whereas death under Materialism/physicalism means total
extinction of mind and consciousness, under some forms of Non-Reductive Physicalism, with mind not
reducible, it is possible that God (if there is a God), or something like God, could bring the person
back to life, a radical process often labeled “resurrection” (10.3).
Quantum Theories (11). If consciousness comes about via specialized quantum processes, then,
at least superficially, death is still death as it is in materialism. However, looking deeper, the
strange, counterintuitive nature of quantum theory introduces the possibility of radically new levels
or realms of existence, such as the many-worlds interpretation and alternative world histories
selected by future events. It is still hard to imagine how any of this could provide first-person
survival beyond death to my inner “I” that feels and senses now.
Integrated Information Theory (12). If phenomenal consciousness requires a radically new
structure or organization of reality, perhaps a different dimension of reality, then what happens to
these inscrutable things cannot be imagined and their potential permanence in some sense cannot be
rejected. This does not mean that IIT espouses or even allows life after death. What it does is
highlight the mystery and importance of consciousness, which leaves the door to survival perhaps a
crack more open.
Panpsychisms (13). If all aspects of the world are infused with consciousness, then solving
the combination problem—how myriad microscopic panpsychic elements coalesce to form a macroscopic
consciousness—could enable novel ideas about what may happen when the process reverses, when the
macroscopic consciousness dissolves with the dissolution of the brain. It seems a long-long shot to
first-person survival, but for some kind of survival, not in principle impossible.
Monisms (14). Having one kind of fundamental stuff makes ultimate reality simpler,
suggesting perhaps that some kinds of monism may facilitate survival. For example, John Polkinghorne's
“dual-aspect monism” enables a resurrection.
Dualisms (15). With its nonphysical soul or spirit independent of the body being the “real
you,” dualism provides the clearest mechanism for survival beyond death. As such, dualism dominates
religious traditions and spiritual systems. In addition to resurrection (Abrahamic religions
of Judaism, Christianity, Islam) and reincarnation (Eastern traditions, especially Hinduism
and Buddhism), the vast majority of religious believers are sure that our individual soul or
first-person awareness will, post-mortem, immediately be resident in some other realm. Popularity does
not make truth, of course, but it is a data point. To reflect on dualism in reverse: If we knew
counterfactually that survival beyond death was indeed a true fact of the world, we would likely infer
that some kind of dualism is making it happen.
Idealism (16). Idealism allows survival beyond death because if everything fundamentally is
consciousness, and thus consciousness is the ground of all being, then a nexus between our individual
consciousnesses and the ultimate or cosmic consciousness can be readily imagined. (Parsimony is nice
but not dispositive.) Indeed, Eastern religions have survival as fundamental doctrine, usually in
forms and systems of reincarnation. However, survival under Idealism usually does not mean survival of
one's current first-person awareness, but rather some kind of consciousness expansion (Kastrup, 2016a, Kastrup, 2016b) or diffusion, like a
person's one drop of personal consciousness absorbed back into the infinite ocean of cosmic
consciousness from which it came. The issue of the afterlife in Indian philosophy is framed sharply by
the question whether we will “eat sugar” (maintain our first-person identity) or “be sugar” (absorbed
back into cosmic consciousness, lose our first-person identity) (Medhananda, 2023).
Anomalous and Altered States Theories (17). Survival beyond death of personal
consciousness in some form is a prime feature of Anomalous and Altered States theories. Almost all
categories of psi/paranormal (i.e., NDEs, OBEs, ESP, parapsychology,
past lives) have “life after death”—if not as its central doctrine (which some do), then at least
as a major aspect. Whether “communicating” with dead relatives in séances or “remembering” past
lives via hypnosis,
survival gets attention. In fact, survival is a main motivating reason why people are attracted to
psi/paranormal phenomena in the first place.
To summarize, in pursuit of survival beyond death, here are my (tentative) conclusions for each
category of theories of consciousness: Materialism: No, with possible exceptions for virtual
immortality and a four-dimensional block universe. Non-Reductive physicalism: Unlikely (possible
exception: resurrection). Quantum Theories: Maybe (even if so, it would be in formal, abstract ways of
uncertain meaning). Panpsychism: Unlikely (long shot). Monism: Unlikely (possible exception:
resurrection). Dualism: Yes, with first-person consciousness preserved. Idealism: Yes, with
first-person consciousness blurred or banished. Anomalous and Altered States theories: Yes. Generic
subjective continuity: No, but consciousness survives death in a generic, not a personal sense.
I remain eagerly though skeptically open to speculation. I won't fool myself.
26. Reflections
When I did my PhD in neurophysiology (mid-1960s), I felt somewhat embarrassed, as an apprentice
scientist, to be seen taking consciousness seriously. I'm now proud of it, though it's no longer
risky. There is today great interest in consciousness among scientists—some, in context of AI
potentially becoming conscious, calling the issue “urgent” (Lenharo, 2024).
I appreciate Christof Koch pioneering neural correlates of consciousness; David Chalmers
challenging conventional wisdom in philosophy of mind; and John Leslie, from whom I've learned much,
showing me new ways to think about ultimate matters. I admire two physicists who have long taken
consciousness seriously. Paul Davies suspects that the universe is “about” something and that
consciousness is no accident. Andrei Linde was advised to take the word “consciousness” out
of a cosmology manuscript so that fellow scientists wouldn't lose respect for him. Andrei responded,
“If I take ‘consciousness’ out, I'd lose respect for myself.”
Artist/philosopher Mariusz Stanowski, on seeing an early pre-proof of this paper, challenged my
statement that “whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded
in this Landscape of theories." He argues that “creativity is producing coherent structures/syntheses
as opposed to producing collections. Your article is such a collection of views on consciousness and
your comment doesn't change that. The solution lies outside this landscape.” (Stanowski's own “theory
of contrasts” offers “direct contact with reality” where coherent structures are built from simple
elements, gradually increasing in complexity,” such that “complexity means integration, value and
goodness” [Stanowski, 2021]).
To be clear, I am not saying that the ultimate theory is already here on the
Landscape, hidden in plain sight, but rather whatever the ultimate theory turns out to be, its
fundamental elements could be categorized according to Landscape structure, with family
resemblances to some current theories.
I turn again to Jerry Fodor and his pithy appraisal of consciousness theories: “Nobody has the
slightest idea how anything material could be conscious. Nobody even knows what it would be like to
have the slightest idea about how anything material could be conscious” (Fodor, 1992).
Scanning the Landscape, I'd like to say we have progressed. I'm not sure I can.
Those who write about consciousness like to quote, with bemused irony, psychologist Stuart
Sutherland's cautionary words: “Consciousness is a fascinating but elusive phenomenon; it is
impossible to specify what it is, what it does, or why it evolved. Nothing worth reading has been
written on it” (Sutherland, 1989).
Slyly, we all hope to be the exception. More likely we corroborate that Sutherland had us all
nailed.
Philosopher William Hirstein is more optimistic. In response to the early Landscape pre-proof, he
noted, “You cast a broad net (you even caught me!), which is exactly what's needed at this point.
Also, taken all together, it [Landscape] provides a fascinating look at the whole of human
intelligence coming up against a problem, one that is vital for us. The diversity of these views is
part of a larger point that, as a species, diversity is our strength: we each tackle problems in our
unique ways, and (hopefully) someone will win the lottery. Moreover, a goodly percentage of the views
are inter-consistent: just touching different parts of the same elephant” (Hirstein, 2024).
Me, I just don't know … My own hunch, right here, right now—if I'm coerced to disclose it and for
what little it's worth—might be something of a Dualism-Idealism mashup.71 (I can describe; I dare not
defend.)
Note to readers
Feedback is appreciated, critique too—especially explanations or theories of consciousness not
included, or not described accurately, or not classified properly; also, improvements of the
classification typology.
I look forward to providing updates and making revisions. This Landscape of Consciousness is a
work-in-process—permanently.
Declaration of competing interest
None.
Acknowledgements
For over 25 years, Closer To Truth, public television series and global resource—the Closer
To Truth website and Closer To Truth YouTube channel—has been a central part of my life and Closer
To Truth interviews are a primary source for this Landscape of Consciousness. Peter Getzels is
the co-creator, producer and director of Closer To Truth and I am pleased to acknowledge him
first. Peter and I have been working together since 2006, producing and broadcasting over 300 TV
episodes (and counting) and over 5,000 web videos. It is hard to overstate the complexity of a
Closer To Truth TV episode, for which Peter is responsible: planning relevant and visually
interesting filming locations; organizing large crews (12–15 members) and complex equipment;
coordinating guest logistics; and managing the myriad steps in post-production hands-on. Most important,
Peter's creativity in the edit, integrating sophisticated knowledge of the content with engaging imagery
and music.
For astute comments and enhancing ideas for the Landscape, and for the superb graphic of the
Landscape (Fig. 3), my special thanks to Alex
Gomez-Marin. For feedback on the manuscript, thanks to Thomas Clark, Philip Goff, George Ellis, Edward
Kelly, Sean Slocum, and Galen Strawson—and to a global band of volunteer proofreaders. For additional
theories, thanks to Moisés Alvarez, Alex Gomez-Marin, Kevin McLeod, and Uziel Awret. For technical
support, thanks to Joshua Favara and Sean Slocum. My appreciation to an anonymous reviewer for very
helpful suggestions. My appreciation to the superb Elsevier production team, led by journal manager
Sridhar Venkataraman.
I express deep appreciation to friends and colleagues, largely philosophers and scientists, who over
the years have enriched my appreciation and understanding of consciousness and all that relates to it,
including (alphabetically): Ned Block, David Chalmers, Paul Davies, Daniel Dennett, Christof Koch, John
Leslie, Colin McGinn, Marvin Minsky, Yujin Nagasawa, Roger Penrose, John Searle, Galen Strawson, Richard
Swinburne, Raymond Tallis, Peter van Inwagen. In addition (alphabetically): Scott Aaronson, W. Ross
Adey, David Albert, Nancy Andreasen, Robert Audi, Uziel Awret, Francisco Ayala, Julian Baggini, Philip
Bard, Deirdre Barrett, Justin Barrett, Roy Baumeister, Tim Bayne, Barry Beyerstein, Simon Blackburn,
Susan Blackmore, Colin Blakemore, Joseph Bogen, Nick Bostrom, Stephen Braude, Mary Brazier, David Brin,
Rodney Brooks, Leslie Brothers, Warren Brown, Bernard Carr, Sean Carroll, Gregory Chaitin, Anjan
Chatterjee, Noam Chomsky, Stephen Chorover, Patricia Churchland, Deepak Chopra, Andy Clark, Thomas
Clark, Philip Clayton, Carmine Clemente, Sarah Coakley, Eric Courchesne, William Lane Craig, Mihaly
Csikszentmihalyi, Antonio Damasio, Andrew Davis, Helen De Cruz, Terrence Deacon, David Deutsch, Diana
Deutsch, Edward de Bono, Helen De Cruz, Terrence Deacon, Hubert Dreyfus, John Duprey, Freeman Dyson,
David Eagleman, George Ellis, Robert Epstein, Christopher Evans, Edward Feser, Jerry Fodor, Jerome D.
Frank, Jay Garfield, George Geis, Marcello Gleiser, Peter Gobets, Peter Godfrey-Smith, Phillip Goff,
Rebecca Newberger Goldstein, Àlex Gómez-Marín, Alison Gopnik, Michael Graziano, Susan Greenfield,
Stephen Grossberg, Stuart Hameroff, David Bentley Hart, William Hirstein, Donald Hoffman, Jim Holt, John
Horgan, Nicholas Humphrey, Christopher Isham, Jenann Ismael, John Iversen, Michael James, Tao Jiang,
Brian Josephson, Menas Kafatos, Subhash Kak, Bernardo Kastrup, Stuart Kauffman, Edward Kelly, Lawrence
Krauss, Raymond Kurzweil, George Lakoff, Stephen Law, Joseph LeDoux, Brian Leftow, Bruce Levy, John
Liebeskind, Andrei Linde, Rodolfo Llinas, Elisabeth Lloyd, Peter Loewenberg, Barry Loewer, Elizabeth
Loftus, Andrew Ter Ern Loke, Uri Maoz, Elizabeth Margulis, Kelsey Martin, John Mazziotta, Ernan
McMullin, Patrick McNamara, Swami Medhananda, Alfred Mele, Michael Merzenich, Ken Mogi, James Mosso,
J.P. Moreland, Vernon Mountcastle, Nancey Murphy, Michael Murray, George Musser, Thomas Nagel, Seyyed
Hossein Nasr, Denis Noble, Alva Noë, Sherwin Nuland, Timothy O'Connor, Don Page, Derek Parfit, Sam
Parnia, Sudip Patra, Franklin Perkins, Sara Manning Peskin, Massimo Pigliucci, Alvin Plantinga, John
Polkinghorne, Dean Radin, V.S. Ramachandran, Varadaraja V. Raman, Martin Rees, Alex Rosenberg, Adina
Roskies, Michael Ruse, Robert Russell, John Sanfey, Swami Sarvapriyananda, Arnold Scheibel, John Schlag,
Marilyn Schlitz, Jonathan Schooler, Erin Schuman, Eric Schwitzgebel, Aaron Segal, Terrance Sejnowski,
Anil Seth, Alan Shapiro, David Shatz, Rupert Sheldrake, Michael Shermer, Eduard Shyfrin, Todd Siler,
Barry Smith, Huston Smith, Lee Smolin, Walter Sinnott-Armstrong, Henry Stapp, Robert Stickgold, Eleonore
Stump, Joshua Swamidass, James Tobin, Simone Schnall, Ganapathy Subramaniam, Charles Tart, Max Tegmark,
Paul Thagard, Neil Theise, Evan Thompson, William Irwin Thompson, Alan Tobin, Giulio Tononi, John
Torday, Mark Tramo, Robert Trivers, Peter Tse, Bas van Fraassen, David Wallace, Roger Walsh, Keith Ward,
Thalia Wheatley, Fred Alan Wolf, Stephen Wolfram, Yang Xiao, Yifa, Gino Yu, Hamza Yusuf, Eran Zaidel,
Carol Zaleski, Semir Zeki, Dean Zimmerman, among others—almost all of whom appear on Closer To
Truth.
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Peter Van InwagenA materialist ontology of the human personPeter van Inwagen, Dean Zimmerman (Eds.), Persons - Human and Divine, Oxford University Press (2007)
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Peter Van InwagenWhat is the nature of personal identity? Peter van Inwagen on closer to truth—48 CTT videos and 28 CTT TV episodes
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Pim Van LommelThe Continuity of Consciousness: a concept based on scientific research on near-death experiences during cardiac arrest
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Francisco VarelaNeurophenomenology: a methodological remedy for the hard problemJ. Conscious. Stud., 3 (4) (1996)
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Francisco Varela, Eleanor Rosch, Evan ThompsonThe Embodied Mind - Cognitive Science and Human ExperienceThe MIT Press (1991)
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Sebastjan VörösAt the cradle of things - the act of distinction and Francisco Varela's non-dualist thoughtJ. Conscious. Stud., 30 (1–2) (2023)
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H. Wahbeh, D. Radin, C. Cannard, A. DelormeWhat if consciousness is not an emergent property of the brain? Observational and empirical challenges to materialistic modelsFront. Psychol., 13 (2022), Article 955594
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Konrad WernerEnactment - a preliminary study in Varela and traditional metaphysicsJ. Conscious. Stud., 30 (2023), pp. 11-12
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- 1
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Feedback is appreciated, especially explanations or theories of consciousness not included, or not described accurately, or not classified properly; also, modifications of the classification typology. “A Landscape of Consciousness” is a work-in-progress, permanently.
- 2
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I make no attempt to be exhaustive historically: while Bohm, Jung, Aquinas, Aurobindo, and Dao De Jing are included; Plato, the Psalmist, Nagarjuna, Confucius, and the Apostle Paul are not.
- 3
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I use “explanation” and “theory” interchangeably, though I chose “explanations,” not “theories,” for the subtitle. “Theories” range from the “Theory of Relativity” with high precision, to theories in the life and social sciences with confidence levels that vary wildly, to “I have a theory” (meaning “I have an idea,” about anything, say, why my favorite sports team keeps losing). Other terms are “hypothesis,” an initial idea to guide research, and “model,” a simplification of the real world to isolate and test insights. All these terms have precise definitions in the literature (see Daniel Stoljar, Kind and Stoljar, 2023, pp. 112–113). But on this Landscape everyone picks their own term. Most pick “theory,” in part because they really believe their baby is beautiful. No matter the term, we are all after the same goal: the foundation(s) of consciousness.
- 4
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Deliberately, “A Landscape ….” not “The Landscape ….” I acknowledge, with pleasure, precedent to Leonard Susskind's pioneering The Cosmic Landscape (string theory structures and the anthropic principle).
- 5
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My typology is arbitrary, and any association with political connotations of “left” and “right” is coincidental and comical.
- 6
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UCLA Department of Anatomy and Brain Research Institute, 1964–1968.
- 7
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Closer To Truth is co-created, produced and directed by Peter Getzels.
- 8
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Closer To Truth features over 100 TV episodes and over 1500 video interviews on consciousness and related topics, issues and questions in brain and mind, such as free will, personal identity, and alien intelligences. Closer To Truth website, www.closertotruth.com and Closer To Truth YouTube channel, www.youtube.com/@CloserToTruthTV.
- 9
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In addition, viewers globally send me their theories on consciousness: some are coherent, a few are original, all are passionate. I consider them all—most, admittedly, I skim—and I learn some, enriching the Landscape. There seems a sharp division: those striving to develop purely physicalist explanations (however complex), and those taking consciousness as in some sense fundamental (whether motivated by religion, parapsychology or philosophy).
- 10
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The noncognitive nature of perception precludes cognitive theories of consciousness. In particular, Block says there is an argument from one of the cases of nonconceptual perception to the conclusion that there is phenomenal consciousness without access consciousness.
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Logically, there is no necessity for dualism to be the limit; there can be innumerable kinds of irreducible “World-Stuffs”; for this Landscape, monism vs. dualism is sufficiently daunting.
- 12
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“Materialism” and “physicalism” are roughly equivalent ontological terms, often used interchangeably, although physicalism can cover wider territory, including properties that the laws of physics describe, e.g., space, time, energy, matter. Moreover, physicalism can connote more epistemological matters, in terms of how we can know things. Materialism can be distinguished as the more restrictive term, meaning all that is real is matter and its equivalents. It connotes more ontological concerns, in terms of what really exists. In this Landscape, we go more with “materialism,” which also maintains historical continuity.
- 13
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“In politics, the ‘Overton window‘ is the range of positions that politicians can safely raise in public discourse. Propose something outside the window and you can expect resistance—not just to the proposal itself, but to the idea that, after saying what you just said, you even merit a place in the debate. Science too has Overton windows. Sometimes positions can be so far outside the mainstream that they invite the charge that we should not even be discussing this” (Birth, 2023).
- 14
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In producing and hosting Closer To Truth over the years, I have interviewed David Chalmers and John Searle multiple times. One of my favorite Closer To Truth TV episodes is a retrospective of three interviews I did with Dave and John over a period of 15 years: 1999, when Dave and John were together on the same panel during the first season of Closer To Truth (roundtable format); 2007 (some months apart); and 2014, both at the 20th anniversary of the “Toward a Science of Consciousness” Conference in Tucson, Arizona (Chalmers and Searle, 2014).
- 15
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Ironically, Donald Hoffman appeals to the same analogy of a human-computer user interface to argue for the view diametrically opposite to that of Dennett and Graziano. Hoffman argues for Idealism, that not only is consciousness real, it is the only thing that is real fundamentally (Idealism, 16; Hoffman, 16.5).
- 16
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Ned Block says that the example used in the fading qualia argument may derive from John Haugeland (1980), but that “the best version is that of Chalmers (1995)” (Block, 2023, p. 451).
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Searle refines his definition: “Consciousness so defined does not imply self-consciousness …. you do not need a general second-order consciousness to have a first-order consciousness.” (Searle, 2007b).
- 18
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Papineau distinguishes possibility from conceivability. “A posteriori physicalists have no choice but to allow that they [zombies] are at least conceivable,” even if not possible (Papineau, 2020b).
- 19
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The adversarial experiments are envisioned and sponsored by the Templeton World Charity Foundation.
- 20
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Two witticisms exchanged by Dan Dennett and Dave Chalmers at the 2014 “Toward a Science of Consciousness” conference in Tucson, organized and managed by Stuart Hameroff and co-organized in some years by Chalmers. Dan: “I now know what it feels like to be a policeman at Woodstock.” Dave: “Everyone has a crazy theory about the ‘hard problem’—even Dan, who says there is no ‘hard problem.’”
- 21
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Bach notes, “In the human brain, the functionality of the conductor is likely facilitated via the dorsolateral prefrontal cortex, anterior cingulate cortex, and anterior insula. The conductor has attentional links into most regions” (Bach, 2019).
- 22
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My PhD research at UCLA's Brain Research Institute, under Professor John Schlag, was on the thalamocortical pathway; my thesis title: “An Analysis of Cortical Evoked Potentials and Concomitant Neuronal Population Activity.”
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Zhang adds, “Energy radiated from all individuals [in a synchronized system] will be fed back to each individual at exactly the same time. Energy states of all individuals tend to even up; entropy increase tends to be maximal when sync is established; one's energy output is another's energy input. The system tends to be energy conservatively beneficial and stable” (Zhang, 2019).
- 24
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Closer To Truth videos on Computational Theory of Mind, including Rodney Brooks, Andy Clark, Donald Hoffman, Susan Greenfield, Peter Tse, Anirban Bandyopadhyay, Ken Mogi—https://closertotruth.com/video/broro-003/?referrer=8107.
- 25
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Seth first heard the phrase “controlled hallucination” from British psychologist Chris Frith and traced it back to a seminar given in the 1990s by Ramesh Jain (Seth, 2021a).
- 26
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Although Solms refers to “dual-aspect monism,” his ideas relate more to the elemental properties of bodies, namely an insulating membrane (the ectoderm of complex organisms, from which the neural plate derives) and adaptive behavior, rather than a theory of fundamental ontology. Hence, the inclusion here under Materialism Theories, Homeostatic and Affective, not under Monisms.
- 27
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Referencing Zeman, A. (2001.) Consciousness, Brain, 124 (Solms, 2021a).
- 28
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It is also active during directed tasks that require participants to remember past events or imagine upcoming events (Buckner, 2013).
- 29
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Personal note: Evan Thompson's father was social philosopher and cultural critic William Irwin Thompson, who had great influence on me (RLK)—especially his books, At the Edge of History (1971) and Passages about Earth (1974). The influence would help lay the foundation for Closer To Truth.
- 30
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I wanted to include a process philosophy approach to consciousness, but decided it could not by itself carry a separate category, because consciousness per se is not a central concern in process philosophy. Given that the process of becoming implies shifting relationships between things, over time and space, I include process philosophy here in “Relational Theories.” Considering its advocacy of “panexperientialism,” Panpsychism was the initial option, but I thought it could prove misleading to tie the two together metaphysically, because the meaning of panexperientialism in process philosophy differs subtly from its meaning in philosophy of mind broadly. So, Solomonically, I split the baby, including Process Theory in both Relational Theories under Materialism (9.7.7) and in Panpsychism (14.12).
- 31
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Again, I love when a philosopher changes their mind.
- 32
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Tye notes that “contrary to orthodoxy, there is no obvious difficulty with holding that identity statements in which the identity sign is flanked by rigid designators are sometimes contingent” (Tye, 2023).
- 33
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To speak of “mainstream panpsychists”—when I was doing neurophysiology (mid 1960s, UCLA Brain Research Institute)—would have seemed an oxymoron.
- 34
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Note that Terrence Deacon has two theories of consciousness on the Landscape: “Self-Organized Constraint and Emergence of Self” earlier (9.5.8) and “Symbolic Communication” here. This is not an error; nor does it imply that the two cannot be woven together. Rather, it recognizes that, at this time, the two are sufficiently different, and sufficiently interesting, to warrant their separate locations.
- 35
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Gumnos kókkos [bare/naked grain/kernel] comes from 1 Corinthians 15:37, referring to how on Earth God could resurrect the dead. Here, in context: 1 Corinthians 15:35–38, King James Version—“But some man will say, ‘How are the dead raised up? And with what body do they come?’ Thou fool, that which thou sowest is not quickened, except it die: And that which thou sowest, thou sowest not that body that shall be, but bare [naked] grain, it may chance of wheat, or of some other grain: But God giveth it a body as it hath pleased him, and to every seed his own body.”
- 36
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Quotes from Penrose and Hameroff come from their Closer To Truth videos: Roger Penrose—https://closertotruth.com/contributor/roger-penrose/; Stuart Hameroff—https://closertotruth.com/contributor/stuart-hameroff/.
- 37
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Kauffman says this new way of thinking about the mind-body problem differs from those of Descartes, Spinoza, Berkeley, and materialism. Res potentia and Res extensa are not substance dualism because “potentia” are not substances. But Res potentia and Res extensa are not Spinozian monism, a single substance with mental and physical properties. Nor are they Idealism, which has no Res extensa. Nor are they materialism, which has no Res potentia. Kauffman says he bases his way of thinking, in part, on Werner Heisenberg's ontological interpretation of the quantum state as “potentia.”
- 38
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A type-B materialist “accepts that there is an unclosable epistemic gap, but denies that there is an ontological gap” (Chalmers, 2003).
- 39
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“Negentropy” is a reduction in entropy and a corresponding increase in order.
- 40
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Quantum biology does not imply that quantum mechanics applies here. It is a classical-to-quantum analog approach, based on wave mechanics, that is sufficient to illustrate the process.
- 41
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I do not give Integrated Information Theory its own category because I think IIT is the leading theory of consciousness. I do so because IIT is (i) a leading theory; (ii) original in premises and approach; (iii) controversial; and (iv) it would be misleading if classified in any of the other categories.
- 42
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In attempting to classify IIT's ontology of “conceptual structures in qualia spaces,” one could make a case that IIT could be a form of Panpsychism, a kind of Dualism, or part of a much-enhanced Materialism. IIT leaders reject Dualism, distance themselves from Panpsychism (13.2), and probably would argue that, to subsume IIT, Materialism as currently practiced would need to be stretched to the snapping point.
- 43
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We do not carry the multiverse analogy too far, because the multiverse has more independent theoretical motivations and mechanisms.
- 44
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The sixth class is labeled “Monism,” which means only one of a kind of fundamental stuff, a stuff with both phenomenal and physical properties (Chalmers, 2003).
- 45
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Strawson's quote follows his reference to William James: “‘First, you know, a new theory is attacked as absurd,’ William James once remarked; ‘then it is admitted to be true, but obvious and insignificant; finally it is seen to be so important that its adversaries claim that they themselves discovered it.’”
- 46
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Goff in “Chalmers's Hard Problem of Consciousness,” near the beginning of this paper.
- 47
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Strawson uses “physicalism” and “materialism” interchangeably as ontological descriptors, though at one point preferring “physicalism” because “matter” is now specially associated with mass-energy while “physical” is more encompassing. For the uses of “materialism” and “physicalism” in this paper, see Footnote 12.
- 48
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The first PhilPapers Survey of philosophy faculty and PhDs, conducted in 2009, reported: Accept or lean toward: Physicalism, 56.5%; Non-physicalism, 25.9%; Other, 16.4%. (Bourget and Chalmers, 2009; PhilPapers Survey, 2009). The latest Survey in 2020 showed a modest but meaningful shift away from Physicalism (51.93%) and toward Non-physicalism (32.08%); Other, about the same (16.56%) (Bourget and Chalmers, 2023; PhilPapers Survey, 2020).
- 49
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The three Chinese scientists are, inclusively, from Mainland China, Taiwan, and the USA. It is good that consciousness can catalyze harmony.
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According to Shyfrin, the Kabbalah Law of Correspondence states that every concept has a multitude of corresponding concepts in all parts of information space, which has a fractal, hierarchical structure that generates differences in complexity and dimensionality.
- 51
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For other Christian philosophers, see Baker (2005).
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According to Loke, this proposal provides a metaphysical explanation for the counterfactuals of human freedom that are required by so-called “middle knowledge,” which seeks to reconcile divine predestination and human free will, whereby God via God's perfect knowledge knew prior to Creation what every free creature would freely do if instantiated in any and all circumstances. Loke says his commitment to substance dualism does not depend on which model is correct, not even his own.
- 53
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At one point in my early ruminations, I wondered if there was anything in the Bible that might reflect the essence of human-level consciousness, distinguishing humans from other animals. In Daniel 4, an incredible account is given of King Nebuchadnezzar of Babylon, who was “driven from men and dwelt with the beasts of the field” for seven years: “Let his heart [mind] be changed from man's, and let a beast's heart [mind] be given unto him.” (Dan. 4:16). Then, after the seven years, “my understanding returned to me and I blessed the most High.” (Dan. 4:34). Assume (for the moment) that this really happened, how could this have literally happened? Mental illness and its spontaneous remission would be a naturalistic explanation. I speculated something else: a change made to some “nonphysical substance” in Nebuchadnezzar's mind; conveniently, I had a “nonphysical component” at the ready.
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“The Myth of the Given is the myth that there is some level of our experience that is immediate, immune from error, given to us, as opposed to constructed, and that this level of experience constitutes the foundation or transcendental condition of the possibility of knowledge of anything else” (Garfield, 2016).
- 55
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See the energetic, illuminating debate between idealist Bernardo Kastrup and panpsychist Philip Goff (Kastrup, 2020b; Goff, 2020).
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Closer To Truth viewers come from ∼190 countries. The passion to explore ultimate questions of cosmos, consciousness, and meaning brings together diverse countries, regions, religions, races, ethnicities, genders, ages, educational levels, income levels, and social classes. The only thing we all have in common is the pursuit of these ultimate questions: expressing wonder and awe, willing to hear diverse views. But this “only thing” is a “big thing.” We all face the mysteries of cosmic existence and human sentience—the human condition, aspiration and spirit that unify us all.
- 57
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From low to high, Hawkins's 17 levels of consciousness: shame, guilt, apathy, grief, fear, desire, anger, pride, courage, neutrality, willingness, acceptance, reason, love, joy, peace, enlightenment (Hawkins, 2014). I should note that while Hawkins has his acolytes—one of whom implored me to include him on the Landscape—others call him a plagiarist and a charlatan.
- 58
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I followed parapsychology from my mid-teens though undergraduate years. J.B. Rhine, a pioneer in the field, invited me to do a PhD in parapsychology with him at Duke—which I turned down to do brain research at UCLA (a surprisingly wise choice for a passionate youngster). I continued to follow parapsychology, with decreasing interest, though the 1970s. Decades later, I began again, modestly, on Closer To Truth, and now with this Landscape, keeping both skepticism and spirited speculation in a kind of superposition.
- 59
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A type I error (false positive) occurs when a null hypothesis is rejected even though it is actually true in the population.
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Upon reviewing an early draft of this paper, cognitive scientist/parapsychologist Edward Kelly said (after some pleasant words which shall remain private), "I think you and Jonathan Schooler both substantially underestimate the cumulative force of the evidence for psi processes."
- 61
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I was introduced to synchronicity by Arthur Koestler's 1972 book, The Roots of Coincidence.
- 62
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In the last two or so years of her life, due to advanced dementia, my mother, Lee Kuhn (née Lena Kahn), who died at 102, formerly a vibrant personality, did not speak at all. However, on four or five occasions, she would suddenly blurt out, in loud and confident voice, complete, articulate, sharply formed sentences. To me, while I was working intensely on my computer: “With all that junk you're doing on that machine, at least are you making any money?” To the caregivers: “It's not that I can't talk. It's that I don't want to talk to you!" (My mother was always, well, feisty). It did not occur to me that this behavior, however startling, could support theories of consciousness that are not brain-bound. While geriatric neurology has ample resources to explain such phenomena naturally, I suppose it could also align with nonlocal theories.
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Sheldrake claims that controlled experiments anticipating phone calls and emails validate his claims; many scientists disagree, citing faulty or inadequate experimental design. Sheldrake's technical papers are on his website: https://www.sheldrake.org/research (Sheldrake, n.d.a).
- 64
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All 29 Bigelow winning essays are here: https://www.bigelowinstitute.org/index.php/essay-contest/.
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Note: Meditation is not a panacea; it did no better than any active treatment (i.e., drugs, exercise, and other behavioral therapies) on positive mood, attention, substance use, eating habits, sleep, and weight; the meta-analysis also showed low evidence of improved stress/distress and mental health–related quality of life (Goyal et al, 2014).
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In recent years, mainstream medicine has transformed psychedelic research into a legalized, innovative field, both for the treatment of mental health and neurological disorders and for explorations of consciousness. In 2000, the Johns Hopkins Center for Psychedelic and Consciousness Research became the first to obtain regulatory approval in the United States to reinitiate research with psychedelics in healthy, psychedelic-naive volunteers (Johns Hopkins Center) (https://hopkinspsychedelic.org). Another example is the New York Academy of Sciences conference, “Explorations in Consciousness: Death, Psychedelics, and Mystical Experience” (2023)—https://events.nyas.org/event/7d309c25-5b4d-4ae7-af68-59ace2817707/summary.
- 67
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Owen Flanagan first applied the term “mysterians” to those who argued that the problem of consciousness would be impossible to solve, a pessimistic position he rejected (Flanagan, 1991).
- 68
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Some sections are derived or adapted from my earlier article: Kuhn, Robert Lawrence. (2016a). Virtual Immortality. Skeptic Magazine, Volume 21, Number 2, 2016.
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All quotes from Closer To Truth—www.closertotuth.com—unless otherwise noted.
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The binding problem asks how our separate sense modalities like sight and sound come together such that our normal conscious experience feels singular and smooth, not built up from discrete, disparate elements.
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Second place might go to some form of Quantum Consciousness, triggered by writing this paper and surprising me. Third place, counterintuitively, to a kind of Eliminative Materialism/Illusionism, combined with Neurobiological and Representational Theories.
© 2024 The Author(s). Published by Elsevier Ltd.