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Emergence vs Recurrent Processing Theory

Emergence (Principle of Consciousness) and Lamme's Recurrent Processing Theory, compared field by field from their entries in the Atlas.

At a glance

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The claim

In brief
EmergenceEmergence is the philosophical claim that qualitatively new properties, such as consciousness or psychological states, arise from underlying physical properties governed entirely by physical laws. It is distinguished primarily into weak emergence, which is reducible in principle, and strong emergence, which is fundamentally non-reducible and may necessitate new physical laws.
Recurrent Processing TheoryLamme's Recurrent Processing Theory (RPT) posits that consciousness is both necessary and sufficient when reciprocal (recurrent) feedback connections occur among neural areas, particularly in sensory systems. This processing, which happens locally in sensory and post-sensory areas (Stage 3), generates phenomenal experience without requiring global broadcast access.
What consciousness is
EmergenceConsciousness is identified as a qualitatively novel property or psychological state arising from physical properties. This concept defines the relationship between mind and matter based on reducibility or non-reducibility to fundamental physics.
Recurrent Processing TheoryConsciousness is identified as a specific recurrent processing state holding within relevant neural circuitry, such as the visual system.

Big questions

EmergenceConditionalIf consciousness is weakly emergent, AI consciousness is certain given sufficient complexity. If strongly emergent, AI consciousness is still possible if non-physical properties emerge from non-biological physical complexity, depending on the meta-psychophysical laws involved.
Recurrent Processing TheoryLikelyAs a Materialism Theory, AI consciousness must, in principle, be possible if the requisite pattern of recurrent processing could be artificially duplicated in a non-biological substrate.
EmergenceConditionalWeak emergence, being close to Materialism, precludes survival. Strong emergence, particularly in the form of Emergent Dualism, could theoretically generate a nonphysical substance (mind/soul) dependent on, but not strictly identical to, the physical brain, allowing for potential independent existence after death, although this is speculative.
Recurrent Processing TheoryNoConsciousness is tied to physical brain activity and specific neural circuitry (recurrent processing states), suggesting cessation upon bodily death.
EmergenceConditionalIf consciousness is weakly emergent, duplicating the physical states would duplicate the mental states (likely). If strongly emergent, the non-reducible properties and possible downward causation would need to be perfectly captured and recreated in the new medium, posing significant, perhaps insurmountable, technical and conceptual challenges.
Recurrent Processing TheoryYesSince consciousness is the recurrent processing state itself, a perfect duplication of that process onto a new medium (upload) would generate the first-person self, enabling virtual immortality.
EmergenceUncertainEmergence, especially strong emergence combined with concepts like top-down causation, offers a framework where higher-level properties like consciousness and its associated values could possess genuine causal power, potentially supporting cosmic purpose or meaning, depending on the resulting ontology.
Recurrent Processing TheoryHumanistic onlyThe theory focuses on a purely physicalist, neurobiological explanation of phenomenal experience and does not support any ultimate cosmic meaning or purpose.

Nature of mind

Ontology
EmergenceHighly variable/Contested. Weak Emergence supports reductive Physicalism. Strong Emergence often implies Non-Reductive Physicalism or a need to expand the conception of nature, potentially requiring new fundamental laws (Naturalistic Dualism or Property Dualism).
Recurrent Processing TheoryPhysicalism
Mind and body
EmergenceEmergentist. The mind arises from the body (complex physical systems). The nature of the relationship depends on the type of emergence: Weak suggests reduction in principle; Strong suggests non-reducibility even in principle, often involving downward causation.
Recurrent Processing TheoryIdentity/Reductionist approach, arguing that the notion of mind must move toward that of the brain, and consciousness is identical to a recurrent processing state in physical circuitry.
Fundamental or emergent
EmergenceEmergent
Recurrent Processing TheoryEmergent
Qualia
EmergenceQualia are the novel, qualitatively new properties (e.g., sensory qualities) that arise from the physical system. Strong emergence views consciousness (and thus qualia) as the clearest case of a strongly emergent phenomenon, fundamentally irreducible to underlying physical facts.
Recurrent Processing TheoryQualia are generated when a certain recurrent processing state holds of the relevant visual circuitry, making the visual state conscious.

How it works

Mechanism
EmergenceThe principle is the claim that novel, qualitatively distinct properties arise at higher levels of complexity, which is often contrasted with the reductive assumptions of mainstream science.
Recurrent Processing TheoryRecurrent processing (feedback connections) in sensory and post-sensory areas (Stage 3) is considered sufficient for consciousness.
Where it is
EmergenceTypically localized in complex biological systems (e.g., brains), although strong emergence proponents may argue that AI consciousness is possible if sufficient physical complexity is achieved, regardless of substrate.
Recurrent Processing TheoryLocalized in sensory and post-sensory areas, specifically recurrent activations in the 'back of the head'.
What it does
EmergenceVaries. Weak emergence aligns with standard physical causation. Strong emergence often posits top-down causation, where emergent higher hierarchical levels exert causal force on lower levels, giving the emergent property causal powers.
Recurrent Processing TheoryConsciousness is the specific recurrent processing state itself. The underlying purpose is implied to move the understanding of mind toward the brain.

Evidence and criticism

Testability
EmergenceSpeculative and philosophically contentious. Weak emergence is scientifically aligned in principle. Strong emergence is difficult to test empirically because it posits phenomena are non-deducible from fundamental science.
Recurrent Processing TheoryEmpirically testable
Tests so far
EmergenceNot stated
Recurrent Processing TheoryNot stated
Criticisms
EmergenceIt is criticized by reductive physicalists (like Eliminative Materialists) as having little explanatory value, being superfluous, or acting as a 'restatement of a miracle' that fails to explain *how* unconscious complexity yields consciousness. Strong emergence specifically challenges the causal closure of the physical world.
Recurrent Processing TheoryCritiques Global Workspace Theory (GWT) as being 'all about access but not about seeing'. Is itself criticized by Ned Block as a 'truncated form of the global workspace account'.

Sources

Key sources
Emergence
  • The Re-emergence of Emergence: the Emergentist Hypothesis from Science to Religion, P. Clayton and P. Davies (2008)
  • Strong and weak emergence, D. Chalmers (2008)
  • Why reductionism does not work, G.F.R. Ellis (2019)
Recurrent Processing Theory
  • Towards a true neural stance on consciousness, Victor Lamme (2006)
  • How neuroscience will change our view on consciousness, Victor Lamme (2010)
  • Wu, 2018 (Discussing Lamme's RPT) (2018)

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